SOUTHWEST HOLDING CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SOUTHWEST HOLDING CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN & TRUST
401k plan membership statisitcs for SOUTHWEST HOLDING CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN & TRUST
Measure | Date | Value |
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2017 : SOUTHWEST HOLDING CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-01-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-01-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-01-31 | $64,791 |
Total income from all sources (including contributions) | 2017-01-31 | $0 |
Total loss/gain on sale of assets | 2017-01-31 | $0 |
Total of all expenses incurred | 2017-01-31 | $2,248,566 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-01-31 | $2,248,566 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-01-31 | $0 |
Value of total assets at end of year | 2017-01-31 | $0 |
Value of total assets at beginning of year | 2017-01-31 | $2,313,357 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-01-31 | $0 |
Total interest from all sources | 2017-01-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-01-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-01-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-01-31 | $0 |
Was this plan covered by a fidelity bond | 2017-01-31 | Yes |
Value of fidelity bond cover | 2017-01-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2017-01-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-01-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-01-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-01-31 | $247,675 |
Liabilities. Value of operating payables at beginning of year | 2017-01-31 | $64,791 |
Total non interest bearing cash at beginning of year | 2017-01-31 | $2,065,682 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-01-31 | No |
Value of net income/loss | 2017-01-31 | $-2,248,566 |
Value of net assets at end of year (total assets less liabilities) | 2017-01-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-01-31 | $2,248,566 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-01-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-01-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-01-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-01-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-01-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-01-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-01-31 | $2,248,566 |
Did the plan have assets held for investment | 2017-01-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-01-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-01-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-01-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-01-31 | Unqualified |
Accountancy firm name | 2017-01-31 | BERBERICH TRAHAN & COMPANY PA |
Accountancy firm EIN | 2017-01-31 | 481066439 |
2016 : SOUTHWEST HOLDING CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $64,791 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $129,417 |
Total income from all sources (including contributions) | 2016-03-31 | $357,365 |
Total loss/gain on sale of assets | 2016-03-31 | $65,509 |
Total of all expenses incurred | 2016-03-31 | $241,347 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-03-31 | $155,677 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-03-31 | $0 |
Value of total assets at end of year | 2016-03-31 | $2,313,357 |
Value of total assets at beginning of year | 2016-03-31 | $2,261,965 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-03-31 | $85,670 |
Total interest from all sources | 2016-03-31 | $7,246 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-03-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-03-31 | $0 |
Administrative expenses professional fees incurred | 2016-03-31 | $85,670 |
Was this plan covered by a fidelity bond | 2016-03-31 | Yes |
Value of fidelity bond cover | 2016-03-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2016-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-03-31 | No |
Assets. Other investments not covered elsewhere at beginning of year | 2016-03-31 | $60,849 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-03-31 | $247,675 |
Other income not declared elsewhere | 2016-03-31 | $284,610 |
Liabilities. Value of operating payables at end of year | 2016-03-31 | $64,791 |
Liabilities. Value of operating payables at beginning of year | 2016-03-31 | $129,417 |
Total non interest bearing cash at end of year | 2016-03-31 | $2,065,682 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
Value of net income/loss | 2016-03-31 | $116,018 |
Value of net assets at end of year (total assets less liabilities) | 2016-03-31 | $2,248,566 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-03-31 | $2,132,548 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-03-31 | No |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-03-31 | $179,357 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-03-31 | $179,357 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-03-31 | $7,246 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-03-31 | $60,849 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-03-31 | No |
Assets. Invements in employer securities at beginning of year | 2016-03-31 | $1,986,759 |
Employer contributions (assets) at beginning of year | 2016-03-31 | $35,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-03-31 | $94,828 |
