401k Plan data: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN plan

LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 401k Plan overview

Plan Name	LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN
Plan identification number	001

LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan covering Self-Employed individuals.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LEWIS RICE LLC has sponsored the creation of one or more 401k plans.

Company Name: LEWIS RICE LLC

Employer identification number (EIN): 481072151

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-02-01 CHRIS BUCKLEY CHRIS BUCKLEY 2018-11-15
001 2016-02-01 JUDY COHEE JUDY COHEE 2017-11-09
001 2015-02-01 JUDY COHEE JUDY COHEE 2016-11-09
001 2014-02-01 JUDY COHEE JUDY COHEE 2015-11-09
001 2014-02-01 JUDY COHEE JUDY COHEE 2016-12-05
001 2013-02-01 JUDY COHEE JUDY COHEE 2016-12-07
001 2012-02-01 LYNN HINRICHS LYNN HINRICHS 2016-12-15
001 2011-02-01 LYNN HINRICHS LYNN HINRICHS 2016-12-15
001 2011-02-01 LYNN HINRICHS LYNN HINRICHS 2016-12-15
001 2010-02-01 PETER DIGIOVANNI PETER DIGIOVANNI 2011-11-10
001 2009-02-01 PETER DIGIOVANNI PETER DIGIOVANNI 2010-11-10

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-02-01	CHRIS BUCKLEY	CHRIS BUCKLEY	2018-11-15
001	2016-02-01	JUDY COHEE	JUDY COHEE	2017-11-09
001	2015-02-01	JUDY COHEE	JUDY COHEE	2016-11-09
001	2014-02-01	JUDY COHEE	JUDY COHEE	2015-11-09
001	2014-02-01	JUDY COHEE	JUDY COHEE	2016-12-05
001	2013-02-01	JUDY COHEE	JUDY COHEE	2016-12-07
001	2012-02-01	LYNN HINRICHS	LYNN HINRICHS	2016-12-15
001	2011-02-01	LYNN HINRICHS	LYNN HINRICHS	2016-12-15
001	2011-02-01	LYNN HINRICHS	LYNN HINRICHS	2016-12-15
001	2010-02-01	PETER DIGIOVANNI	PETER DIGIOVANNI	2011-11-10
001	2009-02-01	PETER DIGIOVANNI	PETER DIGIOVANNI	2010-11-10

Plan Statistics for LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN

401k plan membership statisitcs for LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN

Measure Date Value
2017: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-02-01 307
Total number of active participants reported on line 7a of the Form 5500 2017-02-01 208
Number of retired or separated participants receiving benefits 2017-02-01 9
Number of other retired or separated participants entitled to future benefits 2017-02-01 47
Total of all active and inactive participants 2017-02-01 264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-02-01 0
Total participants 2017-02-01 264
Number of participants with account balances 2017-02-01 260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-02-01 4
2016: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-02-01 292
Total number of active participants reported on line 7a of the Form 5500 2016-02-01 248
Number of retired or separated participants receiving benefits 2016-02-01 2
Number of other retired or separated participants entitled to future benefits 2016-02-01 55
Total of all active and inactive participants 2016-02-01 305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-02-01 2
Total participants 2016-02-01 307
Number of participants with account balances 2016-02-01 269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-02-01 5
2015: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-02-01 270
Total number of active participants reported on line 7a of the Form 5500 2015-02-01 240
Number of retired or separated participants receiving benefits 2015-02-01 2
Number of other retired or separated participants entitled to future benefits 2015-02-01 49
Total of all active and inactive participants 2015-02-01 291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-02-01 3
Total participants 2015-02-01 294
Number of participants with account balances 2015-02-01 267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-02-01 19
2014: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-02-01 271
Total number of active participants reported on line 7a of the Form 5500 2014-02-01 230
Number of retired or separated participants receiving benefits 2014-02-01 2
Number of other retired or separated participants entitled to future benefits 2014-02-01 50
Total of all active and inactive participants 2014-02-01 282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-02-01 2
Total participants 2014-02-01 284
Number of participants with account balances 2014-02-01 263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-02-01 6
2013: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-02-01 306
Total number of active participants reported on line 7a of the Form 5500 2013-02-01 232
Number of retired or separated participants receiving benefits 2013-02-01 0
Number of other retired or separated participants entitled to future benefits 2013-02-01 50
Total of all active and inactive participants 2013-02-01 282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-02-01 3
Total participants 2013-02-01 285
Number of participants with account balances 2013-02-01 276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-02-01 8
2012: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-02-01 296
Total number of active participants reported on line 7a of the Form 5500 2012-02-01 251
Number of retired or separated participants receiving benefits 2012-02-01 14
Number of other retired or separated participants entitled to future benefits 2012-02-01 38
Total of all active and inactive participants 2012-02-01 303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-02-01 3
Total participants 2012-02-01 306
Number of participants with account balances 2012-02-01 288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-02-01 6
2011: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-02-01 296
Total number of active participants reported on line 7a of the Form 5500 2011-02-01 252
Number of other retired or separated participants entitled to future benefits 2011-02-01 42
Total of all active and inactive participants 2011-02-01 294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-02-01 2
Total participants 2011-02-01 296
Number of participants with account balances 2011-02-01 274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-02-01 7
2010: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-02-01 256
Total number of active participants reported on line 7a of the Form 5500 2010-02-01 254
Number of other retired or separated participants entitled to future benefits 2010-02-01 40
Total of all active and inactive participants 2010-02-01 294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-02-01 2
Total participants 2010-02-01 296
Number of participants with account balances 2010-02-01 284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-02-01 4
2009: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-02-01 299
Total number of active participants reported on line 7a of the Form 5500 2009-02-01 255
Number of other retired or separated participants entitled to future benefits 2009-02-01 44
Total of all active and inactive participants 2009-02-01 299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-02-01 1
Total participants 2009-02-01 300
Number of participants with account balances 2009-02-01 281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-02-01 9

