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RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 401k Plan overview

Plan NameRETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND
Plan identification number 001

RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Death benefits (include travel accident but not life insurance)

401k Sponsoring company profile

BD OF TRUSTEES RETIREMENT PLAN OF WLDW UNION LOCAL 1D has sponsored the creation of one or more 401k plans.

Company Name:BD OF TRUSTEES RETIREMENT PLAN OF WLDW UNION LOCAL 1D
Employer identification number (EIN):510164380
NAIC Classification:813930
NAIC Description:Labor Unions and Similar Labor Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01GLEN CARTER2023-10-16 MATTHEW MATASSA2023-10-16
0012021-01-01GLEN CARTER2022-10-12 MATTHEW MATASSA2022-10-12
0012020-01-01GEORGE ORLANDO2021-10-14 MATTHEW MATASSA2021-10-14
0012020-01-01GEORGE ORLANDO2021-10-14 MATTHEW MATASSA2021-10-14
0012019-01-01GEORGE ORLANDO2020-10-15
0012018-01-01GEORGE ORLANDO2019-10-10 MATTHEW MATASSA2019-10-10
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01FRANK COGNETTA
0012011-01-01FRANK COGNETTA
0012010-01-01VINCENT FYFE
0012009-01-01VINCENT FYFE
0012009-01-01VINCENT FYFE
0012009-01-01VINCENT FYFE

Plan Statistics for RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND

401k plan membership statisitcs for RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND

Measure Date Value
2022: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2022 401k membership
Current value of assets2022-12-3199,492,016
Acturial value of assets for funding standard account2022-12-3194,234,484
Accrued liability for plan using immediate gains methods2022-12-31103,242,907
Accrued liability under unit credit cost method2022-12-31103,242,907
RPA 94 current liability2022-12-31191,445,903
Expected increase in current liability due to benefits accruing during the plan year2022-12-313,488,147
Expected release from RPA 94 current liability for plan year2022-12-318,221,298
Expected plan disbursements for the plan year2022-12-318,750,805
Current value of assets2022-12-3199,492,016
Number of retired participants and beneficiaries receiving payment2022-12-311,019
Current liability for retired participants and beneficiaries receiving payment2022-12-3194,411,585
Number of terminated vested participants2022-12-31669
Current liability for terminated vested participants2022-12-3138,887,493
Current liability for active participants non vested benefits2022-12-31888,811
Current liability for active participants vested benefits2022-12-3157,258,014
Total number of active articipats2022-12-31787
Current liability for active participants2022-12-3158,146,825
Total participant count with liabilities2022-12-312,475
Total current liabilitoes for participants with libailities2022-12-31191,445,903
Total employer contributions in plan year2022-12-315,274,977
Employer’s normal cost for plan year as of valuation date2022-12-311,728,544
Prior year credit balance2022-12-318,861,312
Amortization credits as of valuation date2022-12-313,208,390
Total participants, beginning-of-year2022-01-012,463
Total number of active participants reported on line 7a of the Form 55002022-01-01778
Number of retired or separated participants receiving benefits2022-01-01768
Number of other retired or separated participants entitled to future benefits2022-01-01674
Total of all active and inactive participants2022-01-012,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01237
Total participants2022-01-012,457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0175
Number of employers contributing to the scheme2022-01-0124
2021: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2021 401k membership
Current value of assets2021-12-3189,478,593
Acturial value of assets for funding standard account2021-12-3188,445,360
Accrued liability for plan using immediate gains methods2021-12-31102,554,587
Accrued liability under unit credit cost method2021-12-31102,554,587
RPA 94 current liability2021-12-31187,476,961
Expected increase in current liability due to benefits accruing during the plan year2021-12-313,321,934
Expected release from RPA 94 current liability for plan year2021-12-318,077,552
Expected plan disbursements for the plan year2021-12-318,488,439
Current value of assets2021-12-3189,478,593
Number of retired participants and beneficiaries receiving payment2021-12-311,069
Current liability for retired participants and beneficiaries receiving payment2021-12-3192,186,902
Number of terminated vested participants2021-12-31679
Current liability for terminated vested participants2021-12-3138,729,216
Current liability for active participants non vested benefits2021-12-31773,005
Current liability for active participants vested benefits2021-12-3155,787,838
Total number of active articipats2021-12-31783
Current liability for active participants2021-12-3156,560,843
Total participant count with liabilities2021-12-312,531
Total current liabilitoes for participants with libailities2021-12-31187,476,961
Total employer contributions in plan year2021-12-316,681,268
Employer’s normal cost for plan year as of valuation date2021-12-311,600,805
Prior year credit balance2021-12-315,906,207
Amortization credits as of valuation date2021-12-313,089,825
Total participants, beginning-of-year2021-01-012,518
Total number of active participants reported on line 7a of the Form 55002021-01-01787
Number of retired or separated participants receiving benefits2021-01-01772
Number of other retired or separated participants entitled to future benefits2021-01-01679
Total of all active and inactive participants2021-01-012,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01225
Total participants2021-01-012,463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0141
Number of employers contributing to the scheme2021-01-0124
2020: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2020 401k membership
Current value of assets2020-12-3185,620,364
Acturial value of assets for funding standard account2020-12-3185,750,813
Accrued liability for plan using immediate gains methods2020-12-31102,460,214
Accrued liability under unit credit cost method2020-12-31102,460,214
RPA 94 current liability2020-12-31172,383,151
Expected increase in current liability due to benefits accruing during the plan year2020-12-31637,669
Expected release from RPA 94 current liability for plan year2020-12-318,189,983
Expected plan disbursements for the plan year2020-12-318,667,137
Current value of assets2020-12-3185,620,364
Number of retired participants and beneficiaries receiving payment2020-12-311,084
Current liability for retired participants and beneficiaries receiving payment2020-12-3190,674,692
Number of terminated vested participants2020-12-31695
Current liability for terminated vested participants2020-12-3136,287,211
Current liability for active participants non vested benefits2020-12-31669,705
Current liability for active participants vested benefits2020-12-3144,751,543
Total number of active articipats2020-12-31884
Current liability for active participants2020-12-3145,421,248
Total participant count with liabilities2020-12-312,663
Total current liabilitoes for participants with libailities2020-12-31172,383,151
Total employer contributions in plan year2020-12-314,759,685
Employer’s normal cost for plan year as of valuation date2020-12-31749,530
Prior year credit balance2020-12-314,336,606
Amortization credits as of valuation date2020-12-312,801,459
Total participants, beginning-of-year2020-01-012,650
Total number of active participants reported on line 7a of the Form 55002020-01-01783
Number of retired or separated participants receiving benefits2020-01-01809
Number of other retired or separated participants entitled to future benefits2020-01-01689
Total of all active and inactive participants2020-01-012,281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01237
Total participants2020-01-012,518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01143
Number of employers contributing to the scheme2020-01-0125
2019: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2019 401k membership
Current value of assets2019-12-3177,833,745
Acturial value of assets for funding standard account2019-12-3184,174,462
Unfunded liability for methods with bases using spread gains methods2019-12-31406,152
Accrued liabiliy under entry age normal method2019-12-31103,268,116
Normal cost under entry age normal method2019-12-31580,113
Accrued liability under unit credit cost method2019-12-31104,100,081
RPA 94 current liability2019-12-31172,893,819
Expected increase in current liability due to benefits accruing during the plan year2019-12-31655,347
Expected release from RPA 94 current liability for plan year2019-12-318,088,070
Expected plan disbursements for the plan year2019-12-318,498,906
Current value of assets2019-12-3177,833,745
Number of retired participants and beneficiaries receiving payment2019-12-311,071
Current liability for retired participants and beneficiaries receiving payment2019-12-3189,346,750
Number of terminated vested participants2019-12-31699
Current liability for terminated vested participants2019-12-3132,911,989
Current liability for active participants non vested benefits2019-12-311,069,913
Current liability for active participants vested benefits2019-12-3149,565,167
Total number of active articipats2019-12-31940
Current liability for active participants2019-12-3150,635,080
Total participant count with liabilities2019-12-312,710
Total current liabilitoes for participants with libailities2019-12-31172,893,819
Total employer contributions in plan year2019-12-315,466,600
Employer’s normal cost for plan year as of valuation date2019-12-313,430,356
Prior year credit balance2019-12-312,537,850
Amortization credits as of valuation date2019-12-312,703,951
Total participants, beginning-of-year2019-01-012,699
Total number of active participants reported on line 7a of the Form 55002019-01-01884
Number of retired or separated participants receiving benefits2019-01-01823
Number of other retired or separated participants entitled to future benefits2019-01-01705
Total of all active and inactive participants2019-01-012,412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01238
Total participants2019-01-012,650
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01115
Number of employers contributing to the scheme2019-01-0125
2018: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2018 401k membership
Current value of assets2018-12-3184,293,753
Acturial value of assets for funding standard account2018-12-3184,275,865
Unfunded liability for methods with bases using spread gains methods2018-12-311,296,549
Accrued liabiliy under entry age normal method2018-12-31103,606,745
Normal cost under entry age normal method2018-12-31574,644
Accrued liability under unit credit cost method2018-12-31104,519,860
RPA 94 current liability2018-12-31177,979,542
Expected increase in current liability due to benefits accruing during the plan year2018-12-31670,765
Expected release from RPA 94 current liability for plan year2018-12-318,087,385
Expected plan disbursements for the plan year2018-12-318,445,520
Current value of assets2018-12-3184,293,753
