ROYCE & ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROYCE & ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for ROYCE & ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN
Measure | Date | Value |
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2016 : ROYCE & ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $12,863,596 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $5,522,647 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $5,522,272 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,405,638 |
Value of total assets at end of year | 2016-12-31 | $80,173,949 |
Value of total assets at beginning of year | 2016-12-31 | $72,833,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $375 |
Total interest from all sources | 2016-12-31 | $36,267 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,706,220 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $2,706,220 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,393,257 |
Participant contributions at end of year | 2016-12-31 | $373,234 |
Participant contributions at beginning of year | 2016-12-31 | $403,518 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $29,582,465 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $27,835,697 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $10,729 |
Other income not declared elsewhere | 2016-12-31 | $2,204,772 |
Administrative expenses (other) incurred | 2016-12-31 | $375 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $7,340,949 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $80,173,949 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $72,833,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $44,863,606 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $40,166,080 |
Interest on participant loans | 2016-12-31 | $17,514 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $4,863,434 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $3,903,058 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $3,903,058 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $18,753 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $4,510,699 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $2,001,652 |
Employer contributions (assets) at end of year | 2016-12-31 | $491,210 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $524,647 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $5,522,272 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | LILLING & COMPANY LLP |
Accountancy firm EIN | 2016-12-31 | 133447681 |
2015 : ROYCE & ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $-1,519,963 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $9,097,736 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $9,097,511 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,797,188 |
Value of total assets at end of year | 2015-12-31 | $72,833,000 |
Value of total assets at beginning of year | 2015-12-31 | $83,450,699 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $225 |
Total interest from all sources | 2015-12-31 | $21,412 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $4,013,364 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $4,013,364 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,559,475 |
Participant contributions at end of year | 2015-12-31 | $403,518 |
Participant contributions at beginning of year | 2015-12-31 | $480,478 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $27,835,697 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $30,591,220 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $104,525 |
Other income not declared elsewhere | 2015-12-31 | $-1,723,463 |
Administrative expenses (other) incurred | 2015-12-31 | $225 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-10,617,699 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $72,833,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $83,450,699 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $40,166,080 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $46,380,711 |
Interest on participant loans | 2015-12-31 | $19,657 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $2,185,478 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $3,903,058 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $3,268,633 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $3,268,633 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $1,755 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-7,601,263 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-27,201 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $2,133,188 |
Employer contributions (assets) at end of year | 2015-12-31 | $524,647 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $544,179 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $9,097,511 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | LILLING & COMPANY LLP |
Accountancy firm EIN | 2015-12-31 | 133447681 |
2014 : ROYCE & ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $6,176,159 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,169,854 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,167,586 |
Value of total corrective distributions | 2014-12-31 | $1,968 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $4,595,738 |
Value of total assets at end of year | 2014-12-31 | $83,450,699 |
Value of total assets at beginning of year | 2014-12-31 | $79,444,394 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $300 |
Total interest from all sources | 2014-12-31 | $22,319 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $5,163,871 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $5,163,871 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,492,936 |
Participant contributions at end of year | 2014-12-31 | $480,478 |
Participant contributions at beginning of year | 2014-12-31 | $506,504 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $30,591,220 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $29,381,122 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,008,182 |
Other income not declared elsewhere | 2014-12-31 | $804,913 |
Administrative expenses (other) incurred | 2014-12-31 | $300 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $4,006,305 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $83,450,699 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $79,444,394 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $46,380,711 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $45,228,084 |
Interest on participant loans | 2014-12-31 | $21,852 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $2,185,478 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,934,449 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $3,268,633 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,881,118 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,881,118 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $467 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-4,497,324 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $86,642 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $2,094,620 |
Employer contributions (assets) at end of year | 2014-12-31 | $544,179 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $513,117 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,167,586 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | LILLING & CO., LLP |
Accountancy firm EIN | 2014-12-31 | 133447681 |
2013 : ROYCE & ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $20,398,076 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $2,054,933 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,054,408 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,492,092 |
Value of total assets at end of year | 2013-12-31 | $79,444,394 |
Value of total assets at beginning of year | 2013-12-31 | $61,101,251 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $525 |
Total interest from all sources | 2013-12-31 | $18,238 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $3,314,789 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $3,314,789 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,430,018 |
Participant contributions at end of year | 2013-12-31 | $506,504 |
Participant contributions at beginning of year | 2013-12-31 | $352,277 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $29,381,122 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $22,739,491 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $118,132 |
Other income not declared elsewhere | 2013-12-31 | $6,388,041 |
Administrative expenses (other) incurred | 2013-12-31 | $525 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $18,343,143 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $79,444,394 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $61,101,251 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $45,228,084 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $35,965,316 |
Interest on participant loans | 2013-12-31 | $19,228 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,934,449 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,881,118 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,554,576 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,554,576 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $-990 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $6,905,956 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $278,960 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,943,942 |
Employer contributions (assets) at end of year | 2013-12-31 | $513,117 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $489,591 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,054,408 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | LILLING & CO., LLP |
Accountancy firm EIN | 2013-12-31 | 133447681 |
2012 : ROYCE & ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $9,945,193 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $785,115 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $785,040 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,344,993 |
Value of total assets at end of year | 2012-12-31 | $61,101,251 |
Value of total assets at beginning of year | 2012-12-31 | $51,941,173 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $75 |
Total interest from all sources | 2012-12-31 | $19,446 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,679,984 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,679,984 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,346,877 |
Participant contributions at end of year | 2012-12-31 | $352,277 |
Participant contributions at beginning of year | 2012-12-31 | $480,721 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $22,739,491 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $20,200,196 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $78,893 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $3,515 |
Other income not declared elsewhere | 2012-12-31 | $2,513,162 |
Administrative expenses (other) incurred | 2012-12-31 | $75 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $9,160,078 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $61,101,251 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $51,941,173 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $35,965,316 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $29,297,587 |
Interest on participant loans | 2012-12-31 | $18,666 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,554,576 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,484,527 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,484,527 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $780 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,387,608 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,919,223 |
Employer contributions (assets) at end of year | 2012-12-31 | $489,591 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $474,627 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $785,040 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | LILLING & CO., LLP |
Accountancy firm EIN | 2012-12-31 | 133447681 |
2011 : ROYCE & ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $-269,659 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $37,600 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $36,925 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,150,861 |
Value of total assets at end of year | 2011-12-31 | $51,941,173 |
Value of total assets at beginning of year | 2011-12-31 | $52,248,432 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $675 |
Total interest from all sources | 2011-12-31 | $29,735 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,087,472 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,087,472 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,304,914 |
Participant contributions at end of year | 2011-12-31 | $480,721 |
Participant contributions at beginning of year | 2011-12-31 | $417,039 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $20,200,196 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $20,543,569 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $888 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $3,515 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $1,566 |
Other income not declared elsewhere | 2011-12-31 | $-940,118 |
Administrative expenses (other) incurred | 2011-12-31 | $675 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-307,259 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $51,941,173 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $52,248,432 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $29,297,587 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $29,541,196 |
Interest on participant loans | 2011-12-31 | $18,698 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,484,527 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,309,054 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,309,054 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $11,037 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,597,609 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,845,059 |
Employer contributions (assets) at end of year | 2011-12-31 | $474,627 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $436,008 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $36,925 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | ROTHSTEIN KASS & COMPANY, P.C. |
Accountancy firm EIN | 2011-12-31 | 222131009 |
2010 : ROYCE & ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $579,741 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $12,518,221 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $198,852 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $198,102 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,026,643 |
Value of total assets at end of year | 2010-12-31 | $52,248,432 |
Value of total assets at beginning of year | 2010-12-31 | $39,349,322 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $750 |
Total interest from all sources | 2010-12-31 | $16,652 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $270,692 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $270,692 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,299,294 |
Participant contributions at end of year | 2010-12-31 | $417,039 |
Participant contributions at beginning of year | 2010-12-31 | $186,425 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $20,543,569 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $18,917,410 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $2,841 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $1,566 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $504 |
Other income not declared elsewhere | 2010-12-31 | $3,732,195 |
Administrative expenses (other) incurred | 2010-12-31 | $750 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $12,319,369 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $52,248,432 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $39,349,322 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $29,541,196 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $18,760,133 |
Interest on participant loans | 2010-12-31 | $14,617 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,309,054 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,048,999 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,048,999 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $2,035 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $5,472,039 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,724,508 |
Employer contributions (assets) at end of year | 2010-12-31 | $436,008 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $435,851 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $198,102 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | ROTHSTEIN KASS & COMPANY, P.C. |
Accountancy firm EIN | 2010-12-31 | 222131009 |
2009 : ROYCE & ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |