401k Plan data: COMPASS SMARTINVESTOR 401(K) PLAN plan

COMPASS SMARTINVESTOR 401(K) PLAN 401k Plan overview

Plan Name	COMPASS SMARTINVESTOR 401(K) PLAN
Plan identification number	002

COMPASS SMARTINVESTOR 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMPASS BANCSHARES, INC. has sponsored the creation of one or more 401k plans.

Company Name: COMPASS BANCSHARES, INC.

Employer identification number (EIN): 522070698

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMPASS SMARTINVESTOR 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2012-01-01 RICHARD TALLO RICHARD TALLO 2013-10-15
002 2011-01-01 RICHARD TALLO
002 2009-01-01 RICHARD TALLO
002 2009-01-01 RICHARD TALLO 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2012-01-01	RICHARD TALLO	RICHARD TALLO	2013-10-15
002	2011-01-01	RICHARD TALLO
002	2009-01-01	RICHARD TALLO
002	2009-01-01		RICHARD TALLO	2010-10-15

Plan Statistics for COMPASS SMARTINVESTOR 401(K) PLAN

401k plan membership statisitcs for COMPASS SMARTINVESTOR 401(K) PLAN

Measure Date Value
2012: COMPASS SMARTINVESTOR 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 14,642
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 11,261
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 3,075
Total of all active and inactive participants 2012-01-01 14,336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 14,336
Number of participants with account balances 2012-01-01 12,569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: COMPASS SMARTINVESTOR 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 14,652
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 11,737
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 2,905
Total of all active and inactive participants 2011-01-01 14,642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 14,642
Number of participants with account balances 2011-01-01 12,756
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2009: COMPASS SMARTINVESTOR 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 13,938
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 12,047
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2,995
Total of all active and inactive participants 2009-01-01 15,042
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 15,042
Number of participants with account balances 2009-01-01 12,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 56

Measure	Date	Value
2012: COMPASS SMARTINVESTOR 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	14,642
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	11,261
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	3,075
Total of all active and inactive participants	2012-01-01	14,336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	14,336
Number of participants with account balances	2012-01-01	12,569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: COMPASS SMARTINVESTOR 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	14,652
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	11,737
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	2,905
Total of all active and inactive participants	2011-01-01	14,642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	14,642
Number of participants with account balances	2011-01-01	12,756
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2009: COMPASS SMARTINVESTOR 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	13,938
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	12,047
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2,995
Total of all active and inactive participants	2009-01-01	15,042
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	15,042
Number of participants with account balances	2009-01-01	12,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	56

