401k Plan data: TCW, LLC PROFIT SHARING AND SAVINGS PLAN plan

TCW, LLC PROFIT SHARING AND SAVINGS PLAN 401k Plan overview

Plan Name	TCW, LLC PROFIT SHARING AND SAVINGS PLAN
Plan identification number	001

TCW, LLC PROFIT SHARING AND SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TCW, LLC has sponsored the creation of one or more 401k plans.

Company Name: TCW, LLC

Employer identification number (EIN): 475226798

NAIC Classification: 525910
NAIC Description: Open-End Investment Funds

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TCW, LLC PROFIT SHARING AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 RICHARD VILLA
001 2016-01-01 RICHARD VILLA

Plan Statistics for TCW, LLC PROFIT SHARING AND SAVINGS PLAN

401k plan membership statisitcs for TCW, LLC PROFIT SHARING AND SAVINGS PLAN

Measure Date Value
2022: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 967
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 651
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 347
Total of all active and inactive participants 2022-01-01 998
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 6
Total participants 2022-01-01 1,004
Number of participants with account balances 2022-01-01 992
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 20
2021: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 933
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 650
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 313
Total of all active and inactive participants 2021-01-01 963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 4
Total participants 2021-01-01 967
Number of participants with account balances 2021-01-01 948
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 7
2020: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 936
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 610
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 319
Total of all active and inactive participants 2020-01-01 929
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 4
Total participants 2020-01-01 933
Number of participants with account balances 2020-01-01 922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 7
2019: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 941
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 609
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 323
Total of all active and inactive participants 2019-01-01 932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 4
Total participants 2019-01-01 936
Number of participants with account balances 2019-01-01 928
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 13
2018: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 937
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 615
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 324
Total of all active and inactive participants 2018-01-01 939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 941
Number of participants with account balances 2018-01-01 922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 10
2017: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 916
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 635
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 301
Total of all active and inactive participants 2017-01-01 936
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 937
Number of participants with account balances 2017-01-01 894
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 4
2016: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 879
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 614
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 301
Total of all active and inactive participants 2016-01-01 915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 916
Number of participants with account balances 2016-01-01 850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1

Measure	Date	Value
2022: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	967
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	651
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	347
Total of all active and inactive participants	2022-01-01	998
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	6
Total participants	2022-01-01	1,004
Number of participants with account balances	2022-01-01	992
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	20
2021: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	933
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	650
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	313
Total of all active and inactive participants	2021-01-01	963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	4
Total participants	2021-01-01	967
Number of participants with account balances	2021-01-01	948
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	7
2020: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	936
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	610
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	319
Total of all active and inactive participants	2020-01-01	929
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	4
Total participants	2020-01-01	933
Number of participants with account balances	2020-01-01	922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	7
2019: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	941
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	609
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	323
Total of all active and inactive participants	2019-01-01	932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	4
Total participants	2019-01-01	936
Number of participants with account balances	2019-01-01	928
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	13
2018: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	937
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	615
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	324
Total of all active and inactive participants	2018-01-01	939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	941
Number of participants with account balances	2018-01-01	922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	10
2017: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	916
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	635
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	301
Total of all active and inactive participants	2017-01-01	936
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	937
Number of participants with account balances	2017-01-01	894
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	4
2016: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	879
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	614
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	301
Total of all active and inactive participants	2016-01-01	915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	916
Number of participants with account balances	2016-01-01	850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1

