AMERICAN CAPITAL, LTD. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan MEDICAL PLAN FOR EMPLOYEES OF AMERICAN CAPITAL LTD. & PARTICIPATING COMPANIES
| Measure | Date | Value |
|---|
| 2017 : MEDICAL PLAN FOR EMPLOYEES OF AMERICAN CAPITAL LTD. & PARTICIPATING COMPANIES 2017 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-07-21 | $634,173 |
| Total income from all sources (including contributions) | 2017-07-21 | $20,875 |
| Total of all expenses incurred | 2017-07-21 | $462,979 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-07-21 | $374,088 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-07-21 | $20,428 |
| Value of total assets at end of year | 2017-07-21 | $0 |
| Value of total assets at beginning of year | 2017-07-21 | $1,076,277 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-07-21 | $88,891 |
| Total interest from all sources | 2017-07-21 | $447 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-07-21 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-07-21 | $0 |
| Administrative expenses professional fees incurred | 2017-07-21 | $77,062 |
| Was this plan covered by a fidelity bond | 2017-07-21 | Yes |
| Value of fidelity bond cover | 2017-07-21 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-07-21 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-07-21 | No |
| Contributions received from participants | 2017-07-21 | $20,428 |
| Participant contributions at end of year | 2017-07-21 | $0 |
| Participant contributions at beginning of year | 2017-07-21 | $67,904 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-07-21 | $20,822 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-07-21 | $17,171 |
| Administrative expenses (other) incurred | 2017-07-21 | $6,075 |
| Liabilities. Value of operating payables at beginning of year | 2017-07-21 | $5,135 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-07-21 | No |
| Value of net income/loss | 2017-07-21 | $-442,104 |
| Value of net assets at end of year (total assets less liabilities) | 2017-07-21 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-07-21 | $442,104 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-07-21 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-07-21 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-07-21 | No |
| Investment advisory and management fees | 2017-07-21 | $5,754 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-07-21 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-07-21 | $704,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-07-21 | $704,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-07-21 | $447 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-07-21 | $15,780 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-07-21 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-07-21 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-07-21 | No |
| Employer contributions (assets) at end of year | 2017-07-21 | $0 |
| Employer contributions (assets) at beginning of year | 2017-07-21 | $283,551 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-07-21 | $358,308 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-07-21 | No |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-07-21 | $611,867 |
| Did the plan have assets held for investment | 2017-07-21 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-07-21 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-07-21 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-07-21 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-07-21 | Unqualified |
| Accountancy firm name | 2017-07-21 | NOVAK FRANCELLA, LLC |
| Accountancy firm EIN | 2017-07-21 | 611436956 |
| 2016 : MEDICAL PLAN FOR EMPLOYEES OF AMERICAN CAPITAL LTD. & PARTICIPATING COMPANIES 2016 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $634,173 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $2,129,218 |
| Total income from all sources (including contributions) | 2016-12-31 | $7,673,253 |
| Total of all expenses incurred | 2016-12-31 | $10,387,426 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $9,895,025 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $7,665,277 |
| Value of total assets at end of year | 2016-12-31 | $1,076,277 |
| Value of total assets at beginning of year | 2016-12-31 | $5,285,495 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $492,401 |
| Total interest from all sources | 2016-12-31 | $7,976 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $415,834 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,376,726 |
| Participant contributions at end of year | 2016-12-31 | $67,904 |
| Participant contributions at beginning of year | 2016-12-31 | $39,760 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $20,822 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $136,246 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $17,171 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $6,586 |
| Administrative expenses (other) incurred | 2016-12-31 | $65,176 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $5,135 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $5,632 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-2,714,173 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $442,104 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,156,277 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $11,391 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $704,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $5,032,679 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $5,032,679 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $7,976 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $269,835 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $6,288,551 |
| Employer contributions (assets) at end of year | 2016-12-31 | $283,551 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $76,810 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $9,625,190 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $611,867 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $2,117,000 |
| Did the plan have assets held for investment | 2016-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | NOVAK FRANCELLA, LLC |
| Accountancy firm EIN | 2016-12-31 | 611436956 |
| 2015 : MEDICAL PLAN FOR EMPLOYEES OF AMERICAN CAPITAL LTD. & PARTICIPATING COMPANIES 2015 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $2,129,218 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $1,199,684 |
| Total income from all sources (including contributions) | 2015-12-31 | $18,888,717 |
| Total of all expenses incurred | 2015-12-31 | $18,749,534 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $17,967,716 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $18,883,218 |
| Value of total assets at end of year | 2015-12-31 | $5,285,495 |
| Value of total assets at beginning of year | 2015-12-31 | $4,216,778 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $781,818 |
| Total interest from all sources | 2015-12-31 | $5,499 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $628,128 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $3,492,849 |
| Participant contributions at end of year | 2015-12-31 | $39,760 |
| Participant contributions at beginning of year | 2015-12-31 | $58,415 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $136,246 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $192,552 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $6,586 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $5,988 |
| Administrative expenses (other) incurred | 2015-12-31 | $147,790 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $5,632 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $17,696 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $139,183 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,156,277 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,017,094 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $5,900 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $5,032,679 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $3,653,627 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $3,653,627 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $5,499 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $966,328 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $15,390,369 |
| Employer contributions (assets) at end of year | 2015-12-31 | $76,810 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $312,184 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $17,001,388 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $2,117,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $1,176,000 |
| Did the plan have assets held for investment | 2015-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | NOVAK FRANCELLA, LLC |
| Accountancy firm EIN | 2015-12-31 | 611436956 |
| 2014 : MEDICAL PLAN FOR EMPLOYEES OF AMERICAN CAPITAL LTD. & PARTICIPATING COMPANIES 2014 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $1,199,684 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $815,656 |
| Total income from all sources (including contributions) | 2014-12-31 | $18,721,659 |
| Total of all expenses incurred | 2014-12-31 | $16,675,455 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $16,191,776 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $18,719,799 |
| Value of total assets at end of year | 2014-12-31 | $4,216,778 |
| Value of total assets at beginning of year | 2014-12-31 | $1,786,546 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $483,679 |
