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CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameCUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

CUMMINS-WAGNER COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:CUMMINS-WAGNER COMPANY, INC.
Employer identification number (EIN):520749021
NAIC Classification:423800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01JENNIFER KEYES
0012023-01-01
0012023-01-01DAVID PALMER
0012022-01-01
0012022-01-01DAVID PALMER
0012021-01-01
0012021-01-01DAVID PALMER
0012020-01-01
0012019-01-01
0012017-01-01DAVID PALMER
0012016-01-01DAVID PALMER
0012015-01-01DAVID PALMER
0012014-01-01DAVID PALMER
0012013-01-01STEVE SCRIBNER
0012012-01-01DOUG ARDINGER
0012011-01-01MARK D. SHAUGHNESS
0012010-01-01MARK D. SHAUGHNESS
0012009-01-01MARK D. SHAUGHNESS MARK D. SHAUGHNESS2010-10-12

Plan Statistics for CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2023: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01311
Total number of active participants reported on line 7a of the Form 55002023-01-01243
Number of retired or separated participants receiving benefits2023-01-011
Number of other retired or separated participants entitled to future benefits2023-01-0167
Total of all active and inactive participants2023-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-013
Total participants2023-01-01314
Number of participants with account balances2023-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0111
2022: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01289
Total number of active participants reported on line 7a of the Form 55002022-01-01231
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-0175
Total of all active and inactive participants2022-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01312
Number of participants with account balances2022-01-01308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0119
2021: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01273
Total number of active participants reported on line 7a of the Form 55002021-01-01233
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0154
Total of all active and inactive participants2021-01-01287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01289
Number of participants with account balances2021-01-01281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0118
2020: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01272
Total number of active participants reported on line 7a of the Form 55002020-01-01233
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0137
Total of all active and inactive participants2020-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01273
Number of participants with account balances2020-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01259
Total number of active participants reported on line 7a of the Form 55002019-01-01228
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0144
Total of all active and inactive participants2019-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01272
Number of participants with account balances2019-01-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2017: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01235
Total number of active participants reported on line 7a of the Form 55002017-01-01201
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0133
Total of all active and inactive participants2017-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01237
Number of participants with account balances2017-01-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0113
2016: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01224
Total number of active participants reported on line 7a of the Form 55002016-01-01203
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0131
Total of all active and inactive participants2016-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01235
Number of participants with account balances2016-01-01231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01215
Total number of active participants reported on line 7a of the Form 55002015-01-01204
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0119
Total of all active and inactive participants2015-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01224
Number of participants with account balances2015-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01197
Total number of active participants reported on line 7a of the Form 55002014-01-01194
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-01213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01215
Number of participants with account balances2014-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01199
Total number of active participants reported on line 7a of the Form 55002013-01-01180
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0115
Total of all active and inactive participants2013-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01197
Number of participants with account balances2013-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01196
Total number of active participants reported on line 7a of the Form 55002012-01-01184
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01199
Number of participants with account balances2012-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01174
Total number of active participants reported on line 7a of the Form 55002011-01-01180
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0118
Total of all active and inactive participants2011-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01198
Number of participants with account balances2011-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01176
Total number of active participants reported on line 7a of the Form 55002010-01-01162
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0112
Total of all active and inactive participants2010-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01174
Number of participants with account balances2010-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-015
2009: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01126
Total number of active participants reported on line 7a of the Form 55002009-01-01168
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-016
Total of all active and inactive participants2009-01-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01175
Number of participants with account balances2009-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2023 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$13,096,334
Total unrealized appreciation/depreciation of assets2023-12-31$13,096,334
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$17,163,183
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$9,373,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$9,373,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$3,900,000
Value of total assets at end of year2023-12-31$88,227,851
Value of total assets at beginning of year2023-12-31$80,438,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$664
Total interest from all sources2023-12-31$166,849
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$7,789,286
Value of net assets at end of year (total assets less liabilities)2023-12-31$88,227,851
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$80,438,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Income. Interest from US Government securities2023-12-31$96,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$2,906,098
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$3,247,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$3,247,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$70,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31Yes
