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LEE AEROSPACE, INC. 401(K) PLAN 401k Plan overview

Plan NameLEE AEROSPACE, INC. 401(K) PLAN
Plan identification number 001

LEE AEROSPACE, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

LEE AEROSPACE, INC. has sponsored the creation of one or more 401k plans.

Company Name:LEE AEROSPACE, INC.
Employer identification number (EIN):481072049
NAIC Classification:336410

Additional information about LEE AEROSPACE, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2001-07-11
Company Identification Number: 0014012106
Legal Registered Office Address: 9323 E 34TH ST N

WICHITA
United States of America (USA)
67226

More information about LEE AEROSPACE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEE AEROSPACE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JAMES LEE
0012016-01-01JAMES LEE
0012015-01-01JAMES LEE
0012014-01-17JAMES LEE

Plan Statistics for LEE AEROSPACE, INC. 401(K) PLAN

401k plan membership statisitcs for LEE AEROSPACE, INC. 401(K) PLAN

Measure Date Value
2023: LEE AEROSPACE, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01214
Total number of active participants reported on line 7a of the Form 55002023-01-01169
Number of retired or separated participants receiving benefits2023-01-0117
Number of other retired or separated participants entitled to future benefits2023-01-0129
Total of all active and inactive participants2023-01-01215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01215
Number of participants with account balances2023-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: LEE AEROSPACE, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01198
Total number of active participants reported on line 7a of the Form 55002022-01-01158
Number of retired or separated participants receiving benefits2022-01-018
Number of other retired or separated participants entitled to future benefits2022-01-0144
Total of all active and inactive participants2022-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01210
Number of participants with account balances2022-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: LEE AEROSPACE, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01205
Total number of active participants reported on line 7a of the Form 55002021-01-01159
Number of retired or separated participants receiving benefits2021-01-017
Number of other retired or separated participants entitled to future benefits2021-01-0131
Total of all active and inactive participants2021-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01197
Number of participants with account balances2021-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: LEE AEROSPACE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01302
Total number of active participants reported on line 7a of the Form 55002020-01-01164
Number of retired or separated participants receiving benefits2020-01-0110
Number of other retired or separated participants entitled to future benefits2020-01-0129
Total of all active and inactive participants2020-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01203
Number of participants with account balances2020-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: LEE AEROSPACE, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01237
Total number of active participants reported on line 7a of the Form 55002019-01-01215
Number of retired or separated participants receiving benefits2019-01-0157
Number of other retired or separated participants entitled to future benefits2019-01-0125
Total of all active and inactive participants2019-01-01297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01298
Number of participants with account balances2019-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: LEE AEROSPACE, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01224
Total number of active participants reported on line 7a of the Form 55002018-01-01211
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-0118
Total of all active and inactive participants2018-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01232
Number of participants with account balances2018-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: LEE AEROSPACE, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01259
Total number of active participants reported on line 7a of the Form 55002017-01-01204
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0117
Total of all active and inactive participants2017-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01221
Number of participants with account balances2017-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: LEE AEROSPACE, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01260
Total number of active participants reported on line 7a of the Form 55002016-01-01235
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0119
Total of all active and inactive participants2016-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01257
Number of participants with account balances2016-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: LEE AEROSPACE, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01282
Total number of active participants reported on line 7a of the Form 55002015-01-01244
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-017
Total of all active and inactive participants2015-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01253
Number of participants with account balances2015-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: LEE AEROSPACE, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-17156
Total number of active participants reported on line 7a of the Form 55002014-01-17252
Number of retired or separated participants receiving benefits2014-01-170
Number of other retired or separated participants entitled to future benefits2014-01-1718
Total of all active and inactive participants2014-01-17270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-170
Total participants2014-01-17270
Number of participants with account balances2014-01-17149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-170

Financial Data on LEE AEROSPACE, INC. 401(K) PLAN

Measure Date Value
2023 : LEE AEROSPACE, INC. 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$3,689,631
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$487,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$474,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,220,207
Value of total assets at end of year2023-12-31$14,782,721
Value of total assets at beginning of year2023-12-31$11,580,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$12,678
Total interest from all sources2023-12-31$10,645
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$318,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$318,074
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$726,393
Participant contributions at end of year2023-12-31$214,657
Participant contributions at beginning of year2023-12-31$192,867
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$81,428
Total non interest bearing cash at end of year2023-12-31$1
Total non interest bearing cash at beginning of year2023-12-31$1,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$3,202,556
Value of net assets at end of year (total assets less liabilities)2023-12-31$14,782,721
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$11,580,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$14,479,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$11,253,376
Interest on participant loans2023-12-31$10,643
Value of interest in common/collective trusts at end of year2023-12-31$67,434
Value of interest in common/collective trusts at beginning of year2023-12-31$113,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$45
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$43
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$43
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,138,005
Net investment gain or loss from common/collective trusts2023-12-31$2,700
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$412,386
Employer contributions (assets) at end of year2023-12-31$20,765
Employer contributions (assets) at beginning of year2023-12-31$19,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$474,397
Contract administrator fees2023-12-31$3,350
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31KOCH SIEDHOFF HAND & DUNN LLP
Accountancy firm EIN2023-12-31480922808
2022 : LEE AEROSPACE, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$5,087
Total income from all sources (including contributions)2022-12-31$-1,592,109
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$523,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$512,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$985,097
Value of total assets at end of year2022-12-31$11,580,165
Value of total assets at beginning of year2022-12-31$13,700,941
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$10,925
Total interest from all sources2022-12-31$10,234
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$419,227
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$419,227
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$614,499
Participant contributions at end of year2022-12-31$192,867
Participant contributions at beginning of year2022-12-31$277,221
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$27,087
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$5,087
Other income not declared elsewhere2022-12-31$104
Total non interest bearing cash at end of year2022-12-31$1,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,115,689
Value of net assets at end of year (total assets less liabilities)2022-12-31$11,580,165
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$13,695,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$225
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$11,253,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,308,854
Interest on participant loans2022-12-31$10,007
Interest earned on other investments2022-12-31$226
Value of interest in common/collective trusts at end of year2022-12-31$113,780
Value of interest in common/collective trusts at beginning of year2022-12-31$104,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$43
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,008,615
Net investment gain or loss from common/collective trusts2022-12-31$1,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$343,511
Employer contributions (assets) at end of year2022-12-31$19,089
Employer contributions (assets) at beginning of year2022-12-31$10,837
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$512,655
Contract administrator fees2022-12-31$10,700
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KOCH SIEDHOFF HAND & DUNN LLP
Accountancy firm EIN2022-12-31480922808
2021 : LEE AEROSPACE, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$5,087
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,792,213
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$367,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$357,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$983,287
Value of total assets at end of year2021-12-31$13,700,941
Value of total assets at beginning of year2021-12-31$11,271,612
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$10,823
Total interest from all sources2021-12-31$13,312
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$776,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$776,311
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$25,378
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$539,841
Participant contributions at end of year2021-12-31$277,221
Participant contributions at beginning of year2021-12-31$260,318
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$149,227
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$32,820
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$5,087
Other income not declared elsewhere2021-12-31$41
Total non interest bearing cash at beginning of year2021-12-31$110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,424,242
Value of net assets at end of year (total assets less liabilities)2021-12-31$13,695,854
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,271,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,308,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$10,879,883
Income. Interest from loans (other than to participants)2021-12-31$12,924
Interest earned on other investments2021-12-31$388
Value of interest in common/collective trusts at end of year2021-12-31$104,029
Value of interest in common/collective trusts at beginning of year2021-12-31$92,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,017,342
Net investment gain or loss from common/collective trusts2021-12-31$1,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$294,219
Employer contributions (assets) at end of year2021-12-31$10,837
Employer contributions (assets) at beginning of year2021-12-31$6,261
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$357,148
Contract administrator fees2021-12-31$10,823
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KOCH SIEDHOFF HAND & DUNN LLP
Accountancy firm EIN2021-12-31480922808
2020 : LEE AEROSPACE, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,379,881
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,678,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,666,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$840,755
Value of total assets at end of year2020-12-31$11,271,612
Value of total assets at beginning of year2020-12-31$10,570,290
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$12,456
Total interest from all sources2020-12-31$15,929
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$311,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$311,490
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$55,959
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$541,800
Participant contributions at end of year2020-12-31$260,318
Participant contributions at beginning of year2020-12-31$379,800
Participant contributions at beginning of year2020-12-31$20,122
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$639
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$32,820
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$44,985
Total non interest bearing cash at end of year2020-12-31$110
Total non interest bearing cash at beginning of year2020-12-31$104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$701,322
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,271,612
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$10,570,290
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$388
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$10,879,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$9,946,936
Interest on participant loans2020-12-31$15,929
Value of interest in common/collective trusts at end of year2020-12-31$92,220