Number of retired participants and beneficiaries receiving payment2018-12-311,093
Current liability for retired participants and beneficiaries receiving payment2018-12-3191,261,586
Number of terminated vested participants2018-12-31702
Current liability for terminated vested participants2018-12-3134,757,821
Current liability for active participants non vested benefits2018-12-31364,557
Current liability for active participants vested benefits2018-12-3151,595,578
Total number of active articipats2018-12-31935
Current liability for active participants2018-12-3151,960,135
Total participant count with liabilities2018-12-312,730
Total current liabilitoes for participants with libailities2018-12-31177,979,542
Total employer contributions in plan year2018-12-314,308,357
Total employee contributions in plan year2018-12-310
Prior year funding deficiency2018-12-310
Employer’s normal cost for plan year as of valuation date2018-12-313,248,078
Prior year credit balance2018-12-311,484,384
Amortization credits as of valuation date2018-12-313,013,775
Total participants, beginning-of-year2018-01-012,718
Total number of active participants reported on line 7a of the Form 55002018-01-01940
Number of retired or separated participants receiving benefits2018-01-01850
Number of other retired or separated participants entitled to future benefits2018-01-01674
Total of all active and inactive participants2018-01-012,464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01235
Total participants2018-01-012,699
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0188
Number of employers contributing to the scheme2018-01-0127
2017: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2017 401k membership
Current value of assets2017-12-3177,840,056
Acturial value of assets for funding standard account2017-12-3181,543,945
Accrued liability for plan using immediate gains methods2017-12-31103,138,677
Unfunded liability for methods with bases using spread gains methods2017-12-311,828,978
Accrued liabiliy under entry age normal method2017-12-31103,138,677
Normal cost under entry age normal method2017-12-31626,514
Accrued liability under unit credit cost method2017-12-31104,324,000
RPA 94 current liability2017-12-31169,204,346
Expected increase in current liability due to benefits accruing during the plan year2017-12-31649,748
Expected release from RPA 94 current liability for plan year2017-12-317,927,961
Expected plan disbursements for the plan year2017-12-318,294,286
Current value of assets2017-12-3177,840,056
Number of retired participants and beneficiaries receiving payment2017-12-311,093
Current liability for retired participants and beneficiaries receiving payment2017-12-3186,339,248
Number of terminated vested participants2017-12-31660
Current liability for terminated vested participants2017-12-3130,139,518
Current liability for active participants non vested benefits2017-12-31277,974
Current liability for active participants vested benefits2017-12-3152,447,606
Total number of active articipats2017-12-311,015
Current liability for active participants2017-12-3152,725,580
Total participant count with liabilities2017-12-312,768
Total current liabilitoes for participants with libailities2017-12-31169,204,346
Total employer contributions in plan year2017-12-314,081,945
Total employee contributions in plan year2017-12-310
Employer’s normal cost for plan year as of valuation date2017-12-313,599,884
Prior year credit balance2017-12-311,368,109
Amortization credits as of valuation date2017-12-312,984,023
Total participants, beginning-of-year2017-01-012,762
Total number of active participants reported on line 7a of the Form 55002017-01-01931
Number of retired or separated participants receiving benefits2017-01-01875
Number of other retired or separated participants entitled to future benefits2017-01-01677
Total of all active and inactive participants2017-01-012,483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01235
Total participants2017-01-012,718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01133
Number of employers contributing to the scheme2017-01-0129
2016: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2016 401k membership
Current value of assets2016-12-3176,806,137
Acturial value of assets for funding standard account2016-12-3181,344,923
Accrued liability for plan using immediate gains methods2016-12-31106,296,146
Unfunded liability for methods with bases using spread gains methods2016-12-313,661,540
Accrued liabiliy under entry age normal method2016-12-31106,296,146
Normal cost under entry age normal method2016-12-31629,109
Accrued liability under unit credit cost method2016-12-31107,330,695
RPA 94 current liability2016-12-31172,329,706
Expected increase in current liability due to benefits accruing during the plan year2016-12-31644,456
Expected release from RPA 94 current liability for plan year2016-12-318,131,908
Expected plan disbursements for the plan year2016-12-318,449,912
Current value of assets2016-12-3176,806,137
Number of retired participants and beneficiaries receiving payment2016-12-311,095
Current liability for retired participants and beneficiaries receiving payment2016-12-3184,684,939
Number of terminated vested participants2016-12-31681
Current liability for terminated vested participants2016-12-3129,702,448
Current liability for active participants non vested benefits2016-12-31641,142
Current liability for active participants vested benefits2016-12-3157,301,177
Total number of active articipats2016-12-311,053
Current liability for active participants2016-12-3157,942,319
Total participant count with liabilities2016-12-312,829
Total current liabilitoes for participants with libailities2016-12-31172,329,706
Total employer contributions in plan year2016-12-313,932,777
Prior year funding deficiency2016-12-310
Employer’s normal cost for plan year as of valuation date2016-12-313,863,982
Prior year credit balance2016-12-311,569,163
Amortization credits as of valuation date2016-12-313,625,039
Total participants, beginning-of-year2016-01-012,824
Total number of active participants reported on line 7a of the Form 55002016-01-011,015
Number of retired or separated participants receiving benefits2016-01-01880
Number of other retired or separated participants entitled to future benefits2016-01-01649
Total of all active and inactive participants2016-01-012,544
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01218
Total participants2016-01-012,762
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01154
Number of employers contributing to the scheme2016-01-0130
2015: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2015 401k membership
Current value of assets2015-12-3180,948,949
Acturial value of assets for funding standard account2015-12-3180,948,949
Unfunded liability for methods with bases using spread gains methods2015-12-313,348,041
Accrued liabiliy under entry age normal method2015-12-31103,543,286
Normal cost under entry age normal method2015-12-31724,564
Accrued liability under unit credit cost method2015-12-31104,982,046
RPA 94 current liability2015-12-31164,808,892
Expected increase in current liability due to benefits accruing during the plan year2015-12-31632,903
Expected release from RPA 94 current liability for plan year2015-12-318,366,486
Expected plan disbursements for the plan year2015-12-317,733,583
Current value of assets2015-12-3180,948,949
Number of retired participants and beneficiaries receiving payment2015-12-311,101
Current liability for retired participants and beneficiaries receiving payment2015-12-3179,353,264
Number of terminated vested participants2015-12-31702
Current liability for terminated vested participants2015-12-3127,390,467
Current liability for active participants non vested benefits2015-12-31881,151
Current liability for active participants vested benefits2015-12-3157,184,010
Total number of active articipats2015-12-311,097
Current liability for active participants2015-12-3158,065,161
Total participant count with liabilities2015-12-312,900
Total current liabilitoes for participants with libailities2015-12-31164,808,892
Total employer contributions in plan year2015-12-313,700,158
Employer’s normal cost for plan year as of valuation date2015-12-313,651,037
Prior year credit balance2015-12-311,769,000
Amortization credits as of valuation date2015-12-313,625,039
Total participants, beginning-of-year2015-01-012,900
Total number of active participants reported on line 7a of the Form 55002015-01-011,053
Number of retired or separated participants receiving benefits2015-01-01891
Number of other retired or separated participants entitled to future benefits2015-01-01730
Total of all active and inactive participants2015-01-012,674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01200
Total participants2015-01-012,874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01157
Number of employers contributing to the scheme2015-01-0134
2014: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2014 401k membership
Current value of assets2014-12-3180,445,400
Acturial value of assets for funding standard account2014-12-3176,677,600
Unfunded liability for methods with bases using spread gains methods2014-12-31630,000
Accrued liabiliy under entry age normal method2014-12-3198,614,000
Normal cost under entry age normal method2014-12-31858,100
Accrued liability under unit credit cost method2014-12-31100,944,400
RPA 94 current liability2014-12-31164,257,900
Expected increase in current liability due to benefits accruing during the plan year2014-12-31609,200
Expected plan disbursements for the plan year2014-12-316,927,800
Current value of assets2014-12-3180,445,400
Number of retired participants and beneficiaries receiving payment2014-12-311,110
Current liability for retired participants and beneficiaries receiving payment2014-12-3179,540,300
Number of terminated vested participants2014-12-31697
Current liability for terminated vested participants2014-12-3126,731,700
Current liability for active participants non vested benefits2014-12-31334,200
Current liability for active participants vested benefits2014-12-3157,651,700
Total number of active articipats2014-12-311,026
Current liability for active participants2014-12-3157,985,900
Total participant count with liabilities2014-12-312,833
Total current liabilitoes for participants with libailities2014-12-31164,257,900
Total employer contributions in plan year2014-12-313,649,800
Employer’s normal cost for plan year as of valuation date2014-12-313,957,500
Prior year credit balance2014-12-312,149,200
Amortization credits as of valuation date2014-12-313,328,800
Total participants, beginning-of-year2014-01-012,834
Total number of active participants reported on line 7a of the Form 55002014-01-011,093
Number of retired or separated participants receiving benefits2014-01-01900
Number of other retired or separated participants entitled to future benefits2014-01-01702
Total of all active and inactive participants2014-01-012,695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01196
Total participants2014-01-012,891
Number of employers contributing to the scheme2014-01-0135
2013: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2013 401k membership
Current value of assets2013-12-3177,879,700
