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THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTHE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN
Plan identification number 001

THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE ADVISORY BOARD COMPANY has sponsored the creation of one or more 401k plans.

Company Name:THE ADVISORY BOARD COMPANY
Employer identification number (EIN):521468699
NAIC Classification:541600

Additional information about THE ADVISORY BOARD COMPANY

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3424406

More information about THE ADVISORY BOARD COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01DAVID E. STRAUSS2019-11-25
0012018-01-01DAVID E. STRAUSS2019-10-14
0012017-01-01
0012016-01-01MONICA GRAVES MONICA GRAVES2017-10-16
0012015-01-01MONICA GRAVES MONICA GRAVES2016-10-17
0012014-01-01MONICA GRAVES MONICA GRAVES2015-10-14
0012014-01-01MONICA GRAVES MONICA GRAVES2015-11-04
0012013-01-01MONICA GRAVES MONICA GRAVES2014-10-14
0012012-01-01MONICA GRAVES MONICA GRAVES2013-10-09
0012011-01-01MONICA GRAVES
0012010-01-01MONICA GRAVES
0012009-01-01MARY VAN HOOSE MONICA GRAVES2010-10-14

Plan Statistics for THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN

Measure Date Value
2019: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,353
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,787
Total number of active participants reported on line 7a of the Form 55002018-01-011,556
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011,797
Total of all active and inactive participants2018-01-013,353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-013,353
Number of participants with account balances2018-01-013,245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,797
Total number of active participants reported on line 7a of the Form 55002017-01-013,215
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-011,571
Total of all active and inactive participants2017-01-014,787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-014,787
Number of participants with account balances2017-01-014,642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01243
2016: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,387
Total number of active participants reported on line 7a of the Form 55002016-01-013,563
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-011,233
Total of all active and inactive participants2016-01-014,797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-014,797
Number of participants with account balances2016-01-014,645
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01180
2015: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,733
Total number of active participants reported on line 7a of the Form 55002015-01-013,372
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-01987
Total of all active and inactive participants2015-01-014,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-014,360
Number of participants with account balances2015-01-013,828
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01218
2014: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,089
Total number of active participants reported on line 7a of the Form 55002014-01-012,952
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01739
Total of all active and inactive participants2014-01-013,692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-013,692
Number of participants with account balances2014-01-013,435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01171
2013: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,593
Total number of active participants reported on line 7a of the Form 55002013-01-012,570
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01519
Total of all active and inactive participants2013-01-013,089
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013,089
Number of participants with account balances2013-01-012,890
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01131
2012: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,069
Total number of active participants reported on line 7a of the Form 55002012-01-012,135
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01458
Total of all active and inactive participants2012-01-012,593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,593
Number of participants with account balances2012-01-012,401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0175
2011: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,711
Total number of active participants reported on line 7a of the Form 55002011-01-011,673
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01396
Total of all active and inactive participants2011-01-012,069
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-012,069
Number of participants with account balances2011-01-011,757
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01279
2010: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,419
Total number of active participants reported on line 7a of the Form 55002010-01-011,346
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01365
Total of all active and inactive participants2010-01-011,711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,711
Number of participants with account balances2010-01-011,250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0130
2009: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,330
Total number of active participants reported on line 7a of the Form 55002009-01-011,020
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01399
Total of all active and inactive participants2009-01-011,419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,419
Number of participants with account balances2009-01-011,058
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN

Measure Date Value
2019 : THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-04-01$0
Total transfer of assets from this plan2019-04-01$166,187,522
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-01$0
Total income from all sources (including contributions)2019-04-01$19,255,740
Total loss/gain on sale of assets2019-04-01$0
Total of all expenses incurred2019-04-01$10,340,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-04-01$10,270,366
Value of total corrective distributions2019-04-01$1,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-04-01$0
Value of total assets at end of year2019-04-01$0
Value of total assets at beginning of year2019-04-01$157,272,768
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-04-01$69,155
Total interest from all sources2019-04-01$214,351
Total dividends received (eg from common stock, registered investment company shares)2019-04-01$213,615
Total dividends received from registered investment company shares (eg mutual funds)2019-04-01$213,615
Was this plan covered by a fidelity bond2019-04-01Yes
Value of fidelity bond cover2019-04-01$500,000
If this is an individual account plan, was there a blackout period2019-04-01No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-04-01$0
Were there any nonexempt tranactions with any party-in-interest2019-04-01No
Participant contributions at end of year2019-04-01$0
Participant contributions at beginning of year2019-04-01$960,685
Assets. Other investments not covered elsewhere at end of year2019-04-01$0
Assets. Other investments not covered elsewhere at beginning of year2019-04-01$306,050
Administrative expenses (other) incurred2019-04-01$69,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-01No
Value of net income/loss2019-04-01$8,914,754
Value of net assets at end of year (total assets less liabilities)2019-04-01$0
Value of net assets at beginning of year (total assets less liabilities)2019-04-01$157,272,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-04-01No
Were any loans by the plan or fixed income obligations due to the plan in default2019-04-01No
Were any leases to which the plan was party in default or uncollectible2019-04-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-04-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-04-01$150,407,253
Interest on participant loans2019-04-01$10,227
Interest earned on other investments2019-04-01$204,124
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-04-01$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-04-01$26,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-04-01$26,487
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-04-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-04-01$5,572,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-04-01$18,827,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-04-01No
Was there a failure to transmit to the plan any participant contributions2019-04-01No
Has the plan failed to provide any benefit when due under the plan2019-04-01No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-04-01$10,270,366
Did the plan have assets held for investment2019-04-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-04-01Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-04-01Yes
Opinion of an independent qualified public accountant for this plan2019-04-01Disclaimer
Accountancy firm name2019-04-01BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2019-04-01390859910
2018 : THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-3,236,602
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$90,425,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$90,079,359
Value of total corrective distributions2018-12-31$6,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,230,508
Value of total assets at end of year2018-12-31$157,272,768
Value of total assets at beginning of year2018-12-31$250,934,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$339,253
Total interest from all sources2018-12-31$259,464
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$7,176,257
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$7,176,257
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,087,863
Participant contributions at end of year2018-12-31$960,685
Participant contributions at beginning of year2018-12-31$912,853
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$482,757
Assets. Other investments not covered elsewhere at end of year2018-12-31$306,050
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$298,582
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$160,222
Administrative expenses (other) incurred2018-12-31$339,253
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-93,661,799
Value of net assets at end of year (total assets less liabilities)2018-12-31$157,272,768
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$250,934,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$150,407,253
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$238,188,663
Interest on participant loans2018-12-31$45,626
Interest earned on other investments2018-12-31$213,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$26,487
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$5,572,293
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$7,591,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-15,902,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$982,423
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$3,460,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$90,079,359
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
2017 : THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$75,233,550
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$29,314,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$28,974,178
Expenses. Certain deemed distributions of participant loans2017-12-31$4,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$30,972,252
Value of total assets at end of year2017-12-31$250,934,567
Value of total assets at beginning of year2017-12-31$205,015,032
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$335,551
Total interest from all sources2017-12-31$327,916
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$9,005,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$9,005,167
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$23,503,112
Participant contributions at end of year2017-12-31$912,853
Participant contributions at beginning of year2017-12-31$1,558,965
Participant contributions at end of year2017-12-31$482,757
Participant contributions at beginning of year2017-12-31$801,550
Assets. Other investments not covered elsewhere at end of year2017-12-31$298,582
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$128,575
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,414,475
Administrative expenses (other) incurred2017-12-31$335,551
Total non interest bearing cash at end of year2017-12-31$5
Total non interest bearing cash at beginning of year2017-12-31$384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$45,919,535
Value of net assets at end of year (total assets less liabilities)2017-12-31$250,934,567
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$205,015,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$238,188,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$191,493,803
Income. Interest from loans (other than to participants)2017-12-31$61,546
Interest earned on other investments2017-12-31$266,370
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$7,591,521
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$6,780,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$34,928,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$5,054,665
Employer contributions (assets) at end of year2017-12-31$3,460,186
Employer contributions (assets) at beginning of year2017-12-31$4,251,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$28,974,178
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$17,339,592
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$45,616,708
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$14,854,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$14,615,447
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$1,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$30,997,640
Value of total assets at end of year2016-12-31$205,015,032
Value of total assets at beginning of year2016-12-31$156,913,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$237,016
