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APWU EMPLOYEES' RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameAPWU EMPLOYEES' RETIREMENT SAVINGS PLAN
Plan identification number 003

APWU EMPLOYEES' RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AMERICAN POSTAL WORKERS UNION AFL-CIO has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN POSTAL WORKERS UNION AFL-CIO
Employer identification number (EIN):520913725
NAIC Classification:561430

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APWU EMPLOYEES' RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01ELIZABETH I. CONOLLY2023-06-29 ELIZABETH POWELL2023-06-29
0032021-01-01ELIZABETH I. CONOLLY2022-04-22 ELIZABETH POWELL2022-04-22
0032021-01-01ELIZABETH I. CONOLLY2022-04-22 ELIZABETH POWELL2022-04-22
0032020-01-01
0032020-01-01ELIZABETH I. CONOLLY2021-06-24 ELIZABETH POWELL2021-06-24
0032019-01-01
0032018-01-01
0032017-01-01
0032016-01-01
0032015-01-01
0032014-01-01
0032013-01-01
0032012-01-01ELIZABETH I. CONOLLY2013-07-31
0032011-01-01ELIZABETH I. CONOLLY2012-10-08
0032010-01-01ELIZABETH I. CONOLLY2011-10-14
0032009-01-01ELIZABETH I. CONOLLY

Plan Statistics for APWU EMPLOYEES' RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for APWU EMPLOYEES' RETIREMENT SAVINGS PLAN

Measure Date Value
2009: APWU EMPLOYEES' RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0196
Total number of active participants reported on line 7a of the Form 55002009-01-0172
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-0190
Total participants2009-01-0190
Number of participants with account balances2009-01-0180

Financial Data on APWU EMPLOYEES' RETIREMENT SAVINGS PLAN

Measure Date Value
2007 : APWU EMPLOYEES' RETIREMENT SAVINGS PLAN 2007 401k financial data
Unrealized appreciation/depreciation of real estate assets2007-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2007-12-31$0
Total unrealized appreciation/depreciation of assets2007-12-31$0
Total transfer of assets to this plan2007-12-31$0
Total transfer of assets from this plan2007-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2007-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2007-12-31$0
Expenses. Interest paid2007-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022007-12-31$0
Total income from all sources (including contributions)2007-12-31$614,617
Total loss/gain on sale of assets2007-12-31$0
Total of all expenses incurred2007-12-31$196,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2007-12-31$196,169
Expenses. Certain deemed distributions of participant loans2007-12-31$0
Value of total corrective distributions2007-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2007-12-31$381,065
Value of total assets at end of year2007-12-31$4,347,120
Value of total assets at beginning of year2007-12-31$3,928,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2007-12-31$1
Total income from rents2007-12-31$0
Total interest from all sources2007-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2007-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2007-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2007-12-31$0
Assets. Real estate other than employer real property at end of year2007-12-31$0
Assets. Real estate other than employer real property at beginning of year2007-12-31$0
Administrative expenses professional fees incurred2007-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2007-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2007-12-31$0
Was this plan covered by a fidelity bond2007-12-31Yes
Value of fidelity bond cover2007-12-31$2,000,000
Were there any nonexempt tranactions with any party-in-interest2007-12-31No
Contributions received from participants2007-12-31$208,685
Participant contributions at end of year2007-12-31$0
Participant contributions at beginning of year2007-12-31$0
Participant contributions at end of year2007-12-31$0
Participant contributions at beginning of year2007-12-31$0
Assets. Other investments not covered elsewhere at end of year2007-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2007-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2007-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2007-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2007-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2007-12-31$0
Assets. Loans (other than to participants) at end of year2007-12-31$0
Assets. Loans (other than to participants) at beginning of year2007-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2007-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2007-12-31$0
Other income not declared elsewhere2007-12-31$0
Administrative expenses (other) incurred2007-12-31$1
Liabilities. Value of operating payables at end of year2007-12-31$0
Liabilities. Value of operating payables at beginning of year2007-12-31$0
Total non interest bearing cash at end of year2007-12-31$0
Total non interest bearing cash at beginning of year2007-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2007-12-31No
Income. Non cash contributions2007-12-31$0
Value of net income/loss2007-12-31$418,447
Value of net assets at end of year (total assets less liabilities)2007-12-31$4,347,120
Value of net assets at beginning of year (total assets less liabilities)2007-12-31$3,928,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2007-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2007-12-31No
Were any leases to which the plan was party in default or uncollectible2007-12-31No
Assets. partnership/joint venture interests at end of year2007-12-31$0
Assets. partnership/joint venture interests at beginning of year2007-12-31$0
Investment advisory and management fees2007-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2007-12-31$2,554,828
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2007-12-31$2,273,048
Value of interest in pooled separate accounts at end of year2007-12-31$0
Value of interest in pooled separate accounts at beginning of year2007-12-31$0
Interest on participant loans2007-12-31$0
Income. Interest from loans (other than to participants)2007-12-31$0
Interest earned on other investments2007-12-31$0
Income. Interest from US Government securities2007-12-31$0
Income. Interest from corporate debt instruments2007-12-31$0
Value of interest in master investment trust accounts at end of year2007-12-31$0
Value of interest in master investment trust accounts at beginning of year2007-12-31$0
Value of interest in common/collective trusts at end of year2007-12-31$1,792,292
Value of interest in common/collective trusts at beginning of year2007-12-31$1,655,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2007-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2007-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2007-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2007-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2007-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2007-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2007-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2007-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2007-12-31$0
Asset value of US Government securities at end of year2007-12-31$0
Asset value of US Government securities at beginning of year2007-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2007-12-31$164,820
Net investment gain/loss from pooled separate accounts2007-12-31$0
Net investment gain or loss from common/collective trusts2007-12-31$68,732
Net gain/loss from 103.12 investment entities2007-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2007-12-31No
Was there a failure to transmit to the plan any participant contributions2007-12-31No
Assets. Invements in employer securities at end of year2007-12-31$0
Assets. Invements in employer securities at beginning of year2007-12-31$0
Assets. Value of employer real property at end of year2007-12-31$0
Assets. Value of employer real property at beginning of year2007-12-31$0
Contributions received in cash from employer2007-12-31$172,380
Employer contributions (assets) at end of year2007-12-31$0
Employer contributions (assets) at beginning of year2007-12-31$0
Income. Dividends from preferred stock2007-12-31$0
Income. Dividends from common stock2007-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2007-12-31$196,169
Asset. Corporate debt instrument preferred debt at end of year2007-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2007-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2007-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2007-12-31$0
Contract administrator fees2007-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2007-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2007-12-31$0
Liabilities. Value of benefit claims payable at end of year2007-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2007-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2007-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2007-12-31$0
Did the plan have assets held for investment2007-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2007-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2007-12-31No
Aggregate proceeds on sale of assets2007-12-31$0
Aggregate carrying amount (costs) on sale of assets2007-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2007-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2007-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2007-12-31Yes
Opinion of an independent qualified public accountant for this plan2007-12-31Disclaimer
Accountancy firm name2007-12-31CALIBRE CPA GROUP
Accountancy firm EIN2007-12-31470900880

Form 5500 Responses for APWU EMPLOYEES' RETIREMENT SAVINGS PLAN

2009: APWU EMPLOYEES' RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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