CITIGROUP 401K PLAN 401k Plan overview

Plan Name	CITIGROUP 401K PLAN
Plan identification number	004

CITIGROUP 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities. ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll. Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account. Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CITIGROUP INC. has sponsored the creation of one or more 401k plans.

Company Name:	CITIGROUP INC.
Employer identification number (EIN):	521568099
NAIC Classification:	523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CITIGROUP 401K PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
004	2022-01-01
004	2021-01-01
004	2020-01-01
004	2019-01-01
004	2018-01-01	LORI SZERENCSY		JOHN SANTORO	2019-06-28
004	2017-01-01	LORI SZERENCSY		JOHN SANTORO	2018-07-09
004	2016-01-01	LORI SZERENCSY		JOHN SANTORO	2017-07-07
004	2015-01-01	LORI SZERENCSY		JOHN SANTORO	2016-06-24
004	2014-01-01	LORI SZERENCSY		JOHN SANTORO	2015-06-27
004	2013-01-01	LORI SZERENCSY		JOHN SANTORO	2014-06-27
004	2012-01-01	JEAN ROMA		JOHN SANTORO	2013-07-25
004	2011-01-01	PAUL MARCOTULLIO		JOHN SANTORO	2012-07-12
004	2009-01-01	PAUL MARCOTULLIO		JOHN SANTORO	2010-10-14

Plan Statistics for CITIGROUP 401K PLAN

401k plan membership statisitcs for CITIGROUP 401K PLAN

Measure	Date	Value
2022: CITIGROUP 401K PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	119,480
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	78,295
Number of retired or separated participants receiving benefits	2022-01-01	178
Number of other retired or separated participants entitled to future benefits	2022-01-01	45,673
Total of all active and inactive participants	2022-01-01	124,146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1,720
Total participants	2022-01-01	125,866
Number of participants with account balances	2022-01-01	119,328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	695
2021: CITIGROUP 401K PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	115,029
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	70,508
Number of retired or separated participants receiving benefits	2021-01-01	164
Number of other retired or separated participants entitled to future benefits	2021-01-01	46,843
Total of all active and inactive participants	2021-01-01	117,515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1,672
Total participants	2021-01-01	119,187
Number of participants with account balances	2021-01-01	113,384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	698
2020: CITIGROUP 401K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	115,017
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	69,247
Number of retired or separated participants receiving benefits	2020-01-01	145
Number of other retired or separated participants entitled to future benefits	2020-01-01	44,079
Total of all active and inactive participants	2020-01-01	113,471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1,347
Total participants	2020-01-01	114,818
Number of participants with account balances	2020-01-01	109,634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	338
2019: CITIGROUP 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	119,521
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	67,172
Number of retired or separated participants receiving benefits	2019-01-01	143
Number of other retired or separated participants entitled to future benefits	2019-01-01	46,436
Total of all active and inactive participants	2019-01-01	113,751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1,221
Total participants	2019-01-01	114,972
Number of participants with account balances	2019-01-01	109,010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	696
2018: CITIGROUP 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	122,342
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	72,527
Number of retired or separated participants receiving benefits	2018-01-01	151
Number of other retired or separated participants entitled to future benefits	2018-01-01	45,498
Total of all active and inactive participants	2018-01-01	118,176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1,181
Total participants	2018-01-01	119,357
Number of participants with account balances	2018-01-01	111,882
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1,023
2017: CITIGROUP 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	144,384
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	73,764
Number of retired or separated participants receiving benefits	2017-01-01	167
Number of other retired or separated participants entitled to future benefits	2017-01-01	47,072
Total of all active and inactive participants	2017-01-01	121,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1,192
Total participants	2017-01-01	122,195
Number of participants with account balances	2017-01-01	114,874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	813
2016: CITIGROUP 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	148,727
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	76,664
Number of retired or separated participants receiving benefits	2016-01-01	179
Number of other retired or separated participants entitled to future benefits	2016-01-01	65,997
Total of all active and inactive participants	2016-01-01	142,840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1,520
Total participants	2016-01-01	144,360
Number of participants with account balances	2016-01-01	136,072
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	768
2015: CITIGROUP 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	171,488
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	77,799
Number of retired or separated participants receiving benefits	2015-01-01	186
Number of other retired or separated participants entitled to future benefits	2015-01-01	68,748
Total of all active and inactive participants	2015-01-01	146,733
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1,452
Total participants	2015-01-01	148,185
Number of participants with account balances	2015-01-01	139,947
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1,438
2014: CITIGROUP 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	150,629
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	85,371
Number of retired or separated participants receiving benefits	2014-01-01	212
Number of other retired or separated participants entitled to future benefits	2014-01-01	83,925
Total of all active and inactive participants	2014-01-01	169,508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1,888
Total participants	2014-01-01	171,396
Number of participants with account balances	2014-01-01	163,349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1,562
2013: CITIGROUP 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	154,401
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	90,429
Number of retired or separated participants receiving benefits	2013-01-01	206
Number of other retired or separated participants entitled to future benefits	2013-01-01	58,625
Total of all active and inactive participants	2013-01-01	149,260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1,050
Total participants	2013-01-01	150,310
Number of participants with account balances	2013-01-01	142,504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1,144
2012: CITIGROUP 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	154,742
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	94,091
Number of retired or separated participants receiving benefits	2012-01-01	221
Number of other retired or separated participants entitled to future benefits	2012-01-01	58,111
Total of all active and inactive participants	2012-01-01	152,423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1,022
Total participants	2012-01-01	153,445
Number of participants with account balances	2012-01-01	145,719
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1,243
2011: CITIGROUP 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	158,041
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	94,276
Number of retired or separated participants receiving benefits	2011-01-01	262
Number of other retired or separated participants entitled to future benefits	2011-01-01	59,214
Total of all active and inactive participants	2011-01-01	153,752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1,263
Total participants	2011-01-01	155,015
Number of participants with account balances	2011-01-01	146,636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	574
2009: CITIGROUP 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	193,692
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	102,505
Number of retired or separated participants receiving benefits	2009-01-01	301
Number of other retired or separated participants entitled to future benefits	2009-01-01	59,245
Total of all active and inactive participants	2009-01-01	162,051
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1,146
Total participants	2009-01-01	163,197
Number of participants with account balances	2009-01-01	163,151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	435

Financial Data on CITIGROUP 401K PLAN

Measure	Date	Value
2022 : CITIGROUP 401K PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-276,489,914
Total unrealized appreciation/depreciation of assets	2022-12-31	$-276,489,914
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$23,210,791
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$8,567,629
Total income from all sources (including contributions)	2022-12-31	$-1,856,105,222
Total loss/gain on sale of assets	2022-12-31	$-16,708,846
Total of all expenses incurred	2022-12-31	$1,136,012,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,118,316,143
Expenses. Certain deemed distributions of participant loans	2022-12-31	$64,955
Value of total corrective distributions	2022-12-31	$58,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,316,661,706
Value of total assets at end of year	2022-12-31	$17,438,946,034
Value of total assets at beginning of year	2022-12-31	$20,416,420,510
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$17,573,253
Total interest from all sources	2022-12-31	$31,363,993
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$32,078,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$9,321,739
Administrative expenses professional fees incurred	2022-12-31	$1,553,043
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$739,710,443
Participant contributions at end of year	2022-12-31	$197,215,177
Participant contributions at beginning of year	2022-12-31	$201,654,860
Participant contributions at end of year	2022-12-31	$533,096
Participant contributions at beginning of year	2022-12-31	$296,013
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$1,124,295,855
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$1,198,770,841
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$108,390,417
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$496,773
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$10,091,860
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$5,710,424
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$19,099,147
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$4,147,246
Administrative expenses (other) incurred	2022-12-31	$134,065
Liabilities. Value of operating payables at end of year	2022-12-31	$4,111,644
Liabilities. Value of operating payables at beginning of year	2022-12-31	$4,420,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-2,992,117,638
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$17,415,735,243
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$20,407,852,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$11,342,498
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$867,817,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$864,648,648
Interest on participant loans	2022-12-31	$9,371,415
Interest earned on other investments	2022-12-31	$23,422,219
Value of interest in common/collective trusts at end of year	2022-12-31	$13,481,308,435
Value of interest in common/collective trusts at beginning of year	2022-12-31	$16,044,821,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$13,853,350
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$2,288,595
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$2,288,595
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$-1,429,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-632,585,505
Net investment gain or loss from common/collective trusts	2022-12-31	$-2,310,425,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Assets. Invements in employer securities at end of year	2022-12-31	$513,896,297
Assets. Invements in employer securities at beginning of year	2022-12-31	$630,752,559
Contributions received in cash from employer	2022-12-31	$468,560,846
Employer contributions (assets) at end of year	2022-12-31	$468,514,042
Employer contributions (assets) at beginning of year	2022-12-31	$434,579,876
Income. Dividends from common stock	2022-12-31	$22,757,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,117,819,370
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$980,293
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$0
Contract administrator fees	2022-12-31	$4,543,647
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$760,439,880
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$1,032,897,059
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$185,075,334
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$201,784,180
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	KPMG LLP
Accountancy firm EIN	2022-12-31	135565207
2021 : CITIGROUP 401K PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$-20,141,834
Total unrealized appreciation/depreciation of assets	2021-12-31	$-20,141,834
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$8,567,629
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$10,180,397
Total income from all sources (including contributions)	2021-12-31	$3,724,362,418
Total loss/gain on sale of assets	2021-12-31	$17,121,591
Total of all expenses incurred	2021-12-31	$1,230,515,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,211,176,970
Expenses. Certain deemed distributions of participant loans	2021-12-31	$-504,729
Value of total corrective distributions	2021-12-31	$24,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,164,212,992
Value of total assets at end of year	2021-12-31	$20,416,420,510
Value of total assets at beginning of year	2021-12-31	$17,924,185,998
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$19,818,068
Total interest from all sources	2021-12-31	$31,441,754
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$24,606,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$56,641
Administrative expenses professional fees incurred	2021-12-31	$623,702
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$642,031,902
Participant contributions at end of year	2021-12-31	$201,654,860
Participant contributions at beginning of year	2021-12-31	$208,094,290
Participant contributions at end of year	2021-12-31	$296,013
Participant contributions at beginning of year	2021-12-31	$280,095
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$1,198,770,841
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$1,293,546,504
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$87,533,153
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$617,902
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$5,710,424
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$5,466,569
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$4,147,246
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$6,727,427
Administrative expenses (other) incurred	2021-12-31	$200,864
Liabilities. Value of operating payables at end of year	2021-12-31	$4,420,383
Liabilities. Value of operating payables at beginning of year	2021-12-31	$3,452,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,493,847,280
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$20,407,852,881
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$17,914,005,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$13,528,519
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$864,648,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$962,073,497
Interest on participant loans	2021-12-31	$10,286,035
Interest earned on other investments	2021-12-31	$21,157,463
Value of interest in common/collective trusts at end of year	2021-12-31	$16,044,821,635
Value of interest in common/collective trusts at beginning of year	2021-12-31	$13,432,606,425
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$2,288,595
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$3,847,626
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$3,847,626
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$-1,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$645,434,126
Net investment gain or loss from common/collective trusts	2021-12-31	$1,861,687,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Assets. Invements in employer securities at end of year	2021-12-31	$630,752,559
Assets. Invements in employer securities at beginning of year	2021-12-31	$671,763,561
Contributions received in cash from employer	2021-12-31	$434,647,937
Employer contributions (assets) at end of year	2021-12-31	$434,579,876
Employer contributions (assets) at beginning of year	2021-12-31	$412,595,682
Income. Dividends from common stock	2021-12-31	$24,550,143
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,210,559,068
Contract administrator fees	2021-12-31	$5,464,983
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$1,032,897,059
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$933,911,749
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$162,463,592
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$145,342,001
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	KPMG LLP
Accountancy firm EIN	2021-12-31	135565207
2020 : CITIGROUP 401K PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$-82,013,326
Total unrealized appreciation/depreciation of assets	2020-12-31	$-82,013,326
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$10,180,397
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$12,834,615
Total income from all sources (including contributions)	2020-12-31	$2,926,029,179
Total loss/gain on sale of assets	2020-12-31	$-29,510,798
Total of all expenses incurred	2020-12-31	$1,125,816,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,112,809,429
Expenses. Certain deemed distributions of participant loans	2020-12-31	$-189,827
Value of total corrective distributions	2020-12-31	$9,616
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,046,863,831
Value of total assets at end of year	2020-12-31	$17,924,185,998
