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STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameSTEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN
Plan identification number 001

STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.

401k Sponsoring company profile

STEPTOE AND JOHNSON LLP has sponsored the creation of one or more 401k plans.

Company Name:STEPTOE AND JOHNSON LLP
Employer identification number (EIN):521349790
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01PHILIP MALET
0012016-01-01PHILIP L. MALET
0012015-01-01PHILIP L. MALET
0012014-01-01PHILIP MALET
0012013-01-01PAUL F. KRUSE
0012012-01-01PAUL F. KRUSE
0012011-01-01PAUL KRUSE
0012010-01-01PAUL F. KRUSE
0012009-01-01PAUL F. KRUSE PAUL F. KRUSE2010-10-06

Plan Statistics for STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

401k plan membership statisitcs for STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

Measure Date Value
2022: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01979
Total number of active participants reported on line 7a of the Form 55002022-01-01668
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01373
Total of all active and inactive participants2022-01-011,041
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-011,044
Number of participants with account balances2022-01-011,015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,015
Total number of active participants reported on line 7a of the Form 55002021-01-01652
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01324
Total of all active and inactive participants2021-01-01976
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01979
Number of participants with account balances2021-01-01924
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,040
Total number of active participants reported on line 7a of the Form 55002020-01-01690
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01323
Total of all active and inactive participants2020-01-011,013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-011,015
Number of participants with account balances2020-01-01916
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,013
Total number of active participants reported on line 7a of the Form 55002019-01-01735
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01301
Total of all active and inactive participants2019-01-011,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-011,040
Number of participants with account balances2019-01-01919
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,026
Total number of active participants reported on line 7a of the Form 55002018-01-01790
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01222
Total of all active and inactive participants2018-01-011,012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-011,013
Number of participants with account balances2018-01-01823
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,064
Total number of active participants reported on line 7a of the Form 55002017-01-01818
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01207
Total of all active and inactive participants2017-01-011,025
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-011,026
Number of participants with account balances2017-01-01836
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,070
Total number of active participants reported on line 7a of the Form 55002016-01-01838
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01226
Total of all active and inactive participants2016-01-011,064
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,064
Number of participants with account balances2016-01-01939
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,073
Total number of active participants reported on line 7a of the Form 55002015-01-01852
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01215
Total of all active and inactive participants2015-01-011,067
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,067
Number of participants with account balances2015-01-01864
2014: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,138
Total number of active participants reported on line 7a of the Form 55002014-01-01833
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01235
Total of all active and inactive participants2014-01-011,068
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,068
Number of participants with account balances2014-01-01863
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,168
Total number of active participants reported on line 7a of the Form 55002013-01-01949
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01187
Total of all active and inactive participants2013-01-011,136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,136
Number of participants with account balances2013-01-01911
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,212
Total number of active participants reported on line 7a of the Form 55002012-01-01980
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01185
Total of all active and inactive participants2012-01-011,165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,165
Number of participants with account balances2012-01-01931
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,202
Total number of active participants reported on line 7a of the Form 55002011-01-01988
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01227
Total of all active and inactive participants2011-01-011,215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,215
Number of participants with account balances2011-01-01974
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01159
Total number of active participants reported on line 7a of the Form 55002010-01-01143
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0114
Total of all active and inactive participants2010-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01157
Number of participants with account balances2010-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01159
Total number of active participants reported on line 7a of the Form 55002009-01-01146
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0114
Total of all active and inactive participants2009-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01160
Number of participants with account balances2009-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

Measure Date Value
2022 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$50,440
Total unrealized appreciation/depreciation of assets2022-12-31$50,440
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-47,190,478
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$33,261,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$32,999,025
Value of total corrective distributions2022-12-31$18,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$20,210,791
Value of total assets at end of year2022-12-31$345,841,410
Value of total assets at beginning of year2022-12-31$426,293,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$243,702
Total interest from all sources2022-12-31$451,126
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$11,076,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$10,826,414
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$34
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$3,534
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$9,256,223
Participant contributions at end of year2022-12-31$1,649,813
Participant contributions at beginning of year2022-12-31$1,581,474
Participant contributions at end of year2022-12-31$74,500
Participant contributions at beginning of year2022-12-31$252,563
Assets. Other investments not covered elsewhere at end of year2022-12-31$17,006
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$21,811
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,127,460
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$23,441
Other income not declared elsewhere2022-12-31$-20,318,690
Administrative expenses (other) incurred2022-12-31$41,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-80,451,737
Value of net assets at end of year (total assets less liabilities)2022-12-31$345,841,410
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$426,293,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$321,460
Assets. partnership/joint venture interests at beginning of year2022-12-31$295,164
Investment advisory and management fees2022-12-31$202,259
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$240,539,521
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$298,686,902
Interest on participant loans2022-12-31$77,915
Value of interest in common/collective trusts at end of year2022-12-31$41,473,361
Value of interest in common/collective trusts at beginning of year2022-12-31$54,020,252
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$38,114,492
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$41,184,871
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$41,184,871
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$373,211
Asset value of US Government securities at end of year2022-12-31$342,661
Asset value of US Government securities at beginning of year2022-12-31$284,931
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-49,201,279
Net investment gain or loss from common/collective trusts2022-12-31$-9,459,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$7,827,108
Employer contributions (assets) at end of year2022-12-31$7,822,668
Employer contributions (assets) at beginning of year2022-12-31$7,734,089
Income. Dividends from preferred stock2022-12-31$8
Income. Dividends from common stock2022-12-31$249,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$32,999,025
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$737,061
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$427,178
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$14,748,833
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$21,776,937
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$11,118
Aggregate carrying amount (costs) on sale of assets2022-12-31$11,118
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, P.C.