Measure	Date	Value
2017: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-02-01	307
Total number of active participants reported on line 7a of the Form 5500	2017-02-01	208
Number of retired or separated participants receiving benefits	2017-02-01	9
Number of other retired or separated participants entitled to future benefits	2017-02-01	47
Total of all active and inactive participants	2017-02-01	264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-02-01	0
Total participants	2017-02-01	264
Number of participants with account balances	2017-02-01	260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-02-01	4
2016: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-02-01	292
Total number of active participants reported on line 7a of the Form 5500	2016-02-01	248
Number of retired or separated participants receiving benefits	2016-02-01	2
Number of other retired or separated participants entitled to future benefits	2016-02-01	55
Total of all active and inactive participants	2016-02-01	305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-02-01	2
Total participants	2016-02-01	307
Number of participants with account balances	2016-02-01	269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-02-01	5
2015: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-02-01	270
Total number of active participants reported on line 7a of the Form 5500	2015-02-01	240
Number of retired or separated participants receiving benefits	2015-02-01	2
Number of other retired or separated participants entitled to future benefits	2015-02-01	49
Total of all active and inactive participants	2015-02-01	291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-02-01	3
Total participants	2015-02-01	294
Number of participants with account balances	2015-02-01	267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-02-01	19
2014: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-02-01	271
Total number of active participants reported on line 7a of the Form 5500	2014-02-01	230
Number of retired or separated participants receiving benefits	2014-02-01	2
Number of other retired or separated participants entitled to future benefits	2014-02-01	50
Total of all active and inactive participants	2014-02-01	282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-02-01	2
Total participants	2014-02-01	284
Number of participants with account balances	2014-02-01	263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-02-01	6
2013: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-02-01	306
Total number of active participants reported on line 7a of the Form 5500	2013-02-01	232
Number of retired or separated participants receiving benefits	2013-02-01	0
Number of other retired or separated participants entitled to future benefits	2013-02-01	50
Total of all active and inactive participants	2013-02-01	282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-02-01	3
Total participants	2013-02-01	285
Number of participants with account balances	2013-02-01	276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-02-01	8
2012: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-02-01	296
Total number of active participants reported on line 7a of the Form 5500	2012-02-01	251
Number of retired or separated participants receiving benefits	2012-02-01	14
Number of other retired or separated participants entitled to future benefits	2012-02-01	38
Total of all active and inactive participants	2012-02-01	303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-02-01	3
Total participants	2012-02-01	306
Number of participants with account balances	2012-02-01	288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-02-01	6
2011: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-02-01	296
Total number of active participants reported on line 7a of the Form 5500	2011-02-01	252
Number of other retired or separated participants entitled to future benefits	2011-02-01	42
Total of all active and inactive participants	2011-02-01	294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-02-01	2
Total participants	2011-02-01	296
Number of participants with account balances	2011-02-01	274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-02-01	7
2010: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-02-01	256
Total number of active participants reported on line 7a of the Form 5500	2010-02-01	254
Number of other retired or separated participants entitled to future benefits	2010-02-01	40
Total of all active and inactive participants	2010-02-01	294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-02-01	2
Total participants	2010-02-01	296
Number of participants with account balances	2010-02-01	284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-02-01	4
2009: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-02-01	299
Total number of active participants reported on line 7a of the Form 5500	2009-02-01	255
Number of other retired or separated participants entitled to future benefits	2009-02-01	44
Total of all active and inactive participants	2009-02-01	299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-02-01	1
Total participants	2009-02-01	300
Number of participants with account balances	2009-02-01	281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-02-01	9

