TATE COMPANIES has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan TATE COMPANIES EMPLOYEE BENEFIT PLAN
| Measure | Date | Value |
|---|
| 2023 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-11-30 | $60,848 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-11-30 | $110,591 |
| Total income from all sources (including contributions) | 2023-11-30 | $802,488 |
| Total loss/gain on sale of assets | 2023-11-30 | $0 |
| Total of all expenses incurred | 2023-11-30 | $732,286 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-11-30 | $715,186 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-11-30 | $802,488 |
| Value of total assets at end of year | 2023-11-30 | $795,383 |
| Value of total assets at beginning of year | 2023-11-30 | $774,924 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-11-30 | $17,100 |
| Total interest from all sources | 2023-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-11-30 | No |
| Administrative expenses professional fees incurred | 2023-11-30 | $17,100 |
| Was this plan covered by a fidelity bond | 2023-11-30 | Yes |
| Value of fidelity bond cover | 2023-11-30 | $225,000 |
| If this is an individual account plan, was there a blackout period | 2023-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-11-30 | No |
| Contributions received from participants | 2023-11-30 | $354,844 |
| Participant contributions at end of year | 2023-11-30 | $34,330 |
| Participant contributions at beginning of year | 2023-11-30 | $18,319 |
| Total non interest bearing cash at end of year | 2023-11-30 | $690,156 |
| Total non interest bearing cash at beginning of year | 2023-11-30 | $730,945 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-11-30 | No |
| Value of net income/loss | 2023-11-30 | $70,202 |
| Value of net assets at end of year (total assets less liabilities) | 2023-11-30 | $734,535 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-11-30 | $664,333 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-11-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-11-30 | $314,088 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-11-30 | No |
| Contributions received in cash from employer | 2023-11-30 | $447,644 |
| Employer contributions (assets) at end of year | 2023-11-30 | $70,897 |
| Employer contributions (assets) at beginning of year | 2023-11-30 | $25,660 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-11-30 | $401,098 |
| Liabilities. Value of benefit claims payable at end of year | 2023-11-30 | $60,848 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-11-30 | $110,591 |
| Did the plan have assets held for investment | 2023-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-11-30 | Unqualified |
| Accountancy firm name | 2023-11-30 | CLARK AND ANDERSON, P.A. |
| Accountancy firm EIN | 2023-11-30 | 521175264 |
| 2022 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $110,591 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $24,808 |
| Total income from all sources (including contributions) | 2022-11-30 | $908,400 |
| Total loss/gain on sale of assets | 2022-11-30 | $0 |
| Total of all expenses incurred | 2022-11-30 | $531,568 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-11-30 | $515,548 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-11-30 | $908,400 |
| Value of total assets at end of year | 2022-11-30 | $774,924 |
| Value of total assets at beginning of year | 2022-11-30 | $312,309 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-11-30 | $16,020 |
| Total interest from all sources | 2022-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-11-30 | No |
| Administrative expenses professional fees incurred | 2022-11-30 | $16,020 |
| Was this plan covered by a fidelity bond | 2022-11-30 | Yes |
| Value of fidelity bond cover | 2022-11-30 | $225,000 |
| If this is an individual account plan, was there a blackout period | 2022-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-11-30 | No |
| Contributions received from participants | 2022-11-30 | $594,277 |
| Participant contributions at end of year | 2022-11-30 | $18,319 |
| Participant contributions at beginning of year | 2022-11-30 | $22,722 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-11-30 | $314,123 |
| Total non interest bearing cash at end of year | 2022-11-30 | $730,945 |
| Total non interest bearing cash at beginning of year | 2022-11-30 | $262,874 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
| Value of net income/loss | 2022-11-30 | $376,832 |
| Value of net assets at end of year (total assets less liabilities) | 2022-11-30 | $664,333 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-11-30 | $287,501 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-11-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-11-30 | $235,198 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-11-30 | No |
| Employer contributions (assets) at end of year | 2022-11-30 | $25,660 |
| Employer contributions (assets) at beginning of year | 2022-11-30 | $26,713 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-11-30 | $280,350 |
| Liabilities. Value of benefit claims payable at end of year | 2022-11-30 | $110,591 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-11-30 | $24,808 |
| Did the plan have assets held for investment | 2022-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-11-30 | Unqualified |
| Accountancy firm name | 2022-11-30 | CLARK AND ANDERSON, P.A. |
| Accountancy firm EIN | 2022-11-30 | 521175264 |
| 2021 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $24,808 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $81,226 |
| Total income from all sources (including contributions) | 2021-11-30 | $499,174 |
| Total loss/gain on sale of assets | 2021-11-30 | $0 |
| Total of all expenses incurred | 2021-11-30 | $822,669 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-11-30 | $808,748 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-11-30 | $499,174 |
| Value of total assets at end of year | 2021-11-30 | $312,309 |
| Value of total assets at beginning of year | 2021-11-30 | $692,222 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-11-30 | $13,921 |
| Total interest from all sources | 2021-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-11-30 | No |
| Administrative expenses professional fees incurred | 2021-11-30 | $13,921 |
| Was this plan covered by a fidelity bond | 2021-11-30 | Yes |
| Value of fidelity bond cover | 2021-11-30 | $225,000 |
| If this is an individual account plan, was there a blackout period | 2021-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-11-30 | No |
| Contributions received from participants | 2021-11-30 | $318,068 |
| Participant contributions at end of year | 2021-11-30 | $22,722 |
| Participant contributions at beginning of year | 2021-11-30 | $23,610 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-11-30 | $12,925 |
| Total non interest bearing cash at end of year | 2021-11-30 | $262,874 |
| Total non interest bearing cash at beginning of year | 2021-11-30 | $668,612 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
| Value of net income/loss | 2021-11-30 | $-323,495 |
| Value of net assets at end of year (total assets less liabilities) | 2021-11-30 | $287,501 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-11-30 | $610,996 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-11-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-11-30 | $480,347 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-11-30 | No |
| Contributions received in cash from employer | 2021-11-30 | $181,106 |
| Employer contributions (assets) at end of year | 2021-11-30 | $26,713 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-11-30 | $328,401 |
| Liabilities. Value of benefit claims payable at end of year | 2021-11-30 | $24,808 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-11-30 | $68,301 |
| Did the plan have assets held for investment | 2021-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-11-30 | Unqualified |
| Accountancy firm name | 2021-11-30 | CLARK AND ANDERSON, P.A. |
| Accountancy firm EIN | 2021-11-30 | 521175264 |
| 2020 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $81,226 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $44,197 |
| Total income from all sources (including contributions) | 2020-11-30 | $256,165 |
| Total loss/gain on sale of assets | 2020-11-30 | $0 |
| Total of all expenses incurred | 2020-11-30 | $624,043 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-11-30 | $611,018 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-11-30 | $256,165 |
| Value of total assets at end of year | 2020-11-30 | $692,222 |
| Value of total assets at beginning of year | 2020-11-30 | $1,023,071 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-11-30 | $13,025 |
| Total interest from all sources | 2020-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-11-30 | No |
| Administrative expenses professional fees incurred | 2020-11-30 | $13,025 |
| Was this plan covered by a fidelity bond | 2020-11-30 | Yes |
| Value of fidelity bond cover | 2020-11-30 | $225,000 |
| If this is an individual account plan, was there a blackout period | 2020-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-11-30 | No |
| Contributions received from participants | 2020-11-30 | $256,165 |
| Participant contributions at end of year | 2020-11-30 | $23,610 |
| Participant contributions at beginning of year | 2020-11-30 | $21,652 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-11-30 | $12,925 |
| Total non interest bearing cash at end of year | 2020-11-30 | $668,612 |
| Total non interest bearing cash at beginning of year | 2020-11-30 | $1,001,419 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
| Value of net income/loss | 2020-11-30 | $-367,878 |
| Value of net assets at end of year (total assets less liabilities) | 2020-11-30 | $610,996 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-11-30 | $978,874 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-11-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-11-30 | $347,086 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-11-30 | No |
| Contributions received in cash from employer | 2020-11-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-11-30 | $263,932 |
| Liabilities. Value of benefit claims payable at end of year | 2020-11-30 | $68,301 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-11-30 | $44,197 |
| Did the plan have assets held for investment | 2020-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-11-30 | Unqualified |
| Accountancy firm name | 2020-11-30 | CLARK & ANDSERSON, P.A. |
| Accountancy firm EIN | 2020-11-30 | 521175264 |
| 2019 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $44,197 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $30,324 |
| Total income from all sources (including contributions) | 2019-11-30 | $308,879 |
| Total loss/gain on sale of assets | 2019-11-30 | $0 |
| Total of all expenses incurred | 2019-11-30 | $874,636 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-11-30 | $862,786 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-11-30 | $308,879 |
