401k Plan data: ROSS TECHNOLOGIES, INC. 401(K) PLAN plan

ROSS TECHNOLOGIES, INC. 401(K) PLAN 401k Plan overview

Plan Name	ROSS TECHNOLOGIES, INC. 401(K) PLAN
Plan identification number	001

ROSS TECHNOLOGIES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROSS TECHNOLOGIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: ROSS TECHNOLOGIES, INC.

Employer identification number (EIN): 522031377

NAIC Classification: 541519
NAIC Description: Other Computer Related Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROSS TECHNOLOGIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 SHANNON M SECOR 2018-10-15
001 2016-01-01 SHANNON M SECOR
001 2015-01-01 SHARON WALTERS
001 2014-01-01 SHARON WALTERS
001 2014-01-01 SHARON WALTERS
001 2013-01-01 SHARON WALTERS
001 2012-01-01 SHARON WALTERS
001 2011-01-01 SHARON WALTERS
001 2010-01-01 SHARON L. WALTERS 2011-07-18

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2017-01-01	SHANNON M SECOR	2018-10-15
001	2016-01-01	SHANNON M SECOR
001	2015-01-01	SHARON WALTERS
001	2014-01-01	SHARON WALTERS
001	2014-01-01	SHARON WALTERS
001	2013-01-01	SHARON WALTERS
001	2012-01-01	SHARON WALTERS
001	2011-01-01	SHARON WALTERS
001	2010-01-01	SHARON L. WALTERS	2011-07-18

Plan Statistics for ROSS TECHNOLOGIES, INC. 401(K) PLAN

401k plan membership statisitcs for ROSS TECHNOLOGIES, INC. 401(K) PLAN

Measure Date Value
2016: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 45
Number of other retired or separated participants entitled to future benefits 2016-01-01 20
Total of all active and inactive participants 2016-01-01 65
Total participants 2016-01-01 65
Number of participants with account balances 2016-01-01 61
2015: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 51
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 49
Total of all active and inactive participants 2015-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 100
Number of participants with account balances 2015-01-01 99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 83
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 39
Total of all active and inactive participants 2014-01-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 122
Number of participants with account balances 2014-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 5
2013: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 95
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 49
Total of all active and inactive participants 2013-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 145
Number of participants with account balances 2013-01-01 144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 9
2012: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 78
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 47
Total of all active and inactive participants 2012-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 125
Number of participants with account balances 2012-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 19
2011: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 72
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 72
Total of all active and inactive participants 2011-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 144
Number of participants with account balances 2011-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 45

Measure	Date	Value
2016: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	45
Number of other retired or separated participants entitled to future benefits	2016-01-01	20
Total of all active and inactive participants	2016-01-01	65
Total participants	2016-01-01	65
Number of participants with account balances	2016-01-01	61
2015: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	51
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	49
Total of all active and inactive participants	2015-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	100
Number of participants with account balances	2015-01-01	99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	83
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	39
Total of all active and inactive participants	2014-01-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	122
Number of participants with account balances	2014-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	5
2013: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	95
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	49
Total of all active and inactive participants	2013-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	145
Number of participants with account balances	2013-01-01	144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	9
2012: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	78
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	47
Total of all active and inactive participants	2012-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	125
Number of participants with account balances	2012-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	19
2011: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	72
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	72
Total of all active and inactive participants	2011-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	144
Number of participants with account balances	2011-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	45