Did the plan have assets held for investment | 2016-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-03-31 | No |
Aggregate proceeds on sale of assets | 2016-03-31 | $1,965,350 |
Aggregate carrying amount (costs) on sale of assets | 2016-03-31 | $1,899,841 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-03-31 | Unqualified |
Accountancy firm name | 2016-03-31 | BERBERICH TRAHAN & COMPANY PA |
Accountancy firm EIN | 2016-03-31 | 481066439 |
2015 : SOUTHWEST HOLDING CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2015 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2015-03-31 | $-149,771 |
Total unrealized appreciation/depreciation of assets | 2015-03-31 | $-149,771 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $129,417 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $7,189 |
Total income from all sources (including contributions) | 2015-03-31 | $-69,203 |
Total loss/gain on sale of assets | 2015-03-31 | $0 |
Total of all expenses incurred | 2015-03-31 | $261,719 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-03-31 | $237,032 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-03-31 | $35,000 |
Value of total assets at end of year | 2015-03-31 | $2,261,965 |
Value of total assets at beginning of year | 2015-03-31 | $2,470,659 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-03-31 | $24,687 |
Total interest from all sources | 2015-03-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-03-31 | No |
Administrative expenses professional fees incurred | 2015-03-31 | $24,472 |
Was this plan covered by a fidelity bond | 2015-03-31 | Yes |
Value of fidelity bond cover | 2015-03-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2015-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-03-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2015-03-31 | $60,849 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-03-31 | $60,849 |
Other income not declared elsewhere | 2015-03-31 | $45,568 |
Administrative expenses (other) incurred | 2015-03-31 | $215 |
Liabilities. Value of operating payables at end of year | 2015-03-31 | $129,417 |
Liabilities. Value of operating payables at beginning of year | 2015-03-31 | $7,189 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
Value of net income/loss | 2015-03-31 | $-330,922 |
Value of net assets at end of year (total assets less liabilities) | 2015-03-31 | $2,132,548 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-03-31 | $2,463,470 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-03-31 | $179,357 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-03-31 | $53,178 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-03-31 | $53,178 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-03-31 | $104,312 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-03-31 | No |
Assets. Invements in employer securities at end of year | 2015-03-31 | $1,986,759 |
Assets. Invements in employer securities at beginning of year | 2015-03-31 | $2,256,632 |
Contributions received in cash from employer | 2015-03-31 | $35,000 |
Employer contributions (assets) at end of year | 2015-03-31 | $35,000 |
Employer contributions (assets) at beginning of year | 2015-03-31 | $100,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-03-31 | $132,720 |
Did the plan have assets held for investment | 2015-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-03-31 | Unqualified |
Accountancy firm name | 2015-03-31 | BERBERICH TRAHAN & COMPANY PA |
Accountancy firm EIN | 2015-03-31 | 481066439 |
2014 : SOUTHWEST HOLDING CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2014 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2014-03-31 | $329,294 |
Total unrealized appreciation/depreciation of assets | 2014-03-31 | $329,294 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $7,189 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $17,071 |
Total income from all sources (including contributions) | 2014-03-31 | $574,827 |
Total loss/gain on sale of assets | 2014-03-31 | $0 |
Total of all expenses incurred | 2014-03-31 | $246,045 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-31 | $223,565 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-31 | $200,000 |
Value of total assets at end of year | 2014-03-31 | $2,470,659 |
Value of total assets at beginning of year | 2014-03-31 | $2,151,759 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-31 | $22,480 |
Total interest from all sources | 2014-03-31 | $76 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-03-31 | No |
Administrative expenses professional fees incurred | 2014-03-31 | $22,450 |
Was this plan covered by a fidelity bond | 2014-03-31 | Yes |
Value of fidelity bond cover | 2014-03-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2014-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-03-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2014-03-31 | $60,849 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-03-31 | $60,849 |
Other income not declared elsewhere | 2014-03-31 | $45,457 |
Administrative expenses (other) incurred | 2014-03-31 | $30 |
Liabilities. Value of operating payables at end of year | 2014-03-31 | $7,189 |
Liabilities. Value of operating payables at beginning of year | 2014-03-31 | $17,071 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
Value of net income/loss | 2014-03-31 | $328,782 |
Value of net assets at end of year (total assets less liabilities) | 2014-03-31 | $2,463,470 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-03-31 | $2,134,688 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-03-31 | $53,178 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-03-31 | $46,235 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-03-31 | $46,235 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-03-31 | $76 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2014-03-31 | $104,312 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-03-31 | No |
Assets. Invements in employer securities at end of year | 2014-03-31 | $2,256,632 |
Assets. Invements in employer securities at beginning of year | 2014-03-31 | $1,964,675 |
Contributions received in cash from employer | 2014-03-31 | $200,000 |
Employer contributions (assets) at end of year | 2014-03-31 | $100,000 |
Employer contributions (assets) at beginning of year | 2014-03-31 | $80,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-03-31 | $119,253 |
Did the plan have assets held for investment | 2014-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-03-31 | Unqualified |
Accountancy firm name | 2014-03-31 | ALLEN, GIBBS & HOULIK, L.C. |
Accountancy firm EIN | 2014-03-31 | 431032601 |
2013 : SOUTHWEST HOLDING CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2013 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2013-03-31 | $246,819 |
Total unrealized appreciation/depreciation of assets | 2013-03-31 | $246,819 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $17,071 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $6,590 |
Total income from all sources (including contributions) | 2013-03-31 | $522,324 |
Total loss/gain on sale of assets | 2013-03-31 | $0 |
Total of all expenses incurred | 2013-03-31 | $229,370 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-03-31 | $206,298 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-03-31 | $230,000 |
Value of total assets at end of year | 2013-03-31 | $2,151,759 |
Value of total assets at beginning of year | 2013-03-31 | $1,848,324 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-31 | $23,072 |
Total interest from all sources | 2013-03-31 | $47 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-03-31 | No |
Administrative expenses professional fees incurred | 2013-03-31 | $23,072 |
Was this plan covered by a fidelity bond | 2013-03-31 | Yes |
Value of fidelity bond cover | 2013-03-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2013-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-03-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2013-03-31 | $60,849 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-03-31 | $60,849 |
Other income not declared elsewhere | 2013-03-31 | $45,458 |
Liabilities. Value of operating payables at end of year | 2013-03-31 | $17,071 |
Liabilities. Value of operating payables at beginning of year | 2013-03-31 | $6,590 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
Value of net income/loss | 2013-03-31 | $292,954 |
Value of net assets at end of year (total assets less liabilities) | 2013-03-31 | $2,134,688 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-03-31 | $1,841,734 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-03-31 | $46,235 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-03-31 | $4,619 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-03-31 | $4,619 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-03-31 | $47 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-03-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-03-31 | $104,312 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-03-31 | No |
Assets. Invements in employer securities at end of year | 2013-03-31 | $1,964,675 |
Assets. Invements in employer securities at beginning of year | 2013-03-31 | $1,717,856 |
Contributions received in cash from employer | 2013-03-31 | $230,000 |
Employer contributions (assets) at end of year | 2013-03-31 | $80,000 |
Employer contributions (assets) at beginning of year | 2013-03-31 | $65,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-03-31 | $101,986 |
Did the plan have assets held for investment | 2013-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-03-31 | Unqualified |
Accountancy firm name | 2013-03-31 | ALLEN, GIBBS & HOULIK, L.C. |
Accountancy firm EIN | 2013-03-31 | 481032601 |
2012 : SOUTHWEST HOLDING CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2012 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2012-03-31 | $82,272 |
Total unrealized appreciation/depreciation of assets | 2012-03-31 | $82,272 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $6,590 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $24,549 |
Total income from all sources (including contributions) | 2012-03-31 | $270,700 |
Total loss/gain on sale of assets | 2012-03-31 | $0 |
Total of all expenses incurred | 2012-03-31 | $624,650 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-03-31 | $594,779 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-03-31 | $227,290 |
Value of total assets at end of year | 2012-03-31 | $1,848,324 |
Value of total assets at beginning of year | 2012-03-31 | $2,220,233 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-03-31 | $29,871 |
Total interest from all sources | 2012-03-31 | $236 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-03-31 | No |
