401k Plan data: APPLUS RTD USA, INC 401K PLAN plan

APPLUS RTD USA, INC 401K PLAN 401k Plan overview

Plan Name	APPLUS RTD USA, INC 401K PLAN
Plan identification number	001

APPLUS RTD USA, INC 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

APPLUS RTD USA, INC has sponsored the creation of one or more 401k plans.

Company Name: APPLUS RTD USA, INC

Employer identification number (EIN): 481259869

NAIC Classification: 541330
NAIC Description: Engineering Services

Additional information about APPLUS RTD USA, INC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2013-11-14

Company Identification Number: 0801883117

Legal Registered Office Address: 11801 S SAM HOUSTON PKWY W STE 100

HOUSTON
United States of America (USA)
77031

More information about APPLUS RTD USA, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APPLUS RTD USA, INC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 STACY GROSS 2019-10-11
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01

Plan Statistics for APPLUS RTD USA, INC 401K PLAN

401k plan membership statisitcs for APPLUS RTD USA, INC 401K PLAN

Measure Date Value
2018: APPLUS RTD USA, INC 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 415
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 226
Number of retired or separated participants receiving benefits 2018-01-01 10
Number of other retired or separated participants entitled to future benefits 2018-01-01 114
Total of all active and inactive participants 2018-01-01 350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 350
Number of participants with account balances 2018-01-01 299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: APPLUS RTD USA, INC 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 420
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 234
Number of retired or separated participants receiving benefits 2017-01-01 9
Number of other retired or separated participants entitled to future benefits 2017-01-01 172
Total of all active and inactive participants 2017-01-01 415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 415
Number of participants with account balances 2017-01-01 369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: APPLUS RTD USA, INC 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 226
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 241
Number of retired or separated participants receiving benefits 2016-01-01 4
Number of other retired or separated participants entitled to future benefits 2016-01-01 174
Total of all active and inactive participants 2016-01-01 419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 419
Number of participants with account balances 2016-01-01 404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: APPLUS RTD USA, INC 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 170
Number of retired or separated participants receiving benefits 2015-01-01 5
Number of other retired or separated participants entitled to future benefits 2015-01-01 46
Total of all active and inactive participants 2015-01-01 221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 221
Number of participants with account balances 2015-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: APPLUS RTD USA, INC 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 137
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 30
Total of all active and inactive participants 2014-01-01 168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 168
Number of participants with account balances 2014-01-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8

Measure	Date	Value
2018: APPLUS RTD USA, INC 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	415
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	226
Number of retired or separated participants receiving benefits	2018-01-01	10
Number of other retired or separated participants entitled to future benefits	2018-01-01	114
Total of all active and inactive participants	2018-01-01	350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	350
Number of participants with account balances	2018-01-01	299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: APPLUS RTD USA, INC 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	420
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	234
Number of retired or separated participants receiving benefits	2017-01-01	9
Number of other retired or separated participants entitled to future benefits	2017-01-01	172
Total of all active and inactive participants	2017-01-01	415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	415
Number of participants with account balances	2017-01-01	369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: APPLUS RTD USA, INC 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	226
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	241
Number of retired or separated participants receiving benefits	2016-01-01	4
Number of other retired or separated participants entitled to future benefits	2016-01-01	174
Total of all active and inactive participants	2016-01-01	419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	419
Number of participants with account balances	2016-01-01	404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: APPLUS RTD USA, INC 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	170
Number of retired or separated participants receiving benefits	2015-01-01	5
Number of other retired or separated participants entitled to future benefits	2015-01-01	46
Total of all active and inactive participants	2015-01-01	221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	221
Number of participants with account balances	2015-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: APPLUS RTD USA, INC 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	137
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	30
Total of all active and inactive participants	2014-01-01	168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	168
Number of participants with account balances	2014-01-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8