Financial Data on ROSS TECHNOLOGIES, INC. 401(K) PLAN

Measure	Date	Value
2016 : ROSS TECHNOLOGIES, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$748,509
Total of all expenses incurred	2016-12-31	$1,795,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,785,024
Value of total corrective distributions	2016-12-31	$975
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$400,860
Value of total assets at end of year	2016-12-31	$3,901,579
Value of total assets at beginning of year	2016-12-31	$4,948,213
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$9,144
Total interest from all sources	2016-12-31	$12,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$239,202
Participant contributions at end of year	2016-12-31	$220,314
Participant contributions at beginning of year	2016-12-31	$362,813
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$22,240
Other income not declared elsewhere	2016-12-31	$8,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-1,046,634
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,901,579
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,948,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$3,140,801
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$3,810,190
Interest on participant loans	2016-12-31	$12,873
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$540,464
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$775,210
Net investment gain/loss from pooled separate accounts	2016-12-31	$326,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$139,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,785,024
Contract administrator fees	2016-12-31	$9,144
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BETHKE CPA, LLC
Accountancy firm EIN	2016-12-31	421591506
2015 : ROSS TECHNOLOGIES, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$466,917
Total of all expenses incurred	2015-12-31	$977,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$953,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$483,725
Value of total assets at end of year	2015-12-31	$4,948,213
Value of total assets at beginning of year	2015-12-31	$5,458,328
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$23,752
Total interest from all sources	2015-12-31	$15,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$325,265
Participant contributions at end of year	2015-12-31	$362,813
Participant contributions at beginning of year	2015-12-31	$399,888
Other income not declared elsewhere	2015-12-31	$12,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-510,115
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,948,213
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,458,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$3,810,190
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,141,265
Interest on participant loans	2015-12-31	$15,407
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$775,210
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$917,175
Net investment gain/loss from pooled separate accounts	2015-12-31	$-44,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$158,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$953,280
Contract administrator fees	2015-12-31	$23,752
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BETHKE CPA, LLC
Accountancy firm EIN	2015-12-31	421591506
2014 : ROSS TECHNOLOGIES, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$960,978
Total of all expenses incurred	2014-12-31	$936,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$910,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$636,652
Value of total assets at end of year	2014-12-31	$5,458,328
Value of total assets at beginning of year	2014-12-31	$5,434,151
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$26,727
Total interest from all sources	2014-12-31	$11,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$427,930
Participant contributions at end of year	2014-12-31	$399,888
Participant contributions at beginning of year	2014-12-31	$224,770
Participant contributions at beginning of year	2014-12-31	$14,292
Other income not declared elsewhere	2014-12-31	$12,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$24,177
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,458,328
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,434,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,141,265
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$4,306,972
Interest on participant loans	2014-12-31	$11,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$917,175
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$881,075
Net investment gain/loss from pooled separate accounts	2014-12-31	$300,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$208,722
Employer contributions (assets) at beginning of year	2014-12-31	$7,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$910,074
Contract administrator fees	2014-12-31	$26,727
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ARONSON LLC
Accountancy firm EIN	2014-12-31	371611326
2013 : ROSS TECHNOLOGIES, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,396,446
Total of all expenses incurred	2013-12-31	$414,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$403,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$597,381
Value of total assets at end of year	2013-12-31	$5,434,151
Value of total assets at beginning of year	2013-12-31	$4,452,167
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$11,352
Total interest from all sources	2013-12-31	$6,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$398,567
Participant contributions at end of year	2013-12-31	$224,770
Participant contributions at beginning of year	2013-12-31	$150,651
Participant contributions at end of year	2013-12-31	$14,292
Participant contributions at beginning of year	2013-12-31	$16,989
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$11,186
Other income not declared elsewhere	2013-12-31	$13,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$981,984
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,434,151
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,452,167
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$4,306,972
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,332,199
Interest on participant loans	2013-12-31	$6,921
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$881,075
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$940,260
Net investment gain/loss from pooled separate accounts	2013-12-31	$778,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$187,628
Employer contributions (assets) at end of year	2013-12-31	$7,042
Employer contributions (assets) at beginning of year	2013-12-31	$12,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$403,110
Contract administrator fees	2013-12-31	$11,352
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ARONSON LLC
Accountancy firm EIN	2013-12-31	371611326
2012 : ROSS TECHNOLOGIES, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,115,124
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$368,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$326,189
Expenses. Certain deemed distributions of participant loans	2012-12-31	$30,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$689,893
Value of total assets at end of year	2012-12-31	$4,452,167
Value of total assets at beginning of year	2012-12-31	$3,705,755
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$12,262
Total interest from all sources	2012-12-31	$7,962
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$402,420
Participant contributions at end of year	2012-12-31	$150,651
Participant contributions at beginning of year	2012-12-31	$189,560
Participant contributions at end of year	2012-12-31	$16,989
Participant contributions at beginning of year	2012-12-31	$19,747
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$95,691
Other income not declared elsewhere	2012-12-31	$16,483
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$746,412
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,452,167
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,705,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$3,332,199
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$2,636,314
Interest on participant loans	2012-12-31	$7,962
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$940,260
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$851,238
Net investment gain/loss from pooled separate accounts	2012-12-31	$400,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$191,782
Employer contributions (assets) at end of year	2012-12-31	$12,068
Employer contributions (assets) at beginning of year	2012-12-31	$8,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$326,189
Contract administrator fees	2012-12-31	$12,262
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ARONSON LLC
Accountancy firm EIN	2012-12-31	371611326
2011 : ROSS TECHNOLOGIES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$755,323
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$208,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$188,579
Expenses. Certain deemed distributions of participant loans	2011-12-31	$8,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$810,142
Value of total assets at end of year	2011-12-31	$3,705,755
Value of total assets at beginning of year	2011-12-31	$3,159,281
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$11,413
Total interest from all sources	2011-12-31	$7,664
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$524,631
Participant contributions at end of year	2011-12-31	$189,560
Participant contributions at beginning of year	2011-12-31	$165,762
Participant contributions at end of year	2011-12-31	$19,747
Participant contributions at beginning of year	2011-12-31	$50,360
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$40,575
Other income not declared elsewhere	2011-12-31	$19,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$546,474
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,705,755
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,159,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,636,314
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,314,291
Interest on participant loans	2011-12-31	$7,664
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$851,238
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$607,158
Net investment gain/loss from pooled separate accounts	2011-12-31	$-81,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$244,936
Employer contributions (assets) at end of year	2011-12-31	$8,896
Employer contributions (assets) at beginning of year	2011-12-31	$21,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$188,579
Contract administrator fees	2011-12-31	$11,413
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ARONSON LLC
Accountancy firm EIN	2011-12-31	371611326

Form 5500 Responses for ROSS TECHNOLOGIES, INC. 401(K) PLAN

2016: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROSS TECHNOLOGIES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number	998558-000
Policy instance	1
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number	998558-000
Policy instance	1
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number	998558-000
Policy instance	1
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number	998558-000
Policy instance	1
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number	998558-000
Policy instance	1

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Company Name:	ROSS TECHNOLOGIES, INC.
Employer identification number (EIN):	522031377
NAIC Classification:	541519
NAIC Description:	Other Computer Related Services