O.T. NEIGHOFF & SONS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan O.T. NEIGHOFF & SONS 401(K) PLAN
401k plan membership statisitcs for O.T. NEIGHOFF & SONS 401(K) PLAN
| Measure | Date | Value |
|---|
| 2014: O.T. NEIGHOFF & SONS 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-10-01 | 57 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-10-01 | 40 |
| Number of retired or separated participants receiving benefits | 2014-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-10-01 | 16 |
| Total of all active and inactive participants | 2014-10-01 | 56 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-10-01 | 1 |
| Total participants | 2014-10-01 | 57 |
| Number of participants with account balances | 2014-10-01 | 49 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-10-01 | 9 |
| 2013: O.T. NEIGHOFF & SONS 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-10-01 | 60 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 50 |
| Number of retired or separated participants receiving benefits | 2013-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-10-01 | 13 |
| Total of all active and inactive participants | 2013-10-01 | 63 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-10-01 | 0 |
| Total participants | 2013-10-01 | 63 |
| Number of participants with account balances | 2013-10-01 | 50 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-10-01 | 1 |
| 2012: O.T. NEIGHOFF & SONS 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-10-01 | 54 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 55 |
| Number of retired or separated participants receiving benefits | 2012-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 12 |
| Total of all active and inactive participants | 2012-10-01 | 67 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-10-01 | 0 |
| Total participants | 2012-10-01 | 67 |
| Number of participants with account balances | 2012-10-01 | 55 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-10-01 | 9 |
| 2011: O.T. NEIGHOFF & SONS 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-10-01 | 60 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 55 |
| Number of retired or separated participants receiving benefits | 2011-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 11 |
| Total of all active and inactive participants | 2011-10-01 | 66 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-10-01 | 0 |
| Total participants | 2011-10-01 | 66 |
| Number of participants with account balances | 2011-10-01 | 55 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-10-01 | 17 |
| 2009: O.T. NEIGHOFF & SONS 401(K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-10-01 | 62 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-10-01 | 43 |
| Number of retired or separated participants receiving benefits | 2009-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-10-01 | 13 |
| Total of all active and inactive participants | 2009-10-01 | 56 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-10-01 | 0 |
| Total participants | 2009-10-01 | 56 |
| Number of participants with account balances | 2009-10-01 | 53 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-10-01 | 1 |
| Measure | Date | Value |
|---|
| 2015 : O.T. NEIGHOFF & SONS 401(K) PLAN 2015 401k financial data |
|---|
| Transfers to/from the plan | 2015-09-30 | $0 |
| Total income from all sources | 2015-09-30 | $89,718 |
| Expenses. Total of all expenses incurred | 2015-09-30 | $80,956 |
| Benefits paid (including direct rollovers) | 2015-09-30 | $79,906 |
| Total plan assets at end of year | 2015-09-30 | $2,066,930 |
| Total plan assets at beginning of year | 2015-09-30 | $2,058,168 |
| Value of fidelity bond covering the plan | 2015-09-30 | $213,708 |
| Total contributions received or receivable from participants | 2015-09-30 | $115,248 |
| Expenses. Other expenses not covered elsewhere | 2015-09-30 | $1,050 |
| Contributions received from other sources (not participants or employers) | 2015-09-30 | $0 |
| Other income received | 2015-09-30 | $-58,466 |
| Net income (gross income less expenses) | 2015-09-30 | $8,762 |
| Net plan assets at end of year (total assets less liabilities) | 2015-09-30 | $2,066,930 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-09-30 | $2,058,168 |
| Assets. Value of participant loans | 2015-09-30 | $0 |
| Total contributions received or receivable from employer(s) | 2015-09-30 | $32,936 |
| Value of certain deemed distributions of participant loans | 2015-09-30 | $0 |
| Value of corrective distributions | 2015-09-30 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
| 2014 : O.T. NEIGHOFF & SONS 401(K) PLAN 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-09-30 | $1,028 |
| Total income from all sources | 2014-09-30 | $344,119 |
| Expenses. Total of all expenses incurred | 2014-09-30 | $134,509 |
| Benefits paid (including direct rollovers) | 2014-09-30 | $134,134 |
| Total plan assets at end of year | 2014-09-30 | $2,058,168 |
| Total plan assets at beginning of year | 2014-09-30 | $1,847,530 |
| Value of fidelity bond covering the plan | 2014-09-30 | $213,708 |
| Total contributions received or receivable from participants | 2014-09-30 | $120,194 |
| Expenses. Other expenses not covered elsewhere | 2014-09-30 | $375 |
| Contributions received from other sources (not participants or employers) | 2014-09-30 | $0 |
| Other income received | 2014-09-30 | $184,102 |
| Net income (gross income less expenses) | 2014-09-30 | $209,610 |
| Net plan assets at end of year (total assets less liabilities) | 2014-09-30 | $2,058,168 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-09-30 | $1,847,530 |
| Assets. Value of participant loans | 2014-09-30 | $0 |
| Total contributions received or receivable from employer(s) | 2014-09-30 | $39,823 |
| Value of certain deemed distributions of participant loans | 2014-09-30 | $0 |
| Value of corrective distributions | 2014-09-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2014-09-30 | $0 |
| Minimum employer required contribution for this plan year | 2014-09-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2014-09-30 | $0 |
| 2013 : O.T. NEIGHOFF & SONS 401(K) PLAN 2013 401k financial data |
|---|
| Transfers to/from the plan | 2013-09-30 | $0 |
| Total income from all sources | 2013-09-30 | $335,177 |
| Expenses. Total of all expenses incurred | 2013-09-30 | $91,751 |
| Benefits paid (including direct rollovers) | 2013-09-30 | $91,651 |
| Total plan assets at end of year | 2013-09-30 | $1,847,530 |
| Total plan assets at beginning of year | 2013-09-30 | $1,604,104 |
| Value of fidelity bond covering the plan | 2013-09-30 | $150,000 |
| Total contributions received or receivable from participants | 2013-09-30 | $108,590 |
| Expenses. Other expenses not covered elsewhere | 2013-09-30 | $100 |
| Contributions received from other sources (not participants or employers) | 2013-09-30 | $0 |
| Other income received | 2013-09-30 | $195,799 |
| Net income (gross income less expenses) | 2013-09-30 | $243,426 |
| Net plan assets at end of year (total assets less liabilities) | 2013-09-30 | $1,847,530 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-09-30 | $1,604,104 |
| Assets. Value of participant loans | 2013-09-30 | $0 |
| Total contributions received or receivable from employer(s) | 2013-09-30 | $30,788 |
| Value of certain deemed distributions of participant loans | 2013-09-30 | $0 |
| Value of corrective distributions | 2013-09-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2013-09-30 | $0 |
| Minimum employer required contribution for this plan year | 2013-09-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2013-09-30 | $0 |
| 2012 : O.T. NEIGHOFF & SONS 401(K) PLAN 2012 401k financial data |
|---|
| Transfers to/from the plan | 2012-09-30 | $0 |
| Total income from all sources | 2012-09-30 | $355,529 |
| Expenses. Total of all expenses incurred | 2012-09-30 | $2,398 |
| Benefits paid (including direct rollovers) | 2012-09-30 | $2,398 |
| Total plan assets at end of year | 2012-09-30 | $1,604,104 |
| Total plan assets at beginning of year | 2012-09-30 | $1,250,973 |
| Value of fidelity bond covering the plan | 2012-09-30 | $150,000 |
| Total contributions received or receivable from participants | 2012-09-30 | $84,395 |
| Expenses. Other expenses not covered elsewhere | 2012-09-30 | $0 |
| Contributions received from other sources (not participants or employers) | 2012-09-30 | $0 |
| Other income received | 2012-09-30 | $271,134 |
| Net income (gross income less expenses) | 2012-09-30 | $353,131 |
| Net plan assets at end of year (total assets less liabilities) | 2012-09-30 | $1,604,104 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-09-30 | $1,250,973 |
| Assets. Value of participant loans | 2012-09-30 | $0 |
| Total contributions received or receivable from employer(s) | 2012-09-30 | $0 |
| Value of certain deemed distributions of participant loans | 2012-09-30 | $0 |
| Value of corrective distributions | 2012-09-30 | $0 |
| 2011 : O.T. NEIGHOFF & SONS 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-09-30 | $45,014 |
| Expenses. Total of all expenses incurred | 2011-09-30 | $39,845 |
| Benefits paid (including direct rollovers) | 2011-09-30 | $36,745 |
| Total plan assets at end of year | 2011-09-30 | $1,250,973 |
| Total plan assets at beginning of year | 2011-09-30 | $1,245,804 |
| Value of fidelity bond covering the plan | 2011-09-30 | $150,000 |
| Total contributions received or receivable from participants | 2011-09-30 | $81,547 |
| Other income received | 2011-09-30 | $-64,731 |
| Net income (gross income less expenses) | 2011-09-30 | $5,169 |