Total interest from all sources2016-12-31$244,636
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,920,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,920,825
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$24,120,964
Participant contributions at end of year2016-12-31$1,558,965
Participant contributions at beginning of year2016-12-31$1,183,954
Participant contributions at end of year2016-12-31$801,550
Participant contributions at beginning of year2016-12-31$686,696
Assets. Other investments not covered elsewhere at end of year2016-12-31$128,575
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$89,700
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,581,688
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Other income not declared elsewhere2016-12-31$31,872
Administrative expenses (other) incurred2016-12-31$585
Total non interest bearing cash at end of year2016-12-31$384
Total non interest bearing cash at beginning of year2016-12-31$203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$30,762,364
Value of net assets at end of year (total assets less liabilities)2016-12-31$205,015,032
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$156,913,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$207,381
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$191,493,803
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$145,691,583
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$61,557
Interest earned on other investments2016-12-31$183,079
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$6,780,054
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,455,290
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$10,421,735
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$4,294,988
Employer contributions (assets) at end of year2016-12-31$4,251,701
Employer contributions (assets) at beginning of year2016-12-31$5,805,650
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$14,615,447
Contract administrator fees2016-12-31$29,050
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$31,098,280
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$10,831,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,634,770
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$1,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$30,791,089
Value of total assets at end of year2015-12-31$156,913,076
Value of total assets at beginning of year2015-12-31$136,645,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$195,027
Total interest from all sources2015-12-31$228,978
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,160,051
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$7,160,051
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$20,293,186
Participant contributions at end of year2015-12-31$1,183,954
Participant contributions at beginning of year2015-12-31$1,128,612
Participant contributions at end of year2015-12-31$686,696
Participant contributions at beginning of year2015-12-31$607,199
Assets. Other investments not covered elsewhere at end of year2015-12-31$89,700
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,663,139
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Other income not declared elsewhere2015-12-31$-6,811
Administrative expenses (other) incurred2015-12-31$930
Total non interest bearing cash at end of year2015-12-31$203
Total non interest bearing cash at beginning of year2015-12-31$12,516
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$20,267,216
Value of net assets at end of year (total assets less liabilities)2015-12-31$156,913,076
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$136,645,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$165,489
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$145,691,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$127,433,569
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$51,388
Interest earned on other investments2015-12-31$177,590
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,455,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,676,202
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-7,075,027
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$5,834,764
Employer contributions (assets) at end of year2015-12-31$5,805,650
Employer contributions (assets) at beginning of year2015-12-31$4,787,762
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$10,634,770
Contract administrator fees2015-12-31$28,608
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$33,456,460
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,403,579
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,210,808
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$29,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$24,720,988
Value of total assets at end of year2014-12-31$136,645,860
Value of total assets at beginning of year2014-12-31$111,592,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$163,079
Total interest from all sources2014-12-31$114,591
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$5,745,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$5,745,974
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$16,947,605
Participant contributions at end of year2014-12-31$1,128,612
Participant contributions at beginning of year2014-12-31$895,695
Participant contributions at end of year2014-12-31$607,199
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,960,046
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$780
Total non interest bearing cash at end of year2014-12-31$12,516
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$25,052,881
Value of net assets at end of year (total assets less liabilities)2014-12-31$136,645,860
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$111,592,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$139,815
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$127,433,569
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$104,127,287
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$43,987
Interest earned on other investments2014-12-31$70,604
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,676,202
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,474,232
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,874,907
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$4,813,337
Employer contributions (assets) at end of year2014-12-31$4,787,762
Employer contributions (assets) at beginning of year2014-12-31$4,095,765
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,210,808
Contract administrator fees2014-12-31$22,484
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$40,180,833
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,614,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,584,374
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$8,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$20,135,198
Value of total assets at end of year2013-12-31$111,592,979
Value of total assets at beginning of year2013-12-31$76,026,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$21,527
Total interest from all sources2013-12-31$101,641
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,792,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,792,485
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$13,838,373
Participant contributions at end of year2013-12-31$895,695
Participant contributions at beginning of year2013-12-31$370,324
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,197,047
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$1,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$35,566,617
Value of net assets at end of year (total assets less liabilities)2013-12-31$111,592,979
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$76,026,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$104,127,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$70,146,864
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$26,418
Interest earned on other investments2013-12-31$75,223
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,474,232
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,767,263
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$15,151,509
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$4,099,778
Employer contributions (assets) at end of year2013-12-31$4,095,765
Employer contributions (assets) at beginning of year2013-12-31$2,741,911