Financial Data on LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN

Measure	Date	Value
2018 : LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2018 401k financial data
Total transfer of assets to this plan	2018-01-31	$8,744,620
Total income from all sources (including contributions)	2018-01-31	$18,167,348
Total of all expenses incurred	2018-01-31	$3,353,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-01-31	$3,311,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-01-31	$5,924,253
Value of total assets at end of year	2018-01-31	$96,217,011
Value of total assets at beginning of year	2018-01-31	$72,658,428
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-01-31	$41,942
Total interest from all sources	2018-01-31	$23,935
Total dividends received (eg from common stock, registered investment company shares)	2018-01-31	$1,699,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-01-31	$1,699,909
Was this plan covered by a fidelity bond	2018-01-31	Yes
Value of fidelity bond cover	2018-01-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-01-31	No
Contributions received from participants	2018-01-31	$2,160,949
Participant contributions at end of year	2018-01-31	$532,942
Participant contributions at beginning of year	2018-01-31	$400,140
Participant contributions at end of year	2018-01-31	$131,585
Assets. Other investments not covered elsewhere at end of year	2018-01-31	$28,580,009
Assets. Other investments not covered elsewhere at beginning of year	2018-01-31	$33,130,890
Income. Received or receivable in cash from other sources (including rollovers)	2018-01-31	$1,155,565
Other income not declared elsewhere	2018-01-31	$3,398,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-01-31	No
Value of net income/loss	2018-01-31	$14,813,963
Value of net assets at end of year (total assets less liabilities)	2018-01-31	$96,217,011
Value of net assets at beginning of year (total assets less liabilities)	2018-01-31	$72,658,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-01-31	No
Were any leases to which the plan was party in default or uncollectible	2018-01-31	No
Assets. partnership/joint venture interests at end of year	2018-01-31	$5,842,418
Assets. partnership/joint venture interests at beginning of year	2018-01-31	$1,278,405
Investment advisory and management fees	2018-01-31	$41,942
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-01-31	$50,733,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-01-31	$27,062,120
Interest on participant loans	2018-01-31	$22,819
Value of interest in common/collective trusts at end of year	2018-01-31	$7,650,896
Value of interest in common/collective trusts at beginning of year	2018-01-31	$7,355,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-01-31	$138,291
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-01-31	$81,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-01-31	$81,701
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-01-31	$1,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-01-31	$7,027,901
Net investment gain or loss from common/collective trusts	2018-01-31	$93,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-01-31	No
Was there a failure to transmit to the plan any participant contributions	2018-01-31	No
Has the plan failed to provide any benefit when due under the plan	2018-01-31	No
Contributions received in cash from employer	2018-01-31	$2,607,739
Employer contributions (assets) at end of year	2018-01-31	$2,607,739
Employer contributions (assets) at beginning of year	2018-01-31	$3,349,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-01-31	$3,311,443
Did the plan have assets held for investment	2018-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-01-31	Disclaimer
Accountancy firm name	2018-01-31	BKD LLP
Accountancy firm EIN	2018-01-31	440160260
2017 : LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-01-31	$12,132,251
Total of all expenses incurred	2017-01-31	$3,378,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-01-31	$3,343,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-01-31	$3,349,420
Value of total assets at end of year	2017-01-31	$72,658,428
Value of total assets at beginning of year	2017-01-31	$63,904,842
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-01-31	$35,296
Total interest from all sources	2017-01-31	$39,637
Total dividends received (eg from common stock, registered investment company shares)	2017-01-31	$1,084,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-01-31	$1,084,952
Was this plan covered by a fidelity bond	2017-01-31	Yes
Value of fidelity bond cover	2017-01-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-01-31	No
Participant contributions at end of year	2017-01-31	$400,140
Participant contributions at beginning of year	2017-01-31	$406,605
Assets. Other investments not covered elsewhere at end of year	2017-01-31	$33,130,890
Assets. Other investments not covered elsewhere at beginning of year	2017-01-31	$28,098,806
Other income not declared elsewhere	2017-01-31	$4,906,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-31	No
Value of net income/loss	2017-01-31	$8,753,586
Value of net assets at end of year (total assets less liabilities)	2017-01-31	$72,658,428
Value of net assets at beginning of year (total assets less liabilities)	2017-01-31	$63,904,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-01-31	No
Were any leases to which the plan was party in default or uncollectible	2017-01-31	No
Assets. partnership/joint venture interests at end of year	2017-01-31	$1,278,405
Assets. partnership/joint venture interests at beginning of year	2017-01-31	$1,302,257
Investment advisory and management fees	2017-01-31	$35,296