| Value of total assets at end of year | 2019-11-30 | $1,023,071 |
| Value of total assets at beginning of year | 2019-11-30 | $1,574,955 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-11-30 | $11,850 |
| Total interest from all sources | 2019-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-11-30 | No |
| Was this plan covered by a fidelity bond | 2019-11-30 | Yes |
| Value of fidelity bond cover | 2019-11-30 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2019-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-11-30 | No |
| Contributions received from participants | 2019-11-30 | $274,118 |
| Participant contributions at end of year | 2019-11-30 | $21,652 |
| Participant contributions at beginning of year | 2019-11-30 | $40,716 |
| Administrative expenses (other) incurred | 2019-11-30 | $11,850 |
| Total non interest bearing cash at end of year | 2019-11-30 | $1,001,419 |
| Total non interest bearing cash at beginning of year | 2019-11-30 | $1,499,478 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
| Value of net income/loss | 2019-11-30 | $-565,757 |
| Value of net assets at end of year (total assets less liabilities) | 2019-11-30 | $978,874 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-11-30 | $1,544,631 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-11-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-11-30 | $604,900 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-11-30 | No |
| Contributions received in cash from employer | 2019-11-30 | $34,761 |
| Employer contributions (assets) at beginning of year | 2019-11-30 | $34,761 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-11-30 | $257,886 |
| Liabilities. Value of benefit claims payable at end of year | 2019-11-30 | $44,197 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-11-30 | $30,324 |
| Did the plan have assets held for investment | 2019-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-11-30 | Unqualified |
| Accountancy firm name | 2019-11-30 | CLARK & ANDERSON, P.A. |
| Accountancy firm EIN | 2019-11-30 | 521175264 |
| 2018 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $30,324 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $30,324 |
| Total income from all sources (including contributions) | 2018-11-30 | $860,548 |
| Total loss/gain on sale of assets | 2018-11-30 | $0 |
| Total of all expenses incurred | 2018-11-30 | $648,782 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-11-30 | $638,482 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-11-30 | $860,548 |
| Value of total assets at end of year | 2018-11-30 | $1,574,955 |
| Value of total assets at beginning of year | 2018-11-30 | $1,363,189 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-11-30 | $10,300 |
| Total interest from all sources | 2018-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-11-30 | No |
| Was this plan covered by a fidelity bond | 2018-11-30 | Yes |
| Value of fidelity bond cover | 2018-11-30 | $30,000 |
| If this is an individual account plan, was there a blackout period | 2018-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-11-30 | No |
| Contributions received from participants | 2018-11-30 | $438,240 |
| Participant contributions at end of year | 2018-11-30 | $40,716 |
| Participant contributions at beginning of year | 2018-11-30 | $43,026 |
| Administrative expenses (other) incurred | 2018-11-30 | $10,300 |
| Total non interest bearing cash at end of year | 2018-11-30 | $1,499,478 |
| Total non interest bearing cash at beginning of year | 2018-11-30 | $1,283,456 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
| Value of net income/loss | 2018-11-30 | $211,766 |
| Value of net assets at end of year (total assets less liabilities) | 2018-11-30 | $1,544,631 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-11-30 | $1,332,865 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-11-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-11-30 | $392,577 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-11-30 | No |
| Contributions received in cash from employer | 2018-11-30 | $422,308 |
| Employer contributions (assets) at end of year | 2018-11-30 | $34,761 |
| Employer contributions (assets) at beginning of year | 2018-11-30 | $36,707 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-11-30 | $245,905 |
| Liabilities. Value of benefit claims payable at end of year | 2018-11-30 | $30,324 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-11-30 | $30,324 |
| Did the plan have assets held for investment | 2018-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-11-30 | Unqualified |
| Accountancy firm name | 2018-11-30 | CLARK & ANDERSON, P.A. |
| Accountancy firm EIN | 2018-11-30 | 521175264 |
| 2017 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $30,324 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $26,659 |
| Total income from all sources (including contributions) | 2017-11-30 | $808,192 |
| Total loss/gain on sale of assets | 2017-11-30 | $0 |
| Total of all expenses incurred | 2017-11-30 | $668,469 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-11-30 | $658,744 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-11-30 | $808,192 |
| Value of total assets at end of year | 2017-11-30 | $1,363,189 |
| Value of total assets at beginning of year | 2017-11-30 | $1,219,801 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-11-30 | $9,725 |
| Total interest from all sources | 2017-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-11-30 | No |
| Was this plan covered by a fidelity bond | 2017-11-30 | Yes |
| Value of fidelity bond cover | 2017-11-30 | $30,000 |
