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SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 401k Plan overview

Plan NameSECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN
Plan identification number 001

SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SECURITY BENEFIT LIFE INSURANCE CO has sponsored the creation of one or more 401k plans.

Company Name:SECURITY BENEFIT LIFE INSURANCE CO
Employer identification number (EIN):480409770
NAIC Classification:524140

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012013-01-01JIM JANOUSEK
0012012-01-01JIM JANOUSEK
0012011-01-01JIM JANOUSEK STEPHEN J SILER2012-07-20
0012009-01-01JIM JANOUSEK STEPHEN SILER2010-10-05

Plan Statistics for SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN

401k plan membership statisitcs for SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN

Measure Date Value
2013: SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01735
Total number of active participants reported on line 7a of the Form 55002013-01-01281
Number of retired or separated participants receiving benefits2013-01-0189
Number of other retired or separated participants entitled to future benefits2013-01-01347
Total of all active and inactive participants2013-01-01717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0112
Total participants2013-01-01729
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01740
Total number of active participants reported on line 7a of the Form 55002012-01-01290
Number of retired or separated participants receiving benefits2012-01-0175
Number of other retired or separated participants entitled to future benefits2012-01-01361
Total of all active and inactive participants2012-01-01726
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-019
Total participants2012-01-01735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01748
Total number of active participants reported on line 7a of the Form 55002011-01-01325
Number of retired or separated participants receiving benefits2011-01-0157
Number of other retired or separated participants entitled to future benefits2011-01-01350
Total of all active and inactive participants2011-01-01732
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-018
Total participants2011-01-01740
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01781
Total number of active participants reported on line 7a of the Form 55002009-01-01357
Number of retired or separated participants receiving benefits2009-01-0123
Number of other retired or separated participants entitled to future benefits2009-01-01373
Total of all active and inactive participants2009-01-01753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-015
Total participants2009-01-01758
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0115

Financial Data on SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN

Measure Date Value
2013 : SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,690,166
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$805,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$805,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$552,331
Value of total assets at end of year2013-12-31$35,559,519
Value of total assets at beginning of year2013-12-31$29,675,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,814,778
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,814,778
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,884,313
Value of net assets at end of year (total assets less liabilities)2013-12-31$35,559,519
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$29,675,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$35,093,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$26,859,789
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$2,815,417
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,323,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$552,331
Employer contributions (assets) at end of year2013-12-31$466,000
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$805,853
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MIZE HOUSER & COMPANY
Accountancy firm EIN2013-12-31480882363
2012 : SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,885,817
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$654,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$654,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$727,089
Value of total assets at end of year2012-12-31$29,675,206
Value of total assets at beginning of year2012-12-31$26,443,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$915,214
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$915,214
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,231,475
Value of net assets at end of year (total assets less liabilities)2012-12-31$29,675,206
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,443,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$26,859,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$23,607,257
Asset value of US Government securities at end of year2012-12-31$2,815,417
Asset value of US Government securities at beginning of year2012-12-31$2,836,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,243,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$727,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$654,342
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MIZE HOUSER & COMPANY
Accountancy firm EIN2012-12-31480882363
2011 : SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$479,177
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$544,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$544,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$641,000
Value of total assets at end of year2011-12-31$26,443,731
Value of total assets at beginning of year2011-12-31$26,509,222
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$581,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$581,117
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-65,491
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,443,731
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,509,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$23,607,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$23,715,764
Asset value of US Government securities at end of year2011-12-31$2,836,474
Asset value of US Government securities at beginning of year2011-12-31$2,793,458
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-742,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$641,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$544,668
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MIZE HOUSER & COMPANY
Accountancy firm EIN2011-12-31480882363
2010 : SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,068,882
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$384,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$384,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$26,509,222
Value of total assets at beginning of year2010-12-31$23,824,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$464,618
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$464,618
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,684,807
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,509,222
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,824,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$23,715,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$21,097,305
Asset value of US Government securities at end of year2010-12-31$2,793,458
Asset value of US Government securities at beginning of year2010-12-31$2,727,110
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,604,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$384,075
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MIZE HOUSER & COMPANY
Accountancy firm EIN2010-12-31480882363
2009 : SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN

2013: SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SECURITY BENEFIT GROUP ASSOCIATES PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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