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CSAV AGENCY RETIREMENT PLAN 401k Plan overview

Plan NameCSAV AGENCY RETIREMENT PLAN
Plan identification number 002

CSAV AGENCY RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CSAV AGENCY, LLC has sponsored the creation of one or more 401k plans.

Company Name:CSAV AGENCY, LLC
Employer identification number (EIN):522202668
NAIC Classification:483000
NAIC Description: Water Transportation

Additional information about CSAV AGENCY, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date: 1999-10-29
Company Identification Number: 3118669
Legal Registered Office Address: 2711 Centerville Rd
Suite 400
Wilmington
United States of America (USA)
19808

More information about CSAV AGENCY, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CSAV AGENCY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01RAYNE ROGERS RAYNE ROGERS2017-01-19
0022015-01-01RAYNE ROGERS
0022014-01-01RAYNE ROGERS
0022013-01-01E. LANNY FRIEDMAN
0022012-01-01ENID L. FRIEDMAN
0022011-01-01E. LANNY FRIEDMAN E. LANNY FRIEDMAN2012-10-11
0022009-01-01ENID L. FRIEDMAN ENID L. FRIEDMAN2010-10-13

Plan Statistics for CSAV AGENCY RETIREMENT PLAN

401k plan membership statisitcs for CSAV AGENCY RETIREMENT PLAN

Measure Date Value
2016: CSAV AGENCY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01164
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CSAV AGENCY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01215
Total number of active participants reported on line 7a of the Form 55002015-01-0174
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0190
Total of all active and inactive participants2015-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01164
Number of participants with account balances2015-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: CSAV AGENCY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01214
Total number of active participants reported on line 7a of the Form 55002014-01-01156
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0154
Total of all active and inactive participants2014-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01210
Number of participants with account balances2014-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: CSAV AGENCY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01235
Total number of active participants reported on line 7a of the Form 55002013-01-01162
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0150
Total of all active and inactive participants2013-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01212
Number of participants with account balances2013-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: CSAV AGENCY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01247
Total number of active participants reported on line 7a of the Form 55002012-01-01165
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0170
Total of all active and inactive participants2012-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01235
Number of participants with account balances2012-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: CSAV AGENCY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01245
Total number of active participants reported on line 7a of the Form 55002011-01-01182
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0163
Total of all active and inactive participants2011-01-01245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01247
Number of participants with account balances2011-01-01231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0111
2009: CSAV AGENCY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01265
Total number of active participants reported on line 7a of the Form 55002009-01-01161
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0165
Total of all active and inactive participants2009-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01228
Number of participants with account balances2009-01-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on CSAV AGENCY RETIREMENT PLAN

