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CONCEPTS SALARY DEFERRAL 403(B) PLAN 401k Plan overview

Plan NameCONCEPTS SALARY DEFERRAL 403(B) PLAN
Plan identification number 005

CONCEPTS SALARY DEFERRAL 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CONCEPTS OF INDEPENDENCE, INC. has sponsored the creation of one or more 401k plans.

Company Name:CONCEPTS OF INDEPENDENCE, INC.
Employer identification number (EIN):510239824
NAIC Classification:621610
NAIC Description:Home Health Care Services

Additional information about CONCEPTS OF INDEPENDENCE, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1977-12-12
Company Identification Number: 458681
Legal Registered Office Address: 120 WALL STREET
SUITE 1010
NEW YORK
United States of America (USA)
00000

More information about CONCEPTS OF INDEPENDENCE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONCEPTS SALARY DEFERRAL 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052021-07-01
0052020-07-01
0052020-07-01
0052020-07-01
0052019-07-01
0052018-07-01
0052017-07-01
0052016-07-01ANTHONY CAPUTO ANTHONY CAPUTO2018-08-01
0052016-07-01 ANTHONY CAPUTO2018-04-17
0052016-07-01 ANTHONY CAPUTO2018-04-16
0052015-07-01ANTHONY CAPUTO ANTHONY CAPUTO2017-04-25
0052015-07-01 ANTHONY CAPUTO2017-04-18
0052014-07-01ANTHONY G CAPUTO
0052013-07-01ANTHONY G. CAPUTO
0052012-07-01ANTHONY G CAPUTO
0052011-07-01ANTHONY G CAPUTO
0052011-04-25ANTHONY G CAPUTO

Plan Statistics for CONCEPTS SALARY DEFERRAL 403(B) PLAN

401k plan membership statisitcs for CONCEPTS SALARY DEFERRAL 403(B) PLAN

Measure Date Value
2021: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01459
Total number of active participants reported on line 7a of the Form 55002021-07-01438
Number of retired or separated participants receiving benefits2021-07-013
Number of other retired or separated participants entitled to future benefits2021-07-017
Total of all active and inactive participants2021-07-01448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01448
Number of participants with account balances2021-07-01404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
2020: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01448
Total number of active participants reported on line 7a of the Form 55002020-07-01452
Number of retired or separated participants receiving benefits2020-07-012
Number of other retired or separated participants entitled to future benefits2020-07-015
Total of all active and inactive participants2020-07-01459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01459
Number of participants with account balances2020-07-01418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
2019: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01399
Total number of active participants reported on line 7a of the Form 55002019-07-01444
Number of retired or separated participants receiving benefits2019-07-012
Number of other retired or separated participants entitled to future benefits2019-07-012
Total of all active and inactive participants2019-07-01448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01448
Number of participants with account balances2019-07-01390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01363
Total number of active participants reported on line 7a of the Form 55002018-07-01396
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-013
Total of all active and inactive participants2018-07-01399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01399
Number of participants with account balances2018-07-01368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01354
Total number of active participants reported on line 7a of the Form 55002017-07-01358
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-014
Total of all active and inactive participants2017-07-01362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01362
Number of participants with account balances2017-07-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01299
Total number of active participants reported on line 7a of the Form 55002016-07-01352
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-012
Total of all active and inactive participants2016-07-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01354
Number of participants with account balances2016-07-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01221
Total number of active participants reported on line 7a of the Form 55002015-07-01299
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-010
Total of all active and inactive participants2015-07-01299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01299
Number of participants with account balances2015-07-01293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-016,212
Total number of active participants reported on line 7a of the Form 55002014-07-01216
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-015
Total of all active and inactive participants2014-07-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01221
Number of participants with account balances2014-07-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-015,322
Total number of active participants reported on line 7a of the Form 55002013-07-016,207
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-015
Total of all active and inactive participants2013-07-016,212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-016,212
Number of participants with account balances2013-07-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-013,505
Total number of active participants reported on line 7a of the Form 55002012-07-015,321
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-011
Total of all active and inactive participants2012-07-015,322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-015,322
Number of participants with account balances2012-07-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-013,500
Total number of active participants reported on line 7a of the Form 55002011-07-013,500
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-010
Total of all active and inactive participants2011-07-013,500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-013,500
Number of participants with account balances2011-07-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
Total participants, beginning-of-year2011-04-253,500
Total number of active participants reported on line 7a of the Form 55002011-04-253,500
Number of retired or separated participants receiving benefits2011-04-250
Number of other retired or separated participants entitled to future benefits2011-04-250
Total of all active and inactive participants2011-04-253,500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-250
Total participants2011-04-253,500
Number of participants with account balances2011-04-2524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-250