Accountancy firm EIN2022-12-31135381590
2021 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$2,963,006
Total unrealized appreciation/depreciation of assets2021-12-31$2,963,006
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$73,443,359
Total loss/gain on sale of assets2021-12-31$2,661,832
Total of all expenses incurred2021-12-31$49,438,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$49,100,406
Expenses. Certain deemed distributions of participant loans2021-12-31$72,714
Value of total corrective distributions2021-12-31$3,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$27,455,725
Value of total assets at end of year2021-12-31$426,293,147
Value of total assets at beginning of year2021-12-31$402,287,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$261,552
Total interest from all sources2021-12-31$151,327
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$13,691,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$13,464,948
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$3,534
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$19,871
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$8,039,085
Participant contributions at end of year2021-12-31$1,581,474
Participant contributions at beginning of year2021-12-31$2,144,248
Participant contributions at end of year2021-12-31$252,563
Participant contributions at beginning of year2021-12-31$436,048
Assets. Other investments not covered elsewhere at end of year2021-12-31$21,811
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$14,849
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$11,682,551
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$23,441
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$22,774
Other income not declared elsewhere2021-12-31$-3,818,409
Administrative expenses (other) incurred2021-12-31$63,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$24,005,291
Value of net assets at end of year (total assets less liabilities)2021-12-31$426,293,147
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$402,287,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$295,164
Assets. partnership/joint venture interests at beginning of year2021-12-31$4,097,571
Investment advisory and management fees2021-12-31$198,367
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$298,686,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$273,635,927
Interest on participant loans2021-12-31$87,903
Interest earned on other investments2021-12-31$1
Income. Interest from US Government securities2021-12-31$4,775
Value of interest in common/collective trusts at end of year2021-12-31$54,020,252
Value of interest in common/collective trusts at beginning of year2021-12-31$48,287,414
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$41,184,871
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$45,962,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$45,962,365
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$58,648
Asset value of US Government securities at end of year2021-12-31$284,931
Asset value of US Government securities at beginning of year2021-12-31$597,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$23,513,661
Net investment gain or loss from common/collective trusts2021-12-31$6,824,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$7,734,089
Employer contributions (assets) at end of year2021-12-31$7,734,089
Employer contributions (assets) at beginning of year2021-12-31$7,941,508
Income. Dividends from preferred stock2021-12-31$20
Income. Dividends from common stock2021-12-31$226,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$49,100,406
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$427,178
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$614,864
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$21,776,937
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$18,512,531
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$42,797,814
Aggregate carrying amount (costs) on sale of assets2021-12-31$40,135,982
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA LLP
Accountancy firm EIN2021-12-31135381590
2020 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$3,891,898
Total unrealized appreciation/depreciation of assets2020-12-31$3,891,898
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$70,364,856
Total loss/gain on sale of assets2020-12-31$401,656
Total of all expenses incurred2020-12-31$50,675,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$50,354,168
Expenses. Certain deemed distributions of participant loans2020-12-31$18,900
Value of total corrective distributions2020-12-31$40,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$19,653,095
Value of total assets at end of year2020-12-31$402,287,856
Value of total assets at beginning of year2020-12-31$382,598,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$262,455
Total interest from all sources2020-12-31$322,299
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$8,339,897
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$8,002,595
Administrative expenses professional fees incurred2020-12-31$1,705
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$19,871
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$383,963
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$8,437,745
Participant contributions at end of year2020-12-31$2,144,248
Participant contributions at beginning of year2020-12-31$2,385,621
Participant contributions at end of year2020-12-31$436,048
Participant contributions at beginning of year2020-12-31$377,500
Assets. Other investments not covered elsewhere at end of year2020-12-31$14,849
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$659,517
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,273,835
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$22,774
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$9,140
Other income not declared elsewhere2020-12-31$24,192
Administrative expenses (other) incurred2020-12-31$35,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$19,689,313
Value of net assets at end of year (total assets less liabilities)2020-12-31$402,287,856
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$382,598,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$4,097,571
Assets. partnership/joint venture interests at beginning of year2020-12-31$3,931,352
Investment advisory and management fees2020-12-31$224,863
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$273,635,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$290,451,132
Interest on participant loans2020-12-31$115,854
Interest earned on other investments2020-12-31$17
Income. Interest from US Government securities2020-12-31$18,242
Income. Interest from corporate debt instruments2020-12-31$20,335
Value of interest in common/collective trusts at end of year2020-12-31$48,287,414
Value of interest in common/collective trusts at beginning of year2020-12-31$6,198,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$45,962,365
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$43,329,115
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$43,329,115
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$167,851
Asset value of US Government securities at end of year2020-12-31$597,886
Asset value of US Government securities at beginning of year2020-12-31$678,431
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$27,335,594
Net investment gain or loss from common/collective trusts2020-12-31$10,396,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$7,941,515
Employer contributions (assets) at end of year2020-12-31$7,941,508
Employer contributions (assets) at beginning of year2020-12-31$8,137,613
Income. Dividends from preferred stock2020-12-31$4,384
Income. Dividends from common stock2020-12-31$332,918
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$50,354,168
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$614,864
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$702,359
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$18,512,531
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$25,354,204
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$53,710,955
Aggregate carrying amount (costs) on sale of assets2020-12-31$53,309,299
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BDO USA LLP
Accountancy firm EIN2020-12-31135381590
2019 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$2,634,161
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$2,634,161
Total unrealized appreciation/depreciation of assets2019-12-31$2,634,161
Total unrealized appreciation/depreciation of assets2019-12-31$2,634,161
Total transfer of assets to this plan2019-12-31$135,615,418
Total transfer of assets to this plan2019-12-31$135,615,418
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$75,728,764
Total income from all sources (including contributions)2019-12-31$75,728,764
Total loss/gain on sale of assets2019-12-31$-199,998
Total loss/gain on sale of assets2019-12-31$-199,998
Total of all expenses incurred2019-12-31$30,556,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$30,293,625
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$30,293,625
Expenses. Certain deemed distributions of participant loans2019-12-31$15,691
Expenses. Certain deemed distributions of participant loans2019-12-31$15,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$27,931,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$27,931,444
Value of total assets at end of year2019-12-31$382,598,543
Value of total assets at beginning of year2019-12-31$201,811,343
Value of total assets at beginning of year2019-12-31$201,811,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$247,666
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$247,666
Total interest from all sources2019-12-31$748,322
Total interest from all sources2019-12-31$748,322
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$10,426,868
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$9,901,618
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$9,901,618
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$383,963
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$383,963
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$2,435,359
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$2,435,359
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,489,006
Contributions received from participants2019-12-31$8,489,006
Participant contributions at end of year2019-12-31$2,385,621
Participant contributions at end of year2019-12-31$2,385,621
Participant contributions at beginning of year2019-12-31$1,208,226
Participant contributions at beginning of year2019-12-31$1,208,226
Participant contributions at end of year2019-12-31$377,500
Participant contributions at end of year2019-12-31$377,500
Participant contributions at beginning of year2019-12-31$624,561
Participant contributions at beginning of year2019-12-31$624,561
Assets. Other investments not covered elsewhere at end of year2019-12-31$659,517
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$477,269
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$477,269
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,304,825
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,304,825
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$9,140
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$9,140
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$1,366,503
Other income not declared elsewhere2019-12-31$1,366,503
Administrative expenses (other) incurred2019-12-31$24,331
Administrative expenses (other) incurred2019-12-31$24,331
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$45,171,782
Value of net income/loss2019-12-31$45,171,782
Value of net assets at end of year (total assets less liabilities)2019-12-31$382,598,543
Value of net assets at end of year (total assets less liabilities)2019-12-31$382,598,543
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$201,811,343
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$201,811,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$3,931,352
Assets. partnership/joint venture interests at end of year2019-12-31$3,931,352
Assets. partnership/joint venture interests at beginning of year2019-12-31$2,374,440
Assets. partnership/joint venture interests at beginning of year2019-12-31$2,374,440
Investment advisory and management fees2019-12-31$223,335
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$290,451,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$146,521,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$146,521,368
Interest on participant loans2019-12-31$114,301
Interest on participant loans2019-12-31$114,301
Income. Interest from US Government securities2019-12-31$17,977
Income. Interest from US Government securities2019-12-31$17,977
Income. Interest from corporate debt instruments2019-12-31$19,396
Income. Interest from corporate debt instruments2019-12-31$19,396
Value of interest in common/collective trusts at end of year2019-12-31$6,198,596
Value of interest in common/collective trusts at end of year2019-12-31$6,198,596
Value of interest in common/collective trusts at beginning of year2019-12-31$2,784,497
Value of interest in common/collective trusts at beginning of year2019-12-31$2,784,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$43,329,115
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$43,329,115
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$23,008,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$23,008,197
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$23,008,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$23,008,197
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$596,648
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$596,648
Asset value of US Government securities at end of year2019-12-31$678,431
Asset value of US Government securities at end of year2019-12-31$678,431
Asset value of US Government securities at beginning of year2019-12-31$210,276
Asset value of US Government securities at beginning of year2019-12-31$210,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$32,333,944
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$32,333,944
Net investment gain or loss from common/collective trusts2019-12-31$487,520
Net investment gain or loss from common/collective trusts2019-12-31$487,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$8,137,613
Contributions received in cash from employer2019-12-31$8,137,613
Employer contributions (assets) at end of year2019-12-31$8,137,613
Employer contributions (assets) at end of year2019-12-31$8,137,613
Employer contributions (assets) at beginning of year2019-12-31$9,067,110
Employer contributions (assets) at beginning of year2019-12-31$9,067,110
Income. Dividends from preferred stock2019-12-31$14,835
Income. Dividends from preferred stock2019-12-31$14,835
Income. Dividends from common stock2019-12-31$510,415
Income. Dividends from common stock2019-12-31$510,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$30,293,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$30,293,625
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$702,359
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$702,359
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$251,275
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$251,275
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$25,354,204
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$25,354,204
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$12,848,765
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$12,848,765
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$22,664,267
Aggregate proceeds on sale of assets2019-12-31$22,664,267
Aggregate carrying amount (costs) on sale of assets2019-12-31$22,864,265
Aggregate carrying amount (costs) on sale of assets2019-12-31$22,864,265
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA LLP
Accountancy firm name2019-12-31BDO USA LLP
Accountancy firm EIN2019-12-31135381590
Accountancy firm EIN2019-12-31135381590
2018 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-578,454
Total unrealized appreciation/depreciation of assets2018-12-31$-578,454
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$13,132,468
Total loss/gain on sale of assets2018-12-31$22,364
Total of all expenses incurred2018-12-31$14,194,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$14,067,123
Value of total corrective distributions2018-12-31$140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$21,996,676
Value of total assets at end of year2018-12-31$201,811,343
Value of total assets at beginning of year2018-12-31$202,873,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$127,384
Total interest from all sources2018-12-31$361,079
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,828,941
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,483,190
Administrative expenses professional fees incurred2018-12-31$18,796
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$2,435,359
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$1,943,192
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$8,702,058
Participant contributions at end of year2018-12-31$1,208,226
Participant contributions at beginning of year2018-12-31$1,413,142
Participant contributions at end of year2018-12-31$624,561
Participant contributions at beginning of year2018-12-31$405,952
Assets. Other investments not covered elsewhere at end of year2018-12-31$477,269
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$716,224
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,227,554
Other income not declared elsewhere2018-12-31$-57,077
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$290,617
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,062,179
Value of net assets at end of year (total assets less liabilities)2018-12-31$201,811,343
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$202,873,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$2,374,440
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$108,588
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$146,521,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$153,897,762
Interest on participant loans2018-12-31$60,720
Interest earned on other investments2018-12-31$133
Income. Interest from US Government securities2018-12-31$6,405
Income. Interest from corporate debt instruments2018-12-31$10,758
Value of interest in common/collective trusts at end of year2018-12-31$2,784,497
Value of interest in common/collective trusts at beginning of year2018-12-31$2,445,790
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$23,008,197
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$25,231,062
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$25,231,062
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$283,063
Asset value of US Government securities at end of year2018-12-31$210,276
Asset value of US Government securities at beginning of year2018-12-31$216,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-15,413,677
Net investment gain or loss from common/collective trusts2018-12-31$-27,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$9,067,064
Employer contributions (assets) at end of year2018-12-31$9,067,110
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$14,366
Income. Dividends from common stock2018-12-31$331,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$14,067,123
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$251,275
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$255,244
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$12,848,765
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$16,058,403
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$11,662,064
Aggregate carrying amount (costs) on sale of assets2018-12-31$11,639,700
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA LLP
Accountancy firm EIN2018-12-31135381590
2017 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,441,968
Total unrealized appreciation/depreciation of assets2017-12-31$1,441,968
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$9,060
Total income from all sources (including contributions)2017-12-31$34,641,696
Total loss/gain on sale of assets2017-12-31$333,285
Total of all expenses incurred2017-12-31$12,189,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$12,079,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,287,640
Value of total assets at end of year2017-12-31$202,873,522
Value of total assets at beginning of year2017-12-31$180,430,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$109,620
Total interest from all sources2017-12-31$298,921
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,495,974
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,104,926
Administrative expenses professional fees incurred2017-12-31$19,480
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$1,943,192
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$1,710,220
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$8,474,190
Participant contributions at end of year2017-12-31$1,413,142
Participant contributions at beginning of year2017-12-31$1,301,647
Participant contributions at end of year2017-12-31$405,952
Participant contributions at beginning of year2017-12-31$413,550
Assets. Other investments not covered elsewhere at end of year2017-12-31$716,224
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$89,387
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$813,450
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$9,060
Other income not declared elsewhere2017-12-31$299,930
Administrative expenses (other) incurred2017-12-31$57
Total non interest bearing cash at end of year2017-12-31$290,617
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$22,452,265
Value of net assets at end of year (total assets less liabilities)2017-12-31$202,873,522
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$180,421,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$2,401,411
Investment advisory and management fees2017-12-31$90,083
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$153,897,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$147,688,404
Interest on participant loans2017-12-31$53,929
Interest earned on other investments2017-12-31$8,217
Income. Interest from US Government securities2017-12-31$5,219
Income. Interest from corporate debt instruments2017-12-31$16,894
Value of interest in common/collective trusts at end of year2017-12-31$2,445,790
Value of interest in common/collective trusts at beginning of year2017-12-31$402,161
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$25,231,062
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$11,811,196
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$11,811,196
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$214,662
Asset value of US Government securities at end of year2017-12-31$216,134
Asset value of US Government securities at beginning of year2017-12-31$363,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$17,362,443
Net investment gain or loss from common/collective trusts2017-12-31$121,535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Income. Dividends from preferred stock2017-12-31$16,336
Income. Dividends from common stock2017-12-31$374,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$12,079,811
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$255,244
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$206,770
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$185,327
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$16,058,403
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$13,856,921
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$19,315,333
Aggregate carrying amount (costs) on sale of assets2017-12-31$18,982,048
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA LLP
Accountancy firm EIN2017-12-31135381590
2016 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$671,245
Total unrealized appreciation/depreciation of assets2016-12-31$671,245
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$9,060
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$24,025,374
Total loss/gain on sale of assets2016-12-31$582,227
Total of all expenses incurred2016-12-31$13,007,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,889,425
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$12,943,411
Value of total assets at end of year2016-12-31$180,430,317
Value of total assets at beginning of year2016-12-31$169,403,861
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$118,553
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$126,142
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,689,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,332,410
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$24,068
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$1,710,220
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$1,608,107
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$8,107,092
Participant contributions at end of year2016-12-31$1,301,647
Participant contributions at beginning of year2016-12-31$1,393,632
Participant contributions at end of year2016-12-31$413,550
Participant contributions at beginning of year2016-12-31$286,153
Assets. Other investments not covered elsewhere at end of year2016-12-31$89,387
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$74,605
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,836,319
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$9,060
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$2,249
Administrative expenses (other) incurred2016-12-31$135
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$2,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$11,017,396
Value of net assets at end of year (total assets less liabilities)2016-12-31$180,421,257
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$169,403,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$2,401,411
Assets. partnership/joint venture interests at beginning of year2016-12-31$2,269,256
Investment advisory and management fees2016-12-31$94,350
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$147,688,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$148,089,877
Interest on participant loans2016-12-31$58,379
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$34,976
Income. Interest from US Government securities2016-12-31$11,963
Income. Interest from corporate debt instruments2016-12-31$19,601
Value of interest in common/collective trusts at end of year2016-12-31$402,161
Value of interest in common/collective trusts at beginning of year2016-12-31$207,385
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$11,811,196
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$101,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$101,392
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,223
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$363,323
Asset value of US Government securities at beginning of year2016-12-31$405,632
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,983,751
Net investment gain/loss from pooled separate accounts2016-12-31$-163
Net investment gain or loss from common/collective trusts2016-12-31$26,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Income. Dividends from preferred stock2016-12-31$12,008
Income. Dividends from common stock2016-12-31$345,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,889,425
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$206,770
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$207,571
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$185,327
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$299,779
Contract administrator fees2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$13,856,921
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$14,458,303
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$3,627,272
Aggregate carrying amount (costs) on sale of assets2016-12-31$3,045,045
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA LLP
Accountancy firm EIN2016-12-31135381590
2015 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-710,366
Total unrealized appreciation/depreciation of assets2015-12-31$-710,366
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$27,204,811
Total loss/gain on sale of assets2015-12-31$-304,533
Total of all expenses incurred2015-12-31$16,533,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$16,430,343
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$27,984,033
Value of total assets at end of year2015-12-31$169,403,861
Value of total assets at beginning of year2015-12-31$158,732,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$103,408
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$150,438
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$6,182,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,813,183
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$16,820
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$1,608,107
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$1,817,578
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$8,541,658
Participant contributions at end of year2015-12-31$1,393,632
Participant contributions at beginning of year2015-12-31$1,330,972
Participant contributions at end of year2015-12-31$286,153
Participant contributions at beginning of year2015-12-31$286,675
Assets. Other investments not covered elsewhere at end of year2015-12-31$74,605
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,394,803
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$19,442,375
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$525
Administrative expenses (other) incurred2015-12-31$4,439
Total non interest bearing cash at end of year2015-12-31$2,169
Total non interest bearing cash at beginning of year2015-12-31$182,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$10,671,060
Value of net assets at end of year (total assets less liabilities)2015-12-31$169,403,861
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$158,732,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$2,269,256
Assets. partnership/joint venture interests at beginning of year2015-12-31$3,725,441
Investment advisory and management fees2015-12-31$82,149
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$148,089,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$114,223,385
Interest on participant loans2015-12-31$55,320
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$18,776
Income. Interest from US Government securities2015-12-31$12,876
Income. Interest from corporate debt instruments2015-12-31$63,540
Value of interest in common/collective trusts at end of year2015-12-31$207,385
Value of interest in common/collective trusts at beginning of year2015-12-31$234,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$101,392
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$20,939,826
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$20,939,826
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$-74
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$405,632
Asset value of US Government securities at beginning of year2015-12-31$428,123
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-6,075,827
Net investment gain or loss from common/collective trusts2015-12-31$-22,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Income. Dividends from preferred stock2015-12-31$5,438
Income. Dividends from common stock2015-12-31$364,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$16,430,343
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$207,571
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$299,779
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$432,313
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$14,458,303
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$13,736,991
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,904,337
Aggregate carrying amount (costs) on sale of assets2015-12-31$2,208,870
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA LLP
Accountancy firm EIN2015-12-31135381590
2014 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$1,343,284
Total unrealized appreciation/depreciation of assets2014-12-31$1,343,284