Acturial value of assets for funding standard account2013-12-3175,799,300
Unfunded liability for methods with bases using spread gains methods2013-12-31-209,800
Accrued liabiliy under entry age normal method2013-12-3198,592,900
Normal cost under entry age normal method2013-12-31950,100
Accrued liability under unit credit cost method2013-12-31101,331,600
RPA 94 current liability2013-12-31162,495,200
Expected increase in current liability due to benefits accruing during the plan year2013-12-31594,900
Expected plan disbursements for the plan year2013-12-316,777,400
Current value of assets2013-12-3177,879,700
Number of retired participants and beneficiaries receiving payment2013-12-311,105
Current liability for retired participants and beneficiaries receiving payment2013-12-3178,165,300
Number of terminated vested participants2013-12-31673
Current liability for terminated vested participants2013-12-3124,607,200
Current liability for active participants non vested benefits2013-12-31377,100
Current liability for active participants vested benefits2013-12-3159,345,600
Total number of active articipats2013-12-311,057
Current liability for active participants2013-12-3159,722,700
Total participant count with liabilities2013-12-312,835
Total current liabilitoes for participants with libailities2013-12-31162,495,200
Total employer contributions in plan year2013-12-313,586,500
Value in reduction in liability resulting from the reduction in benefits2013-12-312,932,400
Employer’s normal cost for plan year as of valuation date2013-12-314,267,800
Prior year credit balance2013-12-312,876,000
Amortization credits as of valuation date2013-12-313,328,800
Total participants, beginning-of-year2013-01-012,835
Total number of active participants reported on line 7a of the Form 55002013-01-011,026
Number of retired or separated participants receiving benefits2013-01-01923
Number of other retired or separated participants entitled to future benefits2013-01-01698
Total of all active and inactive participants2013-01-012,647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01187
Total participants2013-01-012,834
Number of employers contributing to the scheme2013-01-0135
2012: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2012 401k membership
Total participants, beginning-of-year2012-01-012,795
Total number of active participants reported on line 7a of the Form 55002012-01-011,057
Number of retired or separated participants receiving benefits2012-01-01673
Number of other retired or separated participants entitled to future benefits2012-01-01930
Total of all active and inactive participants2012-01-012,660
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01175
Total participants2012-01-012,835
Number of employers contributing to the scheme2012-01-0141
2011: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2011 401k membership
Total participants, beginning-of-year2011-01-012,830
Total number of active participants reported on line 7a of the Form 55002011-01-011,041
Number of retired or separated participants receiving benefits2011-01-01639
Number of other retired or separated participants entitled to future benefits2011-01-01954
Total of all active and inactive participants2011-01-012,634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01161
Total participants2011-01-012,795
Number of employers contributing to the scheme2011-01-0141
2010: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2010 401k membership
Total participants, beginning-of-year2010-01-012,837
Total number of active participants reported on line 7a of the Form 55002010-01-011,076
Number of retired or separated participants receiving benefits2010-01-01933
Number of other retired or separated participants entitled to future benefits2010-01-01615
Total of all active and inactive participants2010-01-012,624
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01206
Total participants2010-01-012,830
Number of employers contributing to the scheme2010-01-0142
2009: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2009 401k membership
Total participants, beginning-of-year2009-01-012,881
Total number of active participants reported on line 7a of the Form 55002009-01-011,078
Number of retired or separated participants receiving benefits2009-01-01934
Number of other retired or separated participants entitled to future benefits2009-01-01620
Total of all active and inactive participants2009-01-012,632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01205
Total participants2009-01-012,837
Number of employers contributing to the scheme2009-01-0141

Financial Data on RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND

Measure Date Value
2022 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-368,982
Total unrealized appreciation/depreciation of assets2022-12-31$-368,982
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$9,293
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$221,449
Total income from all sources (including contributions)2022-12-31$-1,844,588
Total loss/gain on sale of assets2022-12-31$-129,163
Total of all expenses incurred2022-12-31$7,888,043
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,332,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,255,059
Value of total assets at end of year2022-12-31$89,768,678
Value of total assets at beginning of year2022-12-31$99,713,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$555,270
Total interest from all sources2022-12-31$246,151
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$462,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$462,968
Administrative expenses professional fees incurred2022-12-31$149,517
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$353,092
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$719,133
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$10,328
Other income not declared elsewhere2022-12-31$2,191
Administrative expenses (other) incurred2022-12-31$306,737
Liabilities. Value of operating payables at end of year2022-12-31$9,293
Liabilities. Value of operating payables at beginning of year2022-12-31$211,121
Total non interest bearing cash at end of year2022-12-31$1,301,930
Total non interest bearing cash at beginning of year2022-12-31$2,468,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,732,631
Value of net assets at end of year (total assets less liabilities)2022-12-31$89,759,385
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$99,492,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$99,016
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$39,112,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$39,145,380
Interest earned on other investments2022-12-31$138,374
Income. Interest from US Government securities2022-12-31$69,762
Income. Interest from corporate debt instruments2022-12-31$32,632
Value of interest in common/collective trusts at end of year2022-12-31$30,408,136
Value of interest in common/collective trusts at beginning of year2022-12-31$37,129,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$423,878
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$115,679
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$115,679
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$5,383
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$15,388,012
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$16,437,484
Asset value of US Government securities at end of year2022-12-31$2,274,859
Asset value of US Government securities at beginning of year2022-12-31$2,533,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-591,256
Net investment gain or loss from common/collective trusts2022-12-31$-6,721,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$5,255,059
Employer contributions (assets) at end of year2022-12-31$113,400
Employer contributions (assets) at beginning of year2022-12-31$198,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,332,773
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$71,538
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$194,841
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$321,510
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$770,771
Contract administrator fees2022-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$2,998,815
Aggregate carrying amount (costs) on sale of assets2022-12-31$3,127,978
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm EIN2022-12-31131578842
2021 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-258,763
Total unrealized appreciation/depreciation of assets2021-12-31$-258,763
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$221,449
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$61,852
Total income from all sources (including contributions)2021-12-31$18,409,450
Total loss/gain on sale of assets2021-12-31$122,580
Total of all expenses incurred2021-12-31$8,396,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,744,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,181,267
Value of total assets at end of year2021-12-31$99,713,465
Value of total assets at beginning of year2021-12-31$89,540,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$651,453
Total interest from all sources2021-12-31$845,998
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$685,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$685,014
Administrative expenses professional fees incurred2021-12-31$168,644
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$719,133
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$356,917
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$10,328
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$7,282
Other income not declared elsewhere2021-12-31$1,581,677
Administrative expenses (other) incurred2021-12-31$374,664
Liabilities. Value of operating payables at end of year2021-12-31$211,121
Liabilities. Value of operating payables at beginning of year2021-12-31$54,570
Total non interest bearing cash at end of year2021-12-31$2,468,112
Total non interest bearing cash at beginning of year2021-12-31$660,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$10,013,423
Value of net assets at end of year (total assets less liabilities)2021-12-31$99,492,016
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$89,478,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$106,169
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$39,145,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$36,419,792
Interest earned on other investments2021-12-31$702,435
Income. Interest from US Government securities2021-12-31$92,360
Income. Interest from corporate debt instruments2021-12-31$51,072
Value of interest in common/collective trusts at end of year2021-12-31$37,129,680
Value of interest in common/collective trusts at beginning of year2021-12-31$28,849,229
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$115,679
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$641,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$641,701
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$131
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$16,437,484
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$16,004,379
Asset value of US Government securities at end of year2021-12-31$2,533,579
Asset value of US Government securities at beginning of year2021-12-31$4,655,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,971,944