Value of total assets at beginning of year	2020-12-31	$16,126,627,903
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$13,187,648
Total interest from all sources	2020-12-31	$39,516,515
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$47,622,025
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$2,253,469
Administrative expenses professional fees incurred	2020-12-31	$710,351
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$580,330,063
Participant contributions at end of year	2020-12-31	$208,094,290
Participant contributions at beginning of year	2020-12-31	$218,679,932
Participant contributions at end of year	2020-12-31	$280,095
Participant contributions at beginning of year	2020-12-31	$1,185,280
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$1,293,546,504
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$1,201,414,985
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$53,897,843
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$20,874,833
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$5,466,569
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$10,622,181
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$6,727,427
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$6,617,087
Administrative expenses (other) incurred	2020-12-31	$79,784
Liabilities. Value of operating payables at end of year	2020-12-31	$3,452,970
Liabilities. Value of operating payables at beginning of year	2020-12-31	$6,217,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,800,212,313
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$17,914,005,601
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$16,113,793,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$7,087,657
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$962,073,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$929,715,820
Interest on participant loans	2020-12-31	$11,576,001
Interest earned on other investments	2020-12-31	$27,942,685
Value of interest in common/collective trusts at end of year	2020-12-31	$13,432,606,425
Value of interest in common/collective trusts at beginning of year	2020-12-31	$11,798,157,923
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$3,847,626
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$2,949,485
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$2,949,485
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$-2,171
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$585,126,515
Net investment gain or loss from common/collective trusts	2020-12-31	$1,318,424,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$671,763,561
Assets. Invements in employer securities at beginning of year	2020-12-31	$714,785,954
Contributions received in cash from employer	2020-12-31	$412,635,925
Employer contributions (assets) at end of year	2020-12-31	$412,595,682
Employer contributions (assets) at beginning of year	2020-12-31	$402,568,288
Income. Dividends from common stock	2020-12-31	$45,368,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,091,934,596
Contract administrator fees	2020-12-31	$5,309,856
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$933,911,749
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$846,548,055
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$111,644,901
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$141,155,699
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	KPMG LLP
Accountancy firm EIN	2020-12-31	135565207
2019 : CITIGROUP 401K PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$298,508,131
Total unrealized appreciation/depreciation of assets	2019-12-31	$298,508,131
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$12,834,615
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$7,602,065
Total income from all sources (including contributions)	2019-12-31	$3,975,824,541
Total loss/gain on sale of assets	2019-12-31	$38,715,016
Total of all expenses incurred	2019-12-31	$1,166,471,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,151,590,798
Expenses. Certain deemed distributions of participant loans	2019-12-31	$50,824
Value of total corrective distributions	2019-12-31	$25,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,000,750,237
Value of total assets at end of year	2019-12-31	$16,126,627,903
Value of total assets at beginning of year	2019-12-31	$13,312,042,159
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$14,804,684
Total interest from all sources	2019-12-31	$40,962,223
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$53,629,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$11,242,065
Administrative expenses professional fees incurred	2019-12-31	$501,737
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$6,395,469
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$552,985,916
Participant contributions at end of year	2019-12-31	$218,679,932
Participant contributions at beginning of year	2019-12-31	$227,260,473
Participant contributions at end of year	2019-12-31	$1,185,280
Participant contributions at beginning of year	2019-12-31	$582,603
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$1,201,414,985
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$1,125,623,780
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$45,069,668
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$18,910,112
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$10,622,181
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$6,246,610
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$6,617,087
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$2,140,815
Administrative expenses (other) incurred	2019-12-31	$115,266
Liabilities. Value of operating payables at end of year	2019-12-31	$6,217,528
Liabilities. Value of operating payables at beginning of year	2019-12-31	$5,461,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,809,353,194
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$16,113,793,288
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$13,304,440,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$9,047,441
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$929,715,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$849,645,663
Interest on participant loans	2019-12-31	$11,806,646
Interest earned on other investments	2019-12-31	$29,161,347
Value of interest in common/collective trusts at end of year	2019-12-31	$11,798,157,923
Value of interest in common/collective trusts at beginning of year	2019-12-31	$9,305,609,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,949,485
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$121,922,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$121,922,940
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$-5,770
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$782,821,931
Net investment gain or loss from common/collective trusts	2019-12-31	$1,760,437,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$714,785,954
Assets. Invements in employer securities at beginning of year	2019-12-31	$549,153,991
Contributions received in cash from employer	2019-12-31	$402,694,653
Employer contributions (assets) at end of year	2019-12-31	$402,568,288
Employer contributions (assets) at beginning of year	2019-12-31	$394,713,295
Income. Dividends from common stock	2019-12-31	$42,387,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,132,680,686
Contract administrator fees	2019-12-31	$5,140,240
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$846,548,055
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$724,887,542
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$181,186,389
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$142,471,373
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	KPMG LLP
Accountancy firm EIN	2019-12-31	135565207
2018 : CITIGROUP 401K PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-262,081,650
Total unrealized appreciation/depreciation of assets	2018-12-31	$-262,081,650
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$7,602,065
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$11,093,816
Total income from all sources (including contributions)	2018-12-31	$-34,483,657
Total loss/gain on sale of assets	2018-12-31	$-13,766,632
Total of all expenses incurred	2018-12-31	$995,845,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$978,166,321
Expenses. Certain deemed distributions of participant loans	2018-12-31	$-34,714
Value of total corrective distributions	2018-12-31	$44,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$985,148,193
Value of total assets at end of year	2018-12-31	$13,312,042,159
Value of total assets at beginning of year	2018-12-31	$14,345,863,345
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$17,669,420
Total interest from all sources	2018-12-31	$39,260,555
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$49,101,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$9,900,448
Administrative expenses professional fees incurred	2018-12-31	$660,919
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$6,395,469
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$6,442,203
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$536,480,664
Participant contributions at end of year	2018-12-31	$227,260,473
Participant contributions at beginning of year	2018-12-31	$228,425,739
Participant contributions at end of year	2018-12-31	$582,603
Participant contributions at beginning of year	2018-12-31	$836,470
