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ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN
Plan identification number 001

ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROSEN, SAPPERSTEIN & FRIEDLANDER, CHT. has sponsored the creation of one or more 401k plans.

Company Name:ROSEN, SAPPERSTEIN & FRIEDLANDER, CHT.
Employer identification number (EIN):521374503
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01RICHARD FRIEDLANDER
0012014-01-01RICHARD FRIEDLANDER
0012013-01-01RICHARD FRIEDLANDER
0012012-01-01RICHARD FRIEDLANDER RICHARD FRIEDLANDER2013-05-30
0012011-01-01RICHARD FRIEDLANDER
0012010-01-01RICHARD FRIEDLANDER
0012007-01-01SHELDON BERMAN

Financial Data on ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN

Measure Date Value
2015 : ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$515,042
Expenses. Total of all expenses incurred2015-12-31$205,974
Benefits paid (including direct rollovers)2015-12-31$201,349
Total plan assets at end of year2015-12-31$7,321,968
Total plan assets at beginning of year2015-12-31$7,012,900
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$338,376
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$82,907
Other income received2015-12-31$-65,141
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$309,068
Net plan assets at end of year (total assets less liabilities)2015-12-31$7,321,968
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$7,012,900
Assets. Value of participant loans2015-12-31$41,160
Total contributions received or receivable from employer(s)2015-12-31$158,900
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$4,625
2014 : ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$907,006
Expenses. Total of all expenses incurred2014-12-31$212,769
Benefits paid (including direct rollovers)2014-12-31$211,144
Total plan assets at end of year2014-12-31$7,012,900
Total plan assets at beginning of year2014-12-31$6,318,663
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$335,262
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$45,367
Other income received2014-12-31$346,377
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$694,237
Net plan assets at end of year (total assets less liabilities)2014-12-31$7,012,900
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$6,318,663
Assets. Value of participant loans2014-12-31$91,179
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$180,000
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$1,625
2013 : ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$1,319,200
Expenses. Total of all expenses incurred2013-12-31$71,824
Benefits paid (including direct rollovers)2013-12-31$70,524
Total plan assets at end of year2013-12-31$6,318,663
Total plan assets at beginning of year2013-12-31$5,071,287
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$267,250
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$6,379
Other income received2013-12-31$885,571
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$1,247,376
Net plan assets at end of year (total assets less liabilities)2013-12-31$6,318,663
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$5,071,287
Assets. Value of participant loans2013-12-31$23,637
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$160,000
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$1,300
2012 : ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$934,682
Expenses. Total of all expenses incurred2012-12-31$310,620
Benefits paid (including direct rollovers)2012-12-31$307,701
Total plan assets at end of year2012-12-31$5,071,287
Total plan assets at beginning of year2012-12-31$4,447,225
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$225,220
Other income received2012-12-31$549,462
Net income (gross income less expenses)2012-12-31$624,062
Net plan assets at end of year (total assets less liabilities)2012-12-31$5,071,287
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$4,447,225
Assets. Value of participant loans2012-12-31$28,304
Total contributions received or receivable from employer(s)2012-12-31$160,000
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$2,919
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$276,622
Expenses. Total of all expenses incurred2011-12-31$23,962
Benefits paid (including direct rollovers)2011-12-31$21,512
Total plan assets at end of year2011-12-31$4,447,225
Total plan assets at beginning of year2011-12-31$4,194,565
Value of fidelity bond covering the plan2011-12-31$150,000
Total contributions received or receivable from participants2011-12-31$224,427
Contributions received from other sources (not participants or employers)2011-12-31$817
Other income received2011-12-31$-104,583
Net income (gross income less expenses)2011-12-31$252,660
Net plan assets at end of year (total assets less liabilities)2011-12-31$4,447,225
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$4,194,565
Assets. Value of participant loans2011-12-31$32,955
Total contributions received or receivable from employer(s)2011-12-31$155,961
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$2,450
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$668,333
Expenses. Total of all expenses incurred2010-12-31$32,110
Benefits paid (including direct rollovers)2010-12-31$22,280
Total plan assets at end of year2010-12-31$4,194,565
Total plan assets at beginning of year2010-12-31$3,558,342
Value of fidelity bond covering the plan2010-12-31$150,000
Total contributions received or receivable from participants2010-12-31$157,583
Other income received2010-12-31$278,088
Net income (gross income less expenses)2010-12-31$636,223
Net plan assets at end of year (total assets less liabilities)2010-12-31$4,194,565
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,558,342
Assets. Value of participant loans2010-12-31$37,071
Total contributions received or receivable from employer(s)2010-12-31$232,662
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$9,830
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN

2015: ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2007: ROSEN, SAPPERSTEIN & FRIEDLANDER, CHARTERED 401(K) PROFIT SHARING PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedNo
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2007-01-01Plan funding arrangement – InsuranceYes
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement – InsuranceYes
2007-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number450421
Policy instance 2

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