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$18,408,473
Total loss/gain on sale of assets2014-12-31$477,276
Total of all expenses incurred2014-12-31$36,435,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$36,355,206
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$1,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,462,046
Value of total assets at end of year2014-12-31$158,732,801
Value of total assets at beginning of year2014-12-31$176,759,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$78,508
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$82,645
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,982,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,476,835
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$17,663
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$1,817,578
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$1,779,474
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$8,336,272
Participant contributions at end of year2014-12-31$1,330,972
Participant contributions at beginning of year2014-12-31$1,425,463
Participant contributions at end of year2014-12-31$286,675
Participant contributions at beginning of year2014-12-31$385,480
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,394,803
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,244,074
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$125,774
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$60,962
Administrative expenses (other) incurred2014-12-31$790
Total non interest bearing cash at end of year2014-12-31$182,418
Total non interest bearing cash at beginning of year2014-12-31$183,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$-18,026,671
Value of net assets at end of year (total assets less liabilities)2014-12-31$158,732,801
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$176,759,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$3,725,441
Assets. partnership/joint venture interests at beginning of year2014-12-31$3,631,993
Investment advisory and management fees2014-12-31$60,055
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$114,223,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$121,946,680
Interest on participant loans2014-12-31$54,467
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$362
Income. Interest from US Government securities2014-12-31$12,917
Income. Interest from corporate debt instruments2014-12-31$13,460
Value of interest in common/collective trusts at end of year2014-12-31$234,276
Value of interest in common/collective trusts at beginning of year2014-12-31$182,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$20,939,826
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$21,690,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$21,690,737
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,439
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$428,123
Asset value of US Government securities at beginning of year2014-12-31$423,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,991,035
Net investment gain or loss from common/collective trusts2014-12-31$9,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$0
Income. Dividends from preferred stock2014-12-31$21,045
Income. Dividends from common stock2014-12-31$484,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$36,355,206
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$432,313
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$339,752
Contract administrator fees2014-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$13,736,991
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$23,526,214
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$33,978,659
Aggregate carrying amount (costs) on sale of assets2014-12-31$33,501,383
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA LLP
Accountancy firm EIN2014-12-31135381590
2013 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$4,907,913
Total unrealized appreciation/depreciation of assets2013-12-31$4,907,913
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$33,624,038
Total loss/gain on sale of assets2013-12-31$269,423
Total of all expenses incurred2013-12-31$11,080,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$10,978,003
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$9,884,429
Value of total assets at end of year2013-12-31$176,759,472
Value of total assets at beginning of year2013-12-31$154,215,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$102,244
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$109,283
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,311,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,705,184
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$17,749
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$1,779,474
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$1,763,328
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$8,721,881
Participant contributions at end of year2013-12-31$1,425,463
Participant contributions at beginning of year2013-12-31$1,590,464
Participant contributions at end of year2013-12-31$385,480
Participant contributions at beginning of year2013-12-31$451,634
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,244,074
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,144,021
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,162,548
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$41,308
Administrative expenses (other) incurred2013-12-31$827
Total non interest bearing cash at end of year2013-12-31$183,282
Total non interest bearing cash at beginning of year2013-12-31$192,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$22,543,791
Value of net assets at end of year (total assets less liabilities)2013-12-31$176,759,472
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$154,215,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$3,631,993
Assets. partnership/joint venture interests at beginning of year2013-12-31$3,108,080
Investment advisory and management fees2013-12-31$83,668
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$121,946,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$104,068,069
Interest on participant loans2013-12-31$65,615
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$3,846
Income. Interest from US Government securities2013-12-31$18,704
Income. Interest from corporate debt instruments2013-12-31$12,125
Value of interest in common/collective trusts at end of year2013-12-31$182,652
Value of interest in common/collective trusts at beginning of year2013-12-31$202,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$21,690,737
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$21,217,507
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$21,217,507
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$8,993
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$423,671
Asset value of US Government securities at beginning of year2013-12-31$751,192
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$14,110,202
Net investment gain or loss from common/collective trusts2013-12-31$-9,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$0
Income. Dividends from preferred stock2013-12-31$20,261
Income. Dividends from common stock2013-12-31$585,770
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$10,978,003
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$339,752
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$489,633
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$23,526,214
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$19,236,965
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$20,950,761
Aggregate carrying amount (costs) on sale of assets2013-12-31$20,681,338
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BDO USA LLP
Accountancy firm EIN2013-12-31135381590
2012 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,809,905
Total unrealized appreciation/depreciation of assets2012-12-31$1,809,905
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Expenses. Interest paid2012-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$0