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$1,125,623,780
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$1,197,242,601
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$53,932,109
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$16,050,424
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$6,246,610
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$5,290,248
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$2,140,815
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$3,712,024
Other income not declared elsewhere	2018-12-31	$2,967,186
Administrative expenses (other) incurred	2018-12-31	$314,837
Liabilities. Value of operating payables at end of year	2018-12-31	$5,461,250
Liabilities. Value of operating payables at beginning of year	2018-12-31	$7,381,792
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,030,329,435
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$13,304,440,094
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$14,334,769,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$11,991,533
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$849,645,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$889,159,394
Interest on participant loans	2018-12-31	$10,811,689
Interest earned on other investments	2018-12-31	$27,402,896
Income. Interest from US Government securities	2018-12-31	$557,766
Income. Interest from corporate debt instruments	2018-12-31	$495,801
Value of interest in common/collective trusts at end of year	2018-12-31	$9,305,609,793
Value of interest in common/collective trusts at beginning of year	2018-12-31	$9,899,697,200
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$121,922,940
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$72,451,951
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$72,451,951
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$-7,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-216,199,178
Net investment gain or loss from common/collective trusts	2018-12-31	$-618,913,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$549,153,991
Assets. Invements in employer securities at beginning of year	2018-12-31	$759,742,645
Contributions received in cash from employer	2018-12-31	$394,735,420
Employer contributions (assets) at end of year	2018-12-31	$394,713,295
Employer contributions (assets) at beginning of year	2018-12-31	$381,616,662
Income. Dividends from preferred stock	2018-12-31	$17,467
Income. Dividends from common stock	2018-12-31	$39,183,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$962,115,897
Contract administrator fees	2018-12-31	$4,702,131
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$724,887,542
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$904,958,232
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$2,427,371,791
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$2,441,138,423
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	KPMG LLP
Accountancy firm EIN	2018-12-31	135565207
2017 : CITIGROUP 401K PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$516,691,625
Total unrealized appreciation/depreciation of assets	2017-12-31	$516,691,625
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$11,093,816
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$13,325,725
Total income from all sources (including contributions)	2017-12-31	$2,939,327,987
Total loss/gain on sale of assets	2017-12-31	$33,830,051
Total of all expenses incurred	2017-12-31	$948,502,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$929,883,058
Expenses. Certain deemed distributions of participant loans	2017-12-31	$-292,514
Value of total corrective distributions	2017-12-31	$36,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$935,416,602
Value of total assets at end of year	2017-12-31	$14,345,863,345
Value of total assets at beginning of year	2017-12-31	$12,357,269,903
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$18,875,863
Total interest from all sources	2017-12-31	$36,960,967
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$34,340,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$4,555,723
Administrative expenses professional fees incurred	2017-12-31	$790,120
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$6,442,203
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$6,495,041
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$503,532,614
Participant contributions at end of year	2017-12-31	$228,425,739
Participant contributions at beginning of year	2017-12-31	$225,768,994
Participant contributions at end of year	2017-12-31	$836,470
Participant contributions at beginning of year	2017-12-31	$527,735
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$1,197,242,601
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$1,251,201,220
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$50,021,113
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$10,165,595
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$5,290,248
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$11,909,192
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$3,712,024
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$9,611,342
Other income not declared elsewhere	2017-12-31	$549,075
Administrative expenses (other) incurred	2017-12-31	$122,944
Liabilities. Value of operating payables at end of year	2017-12-31	$7,381,792
Liabilities. Value of operating payables at beginning of year	2017-12-31	$3,714,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,990,825,351
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$14,334,769,529
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$12,343,944,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$11,581,295
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$889,159,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$714,619,556
Interest on participant loans	2017-12-31	$9,909,158
Interest earned on other investments	2017-12-31	$24,855,174
Income. Interest from corporate debt instruments	2017-12-31	$2,190,751
Value of interest in common/collective trusts at end of year	2017-12-31	$9,899,697,200
Value of interest in common/collective trusts at beginning of year	2017-12-31	$8,064,318,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$72,451,951
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$508,920,925
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$508,920,925
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$5,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,122,496,044
Net investment gain or loss from common/collective trusts	2017-12-31	$259,043,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$759,742,645
Assets. Invements in employer securities at beginning of year	2017-12-31	$661,820,211
Contributions received in cash from employer	2017-12-31	$381,862,875
Employer contributions (assets) at end of year	2017-12-31	$381,616,662
Employer contributions (assets) at beginning of year	2017-12-31	$369,473,769
Income. Dividends from preferred stock	2017-12-31	$7,255
Income. Dividends from common stock	2017-12-31	$29,777,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$919,717,463
Contract administrator fees	2017-12-31	$6,381,504
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$904,958,232
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$542,214,485
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$501,468,976
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$467,638,925
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	KPMG LLP
Accountancy firm EIN	2017-12-31	135565207
2016 : CITIGROUP 401K PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$843,730,857
Total unrealized appreciation/depreciation of assets	2016-12-31	$843,730,857
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$13,325,725
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$27,820,510
Total income from all sources (including contributions)	2016-12-31	$1,891,947,555
Total loss/gain on sale of assets	2016-12-31	$26,767,449
Total of all expenses incurred	2016-12-31	$984,040,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$965,654,656
Expenses. Certain deemed distributions of participant loans	2016-12-31	$70,017
Value of total corrective distributions	2016-12-31	$21,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$891,015,035
Value of total assets at end of year	2016-12-31	$12,357,269,903
Value of total assets at beginning of year	2016-12-31	$11,463,858,097
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$18,295,046
Total interest from all sources	2016-12-31	$37,185,021
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$54,970,198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$29,186,110
Administrative expenses professional fees incurred	2016-12-31	$666,671
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$6,495,041
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$3,221,549
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$481,912,224
Participant contributions at end of year	2016-12-31	$225,768,994
Participant contributions at beginning of year	2016-12-31	$240,398,016
Participant contributions at end of year	2016-12-31	$527,735
Participant contributions at beginning of year	2016-12-31	$426,784
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$1,251,201,220
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$1,167,245,208
