401k Plan data: FORCE 3, INC. 401(K) PLAN plan

FORCE 3, INC. 401(K) PLAN 401k Plan overview

Plan Name	FORCE 3, INC. 401(K) PLAN
Plan identification number	002

FORCE 3, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FORCE 3, INC. has sponsored the creation of one or more 401k plans.

Company Name: FORCE 3, INC.

Employer identification number (EIN): 521742191

NAIC Classification: 453990

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FORCE 3, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01
002 2018-01-01
002 2017-01-01 JANE KRAUSS
002 2016-01-01 JANE KRAUSS
002 2015-01-01 KARA ETZOLD
002 2015-01-01 KARA ETZOLD
002 2014-01-01 KARA ETZOLD
002 2013-01-01 KATHY WILLSON
002 2012-01-01 KATHERINE WILLSON
002 2011-01-01 NICHOL BOOKHULTZ
002 2010-01-01 WENDY SIMONSON
002 2009-01-01 SUSAN THODE

Plan Statistics for FORCE 3, INC. 401(K) PLAN

401k plan membership statisitcs for FORCE 3, INC. 401(K) PLAN

Measure Date Value
2019: FORCE 3, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 296
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: FORCE 3, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 317
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 159
Number of retired or separated participants receiving benefits 2018-01-01 3
Number of other retired or separated participants entitled to future benefits 2018-01-01 134
Total of all active and inactive participants 2018-01-01 296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 296
Number of participants with account balances 2018-01-01 295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 31
2017: FORCE 3, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 308
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 170
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 142
Total of all active and inactive participants 2017-01-01 313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 313
Number of participants with account balances 2017-01-01 313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 25
2016: FORCE 3, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 320
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 157
Number of other retired or separated participants entitled to future benefits 2016-01-01 149
Total of all active and inactive participants 2016-01-01 306
Total participants 2016-01-01 306
Number of participants with account balances 2016-01-01 305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 13
2015: FORCE 3, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 369
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 167
Number of other retired or separated participants entitled to future benefits 2015-01-01 153
Total of all active and inactive participants 2015-01-01 320
Total participants 2015-01-01 320
Number of participants with account balances 2015-01-01 316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 39
2014: FORCE 3, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 478
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 193
Number of other retired or separated participants entitled to future benefits 2014-01-01 166
Total of all active and inactive participants 2014-01-01 359
Total participants 2014-01-01 359
Number of participants with account balances 2014-01-01 353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 57
2013: FORCE 3, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 475
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 218
Number of other retired or separated participants entitled to future benefits 2013-01-01 234
Total of all active and inactive participants 2013-01-01 452
Total participants 2013-01-01 452
Number of participants with account balances 2013-01-01 445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 50
2012: FORCE 3, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 459
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 251
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 224
Total of all active and inactive participants 2012-01-01 475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 475
Number of participants with account balances 2012-01-01 468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 72
2011: FORCE 3, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 472
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 262
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 180
Total of all active and inactive participants 2011-01-01 442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 442
Number of participants with account balances 2011-01-01 421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 37
2010: FORCE 3, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 434
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 260
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 162
Total of all active and inactive participants 2010-01-01 422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 422
Number of participants with account balances 2010-01-01 393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 35
2009: FORCE 3, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 466
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 263
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 153
Total of all active and inactive participants 2009-01-01 416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 416
Number of participants with account balances 2009-01-01 386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 34

Measure	Date	Value
2019: FORCE 3, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	296
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: FORCE 3, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	317
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	159
Number of retired or separated participants receiving benefits	2018-01-01	3
Number of other retired or separated participants entitled to future benefits	2018-01-01	134
Total of all active and inactive participants	2018-01-01	296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	296
Number of participants with account balances	2018-01-01	295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	31
2017: FORCE 3, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	308
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	170
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	142
Total of all active and inactive participants	2017-01-01	313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	313
Number of participants with account balances	2017-01-01	313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	25
2016: FORCE 3, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	320
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	157
Number of other retired or separated participants entitled to future benefits	2016-01-01	149
Total of all active and inactive participants	2016-01-01	306
Total participants	2016-01-01	306
Number of participants with account balances	2016-01-01	305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	13
2015: FORCE 3, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	369
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	167
Number of other retired or separated participants entitled to future benefits	2015-01-01	153
Total of all active and inactive participants	2015-01-01	320
Total participants	2015-01-01	320
Number of participants with account balances	2015-01-01	316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	39
2014: FORCE 3, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	478
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	193
Number of other retired or separated participants entitled to future benefits	2014-01-01	166
Total of all active and inactive participants	2014-01-01	359
Total participants	2014-01-01	359
Number of participants with account balances	2014-01-01	353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	57
2013: FORCE 3, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	475
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	218
Number of other retired or separated participants entitled to future benefits	2013-01-01	234
Total of all active and inactive participants	2013-01-01	452
Total participants	2013-01-01	452
Number of participants with account balances	2013-01-01	445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	50
2012: FORCE 3, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	459
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	251
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	224
Total of all active and inactive participants	2012-01-01	475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	475
Number of participants with account balances	2012-01-01	468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	72
2011: FORCE 3, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	472
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	262
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	180
Total of all active and inactive participants	2011-01-01	442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	442
Number of participants with account balances	2011-01-01	421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	37
2010: FORCE 3, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	434
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	260
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	162
Total of all active and inactive participants	2010-01-01	422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	422
Number of participants with account balances	2010-01-01	393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	35
2009: FORCE 3, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	466
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	263
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	153
Total of all active and inactive participants	2009-01-01	416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	416
Number of participants with account balances	2009-01-01	386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	34