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Assets. Invements in employer securities at end of year2023-12-31$81,421,753
Assets. Invements in employer securities at beginning of year2023-12-31$73,993,286
Contributions received in cash from employer2023-12-31$3,900,000
Employer contributions (assets) at end of year2023-12-31$3,900,000
Employer contributions (assets) at beginning of year2023-12-31$3,198,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$9,373,233
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31WEYRICH, CRONIN & SORRA, LLC
Accountancy firm EIN2023-12-31814643077
Unrealized appreciation/depreciation of other (non real estate) assets2023-01-01$13,096,334
Total unrealized appreciation/depreciation of assets2023-01-01$13,096,334
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$17,163,183
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$9,373,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$9,373,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$3,900,000
Value of total assets at end of year2023-01-01$88,227,851
Value of total assets at beginning of year2023-01-01$80,438,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$664
Total interest from all sources2023-01-01$166,849
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$1,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$7,789,286
Value of net assets at end of year (total assets less liabilities)2023-01-01$88,227,851
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$80,438,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Income. Interest from US Government securities2023-01-01$96,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$2,906,098
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$70,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01Yes
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Assets. Invements in employer securities at end of year2023-01-01$81,421,753
Assets. Invements in employer securities at beginning of year2023-01-01$73,993,286
Contributions received in cash from employer2023-01-01$3,900,000
Employer contributions (assets) at end of year2023-01-01$3,900,000
Employer contributions (assets) at beginning of year2023-01-01$3,198,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$9,373,233
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01WEYRICH, CRONIN & SORRA, LLC
Accountancy firm EIN2023-01-01814643077
2022 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$8,828,787
Total unrealized appreciation/depreciation of assets2022-12-31$8,828,787
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$12,024,101
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$7,030,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,030,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,198,195
Value of total assets at end of year2022-12-31$80,438,565
Value of total assets at beginning of year2022-12-31$75,444,870
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$220
Total interest from all sources2022-12-31$27,375
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$9,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$9,380
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Administrative expenses (other) incurred2022-12-31$220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$4,993,695
Value of net assets at end of year (total assets less liabilities)2022-12-31$80,438,565
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$75,444,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,298,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$3,247,084
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$61,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$61,873
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$27,375
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-39,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$73,993,286
Assets. Invements in employer securities at beginning of year2022-12-31$68,869,065
Contributions received in cash from employer2022-12-31$3,198,195
Employer contributions (assets) at end of year2022-12-31$3,198,195
Employer contributions (assets) at beginning of year2022-12-31$3,215,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,030,186
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WEYRICH, CRONIN & SORRA, LLC
Accountancy firm EIN2022-12-31814643077
Unrealized appreciation/depreciation of other (non real estate) assets2022-01-01$8,828,787
Total unrealized appreciation/depreciation of assets2022-01-01$8,828,787
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$12,024,101
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$7,030,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$7,030,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$3,198,195
Value of total assets at end of year2022-01-01$80,438,565
Value of total assets at beginning of year2022-01-01$75,444,870
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$220
Total interest from all sources2022-01-01$27,375
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$9,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$9,380
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$2,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Administrative expenses (other) incurred2022-01-01$220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$4,993,695
Value of net assets at end of year (total assets less liabilities)2022-01-01$80,438,565
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$75,444,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$3,298,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$3,247,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$27,375
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-39,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Assets. Invements in employer securities at end of year2022-01-01$73,993,286
Assets. Invements in employer securities at beginning of year2022-01-01$68,869,065
Contributions received in cash from employer2022-01-01$3,198,195
Employer contributions (assets) at end of year2022-01-01$3,198,195
Employer contributions (assets) at beginning of year2022-01-01$3,215,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$7,030,186
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01WEYRICH, CRONIN & SORRA, LLC
Accountancy firm EIN2022-01-01814643077
2021 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,119,053
Total unrealized appreciation/depreciation of assets2021-12-31$1,119,053
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,333,070
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$8,220,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$8,220,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,215,175
Value of total assets at end of year2021-12-31$75,444,870
Value of total assets at beginning of year2021-12-31$79,331,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$20
Total interest from all sources2021-12-31$92
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$16,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$16,733
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$4,601,480
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$2,128,672
Amount contributed by the employer to the plan for this plan year2021-12-31$2,128,672
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Administrative expenses (other) incurred2021-12-31$20
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-3,886,962
Value of net assets at end of year (total assets less liabilities)2021-12-31$75,444,870
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$79,331,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,298,757
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$61,873
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$3,741,526
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$3,741,526
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$92
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-17,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$68,869,065
Assets. Invements in employer securities at beginning of year2021-12-31$72,351,492
Contributions received in cash from employer2021-12-31$3,215,175
Employer contributions (assets) at end of year2021-12-31$3,215,175
Employer contributions (assets) at beginning of year2021-12-31$3,238,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$8,220,012
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WEYRICH, CRONIN & SORRA, LLC
Accountancy firm EIN2021-12-31814643077
2020 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$8,693,625
Total unrealized appreciation/depreciation of assets2020-12-31$8,693,625
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$11,937,990
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$11,711,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,711,948
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,238,814
Value of total assets at end of year2020-12-31$79,331,832
Value of total assets at beginning of year2020-12-31$79,105,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$20
Total interest from all sources2020-12-31$5,551
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$8,877,523
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$2,182,147
Amount contributed by the employer to the plan for this plan year2020-12-31$2,182,147
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Administrative expenses (other) incurred2020-12-31$20
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$226,022
Value of net assets at end of year (total assets less liabilities)2020-12-31$79,331,832
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$79,105,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$3,741,526
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,663,343
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,663,343
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$5,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$72,351,492
Assets. Invements in employer securities at beginning of year2020-12-31$72,535,390
Contributions received in cash from employer2020-12-31$3,238,814
Employer contributions (assets) at end of year2020-12-31$3,238,814
Employer contributions (assets) at beginning of year2020-12-31$4,907,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,711,948
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WEYRICH, CRONIN & SORRA, LLC
Accountancy firm EIN2020-12-31814643077
2019 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$7,997,690
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$7,997,690
Total unrealized appreciation/depreciation of assets2019-12-31$7,997,690
Total unrealized appreciation/depreciation of assets2019-12-31$7,997,690
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$12,929,269
Total income from all sources (including contributions)2019-12-31$12,929,269
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$7,897,747
Total of all expenses incurred2019-12-31$7,897,747
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,897,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,897,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,907,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,907,077
Value of total assets at end of year2019-12-31$79,105,810
Value of total assets at end of year2019-12-31$79,105,810
Value of total assets at beginning of year2019-12-31$74,074,288
Value of total assets at beginning of year2019-12-31$74,074,288
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$20
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$20
Total interest from all sources2019-12-31$24,502
Total interest from all sources2019-12-31$24,502
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$4,761,154
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$2,054,397
Amount contributed by the employer to the plan for this plan year2019-12-31$2,054,397
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Administrative expenses (other) incurred2019-12-31$20
Administrative expenses (other) incurred2019-12-31$20
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,031,522
Value of net income/loss2019-12-31$5,031,522
Value of net assets at end of year (total assets less liabilities)2019-12-31$79,105,810
Value of net assets at end of year (total assets less liabilities)2019-12-31$79,105,810
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$74,074,288
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$74,074,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,663,343
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,663,343
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$328,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$328,976
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$328,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$328,976
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$24,502
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$24,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$72,535,390
Assets. Invements in employer securities at end of year2019-12-31$72,535,390
Assets. Invements in employer securities at beginning of year2019-12-31$69,298,855
Assets. Invements in employer securities at beginning of year2019-12-31$69,298,855
Contributions received in cash from employer2019-12-31$4,907,077
Contributions received in cash from employer2019-12-31$4,907,077
Employer contributions (assets) at end of year2019-12-31$4,907,077
Employer contributions (assets) at end of year2019-12-31$4,907,077
Employer contributions (assets) at beginning of year2019-12-31$4,446,457
Employer contributions (assets) at beginning of year2019-12-31$4,446,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,897,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,897,727
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31WEYRICH, CRONIN & SORRA, LLC
Accountancy firm name2019-12-31WEYRICH, CRONIN & SORRA, LLC
Accountancy firm EIN2019-12-31814643077
Accountancy firm EIN2019-12-31814643077
2018 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$7,650,676
Total unrealized appreciation/depreciation of assets2018-12-31$7,650,676
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$12,105,776
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,337,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,337,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,446,457
Value of total assets at end of year2018-12-31$74,074,288
Value of total assets at beginning of year2018-12-31$66,305,794
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$20
Total interest from all sources2018-12-31$8,643
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$1,843,224
Amount contributed by the employer to the plan for this plan year2018-12-31$1,843,224
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Administrative expenses (other) incurred2018-12-31$20
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$7,768,494
Value of net assets at end of year (total assets less liabilities)2018-12-31$74,074,288
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$66,305,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$328,976
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$476,978