Financial Data on CONCEPTS SALARY DEFERRAL 403(B) PLAN

Measure Date Value
2022 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$82,471
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$263,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$211,918
Expenses. Certain deemed distributions of participant loans2022-06-30$0
Value of total corrective distributions2022-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$691,276
Value of total assets at end of year2022-06-30$4,339,139
Value of total assets at beginning of year2022-06-30$4,520,295
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$51,709
Total interest from all sources2022-06-30$12,643
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$188,302
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$188,302
Administrative expenses professional fees incurred2022-06-30$0
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$1,500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$691,276
Participant contributions at end of year2022-06-30$105,837
Participant contributions at beginning of year2022-06-30$66,779
Assets. Other investments not covered elsewhere at end of year2022-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2022-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-06-30$0
Other income not declared elsewhere2022-06-30$0
Administrative expenses (other) incurred2022-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-181,156
Value of net assets at end of year (total assets less liabilities)2022-06-30$4,339,139
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$4,520,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Investment advisory and management fees2022-06-30$44,787
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$3,520,726
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$3,877,523
Value of interest in pooled separate accounts at end of year2022-06-30$0
Value of interest in pooled separate accounts at beginning of year2022-06-30$0
Interest on participant loans2022-06-30$4,423
Interest earned on other investments2022-06-30$8,220
Value of interest in common/collective trusts at end of year2022-06-30$0
Value of interest in common/collective trusts at beginning of year2022-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$712,576
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$575,993
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-809,750
Net investment gain/loss from pooled separate accounts2022-06-30$0
Net investment gain or loss from common/collective trusts2022-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Assets. Invements in employer securities at end of year2022-06-30$0
Assets. Invements in employer securities at beginning of year2022-06-30$0
Contributions received in cash from employer2022-06-30$0
Income. Dividends from common stock2022-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$211,918
Contract administrator fees2022-06-30$6,922
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2022-06-30271728945
2021 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$1,804,584
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$632,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$590,060
Expenses. Certain deemed distributions of participant loans2021-06-30$0
Value of total corrective distributions2021-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$947,938
Value of total assets at end of year2021-06-30$4,520,295
Value of total assets at beginning of year2021-06-30$3,348,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$42,582
Total interest from all sources2021-06-30$11,958
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$147,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$147,660
Administrative expenses professional fees incurred2021-06-30$0
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$1,500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$669,519
Participant contributions at end of year2021-06-30$66,779
Participant contributions at beginning of year2021-06-30$64,445
Assets. Other investments not covered elsewhere at end of year2021-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2021-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$278,419
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-06-30$0
Other income not declared elsewhere2021-06-30$0
Administrative expenses (other) incurred2021-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$1,171,942
Value of net assets at end of year (total assets less liabilities)2021-06-30$4,520,295
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$3,348,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Investment advisory and management fees2021-06-30$38,555
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$3,877,523
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$2,747,097
Value of interest in pooled separate accounts at end of year2021-06-30$0
Value of interest in pooled separate accounts at beginning of year2021-06-30$0
Interest on participant loans2021-06-30$3,606
Interest earned on other investments2021-06-30$8,352
Value of interest in common/collective trusts at end of year2021-06-30$0
Value of interest in common/collective trusts at beginning of year2021-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$575,993
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$536,811
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$697,028
Net investment gain/loss from pooled separate accounts2021-06-30$0
Net investment gain or loss from common/collective trusts2021-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Assets. Invements in employer securities at end of year2021-06-30$0
Assets. Invements in employer securities at beginning of year2021-06-30$0
Contributions received in cash from employer2021-06-30$0
Income. Dividends from common stock2021-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$590,060
Contract administrator fees2021-06-30$4,027
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2021-06-30271728945
2020 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$754,778
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$238,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$190,814
Expenses. Certain deemed distributions of participant loans2020-06-30$11,376
Value of total corrective distributions2020-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$610,841
Value of total assets at end of year2020-06-30$3,348,353
Value of total assets at beginning of year2020-06-30$2,831,688
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$35,923
Total interest from all sources2020-06-30$13,831
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$93,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$93,202
Administrative expenses professional fees incurred2020-06-30$0
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$1,500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$609,605
Participant contributions at end of year2020-06-30$64,445
Participant contributions at beginning of year2020-06-30$85,735
Participant contributions at beginning of year2020-06-30$5,517
Assets. Other investments not covered elsewhere at end of year2020-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2020-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$1,236
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-06-30$0
Other income not declared elsewhere2020-06-30$0
Administrative expenses (other) incurred2020-06-30$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$516,665
Value of net assets at end of year (total assets less liabilities)2020-06-30$3,348,353
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$2,831,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Investment advisory and management fees2020-06-30$28,973
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$2,747,097
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$2,379,943
Value of interest in pooled separate accounts at end of year2020-06-30$0