Financial Data on FORCE 3, INC. 401(K) PLAN

Measure	Date	Value
2019 : FORCE 3, INC. 401(K) PLAN 2019 401k financial data
Total transfer of assets from this plan	2019-02-11	$17,848,412
Total income from all sources (including contributions)	2019-02-11	$1,248,529
Total of all expenses incurred	2019-02-11	$1,272,043
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-02-11	$1,263,789
Value of total assets at end of year	2019-02-11	$0
Value of total assets at beginning of year	2019-02-11	$17,871,926
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-02-11	$8,254
Total interest from all sources	2019-02-11	$770
Total dividends received (eg from common stock, registered investment company shares)	2019-02-11	$3,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-02-11	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-02-11	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-02-11	$3,104
Was this plan covered by a fidelity bond	2019-02-11	Yes
Value of fidelity bond cover	2019-02-11	$5,000,000
If this is an individual account plan, was there a blackout period	2019-02-11	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-02-11	$0
Were there any nonexempt tranactions with any party-in-interest	2019-02-11	No
Assets. Loans (other than to participants) at end of year	2019-02-11	$0
Assets. Loans (other than to participants) at beginning of year	2019-02-11	$106,688
Administrative expenses (other) incurred	2019-02-11	$8,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-02-11	No
Value of net income/loss	2019-02-11	$-23,514
Value of net assets at end of year (total assets less liabilities)	2019-02-11	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-02-11	$17,871,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-02-11	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-02-11	No
Were any leases to which the plan was party in default or uncollectible	2019-02-11	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-02-11	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-02-11	$17,467,857
Interest on participant loans	2019-02-11	$570
Interest earned on other investments	2019-02-11	$200
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-02-11	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-02-11	$297,381
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-02-11	$1,244,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-02-11	No
Was there a failure to transmit to the plan any participant contributions	2019-02-11	No
Has the plan failed to provide any benefit when due under the plan	2019-02-11	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-02-11	$1,263,789
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-02-11	No
Did the plan have assets held for investment	2019-02-11	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-02-11	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-02-11	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-02-11	Yes
Opinion of an independent qualified public accountant for this plan	2019-02-11	Disclaimer
Accountancy firm name	2019-02-11	BKD LLP
Accountancy firm EIN	2019-02-11	460160260
2018 : FORCE 3, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$1,748,342
Total of all expenses incurred	2018-12-31	$2,718,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,594,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,967,431
Value of total assets at end of year	2018-12-31	$17,871,926
Value of total assets at beginning of year	2018-12-31	$18,841,640
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$123,194
Total interest from all sources	2018-12-31	$8,749
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$369,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$369,084
Administrative expenses professional fees incurred	2018-12-31	$24,920
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,643,239
Participant contributions at end of year	2018-12-31	$106,688
Participant contributions at beginning of year	2018-12-31	$135,133
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$963,222
Administrative expenses (other) incurred	2018-12-31	$98,274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-969,714
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$17,871,926
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$18,841,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$17,467,857
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$18,441,519
Interest on participant loans	2018-12-31	$5,983
Interest earned on other investments	2018-12-31	$2,766
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$297,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$264,988
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,596,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$360,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,594,862
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BKD LLP
Accountancy firm EIN	2018-12-31	460160260
2017 : FORCE 3, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$5,081,033
Total of all expenses incurred	2017-12-31	$1,388,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,309,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,248,193
Value of total assets at end of year	2017-12-31	$18,841,640
Value of total assets at beginning of year	2017-12-31	$15,149,454
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$79,576
Total interest from all sources	2017-12-31	$10,019
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$338,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$338,956
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,432,842
Participant contributions at end of year	2017-12-31	$135,133
Participant contributions at beginning of year	2017-12-31	$242,344
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$358,993
Administrative expenses (other) incurred	2017-12-31	$79,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,692,186
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$18,841,640
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$15,149,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$18,441,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$14,624,163
Interest on participant loans	2017-12-31	$8,208
Interest earned on other investments	2017-12-31	$1,811
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$264,988
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$282,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,483,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$456,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,309,271
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BKD LLP
Accountancy firm EIN	2017-12-31	460160260
2016 : FORCE 3, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$3,097,087
Total of all expenses incurred	2016-12-31	$2,829,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,724,162
Value of total corrective distributions	2016-12-31	$735
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,038,714
Value of total assets at end of year	2016-12-31	$15,149,454
Value of total assets at beginning of year	2016-12-31	$14,882,095
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$104,831
Total interest from all sources	2016-12-31	$7,549
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$251,981
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$251,981
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,416,831
Participant contributions at end of year	2016-12-31	$242,344
Participant contributions at beginning of year	2016-12-31	$159,176
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$138,800
Other income not declared elsewhere	2016-12-31	$23,871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$267,359
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$15,149,454
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$14,882,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$14,624,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$14,499,889
Interest on participant loans	2016-12-31	$7,549
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$282,947
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$223,030
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$774,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$483,083
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,724,162
Contract administrator fees	2016-12-31	$104,831
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	COHNREZNICK LLP
Accountancy firm EIN	2016-12-31	221478099
2015 : FORCE 3, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,864,421
Total of all expenses incurred	2015-12-31	$2,802,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,689,053
Expenses. Certain deemed distributions of participant loans	2015-12-31	$19,651
Value of total corrective distributions	2015-12-31	$2,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,056,639
Value of total assets at end of year	2015-12-31	$14,882,095
Value of total assets at beginning of year	2015-12-31	$15,820,335
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$91,949
Total interest from all sources	2015-12-31	$5,078
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$728,125
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$728,125
Administrative expenses professional fees incurred	2015-12-31	$22,368
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,412,365
Participant contributions at end of year	2015-12-31	$159,176
Participant contributions at beginning of year	2015-12-31	$144,011
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$304,948
Other income not declared elsewhere	2015-12-31	$3,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-938,240
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$14,882,095
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$15,820,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$69,581
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$14,499,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$15,270,500
Interest on participant loans	2015-12-31	$5,078
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$223,030
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$405,824
