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AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan NameAEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN
Plan identification number 001

AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

APPLIED ACOUSTICS INTERNATIONAL has sponsored the creation of one or more 401k plans.

Company Name:APPLIED ACOUSTICS INTERNATIONAL
Employer identification number (EIN):475558915
NAIC Classification:336300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01TINA DURR
0012016-03-04TINA DURR
0012016-03-04

Plan Statistics for AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN

Measure Date Value
2019: AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01147
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01168
Total number of active participants reported on line 7a of the Form 55002018-01-01122
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0125
Total of all active and inactive participants2018-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01147
Number of participants with account balances2018-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01180
Total number of active participants reported on line 7a of the Form 55002017-01-01151
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0117
Total of all active and inactive participants2017-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01168
Number of participants with account balances2017-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-03-04175
Total number of active participants reported on line 7a of the Form 55002016-03-04174
Number of retired or separated participants receiving benefits2016-03-040
Number of other retired or separated participants entitled to future benefits2016-03-046
Total of all active and inactive participants2016-03-04180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-03-040
Total participants2016-03-04180
Number of participants with account balances2016-03-04179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-03-0410

Financial Data on AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN

Measure Date Value
2019 : AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-06-28$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-06-28$0
Total unrealized appreciation/depreciation of assets2019-06-28$0
Total transfer of assets to this plan2019-06-28$0
Total transfer of assets from this plan2019-06-28$12,411,403
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-28$0
Expenses. Interest paid2019-06-28$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-06-28$0
Total income from all sources (including contributions)2019-06-28$1,663,489
Total loss/gain on sale of assets2019-06-28$0
Total of all expenses incurred2019-06-28$1,406,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-28$1,358,987
Expenses. Certain deemed distributions of participant loans2019-06-28$26,387
Value of total corrective distributions2019-06-28$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-28$159,190
Value of total assets at end of year2019-06-28$0
Value of total assets at beginning of year2019-06-28$12,154,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-28$21,117
Total income from rents2019-06-28$0
Total interest from all sources2019-06-28$20,425
Total dividends received (eg from common stock, registered investment company shares)2019-06-28$173,063
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-28No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-28$173,063
Assets. Real estate other than employer real property at end of year2019-06-28$0
Assets. Real estate other than employer real property at beginning of year2019-06-28$0
Administrative expenses professional fees incurred2019-06-28$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-06-28$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-06-28$0
Was this plan covered by a fidelity bond2019-06-28Yes
Value of fidelity bond cover2019-06-28$1,000,000
If this is an individual account plan, was there a blackout period2019-06-28No
Were there any nonexempt tranactions with any party-in-interest2019-06-28No
Contributions received from participants2019-06-28$159,190
Participant contributions at end of year2019-06-28$0
Participant contributions at beginning of year2019-06-28$759,636
Participant contributions at end of year2019-06-28$0
Participant contributions at beginning of year2019-06-28$0
Assets. Other investments not covered elsewhere at end of year2019-06-28$0
Assets. Other investments not covered elsewhere at beginning of year2019-06-28$0
Income. Received or receivable in cash from other sources (including rollovers)2019-06-28$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-06-28$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-06-28$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-06-28$0
Assets. Loans (other than to participants) at end of year2019-06-28$0
Assets. Loans (other than to participants) at beginning of year2019-06-28$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-06-28$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-06-28$0
Other income not declared elsewhere2019-06-28$0
Administrative expenses (other) incurred2019-06-28$21,117
Liabilities. Value of operating payables at end of year2019-06-28$0
Liabilities. Value of operating payables at beginning of year2019-06-28$0
Total non interest bearing cash at end of year2019-06-28$0
Total non interest bearing cash at beginning of year2019-06-28$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-28No
Income. Non cash contributions2019-06-28$0
Value of net income/loss2019-06-28$256,998
Value of net assets at end of year (total assets less liabilities)2019-06-28$0
Value of net assets at beginning of year (total assets less liabilities)2019-06-28$12,154,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-28No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-28No
Were any leases to which the plan was party in default or uncollectible2019-06-28No
Assets. partnership/joint venture interests at end of year2019-06-28$0
Assets. partnership/joint venture interests at beginning of year2019-06-28$0
Investment advisory and management fees2019-06-28$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-28$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-28$8,982,797
Value of interest in pooled separate accounts at end of year2019-06-28$0
Value of interest in pooled separate accounts at beginning of year2019-06-28$0
Interest on participant loans2019-06-28$18,791
Income. Interest from loans (other than to participants)2019-06-28$0
Interest earned on other investments2019-06-28$0
Income. Interest from US Government securities2019-06-28$0
Income. Interest from corporate debt instruments2019-06-28$0
Value of interest in master investment trust accounts at end of year2019-06-28$0
Value of interest in master investment trust accounts at beginning of year2019-06-28$0
Value of interest in common/collective trusts at end of year2019-06-28$0
Value of interest in common/collective trusts at beginning of year2019-06-28$2,243,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-06-28$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-06-28$168,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-06-28$168,317
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-28$1,634
Assets. Value of investments in 103.12 investment entities at end of year2019-06-28$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-06-28$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-28$0
Asset value of US Government securities at end of year2019-06-28$0
Asset value of US Government securities at beginning of year2019-06-28$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-28$1,292,082
Net investment gain/loss from pooled separate accounts2019-06-28$0
Net investment gain or loss from common/collective trusts2019-06-28$18,729
Net gain/loss from 103.12 investment entities2019-06-28$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-28No
Was there a failure to transmit to the plan any participant contributions2019-06-28No
Has the plan failed to provide any benefit when due under the plan2019-06-28No
Assets. Invements in employer securities at end of year2019-06-28$0
Assets. Invements in employer securities at beginning of year2019-06-28$0
Assets. Value of employer real property at end of year2019-06-28$0
Assets. Value of employer real property at beginning of year2019-06-28$0
Contributions received in cash from employer2019-06-28$0
