401k Plan data: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN plan

APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

APEX OPTICAL COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: APEX OPTICAL COMPANY, INC.

Employer identification number (EIN): 521091718

NAIC Classification: 621320
NAIC Description: Offices of Optometrists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-05-01 MIKE E PELIVANIS 2024-08-30
001 2020-05-01 MIKE PELIVANIS 2022-02-15 MIKE PELIVANIS 2022-02-15
001 2020-05-01 MIKE PELIVANIS 2022-02-14 MIKE PELIVANIS 2022-02-14
001 2020-05-01 MIKE PELIVANIS 2022-02-15 MIKE PELIVANIS 2022-02-15
001 2019-05-01 MIKE PELIVANIS 2021-02-16 MIKE EFTIM PELIVANIS 2021-02-16
001 2017-05-01 MIKE PELIVANIS 2019-06-05
001 2016-05-01 MIKE PELIVANIS 2017-08-16
001 2015-05-01 MIKE PELIVANIS 2017-01-31
001 2014-05-01 MIKE PELIVANIS 2016-04-27 MIKE PELIVANIS 2016-04-27
001 2013-05-01 MIKE PELIVANIS
001 2012-05-01 MIKE PELIVANIS
001 2011-05-01 MIKE PELIVANIS
001 2010-05-01 MIKE PELIVANIS
001 2009-05-01 MICHAEL PELIVANIS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-05-01	MIKE E PELIVANIS	2024-08-30
001	2020-05-01	MIKE PELIVANIS	2022-02-15	MIKE PELIVANIS	2022-02-15
001	2020-05-01	MIKE PELIVANIS	2022-02-14	MIKE PELIVANIS	2022-02-14
001	2020-05-01	MIKE PELIVANIS	2022-02-15	MIKE PELIVANIS	2022-02-15
001	2019-05-01	MIKE PELIVANIS	2021-02-16	MIKE EFTIM PELIVANIS	2021-02-16
001	2017-05-01	MIKE PELIVANIS	2019-06-05
001	2016-05-01	MIKE PELIVANIS	2017-08-16
001	2015-05-01	MIKE PELIVANIS	2017-01-31
001	2014-05-01	MIKE PELIVANIS	2016-04-27	MIKE PELIVANIS	2016-04-27
001	2013-05-01	MIKE PELIVANIS
001	2012-05-01	MIKE PELIVANIS
001	2011-05-01	MIKE PELIVANIS
001	2010-05-01	MIKE PELIVANIS
001	2009-05-01	MICHAEL PELIVANIS

Plan Statistics for APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2013: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-05-01 22
Total number of active participants reported on line 7a of the Form 5500 2013-05-01 20
Number of retired or separated participants receiving benefits 2013-05-01 0
Number of other retired or separated participants entitled to future benefits 2013-05-01 1
Total of all active and inactive participants 2013-05-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-05-01 1
Total participants 2013-05-01 22
Number of participants with account balances 2013-05-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-05-01 0
2012: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-05-01 25
Total number of active participants reported on line 7a of the Form 5500 2012-05-01 19
Number of retired or separated participants receiving benefits 2012-05-01 0
Number of other retired or separated participants entitled to future benefits 2012-05-01 3
Total of all active and inactive participants 2012-05-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-05-01 0
Total participants 2012-05-01 22
Number of participants with account balances 2012-05-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-05-01 0
2011: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-05-01 24
Total number of active participants reported on line 7a of the Form 5500 2011-05-01 22
Number of retired or separated participants receiving benefits 2011-05-01 0
Number of other retired or separated participants entitled to future benefits 2011-05-01 2
Total of all active and inactive participants 2011-05-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-05-01 1
Total participants 2011-05-01 25
Number of participants with account balances 2011-05-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-05-01 0
2010: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-05-01 22
Total number of active participants reported on line 7a of the Form 5500 2010-05-01 20
Number of retired or separated participants receiving benefits 2010-05-01 0
Number of other retired or separated participants entitled to future benefits 2010-05-01 4
Total of all active and inactive participants 2010-05-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-05-01 0
Total participants 2010-05-01 24
Number of participants with account balances 2010-05-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-05-01 0
2009: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-05-01 21
Total number of active participants reported on line 7a of the Form 5500 2009-05-01 21
Number of retired or separated participants receiving benefits 2009-05-01 0
Number of other retired or separated participants entitled to future benefits 2009-05-01 1
Total of all active and inactive participants 2009-05-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-05-01 0
Total participants 2009-05-01 22
Number of participants with account balances 2009-05-01 16