Value of interest in pooled separate accounts at beginning of year2020-06-30$0
Interest on participant loans2020-06-30$4,583
Interest earned on other investments2020-06-30$9,248
Value of interest in common/collective trusts at end of year2020-06-30$0
Value of interest in common/collective trusts at beginning of year2020-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$536,811
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$360,493
Expenses. Payments to insurance carriers foe the provision of benefits2020-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$36,904
Net investment gain/loss from pooled separate accounts2020-06-30$0
Net investment gain or loss from common/collective trusts2020-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Assets. Invements in employer securities at end of year2020-06-30$0
Assets. Invements in employer securities at beginning of year2020-06-30$0
Contributions received in cash from employer2020-06-30$0
Income. Dividends from common stock2020-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$190,814
Contract administrator fees2020-06-30$6,825
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2020-06-30271728945
2019 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$778,766
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$217,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$183,345
Expenses. Certain deemed distributions of participant loans2019-06-30$4,805
Value of total corrective distributions2019-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$601,091
Value of total assets at end of year2019-06-30$2,831,688
Value of total assets at beginning of year2019-06-30$2,270,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$29,430
Total interest from all sources2019-06-30$9,834
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$82,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$82,683
Administrative expenses professional fees incurred2019-06-30$0
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$1,500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$587,920
Participant contributions at end of year2019-06-30$85,735
Participant contributions at beginning of year2019-06-30$44,756
Participant contributions at end of year2019-06-30$5,517
Participant contributions at beginning of year2019-06-30$6,494
Assets. Other investments not covered elsewhere at end of year2019-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2019-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$13,171
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-06-30$0
Other income not declared elsewhere2019-06-30$0
Administrative expenses (other) incurred2019-06-30$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$561,186
Value of net assets at end of year (total assets less liabilities)2019-06-30$2,831,688
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$2,270,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Investment advisory and management fees2019-06-30$23,703
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$2,379,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$1,963,783
Value of interest in pooled separate accounts at end of year2019-06-30$0
Value of interest in pooled separate accounts at beginning of year2019-06-30$0
Interest on participant loans2019-06-30$2,796
Interest earned on other investments2019-06-30$7,038
Value of interest in common/collective trusts at end of year2019-06-30$0
Value of interest in common/collective trusts at beginning of year2019-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$360,493
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$255,469
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$85,158
Net investment gain/loss from pooled separate accounts2019-06-30$0
Net investment gain or loss from common/collective trusts2019-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Assets. Invements in employer securities at end of year2019-06-30$0
Assets. Invements in employer securities at beginning of year2019-06-30$0
Contributions received in cash from employer2019-06-30$0
Income. Dividends from common stock2019-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$183,345
Contract administrator fees2019-06-30$5,602
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2019-06-30271728945
2018 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$642,314
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$298,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$269,058
Expenses. Certain deemed distributions of participant loans2018-06-30$3,768
Value of total corrective distributions2018-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$475,938
Value of total assets at end of year2018-06-30$2,270,502
Value of total assets at beginning of year2018-06-30$1,926,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$25,738
Total interest from all sources2018-06-30$7,886
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$61,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$61,023
Administrative expenses professional fees incurred2018-06-30$0
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$150,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$469,769
Participant contributions at end of year2018-06-30$44,756
Participant contributions at beginning of year2018-06-30$45,458
Participant contributions at end of year2018-06-30$6,494
Participant contributions at beginning of year2018-06-30$20,409
Assets. Other investments not covered elsewhere at end of year2018-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2018-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$6,169
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-06-30$0
Other income not declared elsewhere2018-06-30$0
Administrative expenses (other) incurred2018-06-30$127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$343,750
Value of net assets at end of year (total assets less liabilities)2018-06-30$2,270,502
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$1,926,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Investment advisory and management fees2018-06-30$20,106
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$1,963,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$1,590,113
Value of interest in pooled separate accounts at end of year2018-06-30$0
Value of interest in pooled separate accounts at beginning of year2018-06-30$0
Interest on participant loans2018-06-30$1,838
Interest earned on other investments2018-06-30$6,048
Value of interest in common/collective trusts at end of year2018-06-30$0
Value of interest in common/collective trusts at beginning of year2018-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$255,469
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$270,772
Expenses. Payments to insurance carriers foe the provision of benefits2018-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$97,467
Net investment gain/loss from pooled separate accounts2018-06-30$0
Net investment gain or loss from common/collective trusts2018-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Assets. Invements in employer securities at end of year2018-06-30$0
Assets. Invements in employer securities at beginning of year2018-06-30$0
Contributions received in cash from employer2018-06-30$0
Income. Dividends from common stock2018-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$269,058
Contract administrator fees2018-06-30$5,505
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30PKF O'CONNOR DAVIS, LLP
Accountancy firm EIN2018-06-30271728945
2017 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$675,688
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$92,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$67,573
Expenses. Certain deemed distributions of participant loans2017-06-30$5,763
Value of total corrective distributions2017-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$497,066
Value of total assets at end of year2017-06-30$1,906,343
Value of total assets at beginning of year2017-06-30$1,322,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$18,787
Total interest from all sources2017-06-30$7,690
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$39,681
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$39,681
Administrative expenses professional fees incurred2017-06-30$0
Was this plan covered by a fidelity bond2017-06-30No
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$490,783
Participant contributions at end of year2017-06-30$45,458
Participant contributions at beginning of year2017-06-30$35,692
Participant contributions at end of year2017-06-30$20,409
Participant contributions at beginning of year2017-06-30$22,082
Assets. Other investments not covered elsewhere at end of year2017-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2017-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$5,794
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-06-30$0
Other income not declared elsewhere2017-06-30$0
Administrative expenses (other) incurred2017-06-30$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$583,565
Value of net assets at end of year (total assets less liabilities)2017-06-30$1,906,343
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$1,322,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Investment advisory and management fees2017-06-30$15,145
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$1,590,113
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$1,056,997
Value of interest in pooled separate accounts at end of year2017-06-30$0
Value of interest in pooled separate accounts at beginning of year2017-06-30$0
Interest on participant loans2017-06-30$1,846
Interest earned on other investments2017-06-30$5,844
Value of interest in common/collective trusts at end of year2017-06-30$0
Value of interest in common/collective trusts at beginning of year2017-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$270,772
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$230,089
Expenses. Payments to insurance carriers foe the provision of benefits2017-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$131,251
Net investment gain/loss from pooled separate accounts2017-06-30$0
Net investment gain or loss from common/collective trusts2017-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Assets. Invements in employer securities at end of year2017-06-30$0
Assets. Invements in employer securities at beginning of year2017-06-30$0
Contributions received in cash from employer2017-06-30$489
Income. Dividends from common stock2017-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$67,573
Contract administrator fees2017-06-30$3,639
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2017-06-30271728945
2016 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total transfer of assets to this plan2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$478,682
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$120,506
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$105,484
Expenses. Certain deemed distributions of participant loans2016-06-30$2,504
Value of total corrective distributions2016-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$483,159
Value of total assets at end of year2016-06-30$1,344,860
Value of total assets at beginning of year2016-06-30$986,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$12,518
Total interest from all sources2016-06-30$712
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$19,900
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$19,900
Administrative expenses professional fees incurred2016-06-30$0
Was this plan covered by a fidelity bond2016-06-30No
If this is an individual account plan, was there a blackout period2016-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$451,965
Participant contributions at end of year2016-06-30$35,692
Participant contributions at beginning of year2016-06-30$25,700
Participant contributions at end of year2016-06-30$22,082
Participant contributions at beginning of year2016-06-30$11,778
Assets. Other investments not covered elsewhere at end of year2016-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2016-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$31,194
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-06-30$0
Other income not declared elsewhere2016-06-30$0
Administrative expenses (other) incurred2016-06-30$12,268
Total non interest bearing cash at beginning of year2016-06-30$24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$358,176
Value of net assets at end of year (total assets less liabilities)2016-06-30$1,344,860
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$986,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Investment advisory and management fees2016-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$1,056,997
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$859,137
Value of interest in pooled separate accounts at end of year2016-06-30$0
Value of interest in pooled separate accounts at beginning of year2016-06-30$90,045
Interest on participant loans2016-06-30$513
Interest earned on other investments2016-06-30$199
Value of interest in common/collective trusts at end of year2016-06-30$0
Value of interest in common/collective trusts at beginning of year2016-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$230,089
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-26,477
Net investment gain/loss from pooled separate accounts2016-06-30$1,388
Net investment gain or loss from common/collective trusts2016-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30Yes
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Assets. Invements in employer securities at end of year2016-06-30$0
Assets. Invements in employer securities at beginning of year2016-06-30$0
Contributions received in cash from employer2016-06-30$0
Income. Dividends from common stock2016-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$105,484
Contract administrator fees2016-06-30$250
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-06-30Yes
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2016-06-30271728945
2015 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-06-30$455,599
Total of all expenses incurred2015-06-30$84,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$71,171
Expenses. Certain deemed distributions of participant loans2015-06-30$4,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$436,509
Value of total assets at end of year2015-06-30$986,684
Value of total assets at beginning of year2015-06-30$615,451
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$8,449
Total interest from all sources2015-06-30$177
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$12,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$12,122
Was this plan covered by a fidelity bond2015-06-30No
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$307,807
Participant contributions at end of year2015-06-30$25,700
Participant contributions at beginning of year2015-06-30$8,745
Participant contributions at end of year2015-06-30$11,778
Participant contributions at beginning of year2015-06-30$8,324
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$128,702
Administrative expenses (other) incurred2015-06-30$8,449
Total non interest bearing cash at end of year2015-06-30$24
Total non interest bearing cash at beginning of year2015-06-30$24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$371,233
Value of net assets at end of year (total assets less liabilities)2015-06-30$986,684
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$615,451
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$859,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$531,494
Value of interest in pooled separate accounts at end of year2015-06-30$90,045
Value of interest in pooled separate accounts at beginning of year2015-06-30$66,864
Interest on participant loans2015-06-30$177
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$6,030