Net investment gain or loss from common/collective trusts2021-12-31$8,279,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$5,181,267
Employer contributions (assets) at end of year2021-12-31$198,806
Employer contributions (assets) at beginning of year2021-12-31$140,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,744,574
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$194,841
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$330,588
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$770,771
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$1,481,100
Contract administrator fees2021-12-31$1,976
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$10,061,145
Aggregate carrying amount (costs) on sale of assets2021-12-31$9,938,565
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm EIN2021-12-31131578842
2020 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$445,783
Total unrealized appreciation/depreciation of assets2020-12-31$445,783
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$61,852
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$17,225
Total income from all sources (including contributions)2020-12-31$11,954,258
Total loss/gain on sale of assets2020-12-31$388,647
Total of all expenses incurred2020-12-31$8,096,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,551,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,759,685
Value of total assets at end of year2020-12-31$89,540,445
Value of total assets at beginning of year2020-12-31$85,637,589
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$544,115
Total interest from all sources2020-12-31$507,924
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$524,396
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$524,396
Administrative expenses professional fees incurred2020-12-31$133,042
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2020-12-311806043
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$356,917
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$282,760
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$7,282
Other income not declared elsewhere2020-12-31$15,806
Administrative expenses (other) incurred2020-12-31$293,075
Liabilities. Value of operating payables at end of year2020-12-31$54,570
Liabilities. Value of operating payables at beginning of year2020-12-31$17,225
Total non interest bearing cash at end of year2020-12-31$660,634
Total non interest bearing cash at beginning of year2020-12-31$528,649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,858,229
Value of net assets at end of year (total assets less liabilities)2020-12-31$89,478,593
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$85,620,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$108,829
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$36,419,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$25,412,866
Interest earned on other investments2020-12-31$251,073
Income. Interest from US Government securities2020-12-31$141,374
Income. Interest from corporate debt instruments2020-12-31$74,302
Value of interest in common/collective trusts at end of year2020-12-31$28,849,229
Value of interest in common/collective trusts at beginning of year2020-12-31$24,367,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$641,701
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$10,363,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$10,363,403
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$41,175
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$16,004,379
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$16,049,309
Asset value of US Government securities at end of year2020-12-31$4,655,648
Asset value of US Government securities at beginning of year2020-12-31$6,952,139
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$830,740
Net investment gain or loss from common/collective trusts2020-12-31$4,481,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,759,685
Employer contributions (assets) at end of year2020-12-31$140,457
Employer contributions (assets) at beginning of year2020-12-31$194,947
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,551,914
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$330,588
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$53,323
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$1,481,100
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$1,432,241
Contract administrator fees2020-12-31$9,169
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$24,012,756
Aggregate carrying amount (costs) on sale of assets2020-12-31$23,624,109
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm EIN2020-12-31131578842
2019 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$17,225
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$17,225
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$6,868
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$6,868
Total income from all sources (including contributions)2019-12-31$15,833,717
Total income from all sources (including contributions)2019-12-31$15,833,717
Total loss/gain on sale of assets2019-12-31$1,082,307
Total loss/gain on sale of assets2019-12-31$1,082,307
Total of all expenses incurred2019-12-31$8,047,098
Total of all expenses incurred2019-12-31$8,047,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,501,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,501,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,464,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,464,630
Value of total assets at end of year2019-12-31$85,637,589
Value of total assets at end of year2019-12-31$85,637,589
Value of total assets at beginning of year2019-12-31$77,840,613
Value of total assets at beginning of year2019-12-31$77,840,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$545,491
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$545,491
Total interest from all sources2019-12-31$678,030
Total interest from all sources2019-12-31$678,030
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,015,583
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,015,583
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,011,258
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,011,258
Administrative expenses professional fees incurred2019-12-31$115,017
Administrative expenses professional fees incurred2019-12-31$115,017
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$282,760
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$170,164
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$170,164
Other income not declared elsewhere2019-12-31$1,017,505
Other income not declared elsewhere2019-12-31$1,017,505
Administrative expenses (other) incurred2019-12-31$294,603
Administrative expenses (other) incurred2019-12-31$294,603
Liabilities. Value of operating payables at end of year2019-12-31$17,225
Liabilities. Value of operating payables at end of year2019-12-31$17,225
Liabilities. Value of operating payables at beginning of year2019-12-31$6,868
Liabilities. Value of operating payables at beginning of year2019-12-31$6,868
Total non interest bearing cash at end of year2019-12-31$528,649
Total non interest bearing cash at end of year2019-12-31$528,649
Total non interest bearing cash at beginning of year2019-12-31$1,356,359
Total non interest bearing cash at beginning of year2019-12-31$1,356,359
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,786,619
Value of net income/loss2019-12-31$7,786,619
Value of net assets at end of year (total assets less liabilities)2019-12-31$85,620,364
Value of net assets at end of year (total assets less liabilities)2019-12-31$85,620,364
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$77,833,745
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$77,833,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$126,460
Investment advisory and management fees2019-12-31$126,460
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$25,412,866
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$25,412,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$31,958,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$31,958,044
Interest earned on other investments2019-12-31$335,658
Interest earned on other investments2019-12-31$335,658
Income. Interest from US Government securities2019-12-31$177,889
Income. Interest from US Government securities2019-12-31$177,889
Income. Interest from corporate debt instruments2019-12-31$110,296
Income. Interest from corporate debt instruments2019-12-31$110,296
Value of interest in common/collective trusts at end of year2019-12-31$24,367,952
Value of interest in common/collective trusts at end of year2019-12-31$24,367,952
Value of interest in common/collective trusts at beginning of year2019-12-31$10,011,600
Value of interest in common/collective trusts at beginning of year2019-12-31$10,011,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$10,363,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$10,363,403
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,856,779
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,856,779
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$54,187
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$54,187
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$16,049,309
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$16,049,309
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$16,160,757
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$16,160,757
Asset value of US Government securities at end of year2019-12-31$6,952,139
Asset value of US Government securities at end of year2019-12-31$6,952,139
Asset value of US Government securities at beginning of year2019-12-31$6,749,953
Asset value of US Government securities at beginning of year2019-12-31$6,749,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,753,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,753,035
Net investment gain or loss from common/collective trusts2019-12-31$4,822,627
Net investment gain or loss from common/collective trusts2019-12-31$4,822,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,464,630
Contributions received in cash from employer2019-12-31$4,464,630
Employer contributions (assets) at end of year2019-12-31$194,947
Employer contributions (assets) at beginning of year2019-12-31$264,269
Income. Dividends from common stock2019-12-31$4,325
Income. Dividends from common stock2019-12-31$4,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,501,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,501,607
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$53,323
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$53,323
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$1,432,241
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$1,432,241
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$1,961,955
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$1,961,955
Contract administrator fees2019-12-31$9,411
Contract administrator fees2019-12-31$9,411
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$7,350,733
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$7,350,733
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$25,910,263