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$39,524,591
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$5,195,127
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$11,909,192
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$20,591,872
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$9,611,342
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$23,621,737
Administrative expenses (other) incurred	2016-12-31	$1,508,647
Liabilities. Value of operating payables at end of year	2016-12-31	$3,714,383
Liabilities. Value of operating payables at beginning of year	2016-12-31	$4,198,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$907,906,591
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$12,343,944,178
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$11,436,037,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$8,416,436
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$714,619,556
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$704,962,927
Interest on participant loans	2016-12-31	$9,578,925
Interest earned on other investments	2016-12-31	$27,221,153
Value of interest in common/collective trusts at end of year	2016-12-31	$8,064,318,775
Value of interest in common/collective trusts at beginning of year	2016-12-31	$7,144,626,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$508,920,925
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$510,498,485
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$510,498,485
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$384,943
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$6,718,624
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$4,188,208
Net investment gain or loss from common/collective trusts	2016-12-31	$34,090,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$661,820,211
Assets. Invements in employer securities at beginning of year	2016-12-31	$625,240,221
Contributions received in cash from employer	2016-12-31	$369,578,220
Employer contributions (assets) at end of year	2016-12-31	$369,473,769
Employer contributions (assets) at beginning of year	2016-12-31	$379,071,434
Income. Dividends from preferred stock	2016-12-31	$123,914
Income. Dividends from common stock	2016-12-31	$25,660,174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$960,459,529
Contract administrator fees	2016-12-31	$7,703,292
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$542,214,485
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$660,856,304
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$1,484,849,912
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$1,458,082,463
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	KPMG LLP
Accountancy firm EIN	2016-12-31	135565207
2015 : CITIGROUP 401K PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$49,348,538
Total unrealized appreciation/depreciation of assets	2015-12-31	$49,348,538
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$27,820,510
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$9,643,943
Total income from all sources (including contributions)	2015-12-31	$792,587,026
Total loss/gain on sale of assets	2015-12-31	$-9,619,560
Total of all expenses incurred	2015-12-31	$983,802,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$964,654,032
Expenses. Certain deemed distributions of participant loans	2015-12-31	$-229,709
Value of total corrective distributions	2015-12-31	$38,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$905,871,216
Value of total assets at end of year	2015-12-31	$11,463,858,097
Value of total assets at beginning of year	2015-12-31	$11,636,897,397
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$19,340,243
Total interest from all sources	2015-12-31	$38,918,393
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$46,383,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$28,850,068
Administrative expenses professional fees incurred	2015-12-31	$566,086
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$3,221,549
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$1,638,076
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$483,416,483
Participant contributions at end of year	2015-12-31	$240,398,016
Participant contributions at beginning of year	2015-12-31	$247,336,012
Participant contributions at end of year	2015-12-31	$426,784
Participant contributions at beginning of year	2015-12-31	$83,039
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$1,167,245,208
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$1,144,032,732
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$44,227,408
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$1,926,284
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$20,591,872
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$5,324,661
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$23,621,737
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$4,333,233
Liabilities. Value of operating payables at end of year	2015-12-31	$4,198,773
Liabilities. Value of operating payables at beginning of year	2015-12-31	$5,310,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-191,215,867
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$11,436,037,587
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$11,627,253,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$9,925,355
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$704,962,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$914,953,050
Interest on participant loans	2015-12-31	$10,290,740
Interest earned on other investments	2015-12-31	$28,592,223
Value of interest in common/collective trusts at end of year	2015-12-31	$7,144,626,673
Value of interest in common/collective trusts at beginning of year	2015-12-31	$7,113,219,155
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$510,498,485
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$518,082,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$518,082,988
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$35,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$6,718,624
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$31,897,092
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-6,410,323
Net investment gain or loss from common/collective trusts	2015-12-31	$-231,904,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$625,240,221
Assets. Invements in employer securities at beginning of year	2015-12-31	$662,665,703
Contributions received in cash from employer	2015-12-31	$378,227,325
Employer contributions (assets) at end of year	2015-12-31	$379,071,434
Employer contributions (assets) at beginning of year	2015-12-31	$381,209,239
Income. Dividends from preferred stock	2015-12-31	$56,542
Income. Dividends from common stock	2015-12-31	$17,476,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$962,727,748
Contract administrator fees	2015-12-31	$8,848,802
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$660,856,304
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$616,455,650
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$553,425,208
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$563,044,768
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	KPMG LLP
Accountancy firm EIN	2015-12-31	135565207
2014 : CITIGROUP 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$455,213,238
Total unrealized appreciation/depreciation of assets	2014-12-31	$455,213,238
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$9,643,943
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$8,003,568
Total income from all sources (including contributions)	2014-12-31	$1,498,992,772
Total loss/gain on sale of assets	2014-12-31	$-1,257,755
Total of all expenses incurred	2014-12-31	$961,010,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$940,633,879
Expenses. Certain deemed distributions of participant loans	2014-12-31	$16,041
Value of total corrective distributions	2014-12-31	$36,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$889,147,161
Value of total assets at end of year	2014-12-31	$11,636,897,397
Value of total assets at beginning of year	2014-12-31	$11,097,275,049
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$20,324,046
Total interest from all sources	2014-12-31	$48,328,277
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$56,166,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$42,706,334
Administrative expenses professional fees incurred	2014-12-31	$256,160
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$1,638,076
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$2,300,656
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	Yes
Amount of non-exempt transactions with any party-in-interest	2014-12-31	$2,073
Contributions received from participants	2014-12-31	$471,262,587
Participant contributions at end of year	2014-12-31	$247,336,012
Participant contributions at beginning of year	2014-12-31	$243,437,130
Participant contributions at end of year	2014-12-31	$83,039
Participant contributions at beginning of year	2014-12-31	$225,640
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$1,144,032,732
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$1,146,539,639
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$37,823,246
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$527,870
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$5,324,661
