401k Plan data: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN plan

KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	001

KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Stock bonus
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
The employer maintaining this ESOP is an S Corporation
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

KASA COMPANIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: KASA COMPANIES, INC.

Employer identification number (EIN): 480820668

NAIC Classification: 334500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-10-01 MICHEAL MURRAY
001 2013-10-01 MICHEAL MURRAY
001 2012-10-01 MIKE MURRAY
001 2011-10-01 BRAD STRATHE BRAD STRATHE 2013-07-12
001 2010-10-01 NICCI BERGESON
001 2009-10-01 NICCI BERGESON NICCI BERGESON 2011-07-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-10-01	MICHEAL MURRAY
001	2013-10-01	MICHEAL MURRAY
001	2012-10-01	MIKE MURRAY
001	2011-10-01	BRAD STRATHE	BRAD STRATHE	2013-07-12
001	2010-10-01	NICCI BERGESON
001	2009-10-01	NICCI BERGESON	NICCI BERGESON	2011-07-15

Plan Statistics for KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2014: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 94
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 0
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 0
Total of all active and inactive participants 2014-10-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 0
Number of participants with account balances 2014-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 0
2013: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 112
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 68
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 26
Total of all active and inactive participants 2013-10-01 94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 94
Number of participants with account balances 2013-10-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 132
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 97
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 15
Total of all active and inactive participants 2012-10-01 112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 112
Number of participants with account balances 2012-10-01 102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 131
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 122
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 9
Total of all active and inactive participants 2011-10-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 131
Number of participants with account balances 2011-10-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2010: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 117
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 113
Number of retired or separated participants receiving benefits 2010-10-01 0
Number of other retired or separated participants entitled to future benefits 2010-10-01 14
Total of all active and inactive participants 2010-10-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 0
Total participants 2010-10-01 127
Number of participants with account balances 2010-10-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 0
2009: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 143
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 92
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 21
Total of all active and inactive participants 2009-10-01 113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 113
Number of participants with account balances 2009-10-01 112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2014: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	94
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	0
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	0
Total of all active and inactive participants	2014-10-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	0
Number of participants with account balances	2014-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	0
2013: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	112
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	68
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	26
Total of all active and inactive participants	2013-10-01	94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	94
Number of participants with account balances	2013-10-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	132
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	97
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	15
Total of all active and inactive participants	2012-10-01	112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	112
Number of participants with account balances	2012-10-01	102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	131
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	122
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	9
Total of all active and inactive participants	2011-10-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	131
Number of participants with account balances	2011-10-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2010: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	117
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	113
Number of retired or separated participants receiving benefits	2010-10-01	0
Number of other retired or separated participants entitled to future benefits	2010-10-01	14
Total of all active and inactive participants	2010-10-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	0
Total participants	2010-10-01	127
Number of participants with account balances	2010-10-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	0
2009: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	143
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	92
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	21
Total of all active and inactive participants	2009-10-01	113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	113
Number of participants with account balances	2009-10-01	112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2015 : KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$5,238
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$5,665,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$5,621,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$0
Value of total assets at end of year	2015-09-30	$0
Value of total assets at beginning of year	2015-09-30	$5,659,868
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$43,737
Total interest from all sources	2015-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$1,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-09-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-09-30	$1,749
Administrative expenses professional fees incurred	2015-09-30	$18,000
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$500,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Total non interest bearing cash at end of year	2015-09-30	$0
Total non interest bearing cash at beginning of year	2015-09-30	$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$-5,659,868
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$5,659,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$606,593
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-09-30	$394,797
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-09-30	$394,797
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$3,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Assets. Invements in employer securities at end of year	2015-09-30	$0
Assets. Invements in employer securities at beginning of year	2015-09-30	$4,658,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$5,621,369
Contract administrator fees	2015-09-30	$25,737
Did the plan have assets held for investment	2015-09-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	SWINDOLL, JANZEN, HAWK & LOYD, LLC
Accountancy firm EIN	2015-09-30	481041125
2014 : KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-09-30	$-561,512
Total unrealized appreciation/depreciation of assets	2014-09-30	$-561,512
Total transfer of assets from this plan	2014-09-30	$1,371,312
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$-177,335
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$371,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$338,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$11,276
Value of total assets at end of year	2014-09-30	$5,659,868
Value of total assets at beginning of year	2014-09-30	$7,580,320
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$33,277
Total interest from all sources	2014-09-30	$38
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$293,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-09-30	$31,311
Administrative expenses professional fees incurred	2014-09-30	$25,039
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$500,000
