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DILLEHAY ORTHODONTICS, PA 401(K)PLAN 401k Plan overview

Plan NameDILLEHAY ORTHODONTICS, PA 401(K)PLAN
Plan identification number 001

DILLEHAY ORTHODONTICS, PA 401(K)PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DILLEHAY ORTHODONTICS, PA (FORMERLY ROGERS DUNCAN DILLEHAY) has sponsored the creation of one or more 401k plans.

Company Name:DILLEHAY ORTHODONTICS, PA (FORMERLY ROGERS DUNCAN DILLEHAY)
Employer identification number (EIN):480769003
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DILLEHAY ORTHODONTICS, PA 401(K)PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01CHAD CARROLL2023-10-20
0012021-01-01KEN DILLEHAY2022-06-15
0012020-01-01KEN DILLEHAY2021-07-26
0012019-01-01KEN DILLEHAY2020-06-16
0012018-01-01KEN DILLEHAY2019-05-31
0012017-01-01KEN DILLEHAY2018-07-02
0012016-01-01KEN DILLEHAY
0012015-01-01KEN DILLEHAY
0012014-01-01KEN DILLEHAY
0012013-01-01KEN DILLEHAY
0012012-01-01KEN DILLEHAY
0012011-01-01KEN DILLEHAY KEN DILLEHAY2012-06-06
0012009-01-01J. KENDALL DILLEHAY J. KENDALL DILLEHAY2010-07-14

Plan Statistics for DILLEHAY ORTHODONTICS, PA 401(K)PLAN

401k plan membership statisitcs for DILLEHAY ORTHODONTICS, PA 401(K)PLAN

Measure Date Value
2016: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0131
Total number of active participants reported on line 7a of the Form 55002016-01-0122
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-015
Total of all active and inactive participants2016-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0128
Number of participants with account balances2016-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0127
Total number of active participants reported on line 7a of the Form 55002015-01-0122
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-014
Total of all active and inactive participants2015-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0129
Number of participants with account balances2015-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0125
Total number of active participants reported on line 7a of the Form 55002014-01-0123
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0126
Number of participants with account balances2014-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0123
Total number of active participants reported on line 7a of the Form 55002013-01-0123
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-012
Total of all active and inactive participants2013-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0125
Number of participants with account balances2013-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0120
Total number of active participants reported on line 7a of the Form 55002012-01-0120
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0121
Number of participants with account balances2012-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0124
Total number of active participants reported on line 7a of the Form 55002011-01-0120
Total of all active and inactive participants2011-01-0120
Total participants2011-01-0120
Number of participants with account balances2011-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0124
Total number of active participants reported on line 7a of the Form 55002009-01-0120
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0123
Number of participants with account balances2009-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on DILLEHAY ORTHODONTICS, PA 401(K)PLAN