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$3,422,752
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$4,333,233
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$3,258,331
Administrative expenses (other) incurred	2014-12-31	$2,488,702
Liabilities. Value of operating payables at end of year	2014-12-31	$5,310,710
Liabilities. Value of operating payables at beginning of year	2014-12-31	$4,745,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$537,981,973
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$11,627,253,454
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$11,089,271,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$8,344,716
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$914,953,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,081,125,552
Interest on participant loans	2014-12-31	$10,215,618
Interest earned on other investments	2014-12-31	$37,274,402
Income. Interest from US Government securities	2014-12-31	$419,395
Income. Interest from corporate debt instruments	2014-12-31	$22,741
Value of interest in common/collective trusts at end of year	2014-12-31	$7,113,219,155
Value of interest in common/collective trusts at beginning of year	2014-12-31	$6,383,335,113
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$518,082,988
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$561,069,155
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$561,069,155
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$396,121
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$31,897,092
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$58,781,924
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$3,183,142
Net investment gain or loss from common/collective trusts	2014-12-31	$48,212,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$662,665,703
Assets. Invements in employer securities at beginning of year	2014-12-31	$691,753,673
Contributions received in cash from employer	2014-12-31	$380,061,328
Employer contributions (assets) at end of year	2014-12-31	$381,209,239
Employer contributions (assets) at beginning of year	2014-12-31	$392,371,126
Income. Dividends from common stock	2014-12-31	$13,460,112
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$940,106,009
Contract administrator fees	2014-12-31	$9,234,468
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$616,455,650
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$532,912,689
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$1,239,585,985
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$1,240,843,740
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	KPMG LLP
Accountancy firm EIN	2014-12-31	135565207
2013 : CITIGROUP 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$1,375,333,339
Total unrealized appreciation/depreciation of assets	2013-12-31	$1,375,333,339
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$8,003,568
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$8,410,812
Total income from all sources (including contributions)	2013-12-31	$2,464,633,822
Total loss/gain on sale of assets	2013-12-31	$48,015,272
Total of all expenses incurred	2013-12-31	$850,637,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$831,698,925
Expenses. Certain deemed distributions of participant loans	2013-12-31	$131,084
Value of total corrective distributions	2013-12-31	$31,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$910,845,559
Value of total assets at end of year	2013-12-31	$11,097,275,049
Value of total assets at beginning of year	2013-12-31	$9,483,685,937
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$18,776,160
Total interest from all sources	2013-12-31	$43,692,433
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$51,497,087
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$40,290,140
Administrative expenses professional fees incurred	2013-12-31	$224,771
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$2,300,656
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$1,883,888
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	Yes
Amount of non-exempt transactions with any party-in-interest	2013-12-31	$2,073
Contributions received from participants	2013-12-31	$392,350,168
Participant contributions at end of year	2013-12-31	$243,437,130
Participant contributions at beginning of year	2013-12-31	$227,112,345
Participant contributions at end of year	2013-12-31	$225,640
Participant contributions at beginning of year	2013-12-31	$422,163
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$1,146,539,639
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$39,169,815
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$550,058
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$3,422,752
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$7,394,004
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$3,258,331
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$5,579,459
Administrative expenses (other) incurred	2013-12-31	$955,936
Liabilities. Value of operating payables at end of year	2013-12-31	$4,745,237
Liabilities. Value of operating payables at beginning of year	2013-12-31	$2,831,353
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$523,864
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,613,996,356
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$11,089,271,481
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,475,275,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$7,598,484
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,081,125,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,525,606,579
Interest on participant loans	2013-12-31	$9,747,274
Interest earned on other investments	2013-12-31	$33,920,820
Value of interest in common/collective trusts at end of year	2013-12-31	$6,383,335,113
Value of interest in common/collective trusts at beginning of year	2013-12-31	$5,011,089,577
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$561,069,155
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$163,851,100
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$163,851,100
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$24,339
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$58,781,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,187,580,861
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,369,788
Net investment gain or loss from common/collective trusts	2013-12-31	$31,880,344
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$691,753,673
Assets. Invements in employer securities at beginning of year	2013-12-31	$549,743,738
Contributions received in cash from employer	2013-12-31	$479,325,576
Employer contributions (assets) at end of year	2013-12-31	$392,371,126
Employer contributions (assets) at beginning of year	2013-12-31	$382,227,443
Income. Dividends from preferred stock	2013-12-31	$61,548
Income. Dividends from common stock	2013-12-31	$11,145,399
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$831,148,867
Contract administrator fees	2013-12-31	$9,996,969
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$532,912,689
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$426,250,375
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$641,560,228
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$593,544,956
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	KPMG LLP
Accountancy firm EIN	2013-12-31	135565207
2012 : CITIGROUP 401K PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$244,763,594
Total unrealized appreciation/depreciation of assets	2012-12-31	$244,763,594
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$8,410,812
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$9,250,551
Total income from all sources (including contributions)	2012-12-31	$1,939,239,302
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$696,134,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$680,269,454
Expenses. Certain deemed distributions of participant loans	2012-12-31	$623,766
Value of total corrective distributions	2012-12-31	$63,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$861,490,374
Value of total assets at end of year	2012-12-31	$9,483,685,937
Value of total assets at beginning of year	2012-12-31	$8,241,420,688
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$15,177,690
Total interest from all sources	2012-12-31	$44,380,091
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$55,641,133
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$44,435,745
Administrative expenses professional fees incurred	2012-12-31	$491,227
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$1,883,888
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$479,215,178
Participant contributions at end of year	2012-12-31	$227,112,345
Participant contributions at beginning of year	2012-12-31	$210,768,439
Participant contributions at end of year	2012-12-31	$422,163
Participant contributions at beginning of year	2012-12-31	$13,899,618
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$588,905
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$7,394,004
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$3,600,362
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$5,579,459
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$3,694,909
Other income not declared elsewhere	2012-12-31	$18,015,238
Liabilities. Value of operating payables at end of year	2012-12-31	$2,831,353