Employer contributions (assets) at end of year2019-06-28$0
Employer contributions (assets) at beginning of year2019-06-28$0
Income. Dividends from preferred stock2019-06-28$0
Income. Dividends from common stock2019-06-28$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-28$1,358,987
Asset. Corporate debt instrument preferred debt at end of year2019-06-28$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-06-28$0
Asset. Corporate debt instrument debt (other) at end of year2019-06-28$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-06-28$0
Contract administrator fees2019-06-28$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-28No
Assets. Corporate common stocks other than exployer securities at end of year2019-06-28$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-06-28$0
Liabilities. Value of benefit claims payable at end of year2019-06-28$0
Liabilities. Value of benefit claims payable at beginning of year2019-06-28$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-06-28$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-06-28$0
Did the plan have assets held for investment2019-06-28No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-28Yes
Aggregate proceeds on sale of assets2019-06-28$0
Aggregate carrying amount (costs) on sale of assets2019-06-28$0
Liabilities. Value of acquisition indebtedness at end of year2019-06-28$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-06-28$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-28Yes
Opinion of an independent qualified public accountant for this plan2019-06-28Disclaimer
Accountancy firm name2019-06-28CLARK SCHAEFER HACKETT
Accountancy firm EIN2019-06-28310800053
2018 : AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$-30,044
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,478,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,431,913
Expenses. Certain deemed distributions of participant loans2018-12-31$10,275
Value of total corrective distributions2018-12-31$4,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$425,272
Value of total assets at end of year2018-12-31$12,154,405
Value of total assets at beginning of year2018-12-31$14,662,967
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$32,295
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$44,779
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$934,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$934,260
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$425,272
Participant contributions at end of year2018-12-31$759,636
Participant contributions at beginning of year2018-12-31$1,101,952
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$32,295
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-2,508,562
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,154,405
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$14,662,967
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,151,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$12,075,987
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$43,290
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$2,243,655
Value of interest in common/collective trusts at beginning of year2018-12-31$1,485,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,489
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,466,431
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$32,076
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Assets. Value of employer real property at end of year2018-12-31$0
Assets. Value of employer real property at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$0
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,431,913
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Contract administrator fees2018-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLARK SCHAEFER HACKETT
Accountancy firm EIN2018-12-31310800053
2017 : AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,873,997
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,600,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,563,739
Expenses. Certain deemed distributions of participant loans2017-12-31$4,431
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$560,506
Value of total assets at end of year2017-12-31$14,662,967
Value of total assets at beginning of year2017-12-31$13,389,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$32,042
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$46,508
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$717,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$717,218
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$459,604
Participant contributions at end of year2017-12-31$1,101,952
Participant contributions at beginning of year2017-12-31$1,078,241
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$32,042
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$1,273,785
Value of net assets at end of year (total assets less liabilities)2017-12-31$14,662,967
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,389,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$12,075,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,663,911
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$46,033
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$1,485,028
Value of interest in common/collective trusts at beginning of year2017-12-31$1,621,220
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$475
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,536,047
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$13,718
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Assets. Value of employer real property at end of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$100,902
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$25,810
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,563,739
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Contract administrator fees2017-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$12,243,270
Total transfer of assets from this plan2016-12-31$7,062
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,746,686
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$574,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$542,710
Expenses. Certain deemed distributions of participant loans2016-12-31$12,270
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$691,377
Value of total assets at end of year2016-12-31$13,408,372
Value of total assets at beginning of year2016-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$19,542
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$36,142
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$396,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$396,832
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$292,321
Participant contributions at end of year2016-12-31$1,078,241
Participant contributions at beginning of year2016-12-31$0
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$25,214
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$19,542
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$1,172,164
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,408,372
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,556,791
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$0
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$36,093
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$1,621,220
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$107,120
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$49
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$597,774
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$24,561
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$373,842
Employer contributions (assets) at end of year2016-12-31$45,000
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$542,710
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325

Form 5500 Responses for AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN

2019: AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AEP NVH OPCO, LLC RETIREMENT AND SAVINGS PLAN 2016 form 5500 responses
2016-03-04Type of plan entitySingle employer plan
2016-03-04First time form 5500 has been submittedYes
2016-03-04Submission has been amendedYes
2016-03-04This submission is the final filingNo
2016-03-04This return/report is a short plan year return/report (less than 12 months)Yes
2016-03-04Plan is a collectively bargained planNo
2016-03-04Plan funding arrangement – TrustYes
2016-03-04Plan benefit arrangement - TrustYes

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