Measure Date Value
2016 : CSAV AGENCY RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-03-31$0
Total transfer of assets to this plan2016-03-31$0
Total transfer of assets from this plan2016-03-31$14,449,062
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total income from all sources (including contributions)2016-03-31$-15,237
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$986,630
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$983,468
Expenses. Certain deemed distributions of participant loans2016-03-31$312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$0
Value of total assets at end of year2016-03-31$0
Value of total assets at beginning of year2016-03-31$15,450,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$2,850
Total interest from all sources2016-03-31$3,253
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$27,454
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-03-31$27,454
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$500,000
If this is an individual account plan, was there a blackout period2016-03-31No
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Participant contributions at beginning of year2016-03-31$279,121
Other income not declared elsewhere2016-03-31$1,703
Administrative expenses (other) incurred2016-03-31$2,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$-1,001,867
Value of net assets at end of year (total assets less liabilities)2016-03-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$15,450,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$13,336,342
Interest on participant loans2016-03-31$3,253
Value of interest in common/collective trusts at beginning of year2016-03-31$1,835,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-03-31$-44,469
Net investment gain or loss from common/collective trusts2016-03-31$-3,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Employer contributions (assets) at beginning of year2016-03-31$1
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$983,468
Did the plan have assets held for investment2016-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31MARCUM LLP
Accountancy firm EIN2016-03-31111986323
2015 : CSAV AGENCY RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$432,453
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,926,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,768,771
Expenses. Certain deemed distributions of participant loans2015-12-31$149,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$672,281
Value of total assets at end of year2015-12-31$15,450,929
Value of total assets at beginning of year2015-12-31$19,944,950
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,451
Total interest from all sources2015-12-31$20,751
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$543,865
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$543,865
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$388,615
Participant contributions at end of year2015-12-31$279,121
Participant contributions at beginning of year2015-12-31$588,121
Participant contributions at beginning of year2015-12-31$30,376
Other income not declared elsewhere2015-12-31$8,353
Administrative expenses (other) incurred2015-12-31$8,451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,494,021
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,450,929
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,944,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,336,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$16,936,940
Interest on participant loans2015-12-31$20,751
Value of interest in common/collective trusts at end of year2015-12-31$1,835,465
Value of interest in common/collective trusts at beginning of year2015-12-31$2,365,194
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-812,369
Net investment gain or loss from common/collective trusts2015-12-31$-428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$283,666
Employer contributions (assets) at end of year2015-12-31$1
Employer contributions (assets) at beginning of year2015-12-31$24,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,768,771
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARCUM LLP
Accountancy firm EIN2015-12-31111986323
2014 : CSAV AGENCY RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,660,087
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,025,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$997,232
Expenses. Certain deemed distributions of participant loans2014-12-31$19,347
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,440,425
Value of total assets at end of year2014-12-31$19,944,950
Value of total assets at beginning of year2014-12-31$18,310,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,301
Total interest from all sources2014-12-31$23,371
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$695,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$695,539
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$803,842
Participant contributions at end of year2014-12-31$588,121
Participant contributions at beginning of year2014-12-31$563,016
Participant contributions at end of year2014-12-31$30,376
Participant contributions at beginning of year2014-12-31$31,587
Other income not declared elsewhere2014-12-31$17,094
Administrative expenses (other) incurred2014-12-31$9,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,634,207
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,944,950
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,310,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$16,936,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$15,445,217
Interest on participant loans2014-12-31$23,371
Value of interest in common/collective trusts at end of year2014-12-31$2,365,194
Value of interest in common/collective trusts at beginning of year2014-12-31$2,244,549
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$450,453
Net investment gain or loss from common/collective trusts2014-12-31$33,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$636,583
Employer contributions (assets) at end of year2014-12-31$24,319
Employer contributions (assets) at beginning of year2014-12-31$26,374
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$997,232
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARCUM LLP
Accountancy firm EIN2014-12-31111986323
2013 : CSAV AGENCY RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$29,940
Total income from all sources (including contributions)2013-12-31$4,161,992
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,568,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,512,590
Expenses. Certain deemed distributions of participant loans2013-12-31$44,187
Value of total corrective distributions2013-12-31$3,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,510,245
Value of total assets at end of year2013-12-31$18,310,743
Value of total assets at beginning of year2013-12-31$16,746,981
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,070
Total interest from all sources2013-12-31$22,548
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$366,085
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$366,085
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$837,809
Participant contributions at end of year2013-12-31$563,016
Participant contributions at beginning of year2013-12-31$492,511
Participant contributions at end of year2013-12-31$31,587
Participant contributions at beginning of year2013-12-31$60,026
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$29,940
Other income not declared elsewhere2013-12-31$6,403
Administrative expenses (other) incurred2013-12-31$8,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,593,702
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,310,743
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,717,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$15,445,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,591,384
Interest on participant loans2013-12-31$22,548
Value of interest in common/collective trusts at end of year2013-12-31$2,244,549
Value of interest in common/collective trusts at beginning of year2013-12-31$2,557,145
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,214,172
Net investment gain or loss from common/collective trusts2013-12-31$42,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$672,436
Employer contributions (assets) at end of year2013-12-31$26,374
Employer contributions (assets) at beginning of year2013-12-31$45,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,512,590
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARCUM LLP
Accountancy firm EIN2013-12-31111986323
2012 : CSAV AGENCY RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$29,940
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$50,486
Total income from all sources (including contributions)2012-12-31$3,184,807
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$350,625
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$304,103
Expenses. Certain deemed distributions of participant loans2012-12-31$11,122
Value of total corrective distributions2012-12-31$29,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,567,509
Value of total assets at end of year2012-12-31$16,746,981
Value of total assets at beginning of year2012-12-31$13,933,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,460
Total interest from all sources2012-12-31$22,004
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$408,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$408,343
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$842,869
Participant contributions at end of year2012-12-31$492,511
Participant contributions at beginning of year2012-12-31$507,218
Participant contributions at end of year2012-12-31$60,026
Participant contributions at beginning of year2012-12-31$693
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$29,940
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$50,486
Other income not declared elsewhere2012-12-31$254
Administrative expenses (other) incurred2012-12-31$5,460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,834,182
Value of net assets at end of year (total assets less liabilities)2012-12-31$16,717,041
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,882,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,591,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,645,585
Interest on participant loans2012-12-31$22,004
Value of interest in common/collective trusts at end of year2012-12-31$2,557,145
Value of interest in common/collective trusts at beginning of year2012-12-31$2,779,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,184,463
Net investment gain or loss from common/collective trusts2012-12-31$2,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$724,640
Employer contributions (assets) at end of year2012-12-31$45,915
Employer contributions (assets) at beginning of year2012-12-31$290
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$304,103
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARCUM LLP
Accountancy firm EIN2012-12-31111986323
2011 : CSAV AGENCY RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$50,486
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,509,986
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$749,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$639,331
Expenses. Certain deemed distributions of participant loans2011-12-31$54,851
Value of total corrective distributions2011-12-31$50,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,610,978
Value of total assets at end of year2011-12-31$13,933,345
Value of total assets at beginning of year2011-12-31$13,122,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,680
Total interest from all sources2011-12-31$25,720
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$278,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$278,688
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$856,913
Participant contributions at end of year2011-12-31$507,218
Participant contributions at beginning of year2011-12-31$522,332
Participant contributions at end of year2011-12-31$693
Participant contributions at beginning of year2011-12-31$36,258
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$6,134
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$760,638
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,882,859
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$13,122,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,645,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$9,309,920
Interest on participant loans2011-12-31$25,720
Value of interest in common/collective trusts at end of year2011-12-31$2,779,559
Value of interest in common/collective trusts at beginning of year2011-12-31$3,200,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-406,729
Net investment gain or loss from common/collective trusts2011-12-31$1,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$747,931
Employer contributions (assets) at end of year2011-12-31$290
Employer contributions (assets) at beginning of year2011-12-31$53,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$639,331
Contract administrator fees2011-12-31$4,680
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$50,486
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CORNERSTONE ACCOUNTING GROUP LLP
Accountancy firm EIN2011-12-31222003236
2010 : CSAV AGENCY RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,595,660
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$562,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$550,536
Expenses. Certain deemed distributions of participant loans2010-12-31$8,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,336,464
Value of total assets at end of year2010-12-31$13,122,221
Value of total assets at beginning of year2010-12-31$11,088,651
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,293
Total interest from all sources2010-12-31$27,498
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$738,794
Participant contributions at end of year2010-12-31$522,332
Participant contributions at beginning of year2010-12-31$480,752
Participant contributions at end of year2010-12-31$36,258
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$239,222
Administrative expenses (other) incurred2010-12-31$3,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,033,570
Value of net assets at end of year (total assets less liabilities)2010-12-31$13,122,221
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,088,651
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$9,309,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,392,735
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$27,498
Value of interest in common/collective trusts at end of year2010-12-31$3,200,182
Value of interest in common/collective trusts at beginning of year2010-12-31$3,215,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$1,231,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$358,448
Employer contributions (assets) at end of year2010-12-31$53,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$550,536
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CORNERSTONE ACCOUNTING GROUP LLP
Accountancy firm EIN2010-12-31222003236
2009 : CSAV AGENCY RETIREMENT PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for CSAV AGENCY RETIREMENT PLAN

2016: CSAV AGENCY RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CSAV AGENCY RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CSAV AGENCY RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CSAV AGENCY RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CSAV AGENCY RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CSAV AGENCY RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CSAV AGENCY RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-029250
Policy instance 1
Insurance contract or identification numberGA-029250
Number of Individuals Covered222
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $18,486
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-029250
Policy instance 1
Insurance contract or identification numberGA-029250
Number of Individuals Covered222
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $23,563
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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