401k Plan data: METALICO, INC. UNION SAVINGS PLAN plan

METALICO, INC. UNION SAVINGS PLAN 401k Plan overview

Plan Name	METALICO, INC. UNION SAVINGS PLAN
Plan identification number	002

METALICO, INC. UNION SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

METALICO, INC. has sponsored the creation of one or more 401k plans.

Company Name: METALICO, INC.

Employer identification number (EIN): 522169780

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan METALICO, INC. UNION SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 ERIC FINLAYSON 2015-08-17 ERIC FINLAYSON 2015-08-17
002 2013-01-01 ERIC FINLAYSON 2014-08-06 ERIC FINLAYSON 2014-08-06
002 2012-01-01 ERIC FINLAYSON 2013-07-24 ERIC FINLAYSON 2013-07-24
002 2011-01-01 ERIC W. FINLAYSON 2012-07-20 ERIC W. FINLAYSON 2012-07-20
002 2010-01-01 ERIC W. FINLAYSON 2011-07-28 ERIC W. FINLAYSON 2011-07-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	ERIC FINLAYSON	2015-08-17	ERIC FINLAYSON	2015-08-17
002	2013-01-01	ERIC FINLAYSON	2014-08-06	ERIC FINLAYSON	2014-08-06
002	2012-01-01	ERIC FINLAYSON	2013-07-24	ERIC FINLAYSON	2013-07-24
002	2011-01-01	ERIC W. FINLAYSON	2012-07-20	ERIC W. FINLAYSON	2012-07-20
002	2010-01-01	ERIC W. FINLAYSON	2011-07-28	ERIC W. FINLAYSON	2011-07-28

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Company Name:	METALICO, INC.
Employer identification number (EIN):	522169780
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies