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AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameAW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN
Plan identification number 001

AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AW NORTH CAROLINA, INC. DBA AISIN NORTH AMERICA has sponsored the creation of one or more 401k plans.

Company Name:AW NORTH CAROLINA, INC. DBA AISIN NORTH AMERICA
Employer identification number (EIN):522131931
NAIC Classification:331200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01NANCY SMIT YUICHI ISHIYAMA2018-10-12
0012016-01-01MASAFUMI HASHIMOTO NANCY SMIT2017-10-13
0012015-01-01NANCY SMIT MASAFUMI HASHIMOTO2016-10-14
0012014-01-01STUART A. MOIR STUART A. MOIR2015-10-14
0012014-01-01STUART A. MOIR STUART A. MOIR2015-10-14
0012013-01-01STUART A. MOIR STUART A. MOIR2014-08-14
0012012-01-01JEFF TINGEN JEFF TINGEN2013-10-03
0012011-01-01WILLIAM H. COLLINS, JR.
0012010-01-01WILL H COLLINS JR
0012009-01-01WILLIAM H. COLLINS, JR. WILLIAM H. COLLINS, JR.2010-09-22
0012009-01-01

Plan Statistics for AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2021: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,810
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,864
Total number of active participants reported on line 7a of the Form 55002020-01-011,609
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01207
Total of all active and inactive participants2020-01-011,816
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-011,818
Number of participants with account balances2020-01-011,447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0157
2019: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,870
Total number of active participants reported on line 7a of the Form 55002019-01-011,644
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01214
Total of all active and inactive participants2019-01-011,858
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-011,860
Number of participants with account balances2019-01-011,495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0169
2018: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,907
Total number of active participants reported on line 7a of the Form 55002018-01-011,675
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01191
Total of all active and inactive participants2018-01-011,866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-011,869
Number of participants with account balances2018-01-011,490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0151
2017: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,899
Total number of active participants reported on line 7a of the Form 55002017-01-011,717
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01188
Total of all active and inactive participants2017-01-011,905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-011,906
Number of participants with account balances2017-01-011,549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0185
2016: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,820
Total number of active participants reported on line 7a of the Form 55002016-01-011,720
Number of other retired or separated participants entitled to future benefits2016-01-01170
Total of all active and inactive participants2016-01-011,890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-011,891
Number of participants with account balances2016-01-011,546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0186
2015: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,766
Total number of active participants reported on line 7a of the Form 55002015-01-011,644
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01172
Total of all active and inactive participants2015-01-011,816
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-011,817
Number of participants with account balances2015-01-011,500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01129
2014: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,783
Total number of active participants reported on line 7a of the Form 55002014-01-011,623
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01142
Total of all active and inactive participants2014-01-011,765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-011,766
Number of participants with account balances2014-01-011,414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01121
2013: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,493
Total number of active participants reported on line 7a of the Form 55002013-01-011,639
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01142
Total of all active and inactive participants2013-01-011,781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-011,782
Number of participants with account balances2013-01-011,389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01102
2012: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,093
Total number of active participants reported on line 7a of the Form 55002012-01-011,374
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01115
Total of all active and inactive participants2012-01-011,489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,490
Number of participants with account balances2012-01-011,176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0132
2011: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01775
Total number of active participants reported on line 7a of the Form 55002011-01-01988
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01103
Total of all active and inactive participants2011-01-011,091
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,091
Number of participants with account balances2011-01-01924
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0118
2010: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01828
Total number of active participants reported on line 7a of the Form 55002010-01-01671
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01111
Total of all active and inactive participants2010-01-01782
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01782
Number of participants with account balances2010-01-01715
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0116
2009: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,171
Total number of active participants reported on line 7a of the Form 55002009-01-01695
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01134
Total of all active and inactive participants2009-01-01829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01829
Number of participants with account balances2009-01-01755
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0177

Financial Data on AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2021 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-02$0
Total transfer of assets from this plan2021-12-02$72,315,065
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-02$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-02$0
Total income from all sources (including contributions)2021-12-02$13,206,414
Total loss/gain on sale of assets2021-12-02$0
Total of all expenses incurred2021-12-02$7,000,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-02$6,716,166
Expenses. Certain deemed distributions of participant loans2021-12-02$210,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-02$6,408,211
Value of total assets at end of year2021-12-02$0
Value of total assets at beginning of year2021-12-02$66,108,785
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-02$73,335
Total interest from all sources2021-12-02$346,897
Total dividends received (eg from common stock, registered investment company shares)2021-12-02$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-02Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-02$0
Was this plan covered by a fidelity bond2021-12-02Yes
Value of fidelity bond cover2021-12-02$1,000,000
If this is an individual account plan, was there a blackout period2021-12-02Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-02$0
Were there any nonexempt tranactions with any party-in-interest2021-12-02No
Contributions received from participants2021-12-02$4,522,251
Participant contributions at end of year2021-12-02$0
Participant contributions at beginning of year2021-12-02$2,454,503
Income. Received or receivable in cash from other sources (including rollovers)2021-12-02$112,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-02No
Value of net income/loss2021-12-02$6,206,280
Value of net assets at end of year (total assets less liabilities)2021-12-02$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-02$66,108,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-02No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-02No
Were any leases to which the plan was party in default or uncollectible2021-12-02No
Value of interest in pooled separate accounts at end of year2021-12-02$0
Value of interest in pooled separate accounts at beginning of year2021-12-02$51,040,029
Interest on participant loans2021-12-02$66,193
Interest earned on other investments2021-12-02$280,704
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-02$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-02$12,614,253
Net investment gain/loss from pooled separate accounts2021-12-02$6,451,306
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-02No
Was there a failure to transmit to the plan any participant contributions2021-12-02No
Has the plan failed to provide any benefit when due under the plan2021-12-02No
Contributions received in cash from employer2021-12-02$1,773,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-02$6,716,166
Contract administrator fees2021-12-02$73,335
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-02Yes
Did the plan have assets held for investment2021-12-02No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-02No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-02Yes
Opinion of an independent qualified public accountant for this plan2021-12-02Disclaimer
Accountancy firm name2021-12-02HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2021-12-02561415202
2020 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$13,551,182
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$12,782,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$12,575,601
Expenses. Certain deemed distributions of participant loans2020-12-31$130,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,623,808
Value of total assets at end of year2020-12-31$66,108,785
Value of total assets at beginning of year2020-12-31$65,340,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$76,817
Total interest from all sources2020-12-31$407,226
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,705,758
Participant contributions at end of year2020-12-31$2,454,503
Participant contributions at beginning of year2020-12-31$2,683,766
Participant contributions at beginning of year2020-12-31$374,151
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$29,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$768,471
Value of net assets at end of year (total assets less liabilities)2020-12-31$66,108,785
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$65,340,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$51,040,029
Value of interest in pooled separate accounts at beginning of year2020-12-31$49,843,010
Interest on participant loans2020-12-31$81,753
Interest earned on other investments2020-12-31$325,473
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$12,614,253
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$12,281,073
Net investment gain/loss from pooled separate accounts2020-12-31$6,520,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,888,928
Employer contributions (assets) at beginning of year2020-12-31$158,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$12,575,601
Contract administrator fees2020-12-31$76,817
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2020-12-31561415202
2019 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$18,484,507
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,802,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,573,489
Expenses. Certain deemed distributions of participant loans2019-12-31$130,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,430,734
Value of total assets at end of year2019-12-31$65,340,314
Value of total assets at beginning of year2019-12-31$52,658,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$99,006
Total interest from all sources2019-12-31$421,224
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,035,578
Participant contributions at end of year2019-12-31$2,683,766
Participant contributions at beginning of year2019-12-31$2,614,661
Participant contributions at end of year2019-12-31$374,151
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$364,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$12,681,552
Value of net assets at end of year (total assets less liabilities)2019-12-31$65,340,314
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$52,658,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$49,843,010
Value of interest in pooled separate accounts at beginning of year2019-12-31$38,718,977
Interest on participant loans2019-12-31$89,543
Interest earned on other investments2019-12-31$331,681
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$12,281,073
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$11,325,124
Net investment gain/loss from pooled separate accounts2019-12-31$10,632,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,030,541
Employer contributions (assets) at end of year2019-12-31$158,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,573,489
Contract administrator fees2019-12-31$99,006
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2019-12-31561415202
2018 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,710,902
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,041,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,719,232
Expenses. Certain deemed distributions of participant loans2018-12-31$238,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,439,370
Value of total assets at end of year2018-12-31$52,658,762
Value of total assets at beginning of year2018-12-31$51,989,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$83,806
Total interest from all sources2018-12-31$379,698
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,525,692
Participant contributions at end of year2018-12-31$2,614,661
Participant contributions at beginning of year2018-12-31$2,597,484
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$32,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$669,376
Value of net assets at end of year (total assets less liabilities)2018-12-31$52,658,762
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$51,989,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$38,718,977
Value of interest in pooled separate accounts at beginning of year2018-12-31$39,136,694
Interest on participant loans2018-12-31$84,406
Interest earned on other investments2018-12-31$295,292
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$11,325,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$10,255,208
Net investment gain/loss from pooled separate accounts2018-12-31$-2,108,166
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,880,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,719,232
Contract administrator fees2018-12-31$83,806
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2018-12-31561415202
2017 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$12,612,869
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,602,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,393,160
Expenses. Certain deemed distributions of participant loans2017-12-31$122,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,456,056
Value of total assets at end of year2017-12-31$51,989,386
Value of total assets at beginning of year2017-12-31$42,979,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$86,908
Total interest from all sources2017-12-31$334,487
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,493,117
Participant contributions at end of year2017-12-31$2,597,484
Participant contributions at beginning of year2017-12-31$2,341,054
Participant contributions at beginning of year2017-12-31$169,741
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$108,981
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$9,010,035
Value of net assets at end of year (total assets less liabilities)2017-12-31$51,989,386
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$42,979,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$39,136,694
Value of interest in pooled separate accounts at beginning of year2017-12-31$31,623,853
Interest on participant loans2017-12-31$70,757
Interest earned on other investments2017-12-31$263,730
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$10,255,208
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$8,773,704
Net investment gain/loss from pooled separate accounts2017-12-31$5,822,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,853,958
Employer contributions (assets) at beginning of year2017-12-31$70,999
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,393,160
Contract administrator fees2017-12-31$86,908
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2017-12-31561415202
2016 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,840,160
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,652,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,478,844
Expenses. Certain deemed distributions of participant loans2016-12-31$98,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,146,923
Value of total assets at end of year2016-12-31$42,979,351
Value of total assets at beginning of year2016-12-31$37,792,136
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$76,099
Total interest from all sources2016-12-31$289,066
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,349,122
Participant contributions at end of year2016-12-31$2,341,054
Participant contributions at beginning of year2016-12-31$1,877,874
Participant contributions at end of year2016-12-31$169,741
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$46,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,187,215
Value of net assets at end of year (total assets less liabilities)2016-12-31$42,979,351
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$37,792,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$31,623,853
Value of interest in pooled separate accounts at beginning of year2016-12-31$28,530,143
Interest on participant loans2016-12-31$55,236
Interest earned on other investments2016-12-31$233,830
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$8,773,704
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$7,384,119
Net investment gain/loss from pooled separate accounts2016-12-31$2,404,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,751,463
Employer contributions (assets) at end of year2016-12-31$70,999
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,478,844
Contract administrator fees2016-12-31$76,099
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2016-12-31561415202
2015 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,637,773
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,812,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,633,074
Expenses. Certain deemed distributions of participant loans2015-12-31$98,094
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,735,021
Value of total assets at end of year2015-12-31$37,792,136
Value of total assets at beginning of year2015-12-31$34,966,381
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$80,850
Total interest from all sources2015-12-31$243,739
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$2,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,768,699
Participant contributions at end of year2015-12-31$1,877,874
Participant contributions at beginning of year2015-12-31$1,650,018
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$435,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,825,755
Value of net assets at end of year (total assets less liabilities)2015-12-31$37,792,136
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$34,966,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$28,530,143
Value of interest in pooled separate accounts at beginning of year2015-12-31$27,053,222
Interest on participant loans2015-12-31$48,853
Interest earned on other investments2015-12-31$194,886
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$7,384,119
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$6,263,141
Net investment gain/loss from pooled separate accounts2015-12-31$-340,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,531,053
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,633,074
Contract administrator fees2015-12-31$78,850
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2015-12-31561415202
2014 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,365,088
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,316,313
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,119,601
Expenses. Certain deemed distributions of participant loans2014-12-31$110,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,194,621
Value of total assets at end of year2014-12-31$34,966,381
Value of total assets at beginning of year2014-12-31$30,917,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$86,119
Total interest from all sources2014-12-31$215,811
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$12,728
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,528,147
Participant contributions at end of year2014-12-31$1,650,018
Participant contributions at beginning of year2014-12-31$1,388,014
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$210,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,048,775
Value of net assets at end of year (total assets less liabilities)2014-12-31$34,966,381
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$30,917,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$27,053,222
Value of interest in pooled separate accounts at beginning of year2014-12-31$24,118,779
Interest on participant loans2014-12-31$47,356
Interest earned on other investments2014-12-31$168,455
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$6,263,141
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,410,813
Net investment gain/loss from pooled separate accounts2014-12-31$1,954,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,455,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,119,601
Contract administrator fees2014-12-31$73,391
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HUGHES PITTMAN & GUPTON LLP
Accountancy firm EIN2014-12-31561415202
2013 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$9,218,063
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,749,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,589,858
Expenses. Certain deemed distributions of participant loans2013-12-31$79,551
Value of total corrective distributions2013-12-31$1,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,800,737
Value of total assets at end of year2013-12-31$30,917,606
Value of total assets at beginning of year2013-12-31$23,449,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$78,939
Total interest from all sources2013-12-31$188,944
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$22,112
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,248,371
Participant contributions at end of year2013-12-31$1,388,014
Participant contributions at beginning of year2013-12-31$1,207,401
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$250,143
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,468,471
Value of net assets at end of year (total assets less liabilities)2013-12-31$30,917,606
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$23,449,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$24,118,779
Value of interest in pooled separate accounts at beginning of year2013-12-31$18,131,891
Interest on participant loans2013-12-31$51,358
Interest earned on other investments2013-12-31$137,586
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$5,410,813
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,109,843
Net investment gain/loss from pooled separate accounts2013-12-31$4,228,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,302,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,589,858
Contract administrator fees2013-12-31$56,827
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HUGHES PITTMAN & GUPTON LLP
Accountancy firm EIN2013-12-31561415202
2012 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,086,928
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,845,413
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,761,553
Expenses. Certain deemed distributions of participant loans2012-12-31$45,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,633,368
Value of total assets at end of year2012-12-31$23,449,135
Value of total assets at beginning of year2012-12-31$19,207,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$37,902
Total interest from all sources2012-12-31$189,012
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,574,385
Participant contributions at end of year2012-12-31$1,207,401
Participant contributions at beginning of year2012-12-31$1,098,469
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$34,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,241,515
Value of net assets at end of year (total assets less liabilities)2012-12-31$23,449,135
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$19,207,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$18,131,891
Value of interest in pooled separate accounts at beginning of year2012-12-31$14,961,919
Interest on participant loans2012-12-31$62,413
Interest earned on other investments2012-12-31$126,599
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,109,843
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,147,232
Net investment gain/loss from pooled separate accounts2012-12-31$2,264,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,024,721
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,761,553
Contract administrator fees2012-12-31$37,902
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUGHES PITTMAN & GUPTON LLC
Accountancy firm EIN2012-12-31561415202
2011 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,401,121
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,067,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$907,698
Expenses. Certain deemed distributions of participant loans2011-12-31$125,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,824,494
Value of total assets at end of year2011-12-31$19,207,620
Value of total assets at beginning of year2011-12-31$17,874,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$34,584
Total interest from all sources2011-12-31$192,632
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,803,515
Participant contributions at end of year2011-12-31$1,098,469
Participant contributions at beginning of year2011-12-31$1,039,722
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$272,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,333,519
Value of net assets at end of year (total assets less liabilities)2011-12-31$19,207,620
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,874,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$14,961,919
Value of interest in pooled separate accounts at beginning of year2011-12-31$14,310,029
Interest on participant loans2011-12-31$84,721
Interest earned on other investments2011-12-31$107,911
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,147,232
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,524,350
Net investment gain/loss from pooled separate accounts2011-12-31$-616,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$748,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$907,698
Contract administrator fees2011-12-31$34,584
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HUGHES PITTMAN & GUPTON LLC
Accountancy firm EIN2011-12-31561415202
2010 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,154,262
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,015,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$866,875
Expenses. Certain deemed distributions of participant loans2010-12-31$113,592
Value of total corrective distributions2010-12-31$2,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,059,077
Value of total assets at end of year2010-12-31$17,874,101
Value of total assets at beginning of year2010-12-31$14,735,647
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$33,053
Total interest from all sources2010-12-31$175,854
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$33,053
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,533,207
Participant contributions at end of year2010-12-31$1,039,722
Participant contributions at beginning of year2010-12-31$945,948
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$72,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,138,454
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,874,101
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,735,647
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$14,310,029
Value of interest in pooled separate accounts at beginning of year2010-12-31$11,686,499
Interest on participant loans2010-12-31$78,455
Interest earned on other investments2010-12-31$97,399
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,524,350
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,103,200
Net investment gain/loss from pooled separate accounts2010-12-31$1,919,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$453,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$866,875
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HUGHES, PITTMAN & GUPTON LLP
Accountancy firm EIN2010-12-31561415202
2009 : AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN

2021: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AW NORTH CAROLINA, INC. RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063484
Policy instance 1
Insurance contract or identification number063484
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-02
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063484
Policy instance 1
Insurance contract or identification number063484
Number of Individuals Covered1818
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063484
Policy instance 1
Insurance contract or identification number063484
Number of Individuals Covered1860
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063484
Policy instance 1
Insurance contract or identification number063484
Number of Individuals Covered1869
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063484
Policy instance 1
Insurance contract or identification number063484
Number of Individuals Covered1906
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063484
Policy instance 1
Insurance contract or identification number063484
Number of Individuals Covered1817
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063484
Policy instance 1
Insurance contract or identification number063484
Number of Individuals Covered1766
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063484
Policy instance 1
Insurance contract or identification number063484
Number of Individuals Covered1782
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063484
Policy instance 1
Insurance contract or identification number063484
Number of Individuals Covered1490
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063484
Policy instance 1
Insurance contract or identification number063484
Number of Individuals Covered1091
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $9,483
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063484
Policy instance 1
Insurance contract or identification number063484
Number of Individuals Covered782
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $12,041
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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