Measure Date Value
2016 : DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2016 401k financial data
Total income from all sources2016-12-31$330,460
Expenses. Total of all expenses incurred2016-12-31$302,584
Benefits paid (including direct rollovers)2016-12-31$283,385
Total plan assets at end of year2016-12-31$3,865,743
Total plan assets at beginning of year2016-12-31$3,837,867
Value of fidelity bond covering the plan2016-12-31$700,000
Total contributions received or receivable from participants2016-12-31$93,450
Other income received2016-12-31$205,184
Net income (gross income less expenses)2016-12-31$27,876
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,865,743
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,837,867
Assets. Value of participant loans2016-12-31$40,362
Assets. Value of assets in partnership/joint-venture interests2016-12-31$6,221
Total contributions received or receivable from employer(s)2016-12-31$31,826
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$19,199
2015 : DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2015 401k financial data
Total income from all sources2015-12-31$26,263
Expenses. Total of all expenses incurred2015-12-31$53,684
Benefits paid (including direct rollovers)2015-12-31$33,738
Total plan assets at end of year2015-12-31$3,837,867
Total plan assets at beginning of year2015-12-31$3,865,288
Value of fidelity bond covering the plan2015-12-31$700,000
Total contributions received or receivable from participants2015-12-31$88,841
Other income received2015-12-31$-89,192
Net income (gross income less expenses)2015-12-31$-27,421
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,837,867
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,865,288
Assets. Value of participant loans2015-12-31$36,742
Assets. Value of assets in partnership/joint-venture interests2015-12-31$2,407
Total contributions received or receivable from employer(s)2015-12-31$26,614
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$19,946
2014 : DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2014 401k financial data
Total income from all sources2014-12-31$251,524
Expenses. Total of all expenses incurred2014-12-31$336,884
Benefits paid (including direct rollovers)2014-12-31$316,715
Total plan assets at end of year2014-12-31$3,865,288
Total plan assets at beginning of year2014-12-31$3,950,648
Value of fidelity bond covering the plan2014-12-31$700,000
Total contributions received or receivable from participants2014-12-31$90,097
Contributions received from other sources (not participants or employers)2014-12-31$420
Other income received2014-12-31$136,403
Net income (gross income less expenses)2014-12-31$-85,360
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,865,288
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,950,648
Assets. Value of participant loans2014-12-31$56,713
Assets. Value of assets in partnership/joint-venture interests2014-12-31$1,285
Total contributions received or receivable from employer(s)2014-12-31$24,604
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$20,169
2013 : DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2013 401k financial data
Total income from all sources2013-12-31$510,306
Expenses. Total of all expenses incurred2013-12-31$19,270
Benefits paid (including direct rollovers)2013-12-31$95
Total plan assets at end of year2013-12-31$3,950,648
Total plan assets at beginning of year2013-12-31$3,459,612
Value of fidelity bond covering the plan2013-12-31$700,000
Total contributions received or receivable from participants2013-12-31$70,010
Other income received2013-12-31$413,835
Net income (gross income less expenses)2013-12-31$491,036
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,950,648
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$3,459,612
Assets. Value of participant loans2013-12-31$75,866
Assets. Value of assets in partnership/joint-venture interests2013-12-31$1,800
Total contributions received or receivable from employer(s)2013-12-31$26,461
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$19,175
2012 : DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2012 401k financial data
Total income from all sources2012-12-31$766,764
Expenses. Total of all expenses incurred2012-12-31$1,047,450
Benefits paid (including direct rollovers)2012-12-31$1,020,186
Total plan assets at end of year2012-12-31$3,459,612
Total plan assets at beginning of year2012-12-31$3,740,298
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$66,263
Other income received2012-12-31$663,001
Net income (gross income less expenses)2012-12-31$-280,686
Net plan assets at end of year (total assets less liabilities)2012-12-31$3,459,612
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,740,298
Assets. Value of participant loans2012-12-31$65,840
Assets. Value of assets in partnership/joint-venture interests2012-12-31$1,644
Total contributions received or receivable from employer(s)2012-12-31$37,500
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$27,264
2011 : DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2011 401k financial data
Total income from all sources2011-12-31$110,944
Expenses. Total of all expenses incurred2011-12-31$208,442
Benefits paid (including direct rollovers)2011-12-31$185,951
Total plan assets at end of year2011-12-31$3,740,298
Total plan assets at beginning of year2011-12-31$3,837,796
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$73,986
Contributions received from other sources (not participants or employers)2011-12-31$6,695
Other income received2011-12-31$5,317
Net income (gross income less expenses)2011-12-31$-97,498
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,740,298
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,837,796
Assets. Value of participant loans2011-12-31$48,841
Assets. Value of assets in partnership/joint-venture interests2011-12-31$489,085
Total contributions received or receivable from employer(s)2011-12-31$24,946
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$22,491
2010 : DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2010 401k financial data
Total income from all sources2010-12-31$827,681
Expenses. Total of all expenses incurred2010-12-31$150,952
Benefits paid (including direct rollovers)2010-12-31$111,747
Total plan assets at end of year2010-12-31$3,837,796
Total plan assets at beginning of year2010-12-31$3,161,067
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$77,113
Other income received2010-12-31$725,431
Net income (gross income less expenses)2010-12-31$676,729
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,837,796
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,161,067
Assets. Value of participant loans2010-12-31$50,827
Assets. Value of assets in partnership/joint-venture interests2010-12-31$493,874
Total contributions received or receivable from employer(s)2010-12-31$25,137
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$39,205

Form 5500 Responses for DILLEHAY ORTHODONTICS, PA 401(K)PLAN

2016: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DILLEHAY ORTHODONTICS, PA 401(K)PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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