| If this is an individual account plan, was there a blackout period | 2017-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-11-30 | No |
| Contributions received from participants | 2017-11-30 | $416,432 |
| Participant contributions at end of year | 2017-11-30 | $43,026 |
| Participant contributions at beginning of year | 2017-11-30 | $35,193 |
| Administrative expenses (other) incurred | 2017-11-30 | $9,725 |
| Total non interest bearing cash at end of year | 2017-11-30 | $1,283,456 |
| Total non interest bearing cash at beginning of year | 2017-11-30 | $1,149,784 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Value of net income/loss | 2017-11-30 | $139,723 |
| Value of net assets at end of year (total assets less liabilities) | 2017-11-30 | $1,332,865 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-11-30 | $1,193,142 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-11-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-11-30 | $386,377 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-11-30 | No |
| Contributions received in cash from employer | 2017-11-30 | $391,760 |
| Employer contributions (assets) at end of year | 2017-11-30 | $36,707 |
| Employer contributions (assets) at beginning of year | 2017-11-30 | $34,824 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-11-30 | $272,367 |
| Liabilities. Value of benefit claims payable at end of year | 2017-11-30 | $30,324 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-11-30 | $26,659 |
| Did the plan have assets held for investment | 2017-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-11-30 | Unqualified |
| Accountancy firm name | 2017-11-30 | CLARK & ANDERSON, P.A. |
| Accountancy firm EIN | 2017-11-30 | 521175264 |
| 2016 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $26,659 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $53,000 |
| Total income from all sources (including contributions) | 2016-11-30 | $853,130 |
| Total loss/gain on sale of assets | 2016-11-30 | $0 |
| Total of all expenses incurred | 2016-11-30 | $490,267 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-11-30 | $480,917 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-11-30 | $853,130 |
| Value of total assets at end of year | 2016-11-30 | $1,219,801 |
| Value of total assets at beginning of year | 2016-11-30 | $883,279 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-11-30 | $9,350 |
| Total interest from all sources | 2016-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-11-30 | No |
| Was this plan covered by a fidelity bond | 2016-11-30 | Yes |
| Value of fidelity bond cover | 2016-11-30 | $30,000 |
| If this is an individual account plan, was there a blackout period | 2016-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-11-30 | No |
| Contributions received from participants | 2016-11-30 | $447,617 |
| Participant contributions at end of year | 2016-11-30 | $35,193 |
| Participant contributions at beginning of year | 2016-11-30 | $36,404 |
| Administrative expenses (other) incurred | 2016-11-30 | $9,350 |
| Total non interest bearing cash at end of year | 2016-11-30 | $1,149,784 |
| Total non interest bearing cash at beginning of year | 2016-11-30 | $814,864 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Value of net income/loss | 2016-11-30 | $362,863 |
| Value of net assets at end of year (total assets less liabilities) | 2016-11-30 | $1,193,142 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-11-30 | $830,279 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-11-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-11-30 | $325,310 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-11-30 | No |
| Contributions received in cash from employer | 2016-11-30 | $405,513 |
| Employer contributions (assets) at end of year | 2016-11-30 | $34,824 |
| Employer contributions (assets) at beginning of year | 2016-11-30 | $32,011 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-11-30 | $155,607 |
| Liabilities. Value of benefit claims payable at end of year | 2016-11-30 | $26,659 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-11-30 | $53,000 |
| Did the plan have assets held for investment | 2016-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-11-30 | Unqualified |
| Accountancy firm name | 2016-11-30 | CLARK & ANDERSON, P.A. |
| Accountancy firm EIN | 2016-11-30 | 521175264 |
| 2015 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-11-30 | $53,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-11-30 | $23,000 |
| Total income from all sources (including contributions) | 2015-11-30 | $911,051 |
| Total loss/gain on sale of assets | 2015-11-30 | $0 |
| Total of all expenses incurred | 2015-11-30 | $592,343 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-11-30 | $583,293 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-11-30 | $911,051 |
| Value of total assets at end of year | 2015-11-30 | $883,279 |
| Value of total assets at beginning of year | 2015-11-30 | $534,571 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-11-30 | $9,050 |
| Total interest from all sources | 2015-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-11-30 | No |
| Was this plan covered by a fidelity bond | 2015-11-30 | Yes |
| Value of fidelity bond cover | 2015-11-30 | $30,000 |
| If this is an individual account plan, was there a blackout period | 2015-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-11-30 | No |
| Contributions received from participants | 2015-11-30 | $489,690 |
| Participant contributions at end of year | 2015-11-30 | $36,404 |