Administrative expenses professional fees incurred | 2012-03-31 | $29,434 |
Was this plan covered by a fidelity bond | 2012-03-31 | Yes |
Value of fidelity bond cover | 2012-03-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2012-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-03-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2012-03-31 | $60,849 |
Other income not declared elsewhere | 2012-03-31 | $-39,098 |
Administrative expenses (other) incurred | 2012-03-31 | $437 |
Liabilities. Value of operating payables at end of year | 2012-03-31 | $6,590 |
Liabilities. Value of operating payables at beginning of year | 2012-03-31 | $24,549 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
Value of net income/loss | 2012-03-31 | $-353,950 |
Value of net assets at end of year (total assets less liabilities) | 2012-03-31 | $1,841,734 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-03-31 | $2,195,684 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-03-31 | $4,619 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-03-31 | $26,283 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-03-31 | $26,283 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-03-31 | $236 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-03-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-03-31 | $497,656 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-03-31 | $500,034 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-03-31 | No |
Assets. Invements in employer securities at end of year | 2012-03-31 | $1,717,856 |
Assets. Invements in employer securities at beginning of year | 2012-03-31 | $1,635,584 |
Contributions received in cash from employer | 2012-03-31 | $227,290 |
Employer contributions (assets) at end of year | 2012-03-31 | $65,000 |
Employer contributions (assets) at beginning of year | 2012-03-31 | $60,710 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-03-31 | $94,745 |
Did the plan have assets held for investment | 2012-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-03-31 | Unqualified |
Accountancy firm name | 2012-03-31 | ALLEN, GIBBS & HOULIK, L.C. |
Accountancy firm EIN | 2012-03-31 | 481032601 |
2011 : SOUTHWEST HOLDING CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2011-03-31 | $121,764 |
Total unrealized appreciation/depreciation of assets | 2011-03-31 | $121,764 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $24,549 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $17,343 |
Total income from all sources (including contributions) | 2011-03-31 | $344,008 |
Total loss/gain on sale of assets | 2011-03-31 | $0 |
Total of all expenses incurred | 2011-03-31 | $178,330 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-31 | $157,757 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-03-31 | $110,000 |
Value of total assets at end of year | 2011-03-31 | $2,220,233 |
Value of total assets at beginning of year | 2011-03-31 | $2,047,349 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-31 | $20,573 |
Total interest from all sources | 2011-03-31 | $237 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-31 | No |
Administrative expenses professional fees incurred | 2011-03-31 | $19,476 |
Was this plan covered by a fidelity bond | 2011-03-31 | Yes |
Value of fidelity bond cover | 2011-03-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2011-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-03-31 | No |
Other income not declared elsewhere | 2011-03-31 | $112,007 |
Administrative expenses (other) incurred | 2011-03-31 | $1,097 |
Liabilities. Value of operating payables at end of year | 2011-03-31 | $24,549 |
Liabilities. Value of operating payables at beginning of year | 2011-03-31 | $17,343 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Value of net income/loss | 2011-03-31 | $165,678 |
Value of net assets at end of year (total assets less liabilities) | 2011-03-31 | $2,195,684 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-03-31 | $2,030,006 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-03-31 | $26,283 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-03-31 | $97,170 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-03-31 | $97,170 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-03-31 | $237 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-03-31 | $497,656 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-03-31 | $385,649 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-03-31 | $63,600 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-03-31 | No |
Assets. Invements in employer securities at end of year | 2011-03-31 | $1,635,584 |
Assets. Invements in employer securities at beginning of year | 2011-03-31 | $1,513,820 |
Contributions received in cash from employer | 2011-03-31 | $110,000 |
Employer contributions (assets) at end of year | 2011-03-31 | $60,710 |
Employer contributions (assets) at beginning of year | 2011-03-31 | $50,710 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-03-31 | $94,157 |
Did the plan have assets held for investment | 2011-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-03-31 | Unqualified |
Accountancy firm name | 2011-03-31 | ALLEN, GIBBS & HOULIK, LC. |
Accountancy firm EIN | 2011-03-31 | 481032601 |
2010 : SOUTHWEST HOLDING CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2010 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-03-31 | $0 |