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-01-31	$27,062,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-01-31	$23,583,732
Interest on participant loans	2017-01-31	$17,403
Value of interest in common/collective trusts at end of year	2017-01-31	$7,355,752
Value of interest in common/collective trusts at beginning of year	2017-01-31	$7,243,009
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-01-31	$81,701
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-01-31	$44,743
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-01-31	$44,743
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-01-31	$22,234
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-01-31	$2,425,061
Net investment gain or loss from common/collective trusts	2017-01-31	$326,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-01-31	No
Was there a failure to transmit to the plan any participant contributions	2017-01-31	No
Has the plan failed to provide any benefit when due under the plan	2017-01-31	No
Contributions received in cash from employer	2017-01-31	$3,349,420
Employer contributions (assets) at end of year	2017-01-31	$3,349,420
Employer contributions (assets) at beginning of year	2017-01-31	$3,225,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-01-31	$3,343,369
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-01-31	No
Did the plan have assets held for investment	2017-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-01-31	Disclaimer
Accountancy firm name	2017-01-31	HOWE & COMPANY, CPA, P.C.
Accountancy firm EIN	2017-01-31	431069087
2016 : LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-01-31	$2,219,048
Total of all expenses incurred	2016-01-31	$6,121,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-01-31	$6,069,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-01-31	$3,225,690
Value of total assets at end of year	2016-01-31	$63,904,842
Value of total assets at beginning of year	2016-01-31	$67,807,094
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-01-31	$51,772
Total interest from all sources	2016-01-31	$16,757
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-01-31	No
Was this plan covered by a fidelity bond	2016-01-31	Yes
Value of fidelity bond cover	2016-01-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-01-31	No
Participant contributions at end of year	2016-01-31	$406,605
Participant contributions at beginning of year	2016-01-31	$373,965
Assets. Other investments not covered elsewhere at end of year	2016-01-31	$28,098,806
Assets. Other investments not covered elsewhere at beginning of year	2016-01-31	$31,929,560
Other income not declared elsewhere	2016-01-31	$-77,413
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Value of net income/loss	2016-01-31	$-3,902,252
Value of net assets at end of year (total assets less liabilities)	2016-01-31	$63,904,842
Value of net assets at beginning of year (total assets less liabilities)	2016-01-31	$67,807,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-01-31	No
Were any leases to which the plan was party in default or uncollectible	2016-01-31	No
Assets. partnership/joint venture interests at end of year	2016-01-31	$1,302,257
Assets. partnership/joint venture interests at beginning of year	2016-01-31	$737,701
Investment advisory and management fees	2016-01-31	$51,772
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-01-31	$23,583,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-01-31	$23,934,360
Interest on participant loans	2016-01-31	$16,757
Value of interest in common/collective trusts at end of year	2016-01-31	$7,243,009
Value of interest in common/collective trusts at beginning of year	2016-01-31	$7,720,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-01-31	$44,743
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-01-31	$40,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-01-31	$40,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-01-31	$-964,340
Net investment gain or loss from common/collective trusts	2016-01-31	$18,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-01-31	No
Was there a failure to transmit to the plan any participant contributions	2016-01-31	No
Has the plan failed to provide any benefit when due under the plan	2016-01-31	No
Contributions received in cash from employer	2016-01-31	$3,225,690
Employer contributions (assets) at end of year	2016-01-31	$3,225,690
Employer contributions (assets) at beginning of year	2016-01-31	$3,071,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-01-31	$6,069,528
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-01-31	No
Did the plan have assets held for investment	2016-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-01-31	Disclaimer
Accountancy firm name	2016-01-31	HOWE & COMPANY, CPA, P.C.
Accountancy firm EIN	2016-01-31	431069087
2015 : LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-01-31	$7,307,555
Total of all expenses incurred	2015-01-31	$3,441,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-01-31	$3,427,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-01-31	$3,071,459
Value of total assets at end of year	2015-01-31	$67,807,094
Value of total assets at beginning of year	2015-01-31	$63,940,555
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-01-31	$13,970
Total interest from all sources	2015-01-31	$16,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-01-31	No
Was this plan covered by a fidelity bond	2015-01-31	Yes
Value of fidelity bond cover	2015-01-31	$4,000,000
If this is an individual account plan, was there a blackout period	2015-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-01-31	No