Aggregate proceeds on sale of assets2019-12-31$25,910,263
Aggregate carrying amount (costs) on sale of assets2019-12-31$24,827,956
Aggregate carrying amount (costs) on sale of assets2019-12-31$24,827,956
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm name2019-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm EIN2019-12-31131578842
Accountancy firm EIN2019-12-31131578842
2018 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-1,617,327
Total unrealized appreciation/depreciation of assets2018-12-31$-1,617,327
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$6,868
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$12,684
Total income from all sources (including contributions)2018-12-31$1,587,197
Total loss/gain on sale of assets2018-12-31$815,221
Total of all expenses incurred2018-12-31$8,047,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,449,289
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,308,357
Value of total assets at end of year2018-12-31$77,840,613
Value of total assets at beginning of year2018-12-31$84,306,437
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$597,916
Total interest from all sources2018-12-31$558,814
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,654,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,556,855
Administrative expenses professional fees incurred2018-12-31$135,508
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$170,164
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$238,931
Other income not declared elsewhere2018-12-31$22,337
Administrative expenses (other) incurred2018-12-31$286,274
Liabilities. Value of operating payables at end of year2018-12-31$6,868
Liabilities. Value of operating payables at beginning of year2018-12-31$12,684
Total non interest bearing cash at end of year2018-12-31$1,356,359
Total non interest bearing cash at beginning of year2018-12-31$410,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,460,008
Value of net assets at end of year (total assets less liabilities)2018-12-31$77,833,745
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$84,293,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$164,852
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$31,958,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$34,513,687
Interest earned on other investments2018-12-31$223,764
Income. Interest from US Government securities2018-12-31$167,156
Income. Interest from corporate debt instruments2018-12-31$139,094
Value of interest in common/collective trusts at end of year2018-12-31$10,011,600
Value of interest in common/collective trusts at beginning of year2018-12-31$10,472,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,856,779
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,998,785
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,998,785
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$28,800
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$16,160,757
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$16,404,869
Asset value of US Government securities at end of year2018-12-31$6,749,953
Asset value of US Government securities at beginning of year2018-12-31$7,563,455
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,694,408
Net investment gain or loss from common/collective trusts2018-12-31$-460,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,308,357
Employer contributions (assets) at end of year2018-12-31$264,269
Employer contributions (assets) at beginning of year2018-12-31$349,064
Income. Dividends from common stock2018-12-31$97,868
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,449,289
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$603,354
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$1,961,955
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$2,233,567
Contract administrator fees2018-12-31$11,282
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$7,350,733
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$9,518,050
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$14,769,379
Aggregate carrying amount (costs) on sale of assets2018-12-31$13,954,158
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN2018-12-31131578842
2017 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$798,395
Total unrealized appreciation/depreciation of assets2017-12-31$798,395
Total transfer of assets to this plan2017-12-31$1,812,031
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$12,684
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$43,721
Total income from all sources (including contributions)2017-12-31$12,775,194
Total loss/gain on sale of assets2017-12-31$2,042,173
Total of all expenses incurred2017-12-31$8,133,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,526,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,960,823
Value of total assets at end of year2017-12-31$84,306,437
Value of total assets at beginning of year2017-12-31$77,883,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$606,671
Total interest from all sources2017-12-31$1,159,748
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,113,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$974,272
Administrative expenses professional fees incurred2017-12-31$100,258
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$238,931
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$265,222
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$35,525
Other income not declared elsewhere2017-12-31$21,525
Administrative expenses (other) incurred2017-12-31$270,829
Liabilities. Value of operating payables at end of year2017-12-31$12,684
Liabilities. Value of operating payables at beginning of year2017-12-31$8,196
Total non interest bearing cash at end of year2017-12-31$410,556
Total non interest bearing cash at beginning of year2017-12-31$385,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,641,666
Value of net assets at end of year (total assets less liabilities)2017-12-31$84,293,753
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$77,840,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$222,722
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$34,513,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$31,090,836
Interest earned on other investments2017-12-31$841,585
Income. Interest from US Government securities2017-12-31$179,336
Income. Interest from corporate debt instruments2017-12-31$125,358
Value of interest in common/collective trusts at end of year2017-12-31$10,472,119
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,998,785
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,985,341
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,985,341
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$13,469
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$16,404,869
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$21,369,910
Asset value of US Government securities at end of year2017-12-31$7,563,455
Asset value of US Government securities at beginning of year2017-12-31$6,596,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,207,327
Net investment gain or loss from common/collective trusts2017-12-31$472,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,960,823
Employer contributions (assets) at end of year2017-12-31$349,064
Employer contributions (assets) at beginning of year2017-12-31$427,508
Income. Dividends from common stock2017-12-31$138,812
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,526,857
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$603,354
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$1,074,173
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$2,233,567
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$3,662,079
Contract administrator fees2017-12-31$12,862
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$9,518,050
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$11,026,678
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$22,134,914
Aggregate carrying amount (costs) on sale of assets2017-12-31$20,092,741
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN2017-12-31131578842
2016 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$621,478
Total unrealized appreciation/depreciation of assets2016-12-31$621,478
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$43,721
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$7,915,349
Total income from all sources (including contributions)2016-12-31$8,998,532
Total loss/gain on sale of assets2016-12-31$80,594
Total of all expenses incurred2016-12-31$7,964,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,400,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,860,477
Value of total assets at end of year2016-12-31$77,883,777
Value of total assets at beginning of year2016-12-31$84,721,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$564,274
Total interest from all sources2016-12-31$2,315,216
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$657,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$502,431
Administrative expenses professional fees incurred2016-12-31$97,400
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$265,222
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$312,555
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$35,525
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$7,905,710
Other income not declared elsewhere2016-12-31$26,732
Administrative expenses (other) incurred2016-12-31$256,185
Liabilities. Value of operating payables at end of year2016-12-31$8,196
Liabilities. Value of operating payables at beginning of year2016-12-31$9,639
Total non interest bearing cash at end of year2016-12-31$385,165
Total non interest bearing cash at beginning of year2016-12-31$471,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,033,919
Value of net assets at end of year (total assets less liabilities)2016-12-31$77,840,056
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$76,806,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$196,056
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$31,090,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$24,041,832
Interest earned on other investments2016-12-31$1,866,377
Income. Interest from US Government securities2016-12-31$200,611
Income. Interest from corporate debt instruments2016-12-31$242,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,985,341
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$11,889,700
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$11,889,700
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$6,007
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$21,369,910
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$20,033,544
Asset value of US Government securities at end of year2016-12-31$6,596,865
Asset value of US Government securities at beginning of year2016-12-31$9,448,335
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,436,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,860,477
Employer contributions (assets) at end of year2016-12-31$427,508
Employer contributions (assets) at beginning of year2016-12-31$466,550
Income. Dividends from common stock2016-12-31$155,266
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,400,339
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$1,074,173