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,584,374
Contract administrator fees2013-12-31$19,553
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ENYLLP
Accountancy firm EIN2013-12-31346565596
2012 : THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$72,372
Total income from all sources (including contributions)2012-12-31$25,404,664
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,361,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,336,848
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$5,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$16,436,004
Value of total assets at end of year2012-12-31$76,026,362
Value of total assets at beginning of year2012-12-31$54,055,556
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,042
Total interest from all sources2012-12-31$270,424
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,244,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,244,156
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$10,572,828
Participant contributions at end of year2012-12-31$370,324
Participant contributions at beginning of year2012-12-31$338,147
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,081,573
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$72,372
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$5,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$22,043,178
Value of net assets at end of year (total assets less liabilities)2012-12-31$76,026,362
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$53,983,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$70,146,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$48,687,714
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$0
Interest on participant loans2012-12-31$14,425
Interest earned on other investments2012-12-31$255,999
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,767,263
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,118,533
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,454,080
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Assets. Invements in employer securities at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$2,781,603
Employer contributions (assets) at end of year2012-12-31$2,741,911
Employer contributions (assets) at beginning of year2012-12-31$2,911,162
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,336,848
Contract administrator fees2012-12-31$13,504
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31E&Y LLP
Accountancy firm EIN2012-12-31346565596
2011 : THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$72,372
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$10,414,660
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,563,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,547,628
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$3,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$11,985,473
Value of total assets at end of year2011-12-31$54,055,556
Value of total assets at beginning of year2011-12-31$47,131,621
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$12,165
Total interest from all sources2011-12-31$73,926
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,803,259
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,803,259
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$8,015,684
Participant contributions at end of year2011-12-31$338,147
Participant contributions at beginning of year2011-12-31$343,215
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$215,576
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,058,627
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$72,372
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,851,563
Value of net assets at end of year (total assets less liabilities)2011-12-31$53,983,184
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$47,131,621
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$48,687,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$42,716,519
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$17,437
Interest earned on other investments2011-12-31$56,489
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,118,533
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,671,378
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,447,998
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$2,911,162
Employer contributions (assets) at end of year2011-12-31$2,911,162
Employer contributions (assets) at beginning of year2011-12-31$2,184,933
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,547,628
Contract administrator fees2011-12-31$11,930
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$117,172
Total income from all sources (including contributions)2010-12-31$15,222,881
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,713,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,694,161
Expenses. Certain deemed distributions of participant loans2010-12-31$15,667
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,137,362
Value of total assets at end of year2010-12-31$47,131,620
Value of total assets at beginning of year2010-12-31$34,739,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,945
Total interest from all sources2010-12-31$39,065
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$854,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$854,998
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$6,313,484
Participant contributions at end of year2010-12-31$343,215
Participant contributions at beginning of year2010-12-31$308,438
Participant contributions at end of year2010-12-31$215,576
Participant contributions at beginning of year2010-12-31$147,679
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,638,945
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$117,172
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$12,509,108
Value of net assets at end of year (total assets less liabilities)2010-12-31$47,131,620
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$34,622,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$42,716,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$32,904,499
Interest on participant loans2010-12-31$21,706
Interest earned on other investments2010-12-31$17,359
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,379,068
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,379,068
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,671,377
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,191,456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$2,184,933
Employer contributions (assets) at end of year2010-12-31$2,184,933
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,694,161
Contract administrator fees2010-12-31$3,945
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN

2019: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE ADVISORY BOARD COMPANY 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60513
Policy instance 1
Insurance contract or identification numberMR 60513
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-04-01
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60513
Policy instance 1
Insurance contract or identification numberMR 60513
Number of Individuals Covered3215
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60513
Policy instance 1
Insurance contract or identification numberMR 60513
Number of Individuals Covered3215
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60513
Policy instance 1
Insurance contract or identification numberMR 60513
Number of Individuals Covered4360
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60513
Policy instance 1
Insurance contract or identification numberMR 60513
Number of Individuals Covered3692
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60513
Policy instance 1
Insurance contract or identification numberMR 60513
Number of Individuals Covered3089
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60513
Policy instance 1
Insurance contract or identification numberMR 60513
Number of Individuals Covered2593
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60513
Policy instance 1
Insurance contract or identification numberMR 60513
Number of Individuals Covered2069
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60513
Policy instance 1
Insurance contract or identification numberMR 60513
Number of Individuals Covered1711
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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