Participant contributions at end of year	2015-01-31	$373,965
Participant contributions at beginning of year	2015-01-31	$398,232
Assets. Other investments not covered elsewhere at end of year	2015-01-31	$31,929,560
Assets. Other investments not covered elsewhere at beginning of year	2015-01-31	$30,733,970
Other income not declared elsewhere	2015-01-31	$2,230,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-01-31	No
Value of net income/loss	2015-01-31	$3,866,539
Value of net assets at end of year (total assets less liabilities)	2015-01-31	$67,807,094
Value of net assets at beginning of year (total assets less liabilities)	2015-01-31	$63,940,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-01-31	No
Were any leases to which the plan was party in default or uncollectible	2015-01-31	No
Assets. partnership/joint venture interests at end of year	2015-01-31	$737,701
Assets. partnership/joint venture interests at beginning of year	2015-01-31	$737,701
Investment advisory and management fees	2015-01-31	$13,970
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-01-31	$23,934,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-01-31	$22,010,780
Interest on participant loans	2015-01-31	$16,172
Value of interest in common/collective trusts at end of year	2015-01-31	$7,720,049
Value of interest in common/collective trusts at beginning of year	2015-01-31	$7,135,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-01-31	$40,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-01-31	$1,898
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-01-31	$1,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-01-31	$1,725,092
Net investment gain or loss from common/collective trusts	2015-01-31	$264,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-01-31	No
Was there a failure to transmit to the plan any participant contributions	2015-01-31	No
Has the plan failed to provide any benefit when due under the plan	2015-01-31	No
Contributions received in cash from employer	2015-01-31	$3,071,459
Employer contributions (assets) at end of year	2015-01-31	$3,071,459
Employer contributions (assets) at beginning of year	2015-01-31	$2,922,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-01-31	$3,427,046
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-01-31	No
Did the plan have assets held for investment	2015-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-01-31	Disclaimer
Accountancy firm name	2015-01-31	HOWE & COMPANY, CPA, P.C.
Accountancy firm EIN	2015-01-31	431069087
2014 : LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-01-31	$9,337,316
Total of all expenses incurred	2014-01-31	$5,450,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-01-31	$5,441,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-01-31	$2,922,524
Value of total assets at end of year	2014-01-31	$63,940,555
Value of total assets at beginning of year	2014-01-31	$60,054,150
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-01-31	$9,567
Total interest from all sources	2014-01-31	$20,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-01-31	No
Was this plan covered by a fidelity bond	2014-01-31	Yes
Value of fidelity bond cover	2014-01-31	$4,000,000
If this is an individual account plan, was there a blackout period	2014-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-01-31	No
Participant contributions at end of year	2014-01-31	$398,232
Participant contributions at beginning of year	2014-01-31	$487,217
Assets. Other investments not covered elsewhere at end of year	2014-01-31	$30,733,970
Assets. Other investments not covered elsewhere at beginning of year	2014-01-31	$29,942,816
Other income not declared elsewhere	2014-01-31	$3,458,791
Administrative expenses (other) incurred	2014-01-31	$198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-01-31	No
Value of net income/loss	2014-01-31	$3,886,405
Value of net assets at end of year (total assets less liabilities)	2014-01-31	$63,940,555
Value of net assets at beginning of year (total assets less liabilities)	2014-01-31	$60,054,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-01-31	No
Were any leases to which the plan was party in default or uncollectible	2014-01-31	No
Assets. partnership/joint venture interests at end of year	2014-01-31	$737,701
Assets. partnership/joint venture interests at beginning of year	2014-01-31	$737,701
Investment advisory and management fees	2014-01-31	$9,369
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-01-31	$22,010,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-01-31	$18,437,392
Interest on participant loans	2014-01-31	$20,444
Value of interest in common/collective trusts at end of year	2014-01-31	$7,135,450
Value of interest in common/collective trusts at beginning of year	2014-01-31	$7,347,790
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-01-31	$1,898
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-01-31	$41,374
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-01-31	$41,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-01-31	$2,719,550
Net investment gain or loss from common/collective trusts	2014-01-31	$216,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-01-31	No
Was there a failure to transmit to the plan any participant contributions	2014-01-31	No
Has the plan failed to provide any benefit when due under the plan	2014-01-31	No
Contributions received in cash from employer	2014-01-31	$2,922,524
Employer contributions (assets) at end of year	2014-01-31	$2,922,524
Employer contributions (assets) at beginning of year	2014-01-31	$3,059,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-01-31	$5,441,344
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-01-31	No