Value of interest in common/collective trusts at beginning of year2020-12-31$159,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,207,494
Net investment gain or loss from common/collective trusts2020-12-31$4,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$298,316
Employer contributions (assets) at end of year2020-12-31$6,261
Employer contributions (assets) at beginning of year2020-12-31$18,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,666,103
Contract administrator fees2020-12-31$12,068
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KOCH SIEDHOFF HAND & DUNN LLP
Accountancy firm EIN2020-12-31480922808
2019 : LEE AEROSPACE, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,969,906
Total income from all sources (including contributions)2019-12-31$2,969,906
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$422,500
Total of all expenses incurred2019-12-31$422,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$412,400
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$412,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,085,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,085,756
Value of total assets at end of year2019-12-31$10,570,290
Value of total assets at end of year2019-12-31$10,570,290
Value of total assets at beginning of year2019-12-31$8,022,884
Value of total assets at beginning of year2019-12-31$8,022,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,100
Total interest from all sources2019-12-31$18,670
Total interest from all sources2019-12-31$18,670
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$289,871
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$289,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$289,871
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$289,871
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$41,438
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$640,758
Contributions received from participants2019-12-31$640,758
Participant contributions at end of year2019-12-31$379,800
Participant contributions at end of year2019-12-31$379,800
Participant contributions at beginning of year2019-12-31$354,738
Participant contributions at beginning of year2019-12-31$354,738
Participant contributions at end of year2019-12-31$20,122
Participant contributions at end of year2019-12-31$20,122
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$45,863
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$45,863
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$44,985
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$44,985
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$38,053
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$38,053
Total non interest bearing cash at end of year2019-12-31$104
Total non interest bearing cash at end of year2019-12-31$104
Total non interest bearing cash at beginning of year2019-12-31$96
Total non interest bearing cash at beginning of year2019-12-31$96
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,547,406
Value of net income/loss2019-12-31$2,547,406
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,570,290
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,570,290
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,022,884
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,022,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$356
Investment advisory and management fees2019-12-31$356
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,946,936
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,946,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,424,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,424,581
Interest on participant loans2019-12-31$18,670
Interest on participant loans2019-12-31$18,670
Value of interest in common/collective trusts at end of year2019-12-31$159,637
Value of interest in common/collective trusts at end of year2019-12-31$159,637
Value of interest in common/collective trusts at beginning of year2019-12-31$195,370
Value of interest in common/collective trusts at beginning of year2019-12-31$195,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,571,690
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,571,690
Net investment gain or loss from common/collective trusts2019-12-31$3,919
Net investment gain or loss from common/collective trusts2019-12-31$3,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$399,135
Contributions received in cash from employer2019-12-31$399,135
Employer contributions (assets) at end of year2019-12-31$18,706
Employer contributions (assets) at end of year2019-12-31$18,706
Employer contributions (assets) at beginning of year2019-12-31$10,046
Employer contributions (assets) at beginning of year2019-12-31$10,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$412,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$412,400
Contract administrator fees2019-12-31$9,744
Contract administrator fees2019-12-31$9,744
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KOCH SIEDHOFF HAND & DUNN LLP
Accountancy firm name2019-12-31KOCH SIEDHOFF HAND & DUNN LLP
Accountancy firm EIN2019-12-31480922808
Accountancy firm EIN2019-12-31480922808
2018 : LEE AEROSPACE, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$589,233
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$271,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$262,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,016,993
Value of total assets at end of year2018-12-31$8,022,884
Value of total assets at beginning of year2018-12-31$7,705,455
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$9,382
Total interest from all sources2018-12-31$13,327
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$473,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$473,505
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$6,273
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$615,333
Participant contributions at end of year2018-12-31$354,738
Participant contributions at beginning of year2018-12-31$242,634
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$43,721
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$38,053
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$216
Total non interest bearing cash at end of year2018-12-31$96
Total non interest bearing cash at beginning of year2018-12-31$84
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$317,429
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,022,884
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,705,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$390
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$7,424,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,293,061
Interest on participant loans2018-12-31$13,327
Value of interest in common/collective trusts at end of year2018-12-31$195,370
Value of interest in common/collective trusts at beginning of year2018-12-31$169,460
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-917,653
Net investment gain or loss from common/collective trusts2018-12-31$3,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$357,939
Employer contributions (assets) at end of year2018-12-31$10,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$262,422
Contract administrator fees2018-12-31$8,992
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KOCH SEIDHOFF HAND & DUNN LLP
Accountancy firm EIN2018-12-31480922808
2017 : LEE AEROSPACE, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,188,670
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$658,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$646,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$934,014
Value of total assets at end of year2017-12-31$7,705,455
Value of total assets at beginning of year2017-12-31$6,175,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,978
Total interest from all sources2017-12-31$9,313
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$275,309
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$275,309
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$23,328
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$574,774
Participant contributions at end of year2017-12-31$242,634
Participant contributions at beginning of year2017-12-31$264,984
Participant contributions at beginning of year2017-12-31$560
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$17,661
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$216
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,068
Other income not declared elsewhere2017-12-31$164
Total non interest bearing cash at end of year2017-12-31$84
Total non interest bearing cash at beginning of year2017-12-31$7,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,529,943
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,705,455
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,175,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,063