| Participant contributions at beginning of year | 2015-11-30 | $26,779 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-11-30 | $0 |
| Administrative expenses (other) incurred | 2015-11-30 | $9,050 |
| Total non interest bearing cash at end of year | 2015-11-30 | $814,864 |
| Total non interest bearing cash at beginning of year | 2015-11-30 | $484,750 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
| Value of net income/loss | 2015-11-30 | $318,708 |
| Value of net assets at end of year (total assets less liabilities) | 2015-11-30 | $830,279 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-11-30 | $511,571 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-11-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-11-30 | $379,885 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-11-30 | No |
| Contributions received in cash from employer | 2015-11-30 | $421,361 |
| Employer contributions (assets) at end of year | 2015-11-30 | $32,011 |
| Employer contributions (assets) at beginning of year | 2015-11-30 | $23,042 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-11-30 | $203,408 |
| Liabilities. Value of benefit claims payable at end of year | 2015-11-30 | $53,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-11-30 | $23,000 |
| Did the plan have assets held for investment | 2015-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-11-30 | Unqualified |
| Accountancy firm name | 2015-11-30 | CLARK & ANDERSON, P.A. |
| Accountancy firm EIN | 2015-11-30 | 521175264 |
| 2014 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $23,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $67,000 |
| Total income from all sources (including contributions) | 2014-11-30 | $871,776 |
| Total loss/gain on sale of assets | 2014-11-30 | $0 |
| Total of all expenses incurred | 2014-11-30 | $532,235 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-11-30 | $515,460 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-11-30 | $871,776 |
| Value of total assets at end of year | 2014-11-30 | $534,571 |
| Value of total assets at beginning of year | 2014-11-30 | $239,030 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-11-30 | $16,775 |
| Total interest from all sources | 2014-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-11-30 | No |
| Was this plan covered by a fidelity bond | 2014-11-30 | Yes |
| Value of fidelity bond cover | 2014-11-30 | $30,000 |
| If this is an individual account plan, was there a blackout period | 2014-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-11-30 | No |
| Contributions received from participants | 2014-11-30 | $472,169 |
| Participant contributions at end of year | 2014-11-30 | $26,779 |
| Participant contributions at beginning of year | 2014-11-30 | $29,990 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-11-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-11-30 | $39,000 |
| Total non interest bearing cash at end of year | 2014-11-30 | $484,750 |
| Total non interest bearing cash at beginning of year | 2014-11-30 | $178,181 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
| Value of net income/loss | 2014-11-30 | $339,541 |
| Value of net assets at end of year (total assets less liabilities) | 2014-11-30 | $511,571 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-11-30 | $172,030 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-11-30 | No |
| Investment advisory and management fees | 2014-11-30 | $16,775 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-11-30 | $324,105 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-11-30 | No |
| Contributions received in cash from employer | 2014-11-30 | $399,607 |
| Employer contributions (assets) at end of year | 2014-11-30 | $23,042 |
| Employer contributions (assets) at beginning of year | 2014-11-30 | $30,859 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-11-30 | $191,355 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-11-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2014-11-30 | $23,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-11-30 | $28,000 |
| Did the plan have assets held for investment | 2014-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-11-30 | Unqualified |
| Accountancy firm name | 2014-11-30 | CLARK & ANDERSON, P.A. |
| Accountancy firm EIN | 2014-11-30 | 521175264 |
| 2013 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $67,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $43,000 |
| Total income from all sources (including contributions) | 2013-11-30 | $887,068 |
| Total loss/gain on sale of assets | 2013-11-30 | $0 |
| Total of all expenses incurred | 2013-11-30 | $769,703 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-11-30 | $769,603 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-11-30 | $887,068 |
| Value of total assets at end of year | 2013-11-30 | $239,030 |
| Value of total assets at beginning of year | 2013-11-30 | $97,665 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-11-30 | $100 |
| Total interest from all sources | 2013-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-11-30 | No |
| Was this plan covered by a fidelity bond | 2013-11-30 | Yes |
| Value of fidelity bond cover | 2013-11-30 | $30,000 |
| If this is an individual account plan, was there a blackout period | 2013-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-11-30 | No |
| Contributions received from participants | 2013-11-30 | $480,704 |
| Participant contributions at end of year | 2013-11-30 | $29,990 |