Did the plan have assets held for investment	2014-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-01-31	Disclaimer
Accountancy firm name	2014-01-31	HOWE & COMPANY, CPA, P.C.
Accountancy firm EIN	2014-01-31	431069087
2013 : LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-01-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-31	$0
Total income from all sources (including contributions)	2013-01-31	$8,545,590
Total loss/gain on sale of assets	2013-01-31	$0
Total of all expenses incurred	2013-01-31	$5,422,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-01-31	$5,404,699
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-01-31	$3,059,860
Value of total assets at end of year	2013-01-31	$60,054,150
Value of total assets at beginning of year	2013-01-31	$56,931,257
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-01-31	$17,998
Total interest from all sources	2013-01-31	$21,427
Total dividends received (eg from common stock, registered investment company shares)	2013-01-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-01-31	No
Was this plan covered by a fidelity bond	2013-01-31	Yes
Value of fidelity bond cover	2013-01-31	$4,000,000
If this is an individual account plan, was there a blackout period	2013-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-01-31	No
Participant contributions at end of year	2013-01-31	$487,217
Participant contributions at beginning of year	2013-01-31	$555,171
Assets. Other investments not covered elsewhere at end of year	2013-01-31	$29,942,816
Assets. Other investments not covered elsewhere at beginning of year	2013-01-31	$30,006,051
Other income not declared elsewhere	2013-01-31	$3,055,039
Administrative expenses (other) incurred	2013-01-31	$578
Total non interest bearing cash at end of year	2013-01-31	$0
Total non interest bearing cash at beginning of year	2013-01-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-31	No
Value of net income/loss	2013-01-31	$3,122,893
Value of net assets at end of year (total assets less liabilities)	2013-01-31	$60,054,150
Value of net assets at beginning of year (total assets less liabilities)	2013-01-31	$56,931,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-01-31	No
Were any leases to which the plan was party in default or uncollectible	2013-01-31	No
Assets. partnership/joint venture interests at end of year	2013-01-31	$737,701
Assets. partnership/joint venture interests at beginning of year	2013-01-31	$736,811
Investment advisory and management fees	2013-01-31	$17,420
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-01-31	$18,437,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-01-31	$15,230,141
Interest on participant loans	2013-01-31	$21,427
Value of interest in common/collective trusts at end of year	2013-01-31	$7,347,790
Value of interest in common/collective trusts at beginning of year	2013-01-31	$7,285,574
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-01-31	$41,374
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-01-31	$114,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-01-31	$114,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-01-31	$2,127,554
Net investment gain or loss from common/collective trusts	2013-01-31	$281,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-01-31	No
Was there a failure to transmit to the plan any participant contributions	2013-01-31	No
Has the plan failed to provide any benefit when due under the plan	2013-01-31	No
Contributions received in cash from employer	2013-01-31	$3,059,860
Employer contributions (assets) at end of year	2013-01-31	$3,059,860
Employer contributions (assets) at beginning of year	2013-01-31	$3,003,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-01-31	$5,404,699
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-01-31	No
Did the plan have assets held for investment	2013-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-01-31	Disclaimer
Accountancy firm name	2013-01-31	HOWE & COMPANY, CPA, P.C.
Accountancy firm EIN	2013-01-31	431069087
2012 : LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-01-31	$0
Total transfer of assets to this plan	2012-01-31	$1,880
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-01-31	$0
Total income from all sources (including contributions)	2012-01-31	$3,798,986
Total loss/gain on sale of assets	2012-01-31	$0
Total of all expenses incurred	2012-01-31	$793,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-01-31	$754,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-01-31	$3,003,252
Value of total assets at end of year	2012-01-31	$56,931,257
Value of total assets at beginning of year	2012-01-31	$53,923,794
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-01-31	$38,590
Total interest from all sources	2012-01-31	$23,293
Total dividends received (eg from common stock, registered investment company shares)	2012-01-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-01-31	No
Was this plan covered by a fidelity bond	2012-01-31	Yes
Value of fidelity bond cover	2012-01-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-01-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-01-31	No
Participant contributions at end of year	2012-01-31	$555,171
Participant contributions at beginning of year	2012-01-31	$379,390
Assets. Other investments not covered elsewhere at end of year	2012-01-31	$30,006,051
Assets. Other investments not covered elsewhere at beginning of year	2012-01-31	$28,608,112
Other income not declared elsewhere	2012-01-31	$462,579
Administrative expenses (other) incurred	2012-01-31	$870
Total non interest bearing cash at end of year	2012-01-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-31	No