Financial Data on TCW, LLC PROFIT SHARING AND SAVINGS PLAN

Measure	Date	Value
2022 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$25,758
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$39,632
Total income from all sources (including contributions)	2022-12-31	$-36,914,741
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$13,923,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$13,836,238
Value of total corrective distributions	2022-12-31	$25,496
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$18,336,105
Value of total assets at end of year	2022-12-31	$250,372,581
Value of total assets at beginning of year	2022-12-31	$301,224,487
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$61,557
Total interest from all sources	2022-12-31	$81,913
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$7,678,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$7,678,551
Administrative expenses professional fees incurred	2022-12-31	$27,300
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$77,880,342
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$11,437,697
Participant contributions at end of year	2022-12-31	$1,603,863
Participant contributions at beginning of year	2022-12-31	$1,823,211
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$26,287,727
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$34,003,217
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$453,540
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$25,758
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$39,632
Other income not declared elsewhere	2022-12-31	$-9,090,998
Administrative expenses (other) incurred	2022-12-31	$34,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-50,838,032
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$250,346,823
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$301,184,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$146,514,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$179,076,059
Interest on participant loans	2022-12-31	$81,913
Value of interest in common/collective trusts at end of year	2022-12-31	$72,618,704
Value of interest in common/collective trusts at beginning of year	2022-12-31	$83,042,138
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$195,110
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$192,894
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-43,264,853
Net investment gain or loss from common/collective trusts	2022-12-31	$-10,655,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$6,444,868
Employer contributions (assets) at end of year	2022-12-31	$3,152,514
Employer contributions (assets) at beginning of year	2022-12-31	$3,086,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$13,836,238
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2022-12-31	910189318
2021 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$39,632
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$20,915
Total income from all sources (including contributions)	2021-12-31	$54,182,469
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$18,821,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$18,750,806
Value of total corrective distributions	2021-12-31	$15,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$18,270,957
Value of total assets at end of year	2021-12-31	$301,224,487
Value of total assets at beginning of year	2021-12-31	$265,844,429
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$54,701
Total interest from all sources	2021-12-31	$84,028
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$9,726,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$9,726,867
Administrative expenses professional fees incurred	2021-12-31	$25,650
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$76,972,966
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$10,259,051
Participant contributions at end of year	2021-12-31	$1,823,211
Participant contributions at beginning of year	2021-12-31	$1,609,927
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$34,003,217
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$25,741,500
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,992,857
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$39,632
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$20,915
Other income not declared elsewhere	2021-12-31	$2,043,281
Administrative expenses (other) incurred	2021-12-31	$29,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$35,361,341
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$301,184,855
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$265,823,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$179,076,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$167,263,010
Interest on participant loans	2021-12-31	$84,028
Value of interest in common/collective trusts at end of year	2021-12-31	$83,042,138
Value of interest in common/collective trusts at beginning of year	2021-12-31	$68,596,772
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$192,894
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$190,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$10,186,388
Net investment gain or loss from common/collective trusts	2021-12-31	$13,870,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$6,019,049
Employer contributions (assets) at end of year	2021-12-31	$3,086,968
Employer contributions (assets) at beginning of year	2021-12-31	$2,443,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$18,750,806
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2021-12-31	910189318
2020 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$20,915
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$35,981
Total income from all sources (including contributions)	2020-12-31	$52,287,282
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$6,949,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$6,859,303
Value of total corrective distributions	2020-12-31	$39,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$16,253,015
Value of total assets at end of year	2020-12-31	$265,844,429
Value of total assets at beginning of year	2020-12-31	$220,521,438
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$50,378
Total interest from all sources	2020-12-31	$94,661
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$6,939,820
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$6,939,820
Administrative expenses professional fees incurred	2020-12-31	$24,002
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$74,379,733
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$9,609,475
Participant contributions at end of year	2020-12-31	$1,609,927
Participant contributions at beginning of year	2020-12-31	$1,890,626
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$25,741,500
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$15,812,839
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$1,427,404
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$20,915
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$35,981
Other income not declared elsewhere	2020-12-31	$5,821,359
Administrative expenses (other) incurred	2020-12-31	$26,376
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$45,338,057
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$265,823,514
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$220,485,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$167,263,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$139,104,136
Interest on participant loans	2020-12-31	$94,661
Value of interest in common/collective trusts at end of year	2020-12-31	$68,596,772
Value of interest in common/collective trusts at beginning of year	2020-12-31	$61,683,979
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$190,060
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$186,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$15,256,476
Net investment gain or loss from common/collective trusts	2020-12-31	$7,921,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$5,216,136
Employer contributions (assets) at end of year	2020-12-31	$2,443,160
Employer contributions (assets) at beginning of year	2020-12-31	$1,843,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$6,859,303
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2020-12-31	910189318
2019 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$35,981
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$64,660
Total income from all sources (including contributions)	2019-12-31	$52,666,421
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$9,948,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$9,842,128
Value of total corrective distributions	2019-12-31	$65,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$15,442,837
Value of total assets at end of year	2019-12-31	$220,521,438
Value of total assets at beginning of year	2019-12-31	$177,832,405
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$41,145
Total interest from all sources	2019-12-31	$98,429
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$9,605,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$9,605,812
Administrative expenses professional fees incurred	2019-12-31	$23,500
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$77,788,904
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$8,851,906
Participant contributions at end of year	2019-12-31	$1,890,626
Participant contributions at beginning of year	2019-12-31	$2,013,126
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$850
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$15,812,839
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$12,102,876
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,091,791
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$35,981
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$64,660
Other income not declared elsewhere	2019-12-31	$2,439,441
Administrative expenses (other) incurred	2019-12-31	$17,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$42,717,712
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$220,485,457
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$177,767,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$139,104,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$108,225,556
Interest on participant loans	2019-12-31	$98,429
Value of interest in common/collective trusts at end of year	2019-12-31	$61,683,979
