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ALA, LLC 401(K) PLAN 401k Plan overview

Plan NameALA, LLC 401(K) PLAN
Plan identification number 001

ALA, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALA, LLC ARCHITECTURAL LIGHTING ALLIANCE has sponsored the creation of one or more 401k plans.

Company Name:ALA, LLC ARCHITECTURAL LIGHTING ALLIANCE
Employer identification number (EIN):475278790
NAIC Classification:423600

Additional information about ALA, LLC ARCHITECTURAL LIGHTING ALLIANCE

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2015-10-08
Company Identification Number: 0802309038
Legal Registered Office Address: 101 TURTLE CREEK BLVD

DALLAS
United States of America (USA)
75207

More information about ALA, LLC ARCHITECTURAL LIGHTING ALLIANCE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALA, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01NANCY MUSSELMAN
0012016-01-01NANCY MUSSELMAN

Plan Statistics for ALA, LLC 401(K) PLAN

401k plan membership statisitcs for ALA, LLC 401(K) PLAN

Measure Date Value
2022: ALA, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01148
Total number of active participants reported on line 7a of the Form 55002022-01-0187
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0110
Total of all active and inactive participants2022-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0197
Number of participants with account balances2022-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ALA, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01151
Total number of active participants reported on line 7a of the Form 55002021-01-0189
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0155
Total of all active and inactive participants2021-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01145
Number of participants with account balances2021-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ALA, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01151
Total number of active participants reported on line 7a of the Form 55002020-01-01127
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0124
Total of all active and inactive participants2020-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01151
Number of participants with account balances2020-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ALA, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01140
Total number of active participants reported on line 7a of the Form 55002019-01-01126
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0124
Total of all active and inactive participants2019-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01150
Number of participants with account balances2019-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ALA, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01128
Total number of active participants reported on line 7a of the Form 55002018-01-01119
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0117
Total of all active and inactive participants2018-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01136
Number of participants with account balances2018-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ALA, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01118
Total number of active participants reported on line 7a of the Form 55002017-01-0190
Number of retired or separated participants receiving benefits2017-01-0124
Total of all active and inactive participants2017-01-01114
Total participants2017-01-01114
Number of participants with account balances2017-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: ALA, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0195
Total number of active participants reported on line 7a of the Form 55002016-01-0184
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0125
Total of all active and inactive participants2016-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01109
Number of participants with account balances2016-01-01109