Measure	Date	Value
2013: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-05-01	22
Total number of active participants reported on line 7a of the Form 5500	2013-05-01	20
Number of retired or separated participants receiving benefits	2013-05-01	0
Number of other retired or separated participants entitled to future benefits	2013-05-01	1
Total of all active and inactive participants	2013-05-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-05-01	1
Total participants	2013-05-01	22
Number of participants with account balances	2013-05-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-05-01	0
2012: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-05-01	25
Total number of active participants reported on line 7a of the Form 5500	2012-05-01	19
Number of retired or separated participants receiving benefits	2012-05-01	0
Number of other retired or separated participants entitled to future benefits	2012-05-01	3
Total of all active and inactive participants	2012-05-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-05-01	0
Total participants	2012-05-01	22
Number of participants with account balances	2012-05-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-05-01	0
2011: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-05-01	24
Total number of active participants reported on line 7a of the Form 5500	2011-05-01	22
Number of retired or separated participants receiving benefits	2011-05-01	0
Number of other retired or separated participants entitled to future benefits	2011-05-01	2
Total of all active and inactive participants	2011-05-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-05-01	1
Total participants	2011-05-01	25
Number of participants with account balances	2011-05-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-05-01	0
2010: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-05-01	22
Total number of active participants reported on line 7a of the Form 5500	2010-05-01	20
Number of retired or separated participants receiving benefits	2010-05-01	0
Number of other retired or separated participants entitled to future benefits	2010-05-01	4
Total of all active and inactive participants	2010-05-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-05-01	0
Total participants	2010-05-01	24
Number of participants with account balances	2010-05-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-05-01	0
2009: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-05-01	21
Total number of active participants reported on line 7a of the Form 5500	2009-05-01	21
Number of retired or separated participants receiving benefits	2009-05-01	0
Number of other retired or separated participants entitled to future benefits	2009-05-01	1
Total of all active and inactive participants	2009-05-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-05-01	0
Total participants	2009-05-01	22
Number of participants with account balances	2009-05-01	16