| Net plan assets at end of year (total assets less liabilities) | 2011-09-30 | $1,250,973 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-09-30 | $1,245,804 |
| Total contributions received or receivable from employer(s) | 2011-09-30 | $28,198 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-09-30 | $3,100 |
| 2014: O.T. NEIGHOFF & SONS 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-10-01 | Type of plan entity | Single employer plan |
| 2014-10-01 | Submission has been amended | No |
| 2014-10-01 | This submission is the final filing | No |
| 2014-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-10-01 | Plan is a collectively bargained plan | No |
| 2014-10-01 | Plan funding arrangement – Insurance | Yes |
| 2014-10-01 | Plan funding arrangement – Trust | Yes |
| 2014-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: O.T. NEIGHOFF & SONS 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-10-01 | Type of plan entity | Single employer plan |
| 2013-10-01 | Submission has been amended | No |
| 2013-10-01 | This submission is the final filing | No |
| 2013-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-10-01 | Plan is a collectively bargained plan | No |
| 2013-10-01 | Plan funding arrangement – Insurance | Yes |
| 2013-10-01 | Plan funding arrangement – Trust | Yes |
| 2013-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: O.T. NEIGHOFF & SONS 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-10-01 | Type of plan entity | Single employer plan |
| 2012-10-01 | Submission has been amended | No |
| 2012-10-01 | This submission is the final filing | No |
| 2012-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-10-01 | Plan is a collectively bargained plan | No |
| 2012-10-01 | Plan funding arrangement – Insurance | Yes |
| 2012-10-01 | Plan funding arrangement – Trust | Yes |
| 2012-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: O.T. NEIGHOFF & SONS 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-10-01 | Type of plan entity | Single employer plan |
| 2011-10-01 | Submission has been amended | No |
| 2011-10-01 | This submission is the final filing | No |
| 2011-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-10-01 | Plan is a collectively bargained plan | No |
| 2011-10-01 | Plan funding arrangement – Insurance | Yes |
| 2011-10-01 | Plan funding arrangement – Trust | Yes |
| 2011-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2009: O.T. NEIGHOFF & SONS 401(K) PLAN 2009 form 5500 responses |
|---|
| 2009-10-01 | Type of plan entity | Single employer plan |
| 2009-10-01 | Submission has been amended | No |
| 2009-10-01 | This submission is the final filing | No |
| 2009-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-10-01 | Plan is a collectively bargained plan | No |
| 2009-10-01 | Plan funding arrangement – Trust | Yes |
| 2009-10-01 | Plan benefit arrangement - Trust | Yes |
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-830218 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-830218 | | Number of Individuals Covered | 49 | | Insurance policy start date | 2014-10-01 | | Insurance policy end date | 2015-09-30 | | Total amount of commissions paid to insurance broker | USD $5,432 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,432 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY INS SERVICES INC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-830218 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-830218 | | Number of Individuals Covered | 50 | | Insurance policy start date | 2013-10-01 | | Insurance policy end date | 2014-09-30 | | Total amount of commissions paid to insurance broker | USD $4,906 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $4,906 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY INS SERVICES INC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-830218 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-830218 | | Number of Individuals Covered | 55 | | Insurance policy start date | 2012-10-01 | | Insurance policy end date | 2013-09-30 | | Total amount of commissions paid to insurance broker | USD $2,093 | | Total amount of fees paid to insurance company | USD $25 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,093 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 25 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MORGANSTANLEY SMITHBARNEY LLC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-830218 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-830218 | | Number of Individuals Covered | 55 | | Insurance policy start date | 2011-10-01 | | Insurance policy end date | 2012-09-30 | | Total amount of commissions paid to insurance broker | USD $15,787 | | Total amount of fees paid to insurance company | USD $16 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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