If this is an individual account plan, was there a blackout period	2014-09-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$11,276
Total non interest bearing cash at end of year	2014-09-30	$18
Total non interest bearing cash at beginning of year	2014-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$-549,140
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$5,659,868
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$7,580,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$606,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$1,724,059
Interest earned on other investments	2014-09-30	$38
Value of interest in common/collective trusts at end of year	2014-09-30	$0
Value of interest in common/collective trusts at beginning of year	2014-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-09-30	$394,797
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-09-30	$311,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-09-30	$311,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$79,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Assets. Invements in employer securities at end of year	2014-09-30	$4,658,460
Assets. Invements in employer securities at beginning of year	2014-09-30	$5,209,632
Employer contributions (assets) at end of year	2014-09-30	$0
Employer contributions (assets) at beginning of year	2014-09-30	$335,000
Income. Dividends from common stock	2014-09-30	$261,819
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$338,528
Contract administrator fees	2014-09-30	$8,238
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-09-30	No
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2014-09-30	431947695
2013 : KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-09-30	$253,852
Total unrealized appreciation/depreciation of assets	2013-09-30	$253,852
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$2,279,797
Total loss/gain on sale of assets	2013-09-30	$0
Total of all expenses incurred	2013-09-30	$1,321,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$1,304,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$835,000
Value of total assets at end of year	2013-09-30	$7,580,320
Value of total assets at beginning of year	2013-09-30	$6,621,702
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$16,379
Total interest from all sources	2013-09-30	$68
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$482,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$25,818
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Administrative expenses (other) incurred	2013-09-30	$16,379
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$958,618
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$7,580,320
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$6,621,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$1,724,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$1,611,413
Value of interest in common/collective trusts at end of year	2013-09-30	$0
Value of interest in common/collective trusts at beginning of year	2013-09-30	$30,790
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-09-30	$311,629
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-09-30	$4,735
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-09-30	$4,735
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-09-30	$68
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$708,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Assets. Invements in employer securities at end of year	2013-09-30	$5,209,632
Assets. Invements in employer securities at beginning of year	2013-09-30	$4,104,764
Contributions received in cash from employer	2013-09-30	$835,000
Employer contributions (assets) at end of year	2013-09-30	$335,000
Employer contributions (assets) at beginning of year	2013-09-30	$870,000
Income. Dividends from common stock	2013-09-30	$456,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$1,304,800
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2013-09-30	431947695
2012 : KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-09-30	$511,741
Total unrealized appreciation/depreciation of assets	2012-09-30	$511,741
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$1,674,245
Total loss/gain on sale of assets	2012-09-30	$0
Total of all expenses incurred	2012-09-30	$532,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$524,602
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$870,000
Value of total assets at end of year	2012-09-30	$6,621,702
Value of total assets at beginning of year	2012-09-30	$5,479,891
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$7,832
Total interest from all sources	2012-09-30	$9
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$37,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$37,369
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$500,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Administrative expenses (other) incurred	2012-09-30	$7,832
Total non interest bearing cash at beginning of year	2012-09-30	$76
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$1,141,811
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$6,621,702
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$5,479,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$1,611,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$1,742,818
Value of interest in common/collective trusts at end of year	2012-09-30	$30,790
Value of interest in common/collective trusts at beginning of year	2012-09-30	$44,901
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-09-30	$4,735
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-09-30	$99,074
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-09-30	$99,074
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-09-30	$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$255,123
Net investment gain or loss from common/collective trusts	2012-09-30	$3
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Assets. Invements in employer securities at end of year	2012-09-30	$4,104,764
Assets. Invements in employer securities at beginning of year	2012-09-30	$3,593,022
Contributions received in cash from employer	2012-09-30	$870,000
Employer contributions (assets) at end of year	2012-09-30	$870,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$524,602
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2012-09-30	431947695
2011 : KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-09-30	$-322,208
Total unrealized appreciation/depreciation of assets	2011-09-30	$-322,208
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$-373,713
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$263,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$252,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$0
Value of total assets at end of year	2011-09-30	$5,479,891
Value of total assets at beginning of year	2011-09-30	$6,117,013
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$11,188
Total interest from all sources	2011-09-30	$6
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$48,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$48,329
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$500,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Administrative expenses (other) incurred	2011-09-30	$11,188
Total non interest bearing cash at end of year	2011-09-30	$76
Total non interest bearing cash at beginning of year	2011-09-30	$66
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$-637,122
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$5,479,891
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$6,117,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$1,742,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$2,166,723
Value of interest in common/collective trusts at end of year	2011-09-30	$44,901
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-09-30	$99,074
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-09-30	$34,994
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-09-30	$34,994
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-09-30	$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-100,070
Net investment gain or loss from common/collective trusts	2011-09-30	$230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Assets. Invements in employer securities at end of year	2011-09-30	$3,593,022
Assets. Invements in employer securities at beginning of year	2011-09-30	$3,915,230
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$252,221
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2011-09-30	431947695
2010 : KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN

2014: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	Yes
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: KASA COMPANIES,INC. AMENDED EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	KASA COMPANIES, INC.
Employer identification number (EIN):	480820668
NAIC Classification:	334500