Net investment gain/loss from pooled separate accounts2015-06-30$761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30Yes
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$71,171
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-06-30No
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2015-06-30271728945
2014 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$263,197
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$23,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$17,213
Expenses. Certain deemed distributions of participant loans2014-06-30$1,313
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$192,177
Value of total assets at end of year2014-06-30$615,451
Value of total assets at beginning of year2014-06-30$376,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$5,320
Total interest from all sources2014-06-30$86
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$8,003
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$8,003
Was this plan covered by a fidelity bond2014-06-30No
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$189,142
Participant contributions at end of year2014-06-30$8,714
Participant contributions at beginning of year2014-06-30$176
Participant contributions at end of year2014-06-30$8,324
Participant contributions at beginning of year2014-06-30$13,221
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$3,035
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-06-30$31
Administrative expenses (other) incurred2014-06-30$5,320
Total non interest bearing cash at end of year2014-06-30$24
Total non interest bearing cash at beginning of year2014-06-30$24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$239,351
Value of net assets at end of year (total assets less liabilities)2014-06-30$615,451
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$376,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$531,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$318,286
Value of interest in pooled separate accounts at end of year2014-06-30$66,864
Value of interest in pooled separate accounts at beginning of year2014-06-30$44,393
Interest on participant loans2014-06-30$86
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$62,326
Net investment gain/loss from pooled separate accounts2014-06-30$605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$17,213
Contract administrator fees2014-06-30$5,320
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30No
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30No
Opinion of an independent qualified public accountant for this plan2014-06-30Unqualified
Accountancy firm name2014-06-30MARKS PANETH & SHRON LLP
Accountancy firm EIN2014-06-30113518842
2013 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-06-30$224,186
Total of all expenses incurred2013-06-30$77,901
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$72,673
Expenses. Certain deemed distributions of participant loans2013-06-30$1,925
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$193,005
Value of total assets at end of year2013-06-30$376,100
Value of total assets at beginning of year2013-06-30$229,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$3,303
Total interest from all sources2013-06-30$59
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$5,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$5,029
Was this plan covered by a fidelity bond2013-06-30No
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$190,463
Participant contributions at end of year2013-06-30$176
Participant contributions at end of year2013-06-30$13,221
Participant contributions at beginning of year2013-06-30$5,953
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$2,542
Administrative expenses (other) incurred2013-06-30$3,303
Total non interest bearing cash at end of year2013-06-30$24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$146,285
Value of net assets at end of year (total assets less liabilities)2013-06-30$376,100
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$229,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$318,286
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$175,918
Value of interest in pooled separate accounts at end of year2013-06-30$44,393
Value of interest in pooled separate accounts at beginning of year2013-06-30$47,944
Interest on participant loans2013-06-30$59
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$25,395
Net investment gain/loss from pooled separate accounts2013-06-30$698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$72,673
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30No
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30No
Opinion of an independent qualified public accountant for this plan2013-06-30Unqualified
Accountancy firm name2013-06-30MARKS PANETH & SHRON LLP
Accountancy firm EIN2013-06-30113518842
2012 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-06-30$183,767
Total of all expenses incurred2012-06-30$20,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$18,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$179,983
Value of total assets at end of year2012-06-30$229,815
Value of total assets at beginning of year2012-06-30$66,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$1,488
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$1,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$1,941
Was this plan covered by a fidelity bond2012-06-30No
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$179,983
Participant contributions at end of year2012-06-30$5,953
Participant contributions at beginning of year2012-06-30$35,395
Administrative expenses (other) incurred2012-06-30$1,488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$163,465
Value of net assets at end of year (total assets less liabilities)2012-06-30$229,815
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$66,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$175,918
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$30,676
Value of interest in pooled separate accounts at end of year2012-06-30$47,944
Value of interest in pooled separate accounts at beginning of year2012-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$279
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$1,510
Net investment gain/loss from pooled separate accounts2012-06-30$333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$18,814
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30No
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30No
Opinion of an independent qualified public accountant for this plan2012-06-30Unqualified
Accountancy firm name2012-06-30MARKS PANETH & SHRON LLP
Accountancy firm EIN2012-06-30113518842
2011 : CONCEPTS SALARY DEFERRAL 403(B) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-06-30$66,364
Total of all expenses incurred2011-06-30$14
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$64,746
Value of total assets at end of year2011-06-30$66,350
Value of total assets at beginning of year2011-06-30$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$14
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$1
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$1
Was this plan covered by a fidelity bond2011-06-30No
If this is an individual account plan, was there a blackout period2011-06-30No
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$36,828
Participant contributions at end of year2011-06-30$35,395
Participant contributions at beginning of year2011-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$27,918
Administrative expenses (other) incurred2011-06-30$14
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$66,350
Value of net assets at end of year (total assets less liabilities)2011-06-30$66,350
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$30,676
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$279
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$1,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30No
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No