Total income from all sources (including contributions)2012-12-31$23,516,563
Total loss/gain on sale of assets2012-12-31$304,313
Total of all expenses incurred2012-12-31$10,437,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$10,326,514
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$8,826,243
Value of total assets at end of year2012-12-31$154,215,681
Value of total assets at beginning of year2012-12-31$141,136,235
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$110,386
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$160,534
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,474,283
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,876,199
Assets. Real estate other than employer real property at end of year2012-12-31$0
Assets. Real estate other than employer real property at beginning of year2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$22,381
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$1,763,328
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$1,753,396
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$8,292,511
Participant contributions at end of year2012-12-31$1,590,464
Participant contributions at beginning of year2012-12-31$1,730,270
Participant contributions at end of year2012-12-31$451,634
Participant contributions at beginning of year2012-12-31$422,336
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,144,021
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$2,383,969
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$533,732
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Assets. Loans (other than to participants) at end of year2012-12-31$0
Assets. Loans (other than to participants) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$122,336
Administrative expenses (other) incurred2012-12-31$4,656
Total non interest bearing cash at end of year2012-12-31$192,083
Total non interest bearing cash at beginning of year2012-12-31$234,242
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$13,079,446
Value of net assets at end of year (total assets less liabilities)2012-12-31$154,215,681
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$141,136,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$3,108,080
Assets. partnership/joint venture interests at beginning of year2012-12-31$2,966,877
Investment advisory and management fees2012-12-31$83,349
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$104,068,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$89,837,623
Interest on participant loans2012-12-31$73,664
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$434
Income. Interest from US Government securities2012-12-31$48,275
Income. Interest from corporate debt instruments2012-12-31$21,569
Value of interest in common/collective trusts at end of year2012-12-31$202,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$21,217,507
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$22,255,583
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$22,255,583
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$16,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Asset value of US Government securities at end of year2012-12-31$751,192
Asset value of US Government securities at beginning of year2012-12-31$1,770,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,812,693
Net investment gain or loss from common/collective trusts2012-12-31$6,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$0
Income. Dividends from preferred stock2012-12-31$24,650
Income. Dividends from common stock2012-12-31$573,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$10,326,514
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$489,633
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$571,650
Contract administrator fees2012-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$19,236,965
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$17,209,966
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$22,366,503
Aggregate carrying amount (costs) on sale of assets2012-12-31$22,062,190
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BDO USA LLP
Accountancy firm EIN2012-12-31135381590
2011 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$661,450
Total unrealized appreciation/depreciation of assets2011-12-31$661,450
Total transfer of assets to this plan2011-12-31$62,976,320
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,716,577
Total loss/gain on sale of assets2011-12-31$-33,604
Total of all expenses incurred2011-12-31$9,145,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$9,040,030
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,716,953
Value of total assets at end of year2011-12-31$141,136,235
Value of total assets at beginning of year2011-12-31$83,588,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$105,082
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$196,844
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,556,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,080,267
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$20,384
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$1,753,396
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$1,743,144
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$6,182,532
Participant contributions at end of year2011-12-31$1,730,270
Participant contributions at beginning of year2011-12-31$422,900
Participant contributions at end of year2011-12-31$422,336
Participant contributions at beginning of year2011-12-31$203,748
Assets. Other investments not covered elsewhere at end of year2011-12-31$2,383,969
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,983,466
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$402,143
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$214,818
Other income not declared elsewhere2011-12-31$152,230
Administrative expenses (other) incurred2011-12-31$6,721
Total non interest bearing cash at end of year2011-12-31$234,242
Total non interest bearing cash at beginning of year2011-12-31$14,234
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$132,278
Value of net income/loss2011-12-31$-5,428,535
Value of net assets at end of year (total assets less liabilities)2011-12-31$141,136,235
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$83,588,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$2,966,877
Assets. partnership/joint venture interests at beginning of year2011-12-31$2,684,647
Investment advisory and management fees2011-12-31$77,977
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$89,837,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$44,182,792
Interest on participant loans2011-12-31$62,825
Income. Interest from loans (other than to participants)2011-12-31$4,149
Interest earned on other investments2011-12-31$1,625
Income. Interest from US Government securities2011-12-31$70,521
Income. Interest from corporate debt instruments2011-12-31$38,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$22,255,583
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$13,123,219
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$13,123,219
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$19,343
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$1,770,323
Asset value of US Government securities at beginning of year2011-12-31$1,584,376
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-6,534,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$0
Income. Dividends from preferred stock2011-12-31$24,700
Income. Dividends from common stock2011-12-31$451,918
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$9,040,030
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$571,650
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$1,159,993
Contract administrator fees2011-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$17,209,966
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$16,271,113
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$21,928,199
Aggregate carrying amount (costs) on sale of assets2011-12-31$21,961,803
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ARGY, WILTSE & ROBINSON, P.C.
