401k Plan data: ULLICO INC. PENSION PLAN plan

ULLICO INC. PENSION PLAN 401k Plan overview

Plan Name	ULLICO INC. PENSION PLAN
Plan identification number	001

ULLICO INC. PENSION PLAN Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ULLICO, INC. has sponsored the creation of one or more 401k plans.

Company Name: ULLICO, INC.

Employer identification number (EIN): 521579726

NAIC Classification: 524140

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ULLICO INC. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 JOSEPH LINEHAN
001 2011-01-01 JOSEPH LINEHAN
001 2010-01-01 JOHN F. HOFFEN
001 2009-01-01 JOSEPH LINEHAN

Plan id#	Filing Submission Date	Name of Administrator
001	2012-01-01	JOSEPH LINEHAN
001	2011-01-01	JOSEPH LINEHAN
001	2010-01-01	JOHN F. HOFFEN
001	2009-01-01	JOSEPH LINEHAN

Plan Statistics for ULLICO INC. PENSION PLAN

401k plan membership statisitcs for ULLICO INC. PENSION PLAN

Measure Date Value
2012: ULLICO INC. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,080
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 267
Number of retired or separated participants receiving benefits 2012-01-01 498
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,188
Total of all active and inactive participants 2012-01-01 1,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 34
Total participants 2012-01-01 1,987
2011: ULLICO INC. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,022
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 264
Number of retired or separated participants receiving benefits 2011-01-01 575
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,207
Total of all active and inactive participants 2011-01-01 2,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 34
Total participants 2011-01-01 2,080
2010: ULLICO INC. PENSION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2,067
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 318
Number of retired or separated participants receiving benefits 2010-01-01 442
Number of other retired or separated participants entitled to future benefits 2010-01-01 1,226
Total of all active and inactive participants 2010-01-01 1,986
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 36
Total participants 2010-01-01 2,022
2009: ULLICO INC. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,055
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 292
Number of retired or separated participants receiving benefits 2009-01-01 391
Number of other retired or separated participants entitled to future benefits 2009-01-01 1,353
Total of all active and inactive participants 2009-01-01 2,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 31
Total participants 2009-01-01 2,067

Measure	Date	Value
2012: ULLICO INC. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,080
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	267
Number of retired or separated participants receiving benefits	2012-01-01	498
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,188
Total of all active and inactive participants	2012-01-01	1,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	34
Total participants	2012-01-01	1,987
2011: ULLICO INC. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,022
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	264
Number of retired or separated participants receiving benefits	2011-01-01	575
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,207
Total of all active and inactive participants	2011-01-01	2,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	34
Total participants	2011-01-01	2,080
2010: ULLICO INC. PENSION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,067
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	318
Number of retired or separated participants receiving benefits	2010-01-01	442
Number of other retired or separated participants entitled to future benefits	2010-01-01	1,226
Total of all active and inactive participants	2010-01-01	1,986
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	36
Total participants	2010-01-01	2,022
2009: ULLICO INC. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,055
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	292
Number of retired or separated participants receiving benefits	2009-01-01	391
Number of other retired or separated participants entitled to future benefits	2009-01-01	1,353
Total of all active and inactive participants	2009-01-01	2,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	31
Total participants	2009-01-01	2,067