Liabilities. Value of operating payables at beginning of year	2012-12-31	$5,555,642
Total non interest bearing cash at end of year	2012-12-31	$523,864
Total non interest bearing cash at beginning of year	2012-12-31	$39,134
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,243,104,988
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,475,275,125
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,232,170,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$6,581,085
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,525,606,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,401,285,966
Interest on participant loans	2012-12-31	$9,246,956
Interest earned on other investments	2012-12-31	$35,064,501
Value of interest in common/collective trusts at end of year	2012-12-31	$5,011,089,577
Value of interest in common/collective trusts at beginning of year	2012-12-31	$4,110,523,843
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$163,851,100
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$159,874,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$159,874,621
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$68,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,187,580,861
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,189,858,856
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$124,702,285
Net investment gain or loss from common/collective trusts	2012-12-31	$590,246,587
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$549,743,738
Assets. Invements in employer securities at beginning of year	2012-12-31	$384,717,160
Contributions received in cash from employer	2012-12-31	$382,275,196
Employer contributions (assets) at end of year	2012-12-31	$382,227,443
Employer contributions (assets) at beginning of year	2012-12-31	$371,762,010
Income. Dividends from preferred stock	2012-12-31	$72,889
Income. Dividends from common stock	2012-12-31	$11,132,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$679,680,549
Contract administrator fees	2012-12-31	$8,105,378
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$426,250,375
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$395,090,679
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	KPMG LLP
Accountancy firm EIN	2012-12-31	135565207
2011 : CITIGROUP 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-343,617,865
Total unrealized appreciation/depreciation of assets	2011-12-31	$-343,617,865
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$9,250,551
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$8,957,654
Total income from all sources (including contributions)	2011-12-31	$383,501,329
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$679,042,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$661,968,003
Expenses. Certain deemed distributions of participant loans	2011-12-31	$65,896
Value of total corrective distributions	2011-12-31	$29,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$842,637,139
Value of total assets at end of year	2011-12-31	$8,241,420,688
Value of total assets at beginning of year	2011-12-31	$8,536,668,608
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$16,979,050
Total interest from all sources	2011-12-31	$52,070,816
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$55,330,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$45,373,595
Administrative expenses professional fees incurred	2011-12-31	$207,573
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$470,321,060
Participant contributions at end of year	2011-12-31	$210,768,439
Participant contributions at beginning of year	2011-12-31	$194,128,824
Participant contributions at end of year	2011-12-31	$13,899,618
Participant contributions at beginning of year	2011-12-31	$14,705,980
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$441,196
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$3,600,362
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$3,539,337
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$3,694,909
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$4,786,529
Other income not declared elsewhere	2011-12-31	$4,784,679
Liabilities. Value of operating payables at end of year	2011-12-31	$5,555,642
Liabilities. Value of operating payables at beginning of year	2011-12-31	$4,171,125
Total non interest bearing cash at end of year	2011-12-31	$39,134
Total non interest bearing cash at beginning of year	2011-12-31	$102,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-295,540,817
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,232,170,137
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,527,710,954
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$6,454,717
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,401,285,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,586,875,392
Interest on participant loans	2011-12-31	$9,234,894
Interest earned on other investments	2011-12-31	$42,631,087
Value of interest in common/collective trusts at end of year	2011-12-31	$4,110,523,843
Value of interest in common/collective trusts at beginning of year	2011-12-31	$3,977,082,020
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$159,874,621
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$167,000,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$167,000,636
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$204,835
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,189,858,856
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,155,679,071
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-172,354,664
Net investment gain or loss from common/collective trusts	2011-12-31	$-55,349,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$384,717,160
Assets. Invements in employer securities at beginning of year	2011-12-31	$701,734,489
Contributions received in cash from employer	2011-12-31	$372,316,079
Employer contributions (assets) at end of year	2011-12-31	$371,762,010
Employer contributions (assets) at beginning of year	2011-12-31	$287,583,804
Income. Dividends from preferred stock	2011-12-31	$55,626
Income. Dividends from common stock	2011-12-31	$9,901,069
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$661,526,807
Contract administrator fees	2011-12-31	$10,316,760
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$395,090,679
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$448,236,153
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	KPMG LLP
Accountancy firm EIN	2011-12-31	135565207
2010 : CITIGROUP 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$296,748,794
Total unrealized appreciation/depreciation of assets	2010-12-31	$296,748,794
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$8,957,654
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$9,553,263
Total income from all sources (including contributions)	2010-12-31	$1,750,839,785
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$935,695,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$916,582,007
Expenses. Certain deemed distributions of participant loans	2010-12-31	$1,402,967
Value of total corrective distributions	2010-12-31	$3,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$731,028,853
Value of total assets at end of year	2010-12-31	$8,536,668,608
Value of total assets at beginning of year	2010-12-31	$7,722,120,193
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$17,706,929
Total interest from all sources	2010-12-31	$55,622,221
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$45,779,036
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$37,682,960
Administrative expenses professional fees incurred	2010-12-31	$138,275
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$445,268,865
Participant contributions at end of year	2010-12-31	$194,128,824
Participant contributions at beginning of year	2010-12-31	$178,042,074
Participant contributions at end of year	2010-12-31	$14,705,980
Participant contributions at beginning of year	2010-12-31	$15,559,541
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$20,281
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$3,539,337
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$2,620,582
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$4,786,529
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$4,486,360
Administrative expenses (other) incurred	2010-12-31	$922
Liabilities. Value of operating payables at end of year	2010-12-31	$4,171,125
Liabilities. Value of operating payables at beginning of year	2010-12-31	$5,066,903
Total non interest bearing cash at end of year	2010-12-31	$102,902
Total non interest bearing cash at beginning of year	2010-12-31	$1,412,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$815,144,024
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,527,710,954
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,712,566,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$5,348,597
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,586,875,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,583,076,272
Interest on participant loans	2010-12-31	$9,619,050
Interest earned on other investments	2010-12-31	$45,729,847
Value of interest in common/collective trusts at end of year	2010-12-31	$3,977,082,020
Value of interest in common/collective trusts at beginning of year	2010-12-31	$3,344,151,153
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$167,000,636
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$44,216,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$44,216,974
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$273,324
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,155,679,071
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,252,619,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$102,860,615
Net investment gain or loss from common/collective trusts	2010-12-31	$518,800,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$701,734,489
Assets. Invements in employer securities at beginning of year	2010-12-31	$422,359,675
Contributions received in cash from employer	2010-12-31	$285,759,988
Employer contributions (assets) at end of year	2010-12-31	$287,583,804
Employer contributions (assets) at beginning of year	2010-12-31	$456,477,577
Income. Dividends from common stock	2010-12-31	$8,096,076
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$916,582,007
Contract administrator fees	2010-12-31	$12,219,135
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$448,236,153
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$421,564,337
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	KPMG LLP
Accountancy firm EIN	2010-12-31	135565207
2009 : CITIGROUP 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CITIGROUP 401K PLAN

2022: CITIGROUP 401K PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CITIGROUP 401K PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CITIGROUP 401K PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CITIGROUP 401K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CITIGROUP 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CITIGROUP 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CITIGROUP 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CITIGROUP 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CITIGROUP 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CITIGROUP 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CITIGROUP 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CITIGROUP 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: CITIGROUP 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	618274
Policy instance	3
Insurance contract or identification number 618274 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )
Policy contract number	GA 2021
Policy instance	2
Insurance contract or identification number GA 2021 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA34360
Policy instance	1
Insurance contract or identification number GA34360 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	32645
Policy instance	1
Insurance contract or identification number 32645 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA34360
Policy instance	2
Insurance contract or identification number GA34360 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	618274
Policy instance	3
Insurance contract or identification number 618274 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )
Policy contract number	GA 2021
Policy instance	4
Insurance contract or identification number GA 2021 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60266
Policy instance	5
Insurance contract or identification number 60266 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
ROYAL BANK OF CANADA (National Association of Insurance Commissioners NAIC id number: 52211 )
Policy contract number	CITIGROUP01
Policy instance	3
Insurance contract or identification number CITIGROUP01 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-02
Policy instance	2
Insurance contract or identification number 1937-02 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725840
Policy instance	1
Insurance contract or identification number 725840 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062194
Policy instance	4
Insurance contract or identification number 062194 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA29038
Policy instance	8
Insurance contract or identification number GA29038 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA34360
Policy instance	9
Insurance contract or identification number GA34360 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	618274
Policy instance	10
Insurance contract or identification number 618274 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )
Policy contract number	GA 2021
Policy instance	11
Insurance contract or identification number GA 2021 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	32645
Policy instance	7
Insurance contract or identification number 32645 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60385
Policy instance	6
Insurance contract or identification number 60385 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60266
Policy instance	6
Insurance contract or identification number 60266 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	618274
Policy instance	12
Insurance contract or identification number 618274 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725840
Policy instance	1
Insurance contract or identification number 725840 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-01
Policy instance	2
Insurance contract or identification number 1937-01 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-02
Policy instance	3
Insurance contract or identification number 1937-02 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
ROYAL BANK OF CANADA (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	CITIGROUP01
Policy instance	4
Insurance contract or identification number CITIGROUP01 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062194
Policy instance	5
Insurance contract or identification number 062194 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JP MORGAN/CHASE COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	CITIGROUP01
Policy instance	7
Insurance contract or identification number CITIGROUP01 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60385
Policy instance	8
Insurance contract or identification number 60385 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	32645
Policy instance	9
Insurance contract or identification number 32645 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA29038
Policy instance	10
Insurance contract or identification number GA29038 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA34360
Policy instance	11
Insurance contract or identification number GA34360 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )
Policy contract number	GA 2021
Policy instance	13
Insurance contract or identification number GA 2021 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725839
Policy instance	1
Insurance contract or identification number 725839 Insurance policy start date 2001-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062194
Policy instance	8
Insurance contract or identification number 062194 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725840
Policy instance	2
Insurance contract or identification number 725840 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60266
Policy instance	3
Insurance contract or identification number 60266 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JP MORGAN/CHASE COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	CITIGROUP01
Policy instance	4
Insurance contract or identification number CITIGROUP01 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-01
Policy instance	5
Insurance contract or identification number 1937-01 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-02
Policy instance	6
Insurance contract or identification number 1937-02 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
ROYAL BANK OF CANADA (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	CITIGROUP01
Policy instance	7
Insurance contract or identification number CITIGROUP01 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
ROYAL BANK OF CANADA (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	CITIGROUP01
Policy instance	11
Insurance contract or identification number CITIGROUP01 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	4-29618-10
Policy instance	10
Insurance contract or identification number 4-29618-10 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-02
Policy instance	9
Insurance contract or identification number 1937-02 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-01
Policy instance	8
Insurance contract or identification number 1937-01 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	SV04359Q
Policy instance	6
Insurance contract or identification number SV04359Q Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	90008B
Policy instance	5
Insurance contract or identification number 90008B Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JP MORGAN/CHASE COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	CITIGROUP01
Policy instance	4
Insurance contract or identification number CITIGROUP01 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60266
Policy instance	3
Insurance contract or identification number 60266 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725839
Policy instance	2
Insurance contract or identification number 725839 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725840
Policy instance	1
Insurance contract or identification number 725840 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	SV04490Q
Policy instance	7
Insurance contract or identification number SV04490Q Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No