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$476,978
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$8,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$69,298,855
Assets. Invements in employer securities at beginning of year2018-12-31$61,648,179
Contributions received in cash from employer2018-12-31$4,446,457
Employer contributions (assets) at end of year2018-12-31$4,446,457
Employer contributions (assets) at beginning of year2018-12-31$4,180,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,337,262
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31WEYRICH, CRONIN & SORRA, LLC
Accountancy firm EIN2018-12-31814643077
2017 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$7,197,608
Total unrealized appreciation/depreciation of assets2017-12-31$7,197,608
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,378,573
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,860,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,860,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,180,637
Value of total assets at end of year2017-12-31$66,305,794
Value of total assets at beginning of year2017-12-31$59,787,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$40
Total interest from all sources2017-12-31$328
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$1,721,102
Amount contributed by the employer to the plan for this plan year2017-12-31$1,721,102
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,517,811
Value of net assets at end of year (total assets less liabilities)2017-12-31$66,305,794
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$59,787,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$476,978
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,471,852
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,471,852
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$61,648,179
Assets. Invements in employer securities at beginning of year2017-12-31$54,450,571
Contributions received in cash from employer2017-12-31$4,180,637
Employer contributions (assets) at end of year2017-12-31$4,180,637
Employer contributions (assets) at beginning of year2017-12-31$3,865,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,860,722
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31WEYRICH, CRONIN & SORRA, LLC
Accountancy firm EIN2017-12-31814643077
2016 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$5,395,630
Total unrealized appreciation/depreciation of assets2016-12-31$5,395,630
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$9,467,732
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,825,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,825,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,072,013
Value of total assets at end of year2016-12-31$59,787,983
Value of total assets at beginning of year2016-12-31$53,145,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$89
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$1,672,098
Amount contributed by the employer to the plan for this plan year2016-12-31$1,672,098
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,642,594
Value of net assets at end of year (total assets less liabilities)2016-12-31$59,787,983
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$53,145,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,471,852
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$133,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$133,291
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$89
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$54,450,571
Assets. Invements in employer securities at beginning of year2016-12-31$49,054,941
Contributions received in cash from employer2016-12-31$4,072,013
Employer contributions (assets) at end of year2016-12-31$3,865,560
Employer contributions (assets) at beginning of year2016-12-31$3,957,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,825,138
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31WEYRICH, CRONIN & SORRA, CHARTERED
Accountancy firm EIN2016-12-31521162023
2015 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$3,150,884
Total unrealized appreciation/depreciation of assets2015-12-31$3,150,884
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$7,113,342
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,695,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,695,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,957,157
Value of total assets at end of year2015-12-31$53,145,389
Value of total assets at beginning of year2015-12-31$51,727,845
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$75
Total interest from all sources2015-12-31$29
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$5,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,121
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$1,623,363
Amount contributed by the employer to the plan for this plan year2015-12-31$1,623,363
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$75
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,417,544
Value of net assets at end of year (total assets less liabilities)2015-12-31$53,145,389
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$51,727,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,102,413
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$133,291
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,275
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,275
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$29
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$49,054,941
Assets. Invements in employer securities at beginning of year2015-12-31$45,904,057
Contributions received in cash from employer2015-12-31$3,957,157
Employer contributions (assets) at end of year2015-12-31$3,957,157
Employer contributions (assets) at beginning of year2015-12-31$3,720,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,695,723
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31WEYRICH, CRONIN & SORRA, CHARTERED
Accountancy firm EIN2015-12-31521162023
2014 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$3,830,487
Total unrealized appreciation/depreciation of assets2014-12-31$3,830,487
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,544,746
Total loss/gain on sale of assets2014-12-31$-134
Total of all expenses incurred2014-12-31$2,452,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,452,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,720,100
Value of total assets at end of year2014-12-31$51,727,845
Value of total assets at beginning of year2014-12-31$46,635,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$140
Total interest from all sources2014-12-31$10
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$5,781
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$5,781
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$1,519,231
Amount contributed by the employer to the plan for this plan year2014-12-31$1,519,231
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$140
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$1,102,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,092,601
Value of net assets at end of year (total assets less liabilities)2014-12-31$51,727,845
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$46,635,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,102,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,275
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$10
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-11,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$45,904,057
Assets. Invements in employer securities at beginning of year2014-12-31$42,073,570