Financial Data on APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-04-30	$229,115
Expenses. Total of all expenses incurred	2014-04-30	$14,663
Benefits paid (including direct rollovers)	2014-04-30	$14,326
Total plan assets at end of year	2014-04-30	$2,032,553
Total plan assets at beginning of year	2014-04-30	$1,818,101
Value of fidelity bond covering the plan	2014-04-30	$130,000
Total contributions received or receivable from participants	2014-04-30	$25,719
Other income received	2014-04-30	$52,692
Net income (gross income less expenses)	2014-04-30	$214,452
Net plan assets at end of year (total assets less liabilities)	2014-04-30	$2,032,553
Net plan assets at beginning of year (total assets less liabilities)	2014-04-30	$1,818,101
Total contributions received or receivable from employer(s)	2014-04-30	$150,704
Expenses. Administrative service providers (salaries,fees and commissions)	2014-04-30	$337
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-04-30	$0
2013 : APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-04-30	$207,157
Expenses. Total of all expenses incurred	2013-04-30	$10,113
Benefits paid (including direct rollovers)	2013-04-30	$5,741
Total plan assets at end of year	2013-04-30	$1,818,101
Total plan assets at beginning of year	2013-04-30	$1,621,057
Value of fidelity bond covering the plan	2013-04-30	$130,000
Total contributions received or receivable from participants	2013-04-30	$25,531
Other income received	2013-04-30	$40,222
Net income (gross income less expenses)	2013-04-30	$197,044
Net plan assets at end of year (total assets less liabilities)	2013-04-30	$1,818,101
Net plan assets at beginning of year (total assets less liabilities)	2013-04-30	$1,621,057
Total contributions received or receivable from employer(s)	2013-04-30	$141,404
Expenses. Administrative service providers (salaries,fees and commissions)	2013-04-30	$4,372
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-04-30	$0
2012 : APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-04-30	$134,282
Expenses. Total of all expenses incurred	2012-04-30	$58,384
Benefits paid (including direct rollovers)	2012-04-30	$45,649
Total plan assets at end of year	2012-04-30	$1,621,057
Total plan assets at beginning of year	2012-04-30	$1,545,159
Value of fidelity bond covering the plan	2012-04-30	$130,000
Total contributions received or receivable from participants	2012-04-30	$19,898
Other income received	2012-04-30	$-29,636
Net income (gross income less expenses)	2012-04-30	$75,898
Net plan assets at end of year (total assets less liabilities)	2012-04-30	$1,621,057
Net plan assets at beginning of year (total assets less liabilities)	2012-04-30	$1,545,159
Total contributions received or receivable from employer(s)	2012-04-30	$144,020
Expenses. Administrative service providers (salaries,fees and commissions)	2012-04-30	$12,735
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-04-30	$0
2011 : APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-04-30	$311,614
Expenses. Total of all expenses incurred	2011-04-30	$2,696
Total plan assets at end of year	2011-04-30	$1,545,159
Total plan assets at beginning of year	2011-04-30	$1,236,241
Value of fidelity bond covering the plan	2011-04-30	$130,000
Total contributions received or receivable from participants	2011-04-30	$11,768
Other income received	2011-04-30	$151,812
Net income (gross income less expenses)	2011-04-30	$308,918
Net plan assets at end of year (total assets less liabilities)	2011-04-30	$1,545,159
Net plan assets at beginning of year (total assets less liabilities)	2011-04-30	$1,236,241
Total contributions received or receivable from employer(s)	2011-04-30	$148,034
Expenses. Administrative service providers (salaries,fees and commissions)	2011-04-30	$2,696
2010 : APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-04-30	$0

Form 5500 Responses for APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN

2013: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-05-01	Type of plan entity	Single employer plan
2013-05-01	Submission has been amended	No
2013-05-01	This submission is the final filing	No
2013-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-05-01	Plan is a collectively bargained plan	No
2013-05-01	Plan funding arrangement – Trust	Yes
2013-05-01	Plan benefit arrangement - Trust	Yes
2012: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-05-01	Type of plan entity	Single employer plan
2012-05-01	Submission has been amended	No
2012-05-01	This submission is the final filing	No
2012-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-05-01	Plan is a collectively bargained plan	No
2012-05-01	Plan funding arrangement – Trust	Yes
2012-05-01	Plan benefit arrangement - Trust	Yes
2011: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-05-01	Type of plan entity	Single employer plan
2011-05-01	Submission has been amended	No
2011-05-01	This submission is the final filing	No
2011-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-05-01	Plan is a collectively bargained plan	No
2011-05-01	Plan funding arrangement – Trust	Yes
2011-05-01	Plan benefit arrangement - Trust	Yes
2010: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-05-01	Type of plan entity	Single employer plan
2010-05-01	Submission has been amended	No
2010-05-01	This submission is the final filing	No
2010-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-05-01	Plan is a collectively bargained plan	No
2010-05-01	Plan funding arrangement – Trust	Yes
2010-05-01	Plan benefit arrangement - Trust	Yes
2009: APEX OPTICAL COMPANY, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-05-01	Type of plan entity	Single employer plan
2009-05-01	Submission has been amended	No
2009-05-01	This submission is the final filing	No
2009-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-05-01	Plan is a collectively bargained plan	No
2009-05-01	Plan funding arrangement – Trust	Yes
2009-05-01	Plan benefit arrangement - Trust	Yes

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Company Name:	APEX OPTICAL COMPANY, INC.
Employer identification number (EIN):	521091718
NAIC Classification:	621320
NAIC Description:	Offices of Optometrists