Financial Data on ALA, LLC 401(K) PLAN

Measure Date Value
2022 : ALA, LLC 401(K) PLAN 2022 401k financial data
Total transfer of assets from this plan2022-12-31$2,311,845
Total income from all sources (including contributions)2022-12-31$-1,588,385
Total of all expenses incurred2022-12-31$1,620,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,544,451
Expenses. Certain deemed distributions of participant loans2022-12-31$13,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,388,118
Value of total assets at end of year2022-12-31$12,639,867
Value of total assets at beginning of year2022-12-31$18,160,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$62,079
Total interest from all sources2022-12-31$6,188
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$634,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$634,597
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$914,580
Participant contributions at end of year2022-12-31$80,148
Participant contributions at beginning of year2022-12-31$155,731
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,208,875
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,639,867
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,160,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$2,006
Assets. partnership/joint venture interests at beginning of year2022-12-31$638,212
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$11,834,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$16,389,344
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$6,188
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$722,847
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$977,300
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,617,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$473,538
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,544,451
Contract administrator fees2022-12-31$62,079
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TURNER, STONE & COMPANY, L.L.P.
Accountancy firm EIN2022-12-31752508885
2021 : ALA, LLC 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$207,750
Total unrealized appreciation/depreciation of assets2021-12-31$207,750
Total income from all sources (including contributions)2021-12-31$4,085,269
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,559,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,473,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,595,811
Value of total assets at end of year2021-12-31$18,160,587
Value of total assets at beginning of year2021-12-31$15,635,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$86,635
Total interest from all sources2021-12-31$8,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$926,212
Participant contributions at end of year2021-12-31$155,731
Participant contributions at beginning of year2021-12-31$136,518
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$213,300
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,525,486
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,160,587
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,635,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$638,212
Assets. partnership/joint venture interests at beginning of year2021-12-31$726,440
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$16,389,344
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$13,838,704
Interest on participant loans2021-12-31$8,267
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$977,300
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$931,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,273,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$456,299
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$2,302
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,473,148
Contract administrator fees2021-12-31$86,635
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31TURNER, STONE & COMPANY, L.L.P.
Accountancy firm EIN2021-12-31752508885
2020 : ALA, LLC 401(K) PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$99
Total income from all sources (including contributions)2020-12-31$3,586,751
Total of all expenses incurred2020-12-31$1,613,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,545,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,667,692
Value of total assets at end of year2020-12-31$15,635,101
Value of total assets at beginning of year2020-12-31$13,661,987
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$68,184
Total interest from all sources2020-12-31$6,628
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$969,989
Participant contributions at end of year2020-12-31$136,518
Participant contributions at beginning of year2020-12-31$98,862
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$208,871
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,973,015
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,635,101
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,661,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$726,440
Assets. partnership/joint venture interests at beginning of year2020-12-31$726,656
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,838,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,262,879
Interest on participant loans2020-12-31$6,628
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$931,137
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$573,240
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,912,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$488,832
Employer contributions (assets) at end of year2020-12-31$2,302
Employer contributions (assets) at beginning of year2020-12-31$350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,545,552
Contract administrator fees2020-12-31$68,184
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31TURNER, STONE & COMPANY, L.L.P.
Accountancy firm EIN2020-12-31752508885
2019 : ALA, LLC 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$199,799
Total unrealized appreciation/depreciation of assets2019-12-31$199,799
Total income from all sources (including contributions)2019-12-31$3,759,476
Total of all expenses incurred2019-12-31$315,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$253,732
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,366,047
Value of total assets at end of year2019-12-31$13,661,987
Value of total assets at beginning of year2019-12-31$10,217,695
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$61,452
Total interest from all sources2019-12-31$11,995
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$845,527
Participant contributions at end of year2019-12-31$98,862
Participant contributions at beginning of year2019-12-31$6,295
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$45,090
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,444,292
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,661,987
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,217,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$726,656
Assets. partnership/joint venture interests at beginning of year2019-12-31$420,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,262,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,073,773
Interest on participant loans2019-12-31$2,331
Interest earned on other investments2019-12-31$9,664
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$573,240
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$717,627
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,181,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$475,430
Employer contributions (assets) at end of year2019-12-31$350
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$253,732
Contract administrator fees2019-12-31$61,452
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31TURNER, STONE & COMPANY, L.L.P.
Accountancy firm EIN2019-12-31752508885
2018 : ALA, LLC 401(K) PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$322
Total income from all sources (including contributions)2018-12-31$595,352
Total of all expenses incurred2018-12-31$435,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$408,074
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,182,182
Value of total assets at end of year2018-12-31$10,217,695
Value of total assets at beginning of year2018-12-31$10,058,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$27,431
Total interest from all sources2018-12-31$11,162
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$392,836
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$392,836
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$755,009
Participant contributions at end of year2018-12-31$6,295
Participant contributions at beginning of year2018-12-31$13,553
Participant contributions at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Other income not declared elsewhere2018-12-31$6,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$159,847
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,217,695
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,057,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$420,000
Assets. partnership/joint venture interests at beginning of year2018-12-31$420,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,073,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,814,102
Interest on participant loans2018-12-31$424
Interest earned on other investments2018-12-31$10,738
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$717,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$799,640
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-997,693
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$427,173
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$10,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$408,074
Contract administrator fees2018-12-31$27,431
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$322
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Qualified
Accountancy firm name2018-12-31CORNWELL JACKSON, PLLC
Accountancy firm EIN2018-12-31274461251
2017 : ALA, LLC 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$236,577
Total income from all sources2017-12-31$2,493,353
Expenses. Total of all expenses incurred2017-12-31$748,403
Benefits paid (including direct rollovers)2017-12-31$746,829
Total plan assets at end of year2017-12-31$10,057,848
Total plan assets at beginning of year2017-12-31$8,076,321
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$647,364
Contributions received from other sources (not participants or employers)2017-12-31$195,964
Other income received2017-12-31$1,269,949
Net income (gross income less expenses)2017-12-31$1,744,950
Net plan assets at end of year (total assets less liabilities)2017-12-31$10,057,848
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$8,076,321
Assets. Value of participant loans2017-12-31$13,553
Assets. Value of employer real property2017-12-31$420,250
Total contributions received or receivable from employer(s)2017-12-31$380,076
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$1,574
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : ALA, LLC 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$2,920,835
Total income from all sources2016-12-31$1,691,273
Expenses. Total of all expenses incurred2016-12-31$212,589
Benefits paid (including direct rollovers)2016-12-31$211,279
Total plan assets at end of year2016-12-31$8,076,321
Total plan assets at beginning of year2016-12-31$3,676,802
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$586,899
Contributions received from other sources (not participants or employers)2016-12-31$99,311
Other income received2016-12-31$576,028
Net income (gross income less expenses)2016-12-31$1,478,684
Net plan assets at end of year (total assets less liabilities)2016-12-31$8,076,321
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,676,802
Assets. Value of participant loans2016-12-31$24,278
Assets. Value of employer real property2016-12-31$420,250
Total contributions received or receivable from employer(s)2016-12-31$429,035
Value of corrective distributions2016-12-31$715
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$595