| Total interest from all sources | 2014-12-31 | $1,860 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $306,872 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $2,727,668 |
| Participant contributions at end of year | 2014-12-31 | $58,415 |
| Participant contributions at beginning of year | 2014-12-31 | $102,193 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $192,552 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $114,864 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $23,684 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $61,656 |
| Administrative expenses (other) incurred | 2014-12-31 | $172,453 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $2,046,204 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $3,017,094 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $970,890 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $4,354 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $3,653,627 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,213,531 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,213,531 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $1,860 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $768,250 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $15,992,131 |
| Employer contributions (assets) at end of year | 2014-12-31 | $312,184 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $355,958 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $15,423,526 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $1,176,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $754,000 |
| Did the plan have assets held for investment | 2014-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | NOVAK FRANCELLA, LLC |
| Accountancy firm EIN | 2014-12-31 | 611436956 |
| 2013 : MEDICAL PLAN FOR EMPLOYEES OF AMERICAN CAPITAL LTD. & PARTICIPATING COMPANIES 2013 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $815,656 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,138,000 |
| Total income from all sources (including contributions) | 2013-12-31 | $16,826,261 |
| Total of all expenses incurred | 2013-12-31 | $15,374,233 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $15,116,311 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $15,978,499 |
| Value of total assets at end of year | 2013-12-31 | $1,786,546 |
| Value of total assets at beginning of year | 2013-12-31 | $656,862 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $257,922 |
| Total interest from all sources | 2013-12-31 | $415 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $254,917 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $2,551,587 |
| Participant contributions at end of year | 2013-12-31 | $102,193 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $114,864 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $61,656 |
| Other income not declared elsewhere | 2013-12-31 | $847,347 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,452,028 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $970,890 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $-481,138 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $3,005 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,213,531 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $494,804 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $494,804 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $415 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $674,224 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $13,426,912 |
| Employer contributions (assets) at end of year | 2013-12-31 | $355,958 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $162,058 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $14,442,087 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $754,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $1,138,000 |
| Did the plan have assets held for investment | 2013-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | NOVAK FRANCELLA, LLC |
| Accountancy firm EIN | 2013-12-31 | 611436956 |
| 2012 : MEDICAL PLAN FOR EMPLOYEES OF AMERICAN CAPITAL LTD. & PARTICIPATING COMPANIES 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,138,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $796,670 |
| Total income from all sources (including contributions) | 2012-12-31 | $13,379,410 |
| Total of all expenses incurred | 2012-12-31 | $13,337,561 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $13,064,481 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $13,338,371 |
| Value of total assets at end of year | 2012-12-31 | $656,862 |
| Value of total assets at beginning of year | 2012-12-31 | $273,683 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $273,080 |
| Total interest from all sources | 2012-12-31 | $860 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $273,080 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Other income not declared elsewhere | 2012-12-31 | $40,179 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $670 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $41,849 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $-481,138 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $-522,987 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $494,804 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $172,234 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $172,234 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $860 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $1,083,752 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $13,338,371 |
| Employer contributions (assets) at end of year | 2012-12-31 | $162,058 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $101,449 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $11,980,729 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $1,138,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $796,000 |
| Did the plan have assets held for investment | 2012-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | NOVAK FRANCELLA LLC |
| Accountancy firm EIN | 2012-12-31 | 611436956 |
| 2011 : MEDICAL PLAN FOR EMPLOYEES OF AMERICAN CAPITAL LTD. & PARTICIPATING COMPANIES 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $796,670 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $721,575 |
| Total income from all sources (including contributions) | 2011-12-31 | $7,751,524 |
| Total of all expenses incurred | 2011-12-31 | $7,872,991 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $7,711,353 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $7,621,181 |
| Value of total assets at end of year | 2011-12-31 | $273,683 |
| Value of total assets at beginning of year | 2011-12-31 | $320,055 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $161,638 |
| Total interest from all sources | 2011-12-31 | $520 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $161,638 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Other income not declared elsewhere | 2011-12-31 | $129,823 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $670 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $3,575 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-121,467 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $-522,987 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $-401,520 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $172,234 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $160,868 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $160,868 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $520 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $7,621,181 |
| Employer contributions (assets) at end of year | 2011-12-31 | $101,449 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $159,187 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $7,711,353 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $796,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $718,000 |
| Did the plan have assets held for investment | 2011-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | NOVAK FRANCELLA LLC |
| Accountancy firm EIN | 2011-12-31 | 611436956 |
| 2010 : MEDICAL PLAN FOR EMPLOYEES OF AMERICAN CAPITAL LTD. & PARTICIPATING COMPANIES 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $721,575 |
| Total income from all sources (including contributions) | 2010-12-31 | $6,200,428 |
| Total of all expenses incurred | 2010-12-31 | $6,601,948 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $6,375,515 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $6,199,444 |
| Value of total assets at end of year | 2010-12-31 | $320,055 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $226,433 |
| Total interest from all sources | 2010-12-31 | $984 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $226,433 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $3,575 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $-401,520 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $-401,520 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $160,868 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $984 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $6,199,444 |
| Employer contributions (assets) at end of year | 2010-12-31 | $159,187 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $6,375,515 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $718,000 |
| Did the plan have assets held for investment | 2010-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | NOVAK FRANCELLA LLC |
| Accountancy firm EIN | 2010-12-31 | 611436956 |