| Participant contributions at beginning of year | 2013-11-30 | $37,313 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-11-30 | $39,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-11-30 | $33,575 |
| Total non interest bearing cash at end of year | 2013-11-30 | $178,181 |
| Total non interest bearing cash at beginning of year | 2013-11-30 | $42,477 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
| Value of net income/loss | 2013-11-30 | $117,365 |
| Value of net assets at end of year (total assets less liabilities) | 2013-11-30 | $172,030 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-11-30 | $54,665 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-11-30 | No |
| Investment advisory and management fees | 2013-11-30 | $100 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-11-30 | $551,468 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-11-30 | No |
| Contributions received in cash from employer | 2013-11-30 | $406,364 |
| Employer contributions (assets) at end of year | 2013-11-30 | $30,859 |
| Employer contributions (assets) at beginning of year | 2013-11-30 | $17,875 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-11-30 | $218,135 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-11-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2013-11-30 | $28,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-11-30 | $9,425 |
| Did the plan have assets held for investment | 2013-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-11-30 | Unqualified |
| Accountancy firm name | 2013-11-30 | CLARK & ANDERSON, P.A. |
| Accountancy firm EIN | 2013-11-30 | 521175264 |
| 2012 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2012 401k financial data |
|---|
| Total plan liabilities at end of year | 2012-11-30 | $161,500 |
| Total plan liabilities at beginning of year | 2012-11-30 | $161,500 |
| Total income from all sources | 2012-11-30 | $841,107 |
| Expenses. Total of all expenses incurred | 2012-11-30 | $788,878 |
| Benefits paid (including direct rollovers) | 2012-11-30 | $780,608 |
| Total plan assets at end of year | 2012-11-30 | $98,161 |
| Total plan assets at beginning of year | 2012-11-30 | $45,932 |
| Value of fidelity bond covering the plan | 2012-11-30 | $30,000 |
| Total contributions received or receivable from participants | 2012-11-30 | $525,929 |
| Expenses. Other expenses not covered elsewhere | 2012-11-30 | $8,270 |
| Net income (gross income less expenses) | 2012-11-30 | $52,229 |
| Net plan assets at end of year (total assets less liabilities) | 2012-11-30 | $-63,339 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-11-30 | $-115,568 |
| Total contributions received or receivable from employer(s) | 2012-11-30 | $315,178 |
| 2011 : TATE COMPANIES EMPLOYEE BENEFIT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $161,500 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $291,497 |
| Total income from all sources (including contributions) | 2011-11-30 | $749,270 |
| Total loss/gain on sale of assets | 2011-11-30 | $0 |
| Total of all expenses incurred | 2011-11-30 | $837,705 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-11-30 | $829,955 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-11-30 | $749,270 |
| Value of total assets at end of year | 2011-11-30 | $45,932 |
| Value of total assets at beginning of year | 2011-11-30 | $264,364 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-11-30 | $7,750 |
| Total interest from all sources | 2011-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-11-30 | No |
| Administrative expenses professional fees incurred | 2011-11-30 | $7,750 |
| Was this plan covered by a fidelity bond | 2011-11-30 | Yes |
| Value of fidelity bond cover | 2011-11-30 | $30,000 |
| If this is an individual account plan, was there a blackout period | 2011-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-11-30 | No |
| Contributions received from participants | 2011-11-30 | $400,928 |
| Participant contributions at end of year | 2011-11-30 | $9,954 |
| Participant contributions at beginning of year | 2011-11-30 | $26,263 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-11-30 | $126,102 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-11-30 | $224,622 |
| Total non interest bearing cash at end of year | 2011-11-30 | $30,846 |
| Total non interest bearing cash at beginning of year | 2011-11-30 | $216,706 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Value of net income/loss | 2011-11-30 | $-88,435 |
| Value of net assets at end of year (total assets less liabilities) | 2011-11-30 | $-115,568 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-11-30 | $-27,133 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-11-30 | No |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-11-30 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-11-30 | $616,073 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-11-30 | No |
| Contributions received in cash from employer | 2011-11-30 | $348,342 |
| Employer contributions (assets) at end of year | 2011-11-30 | $5,132 |
| Employer contributions (assets) at beginning of year | 2011-11-30 | $21,395 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-11-30 | $213,882 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-11-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2011-11-30 | $35,398 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-11-30 | $66,875 |
| Did the plan have assets held for investment | 2011-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-11-30 | Unqualified |
| Accountancy firm name | 2011-11-30 | CLARK & ANDERSON, P.A. |
| Accountancy firm EIN | 2011-11-30 | 521175264 |