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,293,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,726,638
Interest on participant loans2017-12-31$9,313
Value of interest in common/collective trusts at end of year2017-12-31$169,460
Value of interest in common/collective trusts at beginning of year2017-12-31$174,695
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$967,517
Net investment gain or loss from common/collective trusts2017-12-31$2,353
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$341,579
Employer contributions (assets) at beginning of year2017-12-31$29
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$646,749
Contract administrator fees2017-12-31$10,915
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KOCH SEIDHOFF HAND & DUNN LLP
Accountancy firm EIN2017-12-31480922808
2016 : LEE AEROSPACE, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$83
Total income from all sources (including contributions)2016-12-31$1,324,436
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$503,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$493,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$921,339
Value of total assets at end of year2016-12-31$6,175,512
Value of total assets at beginning of year2016-12-31$5,354,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$9,815
Total interest from all sources2016-12-31$7,520
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$184,549
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$184,549
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$16,122
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$557,038
Participant contributions at end of year2016-12-31$264,984
Participant contributions at beginning of year2016-12-31$199,227
Participant contributions at end of year2016-12-31$560
Participant contributions at beginning of year2016-12-31$222
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$35,935
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,068
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$578
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$83
Other income not declared elsewhere2016-12-31$6,391
Total non interest bearing cash at end of year2016-12-31$7,538
Total non interest bearing cash at beginning of year2016-12-31$1,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$821,157
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,175,512
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,354,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$442
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,726,638
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,979,031
Interest on participant loans2016-12-31$7,520
Value of interest in common/collective trusts at end of year2016-12-31$174,695
Value of interest in common/collective trusts at beginning of year2016-12-31$173,628
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$202,755
Net investment gain or loss from common/collective trusts2016-12-31$1,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$328,366
Employer contributions (assets) at end of year2016-12-31$29
Employer contributions (assets) at beginning of year2016-12-31$148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$493,464
Contract administrator fees2016-12-31$9,373
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KOCH SEIDHOFF HAND & DUNN LLP
Accountancy firm EIN2016-12-31480922808
2015 : LEE AEROSPACE, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$83
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$985,571
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$534,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$521,992
Value of total corrective distributions2015-12-31$3,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$904,055
Value of total assets at end of year2015-12-31$5,354,438
Value of total assets at beginning of year2015-12-31$4,903,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,416
Total interest from all sources2015-12-31$7,961
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$197,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$197,531
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$63,714
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$463,126
Participant contributions at end of year2015-12-31$199,227
Participant contributions at beginning of year2015-12-31$170,468
Participant contributions at end of year2015-12-31$222
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$151,606
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$578
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,080
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$83
Total non interest bearing cash at end of year2015-12-31$1,604
Total non interest bearing cash at beginning of year2015-12-31$1,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$451,019
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,354,355
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,903,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,979,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,627,081
Interest on participant loans2015-12-31$7,961
Value of interest in common/collective trusts at end of year2015-12-31$173,628
Value of interest in common/collective trusts at beginning of year2015-12-31$103,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-124,942
Net investment gain or loss from common/collective trusts2015-12-31$966
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$289,323
Employer contributions (assets) at end of year2015-12-31$148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$521,992
Contract administrator fees2015-12-31$9,416
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KOCH SEIDHOFF HAND & DUNN LLP
Accountancy firm EIN2015-12-31480922808
2014 : LEE AEROSPACE, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$4,593,159
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$774,611
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$464,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$458,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$583,685
Value of total assets at end of year2014-12-31$4,903,336
Value of total assets at beginning of year2014-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,583
Total interest from all sources2014-12-31$5,904
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$185,351
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$185,351
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$250,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$658
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$352,511
Participant contributions at end of year2014-12-31$170,468
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$11,285
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,080
Total non interest bearing cash at end of year2014-12-31$1,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$310,177
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,903,336
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,627,081
Interest on participant loans2014-12-31$5,904
Value of interest in common/collective trusts at end of year2014-12-31$103,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-985
Net investment gain or loss from common/collective trusts2014-12-31$656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$219,889
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$458,851
Contract administrator fees2014-12-31$5,583
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KOCH SIEDHOFF HAND & DUNN LLP
Accountancy firm EIN2014-12-31480922808

Form 5500 Responses for LEE AEROSPACE, INC. 401(K) PLAN

2023: LEE AEROSPACE, INC. 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: LEE AEROSPACE, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LEE AEROSPACE, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LEE AEROSPACE, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LEE AEROSPACE, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LEE AEROSPACE, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LEE AEROSPACE, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LEE AEROSPACE, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LEE AEROSPACE, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LEE AEROSPACE, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-17Type of plan entitySingle employer plan
2014-01-17First time form 5500 has been submittedYes
2014-01-17Submission has been amendedNo
2014-01-17This submission is the final filingNo
2014-01-17This return/report is a short plan year return/report (less than 12 months)Yes
2014-01-17Plan is a collectively bargained planNo
2014-01-17Plan funding arrangement – TrustYes
2014-01-17Plan benefit arrangement - TrustYes

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