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$1,766,024
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$3,662,079
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$4,566,467
Contract administrator fees2016-12-31$14,633
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$11,026,678
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$11,724,501
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$34,672,888
Aggregate carrying amount (costs) on sale of assets2016-12-31$34,592,294
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN2016-12-31131578842
2015 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-3,722,610
Total unrealized appreciation/depreciation of assets2015-12-31$-3,722,610
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$7,915,349
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$42,819
Total income from all sources (including contributions)2015-12-31$3,936,813
Total loss/gain on sale of assets2015-12-31$2,355,553
Total of all expenses incurred2015-12-31$8,079,625
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,330,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,075,933
Value of total assets at end of year2015-12-31$84,721,486
Value of total assets at beginning of year2015-12-31$80,991,768
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$749,286
Total interest from all sources2015-12-31$1,433,599
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$878,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$878,929
Administrative expenses professional fees incurred2015-12-31$107,736
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$312,555
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$261,100
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$7,905,710
Other income not declared elsewhere2015-12-31$18,962
Administrative expenses (other) incurred2015-12-31$260,268
Liabilities. Value of operating payables at end of year2015-12-31$9,639
Liabilities. Value of operating payables at beginning of year2015-12-31$42,819
Total non interest bearing cash at end of year2015-12-31$471,978
Total non interest bearing cash at beginning of year2015-12-31$1,665,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,142,812
Value of net assets at end of year (total assets less liabilities)2015-12-31$76,806,137
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$80,948,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$381,282
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$24,041,832
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,934,230
Interest earned on other investments2015-12-31$406,926
Income. Interest from US Government securities2015-12-31$451,575
Income. Interest from corporate debt instruments2015-12-31$574,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$11,889,700
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$3,113,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$3,113,390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$562
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$20,033,544
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$20,100,992
Asset value of US Government securities at end of year2015-12-31$9,448,335
Asset value of US Government securities at beginning of year2015-12-31$18,368,253
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,103,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,075,933
Employer contributions (assets) at end of year2015-12-31$466,550
Employer contributions (assets) at beginning of year2015-12-31$67,685
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,330,339
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$1,766,024
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$7,060,249
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$4,566,467
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$8,992,818
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$11,724,501
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$17,427,890
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$93,489,347
Aggregate carrying amount (costs) on sale of assets2015-12-31$91,133,794
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN2015-12-31131578842
2014 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-1,698,568
Total unrealized appreciation/depreciation of assets2014-12-31$-1,698,568
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$42,819
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$30,124
Total income from all sources (including contributions)2014-12-31$8,615,389
Total loss/gain on sale of assets2014-12-31$3,749,407
Total of all expenses incurred2014-12-31$8,111,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,359,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,649,800
Value of total assets at end of year2014-12-31$80,991,768
Value of total assets at beginning of year2014-12-31$80,475,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$752,635
Total interest from all sources2014-12-31$2,458,280
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$612,316
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$355,855
Administrative expenses professional fees incurred2014-12-31$161,310
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$20,381,076
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$261,100
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$207,357
Other income not declared elsewhere2014-12-31$527,287
Administrative expenses (other) incurred2014-12-31$218,179
Liabilities. Value of operating payables at end of year2014-12-31$42,819
Liabilities. Value of operating payables at beginning of year2014-12-31$30,124
Total non interest bearing cash at end of year2014-12-31$1,665,161
Total non interest bearing cash at beginning of year2014-12-31$586,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$503,558
Value of net assets at end of year (total assets less liabilities)2014-12-31$80,948,949
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$80,445,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$373,146
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,934,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,280,272
Interest earned on other investments2014-12-31$1,358,016
Income. Interest from US Government securities2014-12-31$519,396
Income. Interest from corporate debt instruments2014-12-31$580,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,113,390
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,811,556
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,811,556
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$451
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$20,100,992
Asset value of US Government securities at end of year2014-12-31$18,368,253
Asset value of US Government securities at beginning of year2014-12-31$17,114,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-683,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,649,800
Employer contributions (assets) at end of year2014-12-31$67,685
Employer contributions (assets) at beginning of year2014-12-31$36,370
Income. Dividends from common stock2014-12-31$256,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,359,196
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$7,060,249
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$6,639,857
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$8,992,818
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$9,369,861
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$17,427,890
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$19,048,357
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$365
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$32,114,816
Aggregate carrying amount (costs) on sale of assets2014-12-31$28,365,409
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN2014-12-31131578842
2013 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,411,902
Total unrealized appreciation/depreciation of assets2013-12-31$1,411,902
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$30,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$30,000
Total income from all sources (including contributions)2013-12-31$10,442,991
Total loss/gain on sale of assets2013-12-31$2,293,062
Total of all expenses incurred2013-12-31$7,877,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,165,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,586,491
Value of total assets at end of year2013-12-31$80,475,515
Value of total assets at beginning of year2013-12-31$77,909,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$711,912
Total interest from all sources2013-12-31$2,200,645
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$711,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$444,446
Administrative expenses professional fees incurred2013-12-31$105,407
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-12-310
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$20,381,076
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$19,844,548
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$207,357
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$207,779
Administrative expenses (other) incurred2013-12-31$244,284
Liabilities. Value of operating payables at end of year2013-12-31$30,124
Liabilities. Value of operating payables at beginning of year2013-12-31$30,000
Total non interest bearing cash at end of year2013-12-31$586,194
Total non interest bearing cash at beginning of year2013-12-31$314,279
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,565,736
Value of net assets at end of year (total assets less liabilities)2013-12-31$80,445,391
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$77,879,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$362,221
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,280,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,427,170
Interest earned on other investments2013-12-31$1,141,105
Income. Interest from US Government securities2013-12-31$444,610
Income. Interest from corporate debt instruments2013-12-31$614,447
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,811,556
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,710,455
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,710,455
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$483
Asset value of US Government securities at end of year2013-12-31$17,114,250
Asset value of US Government securities at beginning of year2013-12-31$20,123,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$239,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,586,491
Employer contributions (assets) at end of year2013-12-31$36,370
Employer contributions (assets) at beginning of year2013-12-31$29,763
Income. Dividends from common stock2013-12-31$267,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,165,343
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$6,639,857
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$2,925,653
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$9,369,861
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$10,942,692
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$19,048,357
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$16,380,987
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$365
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$2,486