Financial Data on COMPASS SMARTINVESTOR 401(K) PLAN

Measure	Date	Value
2012 : COMPASS SMARTINVESTOR 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$12,529,491
Total unrealized appreciation/depreciation of assets	2012-12-31	$12,529,491
Total transfer of assets to this plan	2012-12-31	$70,002,134
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$21,543,424
Total income from all sources (including contributions)	2012-12-31	$106,525,399
Total loss/gain on sale of assets	2012-12-31	$768,908
Total of all expenses incurred	2012-12-31	$55,447,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$54,620,593
Expenses. Certain deemed distributions of participant loans	2012-12-31	$2,797
Value of total corrective distributions	2012-12-31	$529,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$55,200,308
Value of total assets at end of year	2012-12-31	$585,686,127
Value of total assets at beginning of year	2012-12-31	$486,149,679
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$294,316
Total interest from all sources	2012-12-31	$547,843
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$16,382,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$15,073,847
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$34,716,756
Participant contributions at end of year	2012-12-31	$15,999,855
Participant contributions at beginning of year	2012-12-31	$13,996,444
Participant contributions at end of year	2012-12-31	$1,162,500
Participant contributions at beginning of year	2012-12-31	$1,192,282
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$3,084,471
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$240,037,809
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$19,715,988
Other income not declared elsewhere	2012-12-31	$136,527
Liabilities. Value of operating payables at beginning of year	2012-12-31	$21,543,424
Total non interest bearing cash at end of year	2012-12-31	$2,931
Total non interest bearing cash at beginning of year	2012-12-31	$206,129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$51,077,738
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$585,686,127
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$464,606,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$8,339
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$175,239,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$262,875,254
Interest on participant loans	2012-12-31	$464,669
Value of interest in common/collective trusts at beginning of year	2012-12-31	$111,350,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$122,323,482
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$46,414,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$46,414,253
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$83,174
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$17,888,749
Net investment gain or loss from common/collective trusts	2012-12-31	$3,071,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$17,399,081
Employer contributions (assets) at end of year	2012-12-31	$666,634
Employer contributions (assets) at beginning of year	2012-12-31	$640,489
Income. Dividends from common stock	2012-12-31	$1,308,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$54,620,593
Contract administrator fees	2012-12-31	$285,977
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$30,253,564
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$29,758,030
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$15,044,695
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$14,275,787
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2012-12-31	133891517
2011 : COMPASS SMARTINVESTOR 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-5,028,556
Total unrealized appreciation/depreciation of assets	2011-12-31	$-5,028,556
Total transfer of assets to this plan	2011-12-31	$3,956,755
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$21,543,424
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,890,310
Total income from all sources (including contributions)	2011-12-31	$43,142,676
Total loss/gain on sale of assets	2011-12-31	$713,374
Total of all expenses incurred	2011-12-31	$44,689,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$44,367,824
Value of total corrective distributions	2011-12-31	$7,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$53,516,764
Value of total assets at end of year	2011-12-31	$486,149,679
Value of total assets at beginning of year	2011-12-31	$464,086,471
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$313,668
Total interest from all sources	2011-12-31	$510,117
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$9,564,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$8,792,051
Administrative expenses professional fees incurred	2011-12-31	$822
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$33,793,884
Participant contributions at end of year	2011-12-31	$13,996,444
Participant contributions at beginning of year	2011-12-31	$12,270,853
Participant contributions at end of year	2011-12-31	$1,192,282
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$2,991,758
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$19,715,988
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$141,519
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$1,723
Liabilities. Value of operating payables at end of year	2011-12-31	$21,543,424
Liabilities. Value of operating payables at beginning of year	2011-12-31	$1,888,587
Total non interest bearing cash at end of year	2011-12-31	$206,129
Total non interest bearing cash at beginning of year	2011-12-31	$1,967,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,546,661
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$464,606,255
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$462,196,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$262,875,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$268,763,347
Interest on participant loans	2011-12-31	$481,881
Value of interest in common/collective trusts at end of year	2011-12-31	$111,350,810
Value of interest in common/collective trusts at beginning of year	2011-12-31	$124,572,364
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$46,414,253
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$19,599,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$19,599,701
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$28,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-17,910,003
Net investment gain or loss from common/collective trusts	2011-12-31	$1,776,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$16,731,122
Employer contributions (assets) at end of year	2011-12-31	$640,489
Employer contributions (assets) at beginning of year	2011-12-31	$6,511
Income. Dividends from common stock	2011-12-31	$772,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$44,367,824
Contract administrator fees	2011-12-31	$312,846
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$29,758,030
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$36,764,194
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$2,691,821
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$1,978,447
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2011-12-31	133891517
2010 : COMPASS SMARTINVESTOR 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-33,575,959
Total unrealized appreciation/depreciation of assets	2010-12-31	$-33,575,959
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,890,310
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,861,971
Total income from all sources (including contributions)	2010-12-31	$63,251,655
Total loss/gain on sale of assets	2010-12-31	$2,540,618
Total of all expenses incurred	2010-12-31	$65,105,181
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$64,762,085
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$53,862,604
Value of total assets at end of year	2010-12-31	$464,086,471
Value of total assets at beginning of year	2010-12-31	$465,911,658
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$343,096
Total interest from all sources	2010-12-31	$465,560
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$7,666,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$5,826,050
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$30,886,492
Participant contributions at end of year	2010-12-31	$12,270,853
Participant contributions at beginning of year	2010-12-31	$10,358,633
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$5,862,722
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$141,519
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$230,752
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$1,723
Liabilities. Value of operating payables at end of year	2010-12-31	$1,888,587
Liabilities. Value of operating payables at beginning of year	2010-12-31	$1,861,971
Total non interest bearing cash at end of year	2010-12-31	$1,967,982
Total non interest bearing cash at beginning of year	2010-12-31	$1,721,444
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-1,853,526
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$462,196,161
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$464,049,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$268,763,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$233,901,158
Interest on participant loans	2010-12-31	$463,364
Value of interest in common/collective trusts at end of year	2010-12-31	$124,572,364
Value of interest in common/collective trusts at beginning of year	2010-12-31	$121,025,399
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$19,599,701
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$24,622,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$24,622,850
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$2,196
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$28,147,035
Net investment gain or loss from common/collective trusts	2010-12-31	$4,144,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$17,113,390
Employer contributions (assets) at end of year	2010-12-31	$6,511
Income. Dividends from common stock	2010-12-31	$1,840,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$64,762,085
Contract administrator fees	2010-12-31	$343,096
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$36,764,194
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$74,051,422
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$6,255,789
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$3,715,171
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DELOITTE LLP
Accountancy firm EIN	2010-12-31	133891517

Form 5500 Responses for COMPASS SMARTINVESTOR 401(K) PLAN

2012: COMPASS SMARTINVESTOR 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: COMPASS SMARTINVESTOR 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: COMPASS SMARTINVESTOR 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	COMPASS BANCSHARES, INC.
Employer identification number (EIN):	522070698
NAIC Classification:	522110
NAIC Description:	Commercial Banking