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-928,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$339,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,689,053
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	COHNREZNICK LLP
Accountancy firm EIN	2015-12-31	221478099
2014 : FORCE 3, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$2,777,641
Total of all expenses incurred	2014-12-31	$2,127,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,983,322
Expenses. Certain deemed distributions of participant loans	2014-12-31	$51,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,899,797
Value of total assets at end of year	2014-12-31	$15,820,335
Value of total assets at beginning of year	2014-12-31	$15,170,542
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$93,051
Total interest from all sources	2014-12-31	$7,088
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$597,566
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$597,566
Administrative expenses professional fees incurred	2014-12-31	$24,022
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,454,399
Participant contributions at end of year	2014-12-31	$144,011
Participant contributions at beginning of year	2014-12-31	$207,033
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$60,268
Other income not declared elsewhere	2014-12-31	$13,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$649,793
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$15,820,335
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$15,170,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$69,029
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$15,270,500
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$14,655,200
Interest on participant loans	2014-12-31	$7,088
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$405,824
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$308,309
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$259,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$385,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,983,322
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	COHNREZNICK LLP
Accountancy firm EIN	2014-12-31	221478099
2013 : FORCE 3, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$4,419,405
Total of all expenses incurred	2013-12-31	$2,389,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,307,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,830,381
Value of total assets at end of year	2013-12-31	$15,170,542
Value of total assets at beginning of year	2013-12-31	$13,140,449
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$82,306
Total interest from all sources	2013-12-31	$9,608
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$190,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$190,871
Administrative expenses professional fees incurred	2013-12-31	$21,000
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,484,745
Participant contributions at end of year	2013-12-31	$207,033
Participant contributions at beginning of year	2013-12-31	$209,479
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$44,810
Other income not declared elsewhere	2013-12-31	$3,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,030,093
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$15,170,542
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$13,140,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$61,306
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$14,655,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$12,324,657
Interest on participant loans	2013-12-31	$9,608
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$308,309
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$589,264
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,384,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$300,826
Employer contributions (assets) at beginning of year	2013-12-31	$17,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,307,006
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ROSEN, SAPPERSTEIN & FRIEDLANDER
Accountancy firm EIN	2013-12-31	521374503
2012 : FORCE 3, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,315,742
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,104,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,032,807
Expenses. Certain deemed distributions of participant loans	2012-12-31	$3,562
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,859,877
Value of total assets at end of year	2012-12-31	$13,140,449
Value of total assets at beginning of year	2012-12-31	$10,929,028
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$67,952
Total interest from all sources	2012-12-31	$11,183
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$222,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$222,795
Administrative expenses professional fees incurred	2012-12-31	$19,144
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,553,801
Participant contributions at end of year	2012-12-31	$209,479
Participant contributions at beginning of year	2012-12-31	$197,611
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$181,585
Other income not declared elsewhere	2012-12-31	$13,138
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,211,421
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$13,140,449
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$10,929,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$48,808
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$12,324,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$9,829,100
Interest on participant loans	2012-12-31	$11,183
Value of interest in common/collective trusts at beginning of year	2012-12-31	$264,584
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$589,264
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$637,733
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,208,721
Net investment gain or loss from common/collective trusts	2012-12-31	$28
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$124,491
Employer contributions (assets) at end of year	2012-12-31	$17,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,032,807
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ROSEN, SAPPERSTEIN & FRIEDLANDER
Accountancy firm EIN	2012-12-31	521374503
2011 : FORCE 3, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,609,953
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,653,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,602,745
Expenses. Certain deemed distributions of participant loans	2011-12-31	$6,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,957,706
Value of total assets at end of year	2011-12-31	$10,929,028
Value of total assets at beginning of year	2011-12-31	$10,972,928
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$44,631
Total interest from all sources	2011-12-31	$15,658
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$183,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$183,127
Administrative expenses professional fees incurred	2011-12-31	$16,323
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,489,317
Participant contributions at end of year	2011-12-31	$197,611
Participant contributions at beginning of year	2011-12-31	$258,752
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$73,265
Other income not declared elsewhere	2011-12-31	$5,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-43,900
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$10,929,028
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$10,972,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$28,308
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$9,829,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$9,859,657
Interest on participant loans	2011-12-31	$15,658
Value of interest in common/collective trusts at end of year	2011-12-31	$264,584
Value of interest in common/collective trusts at beginning of year	2011-12-31	$854,519
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$637,733
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-552,108
Net investment gain or loss from common/collective trusts	2011-12-31	$358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$395,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,602,745
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ROSEN, SAPPERSTEIN & FRIEDLANDER
Accountancy firm EIN	2011-12-31	521374503
2010 : FORCE 3, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,126,643
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,793,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,725,675
Expenses. Certain deemed distributions of participant loans	2010-12-31	$60,869
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,898,954
Value of total assets at end of year	2010-12-31	$10,972,928
Value of total assets at beginning of year	2010-12-31	$9,639,781
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$6,952
Total interest from all sources	2010-12-31	$14,944
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,328,602
Participant contributions at end of year	2010-12-31	$258,752
Participant contributions at beginning of year	2010-12-31	$203,494
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$223,745
Administrative expenses (other) incurred	2010-12-31	$6,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,333,147
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$10,972,928
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$9,639,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$9,859,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$8,636,715
Interest on participant loans	2010-12-31	$13,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$854,519
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$799,572
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$799,572
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,212,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$346,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,725,675
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	L.E. SMITH & ASSOCIATES, LLC
Accountancy firm EIN	2010-12-31	204037211
2009 : FORCE 3, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FORCE 3, INC. 401(K) PLAN