Value of interest in common/collective trusts at beginning of year	2019-12-31	$51,017,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$186,761
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$183,224
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$14,458,261
Net investment gain or loss from common/collective trusts	2019-12-31	$10,621,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$4,499,140
Employer contributions (assets) at end of year	2019-12-31	$1,843,097
Employer contributions (assets) at beginning of year	2019-12-31	$4,289,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$9,842,128
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2019-12-31	910189318
2018 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$64,660
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$85,471
Total income from all sources (including contributions)	2018-12-31	$3,580,010
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$6,169,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$6,044,807
Value of total corrective distributions	2018-12-31	$94,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$13,440,023
Value of total assets at end of year	2018-12-31	$177,832,405
Value of total assets at beginning of year	2018-12-31	$180,443,032
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$30,343
Total interest from all sources	2018-12-31	$648,406
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$6,439,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$6,439,167
Administrative expenses professional fees incurred	2018-12-31	$23,318
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$77,788,904
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$8,494,110
Participant contributions at end of year	2018-12-31	$2,013,126
Participant contributions at beginning of year	2018-12-31	$1,985,723
Participant contributions at end of year	2018-12-31	$850
Participant contributions at beginning of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$12,102,876
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$7,845,309
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$656,443
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$64,660
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$85,471
Other income not declared elsewhere	2018-12-31	$-740,801
Administrative expenses (other) incurred	2018-12-31	$7,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-2,589,816
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$177,767,745
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$180,357,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$108,225,556
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$149,178,548
Interest on participant loans	2018-12-31	$93,172
Value of interest in common/collective trusts at end of year	2018-12-31	$51,017,303
Value of interest in common/collective trusts at beginning of year	2018-12-31	$16,722,214
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$555,234
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$183,224
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$180,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-13,970,702
Net investment gain or loss from common/collective trusts	2018-12-31	$-2,236,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$4,289,470
Employer contributions (assets) at end of year	2018-12-31	$4,289,470
Employer contributions (assets) at beginning of year	2018-12-31	$4,530,555
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$6,044,807
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2018-12-31	910189318
2017 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$85,471
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$69,946
Total income from all sources (including contributions)	2017-12-31	$36,873,221
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$6,321,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,201,685
Value of total corrective distributions	2017-12-31	$72,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$13,481,941
Value of total assets at end of year	2017-12-31	$180,443,032
Value of total assets at beginning of year	2017-12-31	$149,876,075
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$47,212
Total interest from all sources	2017-12-31	$499,552
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$7,628,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$7,628,946
Administrative expenses professional fees incurred	2017-12-31	$23,063
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$76,868,661
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$7,953,609
Participant contributions at end of year	2017-12-31	$1,985,723
Participant contributions at beginning of year	2017-12-31	$1,651,694
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$7,845,309
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$6,272,603
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$997,777
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$85,471
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$69,946
Other income not declared elsewhere	2017-12-31	$837,053
Administrative expenses (other) incurred	2017-12-31	$24,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$30,551,432
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$180,357,561
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$149,806,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$149,178,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$121,243,443
Interest on participant loans	2017-12-31	$76,799
Value of interest in common/collective trusts at end of year	2017-12-31	$16,722,214
Value of interest in common/collective trusts at beginning of year	2017-12-31	$16,752,445
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$422,753
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$180,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$14,145,015
Net investment gain or loss from common/collective trusts	2017-12-31	$280,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$4,530,555
Employer contributions (assets) at end of year	2017-12-31	$4,530,555
Employer contributions (assets) at beginning of year	2017-12-31	$3,955,890
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,201,685
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2017-12-31	910189318
2016 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$69,946
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$21,778,933
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$10,104,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$10,012,016
Value of total corrective distributions	2016-12-31	$60,562
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$12,913,469
Value of total assets at end of year	2016-12-31	$149,876,075
Value of total assets at beginning of year	2016-12-31	$138,131,389
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$31,615
Total interest from all sources	2016-12-31	$418,083
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$3,699,242
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$3,699,242
Administrative expenses professional fees incurred	2016-12-31	$22,690
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$77,788,904
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$7,214,736
Participant contributions at end of year	2016-12-31	$1,651,694
Participant contributions at beginning of year	2016-12-31	$1,686,859
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$224
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$6,272,603
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$3,720,411
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,742,843
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$69,946
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$174,890
Administrative expenses (other) incurred	2016-12-31	$8,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$11,674,740
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$149,806,129
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$138,131,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$121,243,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$114,361,149
Interest on participant loans	2016-12-31	$72,642
Value of interest in common/collective trusts at end of year	2016-12-31	$16,752,445
Value of interest in common/collective trusts at beginning of year	2016-12-31	$15,005,917
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$345,441
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$4,346,138
Net investment gain or loss from common/collective trusts	2016-12-31	$227,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$3,955,890
Employer contributions (assets) at end of year	2016-12-31	$3,955,890
Employer contributions (assets) at beginning of year	2016-12-31	$3,356,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$10,012,016
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2016-12-31	910189318

Form 5500 Responses for TCW, LLC PROFIT SHARING AND SAVINGS PLAN

2022: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF099

Policy instance

Insurance contract or identification number	EPF099
Number of Individuals Covered	1
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $120
Total amount of fees paid to insurance company	USD $6,214
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $120
Amount paid for insurance broker fees	6214
Additional information about fees paid to insurance broker	COST OF INSURANCE
Insurance broker organization code?	1

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF099

Policy instance

Insurance contract or identification number	EPF099
Number of Individuals Covered	1
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF099

Policy instance

Insurance contract or identification number	EPF099
Number of Individuals Covered	1
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF099

Policy instance

Insurance contract or identification number	EPF099
Number of Individuals Covered	1
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF099

Policy instance

Insurance contract or identification number	EPF099
Number of Individuals Covered	1
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF099

Policy instance

Insurance contract or identification number	EPF099
Number of Individuals Covered	1
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	TCW, LLC
Employer identification number (EIN):	475226798
NAIC Classification:	525910
NAIC Description:	Open-End Investment Funds