Financial Data on ULLICO INC. PENSION PLAN

Measure	Date	Value
2012 : ULLICO INC. PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-07-01	$5,045,485
Total unrealized appreciation/depreciation of assets	2012-07-01	$5,045,485
Total transfer of assets from this plan	2012-07-01	$94,497,227
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-07-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-07-01	$127,181
Total income from all sources (including contributions)	2012-07-01	$7,617,637
Total of all expenses incurred	2012-07-01	$25,093,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-07-01	$24,873,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-07-01	$2,100,000
Value of total assets at end of year	2012-07-01	$0
Value of total assets at beginning of year	2012-07-01	$112,100,331
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-07-01	$219,590
Total interest from all sources	2012-07-01	$346,853
Total dividends received (eg from common stock, registered investment company shares)	2012-07-01	$125,299
Administrative expenses professional fees incurred	2012-07-01	$219,590
Was this plan covered by a fidelity bond	2012-07-01	Yes
Value of fidelity bond cover	2012-07-01	$10,000,000
Were there any nonexempt tranactions with any party-in-interest	2012-07-01	No
Assets. Other investments not covered elsewhere at beginning of year	2012-07-01	$5,234,143
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-07-01	$101,552
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-07-01	$0
Other income not declared elsewhere	2012-07-01	$608,493
Liabilities. Value of operating payables at beginning of year	2012-07-01	$127,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-07-01	No
Value of net income/loss	2012-07-01	$-17,475,923
Value of net assets at end of year (total assets less liabilities)	2012-07-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-07-01	$111,973,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-07-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-07-01	No
Were any leases to which the plan was party in default or uncollectible	2012-07-01	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-07-01	$35,559,919
Value of interest in pooled separate accounts at beginning of year	2012-07-01	$29,862,216
Interest earned on other investments	2012-07-01	$346,853
Value of interest in common/collective trusts at end of year	2012-07-01	$0
Value of interest in common/collective trusts at beginning of year	2012-07-01	$18,292,421
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-07-01	$14,864,009
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-07-01	$20,908,588
Expenses. Payments to insurance carriers foe the provision of benefits	2012-07-01	$21,213,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-07-01	$1,239,197
Net investment gain/loss from pooled separate accounts	2012-07-01	$1,201,798
Net investment gain or loss from common/collective trusts	2012-07-01	$1,995,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-07-01	Yes
Was there a failure to transmit to the plan any participant contributions	2012-07-01	No
Has the plan failed to provide any benefit when due under the plan	2012-07-01	No
Assets. Invements in employer securities at beginning of year	2012-07-01	$6,934,047
Contributions received in cash from employer	2012-07-01	$2,100,000
Employer contributions (assets) at beginning of year	2012-07-01	$3,870,000
Income. Dividends from common stock	2012-07-01	$125,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-07-01	$3,660,917
Did the plan have assets held for investment	2012-07-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-07-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-07-01	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-07-01	Yes
Opinion of an independent qualified public accountant for this plan	2012-07-01	Disclaimer
Accountancy firm name	2012-07-01	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2012-07-01	134008324
2011 : ULLICO INC. PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-3,592,589
Total unrealized appreciation/depreciation of assets	2011-12-31	$-3,592,589
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$127,181
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$12,634
Total income from all sources (including contributions)	2011-12-31	$6,245,893
Total of all expenses incurred	2011-12-31	$7,922,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$7,065,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$8,670,000
Value of total assets at end of year	2011-12-31	$112,100,331
Value of total assets at beginning of year	2011-12-31	$113,662,649
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$857,121
Total interest from all sources	2011-12-31	$773,403
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$395,079
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$269,780
Administrative expenses professional fees incurred	2011-12-31	$206,271
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$101,552
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$103,581
Administrative expenses (other) incurred	2011-12-31	$650,850
Liabilities. Value of operating payables at end of year	2011-12-31	$127,181
Liabilities. Value of operating payables at beginning of year	2011-12-31	$12,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,676,865
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$111,973,150
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$113,650,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$35,559,919
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$34,064,706
Value of interest in pooled separate accounts at end of year	2011-12-31	$29,862,216
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$30,383,299
Interest earned on other investments	2011-12-31	$773,403
Assets. Value of investments in 103.12 investment entities at end of year	2011-12-31	$14,864,009
Assets. Value of investments in 103.12 investment entities at beginning of year	2011-12-31	$16,856,428
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$20,908,588
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$22,335,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$6,934,047
Assets. Invements in employer securities at beginning of year	2011-12-31	$8,019,136
Contributions received in cash from employer	2011-12-31	$8,670,000
Employer contributions (assets) at end of year	2011-12-31	$3,870,000
Employer contributions (assets) at beginning of year	2011-12-31	$1,900,000
Income. Dividends from common stock	2011-12-31	$125,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$7,065,637
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPERS LLPPRICEWATE
Accountancy firm EIN	2011-12-31	134008324
2010 : ULLICO INC. PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$8,338,711
Total unrealized appreciation/depreciation of assets	2010-12-31	$8,338,711
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$12,634
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$37,193
Total income from all sources (including contributions)	2010-12-31	$14,754,629
Total of all expenses incurred	2010-12-31	$8,039,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$6,730,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,100,000
Value of total assets at end of year	2010-12-31	$113,662,649
Value of total assets at beginning of year	2010-12-31	$106,972,277
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,308,993
Total interest from all sources	2010-12-31	$2,315,918
Administrative expenses professional fees incurred	2010-12-31	$221,469
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$103,581
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$214,843
Administrative expenses (other) incurred	2010-12-31	$584,834
Liabilities. Value of operating payables at end of year	2010-12-31	$12,634
Liabilities. Value of operating payables at beginning of year	2010-12-31	$37,193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,714,931
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$113,650,015
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$106,935,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$502,690
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$34,064,706
Value of interest in pooled separate accounts at end of year	2010-12-31	$30,383,299
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$66,854,417
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$2,315,918
Assets. Value of investments in 103.12 investment entities at end of year	2010-12-31	$16,856,428
Assets. Value of investments in 103.12 investment entities at beginning of year	2010-12-31	$10,339,302
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$22,335,499
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$21,220,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$8,019,136
Assets. Invements in employer securities at beginning of year	2010-12-31	$7,643,239
Contributions received in cash from employer	2010-12-31	$4,100,000
Employer contributions (assets) at end of year	2010-12-31	$1,900,000
Employer contributions (assets) at beginning of year	2010-12-31	$700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$6,730,705
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2010-12-31	346565596

Form 5500 Responses for ULLICO INC. PENSION PLAN

2012: ULLICO INC. PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ULLICO INC. PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ULLICO INC. PENSION PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ULLICO INC. PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ULLICO, INC.
Employer identification number (EIN):	521579726
NAIC Classification:	524140