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$43,185,449
Aggregate carrying amount (costs) on sale of assets2013-12-31$40,892,387
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN2013-12-31131578842
2012 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$2,290,039
Total unrealized appreciation/depreciation of assets2012-12-31$2,290,039
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$30,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$34,880
Total income from all sources (including contributions)2012-12-31$8,567,468
Total loss/gain on sale of assets2012-12-31$1,011,423
Total of all expenses incurred2012-12-31$7,914,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,169,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,204,011
Value of total assets at end of year2012-12-31$77,909,655
Value of total assets at beginning of year2012-12-31$77,262,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$745,083
Total interest from all sources2012-12-31$1,320,823
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$337,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$94,867
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$207,779
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$258,491
Administrative expenses (other) incurred2012-12-31$292,373
Liabilities. Value of operating payables at end of year2012-12-31$30,000
Liabilities. Value of operating payables at beginning of year2012-12-31$34,880
Total non interest bearing cash at end of year2012-12-31$314,279
Total non interest bearing cash at beginning of year2012-12-31$260,796
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$652,527
Value of net assets at end of year (total assets less liabilities)2012-12-31$77,879,655
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$77,227,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$357,843
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,427,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,706,439
Interest earned on other investments2012-12-31$519,244
Income. Interest from US Government securities2012-12-31$163,508
Income. Interest from corporate debt instruments2012-12-31$637,627
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,710,455
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,712,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,712,390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$444
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$19,844,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$19,971,523
Asset value of US Government securities at end of year2012-12-31$20,123,843
Asset value of US Government securities at beginning of year2012-12-31$19,869,209
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$403,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,204,011
Employer contributions (assets) at end of year2012-12-31$29,763
Employer contributions (assets) at beginning of year2012-12-31$16,180
Income. Dividends from common stock2012-12-31$337,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,169,858
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$13,868,345
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$14,116,916
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$16,380,987
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$16,345,457
Assets. Value of buildings and other operty used in plan operation at end of year2012-12-31$2,486
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$4,607
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$37,239,634
Aggregate carrying amount (costs) on sale of assets2012-12-31$36,228,211
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31NOVAK FRANCELLA, LLC
Accountancy firm EIN2012-12-31611436956
2011 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,463,472
Total unrealized appreciation/depreciation of assets2011-12-31$-1,463,472
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$34,880
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$5,840
Total income from all sources (including contributions)2011-12-31$5,059,797
Total loss/gain on sale of assets2011-12-31$1,194,122
Total of all expenses incurred2011-12-31$7,757,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,976,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,153,998
Value of total assets at end of year2011-12-31$77,262,008
Value of total assets at beginning of year2011-12-31$79,930,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$780,554
Total interest from all sources2011-12-31$2,173,301
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$321,933
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$112,668
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$258,491
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$321,943
Administrative expenses (other) incurred2011-12-31$301,951
Liabilities. Value of operating payables at end of year2011-12-31$34,880
Liabilities. Value of operating payables at beginning of year2011-12-31$5,840
Total non interest bearing cash at end of year2011-12-31$260,796
Total non interest bearing cash at beginning of year2011-12-31$59,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,697,724
Value of net assets at end of year (total assets less liabilities)2011-12-31$77,227,128
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$79,924,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$365,935
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,706,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,254,189
Interest earned on other investments2011-12-31$1,206,884
Income. Interest from US Government securities2011-12-31$310,394
Income. Interest from corporate debt instruments2011-12-31$655,609
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,712,390
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,727,022
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,727,022
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$414
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$19,971,523
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$15,380,558
Asset value of US Government securities at end of year2011-12-31$19,869,209
Asset value of US Government securities at beginning of year2011-12-31$21,467,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-320,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,153,998
Employer contributions (assets) at end of year2011-12-31$16,180
Employer contributions (assets) at beginning of year2011-12-31$22,639
Income. Dividends from common stock2011-12-31$321,933
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,976,967
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$14,116,916
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$17,165,081
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$16,345,457
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$17,525,650
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$4,607
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$6,728
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$47,309,510
Aggregate carrying amount (costs) on sale of assets2011-12-31$46,115,388
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2011-12-31611436956
2010 : RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$797,698
Total unrealized appreciation/depreciation of assets2010-12-31$797,698
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,840
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$134,997
Total income from all sources (including contributions)2010-12-31$8,512,653
Total loss/gain on sale of assets2010-12-31$586,446
Total of all expenses incurred2010-12-31$7,374,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,886,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,215,455
Value of total assets at end of year2010-12-31$79,930,692
Value of total assets at beginning of year2010-12-31$78,921,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$488,001
Total interest from all sources2010-12-31$1,750,721
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$197,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$64,378
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$321,943
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$151,511
Administrative expenses (other) incurred2010-12-31$321,608
Liabilities. Value of operating payables at end of year2010-12-31$5,840
Liabilities. Value of operating payables at beginning of year2010-12-31$134,997
Total non interest bearing cash at end of year2010-12-31$59,056
Total non interest bearing cash at beginning of year2010-12-31$52,059
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,137,956
Value of net assets at end of year (total assets less liabilities)2010-12-31$79,924,852
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$78,786,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$102,015
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,254,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Interest earned on other investments2010-12-31$475,753
Income. Interest from US Government securities2010-12-31$742,871
Income. Interest from corporate debt instruments2010-12-31$529,986
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,727,022
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,367,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,367,218
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,111
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$32,526,867
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$15,380,558
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$15,479,381
Asset value of US Government securities at end of year2010-12-31$21,467,826
Asset value of US Government securities at beginning of year2010-12-31$7,748,365
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$639,630
Net gain/loss from 103.12 investment entities2010-12-31$1,324,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,215,455
Employer contributions (assets) at end of year2010-12-31$22,639
Employer contributions (assets) at beginning of year2010-12-31$234,049
Income. Dividends from common stock2010-12-31$197,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,886,696
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$17,165,081
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$7,813,520
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$17,525,650
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$12,540,074
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$6,728
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$8,849
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$5,792,619
Aggregate carrying amount (costs) on sale of assets2010-12-31$5,206,173
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2010-12-31611436956

Form 5500 Responses for RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND

2022: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2010 form 5500 responses
2010-01-01Type of plan entityMulti-employer plan
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN OF THE WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1D PENSION FUND 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369643
Policy instance 7
Insurance contract or identification number0101369643
Number of Individuals Covered1
Insurance policy start date2022-03-14