Financial Data on APPLUS RTD USA, INC 401K PLAN

Measure	Date	Value
2018 : APPLUS RTD USA, INC 401K PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$1,301,069
Total of all expenses incurred	2018-12-31	$1,565,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,557,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,938,812
Value of total assets at end of year	2018-12-31	$10,028,349
Value of total assets at beginning of year	2018-12-31	$10,292,607
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$7,517
Total interest from all sources	2018-12-31	$14,618
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$350,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,022,929
Participant contributions at end of year	2018-12-31	$345,650
Participant contributions at beginning of year	2018-12-31	$417,217
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$386,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-264,258
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$10,028,349
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$10,292,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$8,794,746
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$8,978,016
Interest on participant loans	2018-12-31	$14,618
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$771,533
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$780,415
Net investment gain/loss from pooled separate accounts	2018-12-31	$-652,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$528,920
Employer contributions (assets) at end of year	2018-12-31	$116,420
Employer contributions (assets) at beginning of year	2018-12-31	$116,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,557,810
Contract administrator fees	2018-12-31	$7,517
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	RILEY & COMPANY
Accountancy firm EIN	2018-12-31	760560371
2017 : APPLUS RTD USA, INC 401K PLAN 2017 401k financial data
Total transfer of assets to this plan	2017-12-31	$39,324
Total transfer of assets from this plan	2017-12-31	$72,252
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,859,726
Total of all expenses incurred	2017-12-31	$2,583,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,579,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,415,711
Value of total assets at end of year	2017-12-31	$10,292,607
Value of total assets at beginning of year	2017-12-31	$10,048,868
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$3,840
Total interest from all sources	2017-12-31	$14,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$350,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$890,915
Participant contributions at end of year	2017-12-31	$417,217
Participant contributions at beginning of year	2017-12-31	$366,506
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$45,219
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$276,667
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$10,292,607
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,048,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$8,978,016
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$8,766,059
Interest on participant loans	2017-12-31	$14,524
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$780,415
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$916,303
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$11,816
Net investment gain/loss from pooled separate accounts	2017-12-31	$1,417,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$479,577
Employer contributions (assets) at end of year	2017-12-31	$116,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,579,219
Contract administrator fees	2017-12-31	$3,840
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	RILEY & COMPANY, PLLC
Accountancy firm EIN	2017-12-31	760560371
2016 : APPLUS RTD USA, INC 401K PLAN 2016 401k financial data
Total transfer of assets to this plan	2016-12-31	$5,742,081
Total transfer of assets from this plan	2016-12-31	$1,826,079
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$41,215
Total income from all sources (including contributions)	2016-12-31	$2,755,817
Total of all expenses incurred	2016-12-31	$2,485,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,468,602
Value of total corrective distributions	2016-12-31	$10,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,838,878
Value of total assets at end of year	2016-12-31	$10,048,868
Value of total assets at beginning of year	2016-12-31	$5,903,460
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$6,165
Total interest from all sources	2016-12-31	$11,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$350,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$932,949
Participant contributions at end of year	2016-12-31	$366,506
Participant contributions at beginning of year	2016-12-31	$238,553
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$372,944
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$41,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$270,621
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,048,868
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,862,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$8,766,059
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$5,060,695
Interest on participant loans	2016-12-31	$11,536
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$916,303
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$604,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$0
Net investment gain/loss from pooled separate accounts	2016-12-31	$905,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$532,985
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,468,602
Contract administrator fees	2016-12-31	$6,165
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RILEY & COMPANY, PLLC
Accountancy firm EIN	2016-12-31	760560371
2015 : APPLUS RTD USA, INC 401K PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-28,890
Total unrealized appreciation/depreciation of assets	2015-12-31	$-28,890
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$41,215
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,227,759
Total of all expenses incurred	2015-12-31	$361,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$318,058
Value of total corrective distributions	2015-12-31	$41,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,293,627
Value of total assets at end of year	2015-12-31	$5,903,460
Value of total assets at beginning of year	2015-12-31	$4,996,074
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,315
Total interest from all sources	2015-12-31	$8,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$350,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$672,162
Participant contributions at end of year	2015-12-31	$238,553
Participant contributions at beginning of year	2015-12-31	$230,575
Participant contributions at beginning of year	2015-12-31	$10,859
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$95,822
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$41,215
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$866,171
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,862,245
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,996,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$5,060,695
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,141,756
Interest on participant loans	2015-12-31	$8,737
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$604,212
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$603,850
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$6,257
Net investment gain/loss from pooled separate accounts	2015-12-31	$-51,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$525,643
Employer contributions (assets) at beginning of year	2015-12-31	$9,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$318,058
Contract administrator fees	2015-12-31	$2,315
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RILEY & COMPANY, PLLC
Accountancy firm EIN	2015-12-31	760560371
2014 : APPLUS RTD USA, INC 401K PLAN 2014 401k financial data
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,326,635
Total of all expenses incurred	2014-12-31	$612,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$595,860
Expenses. Certain deemed distributions of participant loans	2014-12-31	$15,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,035,312
Value of total assets at end of year	2014-12-31	$4,996,074
Value of total assets at beginning of year	2014-12-31	$4,282,164
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,803
Total interest from all sources	2014-12-31	$7,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$350,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$622,769
Participant contributions at end of year	2014-12-31	$230,575
Participant contributions at beginning of year	2014-12-31	$211,843
Participant contributions at end of year	2014-12-31	$10,859
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$7,767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$713,910
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,996,074
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,282,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,070,321
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,141,756
Interest on participant loans	2014-12-31	$7,724
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$603,850
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$6,771
Net investment gain/loss from pooled separate accounts	2014-12-31	$276,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$404,776
Employer contributions (assets) at end of year	2014-12-31	$9,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$595,860
Contract administrator fees	2014-12-31	$1,803
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	RILEY & COMPANY, PLLC
Accountancy firm EIN	2014-12-31	760560371

Form 5500 Responses for APPLUS RTD USA, INC 401K PLAN

2018: APPLUS RTD USA, INC 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: APPLUS RTD USA, INC 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: APPLUS RTD USA, INC 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: APPLUS RTD USA, INC 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: APPLUS RTD USA, INC 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36731

Policy instance

Insurance contract or identification number	G36731
Number of Individuals Covered	309
Total amount of commissions paid to insurance broker	USD $24,862
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $22,869
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	3

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36731

Policy instance

Insurance contract or identification number	G36731
Number of Individuals Covered	369
Total amount of commissions paid to insurance broker	USD $24,075
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $24,075
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3
Insurance broker name	GREGORY P BURGE CO II LLC

Potentially related plans

APPLUS RTD USA SERVICES, INC. 401(K) PLAN [EIN = 800956578]

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Company Name:	APPLUS RTD USA, INC
Employer identification number (EIN):	481259869
NAIC Classification:	541330
NAIC Description:	Engineering Services

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2013-11-14
Company Identification Number:	0801883117
Legal Registered Office Address:	11801 S SAM HOUSTON PKWY W STE 100 HOUSTON United States of America (USA) 77031

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2018-01-01	STACY GROSS	2019-10-11
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01