Contributions received in cash from employer2014-12-31$3,720,100
Employer contributions (assets) at end of year2014-12-31$3,720,100
Employer contributions (assets) at beginning of year2014-12-31$3,459,570
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,452,005
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$41,000
Aggregate carrying amount (costs) on sale of assets2014-12-31$41,134
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31WEYRICH, CRONIN & SORRA, CHARTERED
Accountancy firm EIN2014-12-31521162023
2013 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$3,686,328
Total unrealized appreciation/depreciation of assets2013-12-31$3,686,328
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,145,898
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,029,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,029,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,459,570
Value of total assets at end of year2013-12-31$46,635,244
Value of total assets at beginning of year2013-12-31$40,519,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$1,414,287
Amount contributed by the employer to the plan for this plan year2013-12-31$1,414,287
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Total non interest bearing cash at end of year2013-12-31$1,102,104
Total non interest bearing cash at beginning of year2013-12-31$639,984
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,116,086
Value of net assets at end of year (total assets less liabilities)2013-12-31$46,635,244
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$40,519,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$42,073,570
Assets. Invements in employer securities at beginning of year2013-12-31$36,448,682
Contributions received in cash from employer2013-12-31$3,459,570
Employer contributions (assets) at end of year2013-12-31$3,459,570
Employer contributions (assets) at beginning of year2013-12-31$3,430,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,029,812
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31WEYRICH, CRONIN & SORRA, CHARTERED
Accountancy firm EIN2013-12-31521162023
2012 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,476,328
Total unrealized appreciation/depreciation of assets2012-12-31$1,476,328
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,906,820
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,056,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,056,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,430,492
Value of total assets at end of year2012-12-31$40,519,158
Value of total assets at beginning of year2012-12-31$36,668,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$1,402,450
Amount contributed by the employer to the plan for this plan year2012-12-31$1,402,450
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Total non interest bearing cash at end of year2012-12-31$639,984
Total non interest bearing cash at beginning of year2012-12-31$317,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$1,938,560
Value of net income/loss2012-12-31$3,850,700
Value of net assets at end of year (total assets less liabilities)2012-12-31$40,519,158
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$36,668,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$36,448,682
Assets. Invements in employer securities at beginning of year2012-12-31$33,076,544
Contributions received in cash from employer2012-12-31$1,491,932
Employer contributions (assets) at end of year2012-12-31$3,430,492
Employer contributions (assets) at beginning of year2012-12-31$3,274,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,056,120
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31WEYRICH, CRONIN & SORRA, CHARTERED
Accountancy firm EIN2012-12-31521162023
2011 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$2,616,903
Total unrealized appreciation/depreciation of assets2011-12-31$2,616,903
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$5,891,708
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,644,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,644,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,274,805
Value of total assets at end of year2011-12-31$36,668,458
Value of total assets at beginning of year2011-12-31$32,421,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$1,336,209
Amount contributed by the employer to the plan for this plan year2011-12-31$1,336,209
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Total non interest bearing cash at end of year2011-12-31$317,109
Total non interest bearing cash at beginning of year2011-12-31$962,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$1,895,810
Value of net income/loss2011-12-31$4,247,226
Value of net assets at end of year (total assets less liabilities)2011-12-31$36,668,458
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$32,421,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$33,076,544
Assets. Invements in employer securities at beginning of year2011-12-31$28,351,480
Contributions received in cash from employer2011-12-31$1,378,995
Employer contributions (assets) at end of year2011-12-31$3,274,805
Employer contributions (assets) at beginning of year2011-12-31$3,106,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,644,482
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MICHAEL D. SISK & CO., PC
Accountancy firm EIN2011-12-31521857374
2010 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$447,564
Total unrealized appreciation/depreciation of assets2010-12-31$447,564
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,564,737
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,061,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,061,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,106,893
Value of total assets at end of year2010-12-31$32,421,232
Value of total assets at beginning of year2010-12-31$29,918,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$10,280
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$1,203,808
Amount contributed by the employer to the plan for this plan year2010-12-31$1,203,808
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Total non interest bearing cash at end of year2010-12-31$962,859
Total non interest bearing cash at beginning of year2010-12-31$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$2,108,160
Value of net income/loss2010-12-31$2,503,102
Value of net assets at end of year (total assets less liabilities)2010-12-31$32,421,232
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$29,918,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$10,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$28,351,480
Assets. Invements in employer securities at beginning of year2010-12-31$27,903,916
Contributions received in cash from employer2010-12-31$998,733
Employer contributions (assets) at end of year2010-12-31$3,106,893
Employer contributions (assets) at beginning of year2010-12-31$2,013,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,061,635
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MICHAEL D. SISK & CO., PC
Accountancy firm EIN2010-12-31521857374
2009 : CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$1,200,689
Amount contributed by the employer to the plan for this plan year2009-12-31$1,200,689

Form 5500 Responses for CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

2023: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2017: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CUMMINS-WAGNER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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