Value of net income/loss	2012-01-31	$3,005,583
Value of net assets at end of year (total assets less liabilities)	2012-01-31	$56,931,257
Value of net assets at beginning of year (total assets less liabilities)	2012-01-31	$53,923,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-01-31	No
Were any leases to which the plan was party in default or uncollectible	2012-01-31	No
Assets. partnership/joint venture interests at end of year	2012-01-31	$736,811
Assets. partnership/joint venture interests at beginning of year	2012-01-31	$736,811
Investment advisory and management fees	2012-01-31	$37,720
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-01-31	$15,230,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-01-31	$14,454,917
Interest on participant loans	2012-01-31	$23,293
Value of interest in common/collective trusts at end of year	2012-01-31	$7,285,574
Value of interest in common/collective trusts at beginning of year	2012-01-31	$6,786,054
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-01-31	$114,207
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-01-31	$14,721
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-01-31	$14,721
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-01-31	$66,349
Net investment gain or loss from common/collective trusts	2012-01-31	$243,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-01-31	No
Was there a failure to transmit to the plan any participant contributions	2012-01-31	No
Has the plan failed to provide any benefit when due under the plan	2012-01-31	No
Contributions received in cash from employer	2012-01-31	$3,003,252
Employer contributions (assets) at end of year	2012-01-31	$3,003,252
Employer contributions (assets) at beginning of year	2012-01-31	$2,943,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-01-31	$754,813
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-01-31	No
Did the plan have assets held for investment	2012-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-01-31	Disclaimer
Accountancy firm name	2012-01-31	HOWE & COMPANY, CPA, P.C.
Accountancy firm EIN	2012-01-31	431069087
2011 : LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-01-31	$9,126,982
Total of all expenses incurred	2011-01-31	$2,981,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-01-31	$2,935,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-01-31	$2,943,789
Value of total assets at end of year	2011-01-31	$53,923,794
Value of total assets at beginning of year	2011-01-31	$47,778,313
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-01-31	$46,219
Total interest from all sources	2011-01-31	$18,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-01-31	No
Was this plan covered by a fidelity bond	2011-01-31	Yes
Value of fidelity bond cover	2011-01-31	$4,000,000
If this is an individual account plan, was there a blackout period	2011-01-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-01-31	No
Participant contributions at end of year	2011-01-31	$379,390
Participant contributions at beginning of year	2011-01-31	$304,981
Assets. Other investments not covered elsewhere at end of year	2011-01-31	$28,608,112
Assets. Other investments not covered elsewhere at beginning of year	2011-01-31	$25,653,690
Other income not declared elsewhere	2011-01-31	$3,538,989
Administrative expenses (other) incurred	2011-01-31	$1,744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-01-31	No
Value of net income/loss	2011-01-31	$6,145,481
Value of net assets at end of year (total assets less liabilities)	2011-01-31	$53,923,794
Value of net assets at beginning of year (total assets less liabilities)	2011-01-31	$47,778,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-01-31	No
Were any leases to which the plan was party in default or uncollectible	2011-01-31	No
Assets. partnership/joint venture interests at end of year	2011-01-31	$736,811
Assets. partnership/joint venture interests at beginning of year	2011-01-31	$651,811
Investment advisory and management fees	2011-01-31	$44,475
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-01-31	$14,454,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-01-31	$7,915,227
Value of interest in pooled separate accounts at end of year	2011-01-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-01-31	$3,498,143
Interest on participant loans	2011-01-31	$18,212
Value of interest in common/collective trusts at end of year	2011-01-31	$6,786,054
Value of interest in common/collective trusts at beginning of year	2011-01-31	$6,802,992
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-01-31	$14,721
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-01-31	$2,192,702
Net investment gain/loss from pooled separate accounts	2011-01-31	$63,815
Net investment gain or loss from common/collective trusts	2011-01-31	$369,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-01-31	No
Was there a failure to transmit to the plan any participant contributions	2011-01-31	No
Has the plan failed to provide any benefit when due under the plan	2011-01-31	No
Contributions received in cash from employer	2011-01-31	$2,943,789
Employer contributions (assets) at end of year	2011-01-31	$2,943,789
Employer contributions (assets) at beginning of year	2011-01-31	$2,951,469
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-01-31	$2,935,282
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-01-31	Yes
Did the plan have assets held for investment	2011-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-01-31	Disclaimer
Accountancy firm name	2011-01-31	HOWE & COMPANY, CPA, P.C.
Accountancy firm EIN	2011-01-31	431069087
2010 : LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-01-31	$0