Accountancy firm EIN2011-12-31541586993
2010 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,291,131
Total unrealized appreciation/depreciation of assets2010-12-31$2,291,131
Total transfer of assets to this plan2010-12-31$53
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,069,155
Total loss/gain on sale of assets2010-12-31$199,471
Total of all expenses incurred2010-12-31$2,891,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,808,424
Expenses. Certain deemed distributions of participant loans2010-12-31$24,257
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,748,440
Value of total assets at end of year2010-12-31$83,588,450
Value of total assets at beginning of year2010-12-31$76,411,153
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$59,230
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$276,045
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,559,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,095,069
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$13,852
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$1,743,144
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$1,409,372
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$4,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,748,440
Participant contributions at end of year2010-12-31$422,900
Participant contributions at beginning of year2010-12-31$479,887
Participant contributions at end of year2010-12-31$203,748
Participant contributions at beginning of year2010-12-31$168,371
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,983,466
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$2,188,387
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$214,818
Assets. Loans (other than to participants) at beginning of year2010-12-31$229,397
Other income not declared elsewhere2010-12-31$65,544
Administrative expenses (other) incurred2010-12-31$699
Total non interest bearing cash at end of year2010-12-31$14,234
Total non interest bearing cash at beginning of year2010-12-31$8,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$7,177,244
Value of net assets at end of year (total assets less liabilities)2010-12-31$83,588,450
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$76,411,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$2,684,647
Assets. partnership/joint venture interests at beginning of year2010-12-31$2,023,707
Investment advisory and management fees2010-12-31$44,679
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$44,182,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$38,386,449
Interest on participant loans2010-12-31$23,147
Income. Interest from loans (other than to participants)2010-12-31$15,829
Interest earned on other investments2010-12-31$1,450
Income. Interest from US Government securities2010-12-31$145,660
Income. Interest from corporate debt instruments2010-12-31$61,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$13,123,219
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$12,040,660
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$12,040,660
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$28,207
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$1,584,376
Asset value of US Government securities at beginning of year2010-12-31$3,255,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,928,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Income. Dividends from preferred stock2010-12-31$28,696
Income. Dividends from common stock2010-12-31$436,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,808,424
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$1,159,993
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$1,249,644
Contract administrator fees2010-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$16,271,113
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$14,971,564
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$23,239,662
Aggregate carrying amount (costs) on sale of assets2010-12-31$23,040,191
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ARGY, WILTSE & ROBINSON, P.C.
Accountancy firm EIN2010-12-31541586993
2009 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$1,997,719

Form 5500 Responses for STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

2022: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 1
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Other information about contractINDIVIDUAL ANNUITY CONTRACT
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 1
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Other information about contractINDIVIDUAL ANNUITY CONTRACT
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 1
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Other information about contractINDIVIDUAL ANNUITY CONTRACT
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 1
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Other information about contractINDIVIDUAL ANNUITY CONTRACT
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 1
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Other information about contractINDIVIDUAL ANNUITY CONTRACT
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC197587-OW
Policy instance 2
Insurance contract or identification numberC197587-OW
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractINDIVIDUAL ANNUITY CONTRACT
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 1
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Other information about contractINDIVIDUAL ANNUITY CONTRACT
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 1
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Other information about contractINDIVIDUAL ANNUITY CONTRACT
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC197587-OW
Policy instance 2
Insurance contract or identification numberC197587-OW
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $197
Total amount of fees paid to insurance companyUSD $40
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractINDIVIDUAL ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $197
Amount paid for insurance broker fees40
Additional information about fees paid to insurance broker3
Insurance broker organization code?3
Insurance broker nameJUDITH EILEEN ZINS
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC197587-OW
Policy instance 1
Insurance contract or identification numberC197587-OW
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Other information about contractINDIVIDUAL ANNUITY CONTRACT
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 2
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Other information about contractINDIVIDUAL ANNUITY CONTRACT
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 1
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Other information about contractINDIVIDUAL ANNUITY CONTRACT
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC197587-OW
Policy instance 2
Insurance contract or identification numberC197587-OW
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Other information about contractINDIVIDUAL ANNUITY CONTRACT
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC197587-OW
Policy instance 2
Insurance contract or identification numberC197587-OW
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 1
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Other information about contractINDIVIDUAL ANNUITY CONTRACT
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 1
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Other information about contractINDIVIDUAL ANNUITY CONTRACT
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number0200SB20783
Policy instance 1
Insurance contract or identification number0200SB20783
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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