Form 5500 Responses for ALA, LLC 401(K) PLAN

2022: ALA, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ALA, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ALA, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALA, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALA, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALA, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALA, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number747169-01
Policy instance 4
Insurance contract or identification number747169-01
Number of Individuals Covered96
Insurance policy start date2022-02-19
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $28,232
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,504
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number748171-01
Policy instance 3
Insurance contract or identification number748171-01
Number of Individuals Covered1
Insurance policy start date2022-02-19
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $630
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $391
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number747519-01
Policy instance 2
Insurance contract or identification number747519-01
Number of Individuals Covered40
Insurance policy start date2022-02-19
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $4,971
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,082
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number834765
Policy instance 1
Insurance contract or identification number834765
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-02-28
Total amount of commissions paid to insurance brokerUSD $21,650
Total amount of fees paid to insurance companyUSD $3,608
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,650
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number846496
Policy instance 3
Insurance contract or identification number846496
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $799
Total amount of fees paid to insurance companyUSD $154
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $735
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees154
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number840815
Policy instance 2
Insurance contract or identification number840815
Number of Individuals Covered40
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $5,754
Total amount of fees paid to insurance companyUSD $959
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,320
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees959
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number834765
Policy instance 1
Insurance contract or identification number834765
Number of Individuals Covered104
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $38,769
Total amount of fees paid to insurance companyUSD $6,165
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,400
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees6165
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number846496
Policy instance 3
Insurance contract or identification number846496
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $321
Total amount of fees paid to insurance companyUSD $75
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $321
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number840815
Policy instance 2
Insurance contract or identification number840815
Number of Individuals Covered36
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,658
Total amount of fees paid to insurance companyUSD $609
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,658
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number834765
Policy instance 1
Insurance contract or identification number834765
Number of Individuals Covered113
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $33,421
Total amount of fees paid to insurance companyUSD $5,559
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $33,421
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number840815
Policy instance 2
Insurance contract or identification number840815
Number of Individuals Covered36
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $2,007
Total amount of fees paid to insurance companyUSD $419
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,007
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number834765
Policy instance 1
Insurance contract or identification number834765
Number of Individuals Covered114
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $22,932
Total amount of fees paid to insurance companyUSD $4,974
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,932
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number840815
Policy instance 2
Insurance contract or identification number840815
Number of Individuals Covered26
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,247
Total amount of fees paid to insurance companyUSD $238
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,247
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number834765
Policy instance 1
Insurance contract or identification number834765
Number of Individuals Covered109
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $32,885
Total amount of fees paid to insurance companyUSD $3,548
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,885
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number840815
Policy instance 2
Insurance contract or identification number840815
Number of Individuals Covered18
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,289
Total amount of fees paid to insurance companyUSD $1,161
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,289
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Insurance broker nameNOVA 401(K) ASSOCIATES
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number834765
Policy instance 1
Insurance contract or identification number834765
Number of Individuals Covered97
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $41,125
Total amount of fees paid to insurance companyUSD $5,141
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $41,125
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Amount paid for insurance broker fees5141
Insurance broker nameNOVA 401(K) ASSOCIATES

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