Insurance policy end date2023-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract numberHEA014687F
Policy instance 1
Insurance contract or identification numberHEA014687F
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115547
Policy instance 2
Insurance contract or identification numberFAA115547
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115545
Policy instance 3
Insurance contract or identification numberFAA115545
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122056
Policy instance 4
Insurance contract or identification numberFAA122056
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122413
Policy instance 5
Insurance contract or identification numberFAA122413
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369641
Policy instance 6
Insurance contract or identification number0101369641
Number of Individuals Covered1
Insurance policy start date2022-03-14
Insurance policy end date2023-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 283
Policy instance 1
Insurance contract or identification numberPF 283
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract numberHEA014687F
Policy instance 2
Insurance contract or identification numberHEA014687F
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115547
Policy instance 3
Insurance contract or identification numberFAA115547
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115545
Policy instance 4
Insurance contract or identification numberFAA115545
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122056
Policy instance 5
Insurance contract or identification numberFAA122056
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369641
Policy instance 7
Insurance contract or identification number0101369641
Number of Individuals Covered1
Insurance policy start date2021-03-14
Insurance policy end date2022-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369643
Policy instance 8
Insurance contract or identification number0101369643
Number of Individuals Covered1
Insurance policy start date2021-03-14
Insurance policy end date2022-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122413
Policy instance 6
Insurance contract or identification numberFAA122413
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract numberHEA014687F
Policy instance 2
Insurance contract or identification numberHEA014687F
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 283
Policy instance 1
Insurance contract or identification numberPF 283
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369641
Policy instance 7
Insurance contract or identification number0101369641
Number of Individuals Covered1
Insurance policy start date2020-03-14
Insurance policy end date2021-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115547
Policy instance 3
Insurance contract or identification numberFAA115547
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115545
Policy instance 4
Insurance contract or identification numberFAA115545
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122056
Policy instance 5
Insurance contract or identification numberFAA122056
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122413
Policy instance 6
Insurance contract or identification numberFAA122413
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369643
Policy instance 8
Insurance contract or identification number0101369643
Number of Individuals Covered1
Insurance policy start date2020-03-14
Insurance policy end date2021-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122413
Policy instance 6
Insurance contract or identification numberFAA122413
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369643
Policy instance 8
Insurance contract or identification number0101369643
Number of Individuals Covered1
Insurance policy start date2019-03-14
Insurance policy end date2020-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115545
Policy instance 4
Insurance contract or identification numberFAA115545
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115547
Policy instance 3
Insurance contract or identification numberFAA115547
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract numberHEA014687F
Policy instance 2
Insurance contract or identification numberHEA014687F
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 283
Policy instance 1
Insurance contract or identification numberPF 283
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369641
Policy instance 7
Insurance contract or identification number0101369641
Number of Individuals Covered1
Insurance policy start date2019-03-14
Insurance policy end date2020-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122056
Policy instance 5
Insurance contract or identification numberFAA122056
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 283
Policy instance 1
Insurance contract or identification numberPF 283
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115547
Policy instance 3
Insurance contract or identification numberFAA115547
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115545
Policy instance 4
Insurance contract or identification numberFAA115545
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122413
Policy instance 6
Insurance contract or identification numberFAA122413
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369641
Policy instance 7
Insurance contract or identification number0101369641
Number of Individuals Covered1
Insurance policy start date2018-03-14
Insurance policy end date2019-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369643
Policy instance 8
Insurance contract or identification number0101369643
Number of Individuals Covered1
Insurance policy start date2018-03-14
Insurance policy end date2019-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract numberHEA014687F
Policy instance 2
Insurance contract or identification numberHEA014687F
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122056
Policy instance 5
Insurance contract or identification numberFAA122056
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 283
Policy instance 1
Insurance contract or identification numberPF 283
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number70596639
Policy instance 2
Insurance contract or identification number70596639
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract numberHEA014687F
Policy instance 3
Insurance contract or identification numberHEA014687F
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115547
Policy instance 4
Insurance contract or identification numberFAA115547
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122056
Policy instance 6
Insurance contract or identification numberFAA122056
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115545
Policy instance 5
Insurance contract or identification numberFAA115545
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122413
Policy instance 7
Insurance contract or identification numberFAA122413
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369641
Policy instance 8
Insurance contract or identification number0101369641
Number of Individuals Covered1
Insurance policy start date2017-03-14
Insurance policy end date2018-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL WESTERN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66850 )
Policy contract number0101369643
Policy instance 9
Insurance contract or identification number0101369643
Number of Individuals Covered1
Insurance policy start date2017-03-14
Insurance policy end date2018-03-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115545
Policy instance 5
Insurance contract or identification numberFAA115545
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA122056
Policy instance 6
Insurance contract or identification numberFAA122056
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $90,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $90,000
Insurance broker organization code?3
Insurance broker nameJOHN F O'CONNELL
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract numberHEA014687F
Policy instance 3
Insurance contract or identification numberHEA014687F
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number70596639
Policy instance 2
Insurance contract or identification number70596639
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 283
Policy instance 1
Insurance contract or identification numberPF 283
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115547
Policy instance 4
Insurance contract or identification numberFAA115547
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115547
Policy instance 4
Insurance contract or identification numberFAA115547
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $175,000
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $175,000
Insurance broker nameANNUCO LLC
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract numberHEA014687F
Policy instance 3
Insurance contract or identification numberHEA014687F
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number70596639
Policy instance 2
Insurance contract or identification number70596639
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 283
Policy instance 1
Insurance contract or identification numberPF 283
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberFAA115545
Policy instance 5
Insurance contract or identification numberFAA115545
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number70596639
Policy instance 2
Insurance contract or identification number70596639
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SECURITY MUTUAL LIFE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 68772 )
Policy contract numberAPT51 6295
Policy instance 3
Insurance contract or identification numberAPT51 6295
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 283
Policy instance 1
Insurance contract or identification numberPF 283
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number1-HEA014687F
Policy instance 4
Insurance contract or identification number1-HEA014687F
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number1-HEA014687F
Policy instance 4
Insurance contract or identification number1-HEA014687F
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $400,000
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SECURITY MUTUAL LIFE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 68772 )
Policy contract numberAPT51 6295
Policy instance 3
Insurance contract or identification numberAPT51 6295
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number70596639
Policy instance 2
Insurance contract or identification number70596639
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 283
Policy instance 1
Insurance contract or identification numberPF 283
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SECURITY MUTUAL LIFE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 68772 )
Policy contract numberAPT51 6295
Policy instance 3
Insurance contract or identification numberAPT51 6295
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number70596639
Policy instance 2
Insurance contract or identification number70596639
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 283
Policy instance 1
Insurance contract or identification numberPF 283
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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