Form 5500 Responses for CONCEPTS SALARY DEFERRAL 403(B) PLAN

2021: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedYes
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedYes
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedYes
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedYes
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: CONCEPTS SALARY DEFERRAL 403(B) PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedYes
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2011-04-25Type of plan entitySingle employer plan
2011-04-25First time form 5500 has been submittedYes
2011-04-25This return/report is a short plan year return/report (less than 12 months)Yes
2011-04-25Plan funding arrangement – InsuranceYes
2011-04-25Plan funding arrangement – TrustYes
2011-04-25Plan benefit arrangement – InsuranceYes
2011-04-25Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62154
Policy instance 1
Insurance contract or identification numberMR 62154
Number of Individuals Covered448
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62154
Policy instance 1
Insurance contract or identification numberMR 62154
Number of Individuals Covered459
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62154
Policy instance 1
Insurance contract or identification numberMR 62154
Number of Individuals Covered448
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62154
Policy instance 1
Insurance contract or identification numberMR 62154
Number of Individuals Covered399
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62154
Policy instance 1
Insurance contract or identification numberMR 62154
Number of Individuals Covered362
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62154
Policy instance 1
Insurance contract or identification numberMR 62154
Number of Individuals Covered299
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069437
Policy instance 1
Insurance contract or identification numberTT069437
Number of Individuals Covered221
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069437
Policy instance 1
Insurance contract or identification numberTT069437
Number of Individuals Covered126
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069437
Policy instance 1
Insurance contract or identification numberTT069437
Number of Individuals Covered86
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069437
Policy instance 1
Insurance contract or identification numberTT069437
Number of Individuals Covered62
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069437
Policy instance 1
Insurance contract or identification numberTT069437
Number of Individuals Covered24
Insurance policy start date2011-04-25
Insurance policy end date2011-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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