2019: FORCE 3, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: FORCE 3, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: FORCE 3, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FORCE 3, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FORCE 3, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FORCE 3, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FORCE 3, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FORCE 3, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FORCE 3, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FORCE 3, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FORCE 3, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512087

Policy instance

Insurance contract or identification number	512087
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-02-11
Total amount of commissions paid to insurance broker	USD $3,711
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,711
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512087

Policy instance

Insurance contract or identification number	512087
Number of Individuals Covered	295
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $897
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $897
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512087

Policy instance

Insurance contract or identification number	512087
Number of Individuals Covered	313
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $559
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $485
Insurance broker organization code?	3
Insurance broker name	WELLS FARGO CLEARING SERVICES LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512087-000

Policy instance

Insurance contract or identification number	512087-000
Number of Individuals Covered	316
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $592
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $177
Insurance broker organization code?	3
Insurance broker name	WELLS FARGO ADVISORS, LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512087-000

Policy instance

Insurance contract or identification number	512087-000
Number of Individuals Covered	353
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $544
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $308
Insurance broker organization code?	3
Insurance broker name	WELLS FARGO ADVISORS, LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512087-000

Policy instance

Insurance contract or identification number	512087-000
Number of Individuals Covered	445
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $698
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $698
Insurance broker organization code?	3
Insurance broker name	WELLS FARGO ADVISORS, LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512087-000

Policy instance

Insurance contract or identification number	512087-000
Number of Individuals Covered	468
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $978
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $978
Insurance broker organization code?	3
Insurance broker name

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512087-000

Policy instance

Insurance contract or identification number	512087-000
Number of Individuals Covered	421
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	FORCE 3, INC.
Employer identification number (EIN):	521742191
NAIC Classification:	453990