Form 5500 Responses for LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN

2017: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2017 form 5500 responses
2017-02-01	Type of plan entity	Single employer plan
2017-02-01	Submission has been amended	No
2017-02-01	This submission is the final filing	No
2017-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-02-01	Plan is a collectively bargained plan	No
2017-02-01	Plan funding arrangement – Trust	Yes
2017-02-01	Plan benefit arrangement - Trust	Yes
2016: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2016 form 5500 responses
2016-02-01	Type of plan entity	Single employer plan
2016-02-01	Plan funding arrangement – Trust	Yes
2016-02-01	Plan benefit arrangement - Trust	Yes
2015: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2015 form 5500 responses
2015-02-01	Type of plan entity	Single employer plan
2015-02-01	Plan funding arrangement – Trust	Yes
2015-02-01	Plan benefit arrangement - Trust	Yes
2014: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2014 form 5500 responses
2014-02-01	Type of plan entity	Single employer plan
2014-02-01	Submission has been amended	Yes
2014-02-01	Plan funding arrangement – Trust	Yes
2014-02-01	Plan benefit arrangement - Trust	Yes
2013: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2013 form 5500 responses
2013-02-01	Type of plan entity	Single employer plan
2013-02-01	Submission has been amended	Yes
2013-02-01	Plan funding arrangement – Trust	Yes
2013-02-01	Plan benefit arrangement - Trust	Yes
2012: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2012 form 5500 responses
2012-02-01	Type of plan entity	Single employer plan
2012-02-01	Submission has been amended	Yes
2012-02-01	This submission is the final filing	No
2012-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-02-01	Plan is a collectively bargained plan	No
2012-02-01	Plan funding arrangement – Trust	Yes
2012-02-01	Plan benefit arrangement - Trust	Yes
2011: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2011 form 5500 responses
2011-02-01	Type of plan entity	Single employer plan
2011-02-01	Submission has been amended	Yes
2011-02-01	This submission is the final filing	No
2011-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-02-01	Plan is a collectively bargained plan	No
2011-02-01	Plan funding arrangement – Trust	Yes
2011-02-01	Plan benefit arrangement - Trust	Yes
2010: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2010 form 5500 responses
2010-02-01	Type of plan entity	Single employer plan
2010-02-01	Plan funding arrangement – Insurance	Yes
2010-02-01	Plan funding arrangement – Trust	Yes
2010-02-01	Plan benefit arrangement – Insurance	Yes
2010-02-01	Plan benefit arrangement - Trust	Yes
2009: LEWIS, RICE, & FINGERSH PROFIT SHARING PLAN 2009 form 5500 responses
2009-02-01	Type of plan entity	Single employer plan
2009-02-01	This submission is the final filing	No
2009-02-01	Plan funding arrangement – Insurance	Yes
2009-02-01	Plan funding arrangement – Trust	Yes
2009-02-01	Plan benefit arrangement – Insurance	Yes
2009-02-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

7-05442

Policy instance

Insurance contract or identification number	7-05442
Number of Individuals Covered	0
Insurance policy start date	2010-02-01
Insurance policy end date	2010-11-15
Total amount of commissions paid to insurance broker	USD $7,384
Total amount of fees paid to insurance company	USD $3,569
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	LEWIS RICE LLC
Employer identification number (EIN):	481072151
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers