FINRA has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FINRA EMPLOYEES RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023: FINRA EMPLOYEES RETIREMENT PLAN 2023 401k membership |
|---|
| Total participants, beginning-of-year | 2023-01-01 | 2,351 |
| Total number of active participants reported on line 7a of the Form 5500 | 2023-01-01 | 1,224 |
| Number of retired or separated participants receiving benefits | 2023-01-01 | 381 |
| Number of other retired or separated participants entitled to future benefits | 2023-01-01 | 699 |
| Total of all active and inactive participants | 2023-01-01 | 2,304 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2023-01-01 | 23 |
| Total participants | 2023-01-01 | 2,327 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2023-01-01 | 0 |
| 2022: FINRA EMPLOYEES RETIREMENT PLAN 2022 401k membership |
|---|
| Market value of plan assets | 2022-12-31 | 636,337,083 |
| Acturial value of plan assets | 2022-12-31 | 636,337,083 |
| Funding target for retired participants and beneficiaries receiving payment | 2022-12-31 | 106,849,777 |
| Number of terminated vested participants | 2022-12-31 | 730 |
| Fundng target for terminated vested participants | 2022-12-31 | 70,748,345 |
| Active participant vested funding target | 2022-12-31 | 235,133,977 |
| Number of active participants | 2022-12-31 | 1,318 |
| Total funding liabilities for active participants | 2022-12-31 | 247,440,781 |
| Total participant count | 2022-12-31 | 2,414 |
| Total funding target for all participants | 2022-12-31 | 425,038,903 |
| Balance at beginning of prior year after applicable adjustments | 2022-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2022-12-31 | 0 |
| Amount remaining of carryover balance | 2022-12-31 | 0 |
| Amount remaining of prefunding balance | 2022-12-31 | 0 |
| Present value of excess contributions | 2022-12-31 | 22,735,391 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2022-12-31 | 24,040,402 |
| Reductions in caryover balances due to elections or deemed elections | 2022-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2022-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2022-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2022-12-31 | 0 |
| Total employer contributions | 2022-12-31 | 17,400,000 |
| Total employee contributions | 2022-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2022-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2022-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2022-12-31 | 16,511,935 |
| Unpaid minimum required contributions for all prior years | 2022-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2022-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2022-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2022-12-31 | 12,383,091 |
| Net shortfall amortization installment of oustanding balance | 2022-12-31 | 0 |
| Waiver amortization installment | 2022-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2022-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2022-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2022-12-31 | 0 |
| Additional cash requirement | 2022-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2022-12-31 | 16,511,935 |
| Unpaid minimum required contributions for current year | 2022-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2022-12-31 | 0 |
| Total participants, beginning-of-year | 2022-01-01 | 2,410 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 1,271 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 362 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 698 |
| Total of all active and inactive participants | 2022-01-01 | 2,331 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 20 |
| Total participants | 2022-01-01 | 2,351 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: FINRA EMPLOYEES RETIREMENT PLAN 2021 401k membership |
|---|
| Market value of plan assets | 2021-12-31 | 611,135,960 |
| Acturial value of plan assets | 2021-12-31 | 611,135,960 |
| Funding target for retired participants and beneficiaries receiving payment | 2021-12-31 | 102,797,160 |
| Number of terminated vested participants | 2021-12-31 | 744 |
| Fundng target for terminated vested participants | 2021-12-31 | 77,971,730 |
| Active participant vested funding target | 2021-12-31 | 217,442,851 |
| Number of active participants | 2021-12-31 | 1,373 |
| Total funding liabilities for active participants | 2021-12-31 | 231,130,625 |
| Total participant count | 2021-12-31 | 2,479 |
| Total funding target for all participants | 2021-12-31 | 411,899,515 |
| Balance at beginning of prior year after applicable adjustments | 2021-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2021-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2021-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2021-12-31 | 0 |
| Amount remaining of carryover balance | 2021-12-31 | 0 |
| Amount remaining of prefunding balance | 2021-12-31 | 0 |
| Present value of excess contributions | 2021-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2021-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2021-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2021-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2021-12-31 | 0 |
| Total employer contributions | 2021-12-31 | 24,000,000 |
| Total employee contributions | 2021-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2021-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2021-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2021-12-31 | 22,735,391 |
| Unpaid minimum required contributions for all prior years | 2021-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2021-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2021-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2021-12-31 | 11,653,566 |
| Net shortfall amortization installment of oustanding balance | 2021-12-31 | 0 |
| Waiver amortization installment | 2021-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2021-12-31 | 0 |
| Additional cash requirement | 2021-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2021-12-31 | 22,735,391 |
| Unpaid minimum required contributions for current year | 2021-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2021-12-31 | 0 |
| Total participants, beginning-of-year | 2021-01-01 | 2,476 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 1,318 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 350 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 724 |
| Total of all active and inactive participants | 2021-01-01 | 2,392 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 18 |
| Total participants | 2021-01-01 | 2,410 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: FINRA EMPLOYEES RETIREMENT PLAN 2020 401k membership |
|---|
| Market value of plan assets | 2020-12-31 | 590,843,381 |
| Acturial value of plan assets | 2020-12-31 | 590,843,381 |
| Funding target for retired participants and beneficiaries receiving payment | 2020-12-31 | 80,999,474 |
| Number of terminated vested participants | 2020-12-31 | 712 |
| Fundng target for terminated vested participants | 2020-12-31 | 61,684,504 |
| Active participant vested funding target | 2020-12-31 | 298,535,364 |
| Number of active participants | 2020-12-31 | 1,588 |
| Total funding liabilities for active participants | 2020-12-31 | 313,943,652 |
| Total participant count | 2020-12-31 | 2,603 |
| Total funding target for all participants | 2020-12-31 | 456,627,630 |
| Balance at beginning of prior year after applicable adjustments | 2020-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2020-12-31 | 0 |
| Amount remaining of carryover balance | 2020-12-31 | 0 |
| Amount remaining of prefunding balance | 2020-12-31 | 0 |
| Present value of excess contributions | 2020-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2020-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2020-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2020-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2020-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2020-12-31 | 0 |
| Total employer contributions | 2020-12-31 | 0 |
| Total employee contributions | 2020-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2020-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2020-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2020-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2020-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2020-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2020-12-31 | 10,367,969 |
| Net shortfall amortization installment of oustanding balance | 2020-12-31 | 0 |
| Waiver amortization installment | 2020-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2020-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2020-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2020-12-31 | 0 |
| Additional cash requirement | 2020-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2020-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2020-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2020-12-31 | 0 |
| Total participants, beginning-of-year | 2020-01-01 | 2,599 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 1,373 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 346 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 736 |
| Total of all active and inactive participants | 2020-01-01 | 2,455 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 21 |
| Total participants | 2020-01-01 | 2,476 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: FINRA EMPLOYEES RETIREMENT PLAN 2019 401k membership |
|---|
| Market value of plan assets | 2019-12-31 | 492,070,371 |
| Acturial value of plan assets | 2019-12-31 | 492,070,371 |
| Funding target for retired participants and beneficiaries receiving payment | 2019-12-31 | 73,444,466 |
| Number of terminated vested participants | 2019-12-31 | 718 |
| Fundng target for terminated vested participants | 2019-12-31 | 56,804,675 |
| Active participant vested funding target | 2019-12-31 | 253,555,346 |
| Number of active participants | 2019-12-31 | 1,659 |
| Total funding liabilities for active participants | 2019-12-31 | 270,271,999 |
| Total participant count | 2019-12-31 | 2,664 |
| Total funding target for all participants | 2019-12-31 | 400,521,140 |
| Balance at beginning of prior year after applicable adjustments | 2019-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2019-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2019-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2019-12-31 | 0 |
| Amount remaining of carryover balance | 2019-12-31 | 0 |
| Amount remaining of prefunding balance | 2019-12-31 | 0 |
| Present value of excess contributions | 2019-12-31 | 23,643,073 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-12-31 | 25,047,472 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2019-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2019-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2019-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2019-12-31 | 0 |
| Total employer contributions | 2019-12-31 | 0 |
| Total employee contributions | 2019-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2019-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2019-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2019-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2019-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2019-12-31 | 13,322,119 |
| Net shortfall amortization installment of oustanding balance | 2019-12-31 | 0 |
| Waiver amortization installment | 2019-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2019-12-31 | 0 |
| Additional cash requirement | 2019-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2019-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2019-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2019-12-31 | 0 |
| Total participants, beginning-of-year | 2019-01-01 | 2,659 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 1,588 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 287 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 704 |
| Total of all active and inactive participants | 2019-01-01 | 2,579 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 20 |
| Total participants | 2019-01-01 | 2,599 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: FINRA EMPLOYEES RETIREMENT PLAN 2018 401k membership |
|---|
| Market value of plan assets | 2018-12-31 | 521,501,914 |
| Acturial value of plan assets | 2018-12-31 | 521,501,914 |
| Funding target for retired participants and beneficiaries receiving payment | 2018-12-31 | 65,763,690 |
| Number of terminated vested participants | 2018-12-31 | 700 |
| Fundng target for terminated vested participants | 2018-12-31 | 49,168,340 |
| Active participant vested funding target | 2018-12-31 | 243,365,783 |
| Number of active participants | 2018-12-31 | 1,772 |
| Total funding liabilities for active participants | 2018-12-31 | 265,162,098 |
| Total participant count | 2018-12-31 | 2,735 |
| Total funding target for all participants | 2018-12-31 | 380,094,128 |
| Balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2018-12-31 | 0 |
| Amount remaining of carryover balance | 2018-12-31 | 0 |
| Amount remaining of prefunding balance | 2018-12-31 | 0 |
| Present value of excess contributions | 2018-12-31 | 9,443,077 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-31 | 10,022,882 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2018-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2018-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2018-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2018-12-31 | 0 |
| Total employer contributions | 2018-12-31 | 25,000,000 |
| Total employee contributions | 2018-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2018-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-31 | 23,643,073 |
| Unpaid minimum required contributions for all prior years | 2018-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2018-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2018-12-31 | 14,351,065 |
| Net shortfall amortization installment of oustanding balance | 2018-12-31 | 0 |
| Waiver amortization installment | 2018-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2018-12-31 | 0 |
| Additional cash requirement | 2018-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2018-12-31 | 23,643,073 |
| Unpaid minimum required contributions for current year | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2018-12-31 | 0 |
| Total participants, beginning-of-year | 2018-01-01 | 2,730 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 1,659 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 272 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 711 |
| Total of all active and inactive participants | 2018-01-01 | 2,642 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 17 |
| Total participants | 2018-01-01 | 2,659 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: FINRA EMPLOYEES RETIREMENT PLAN 2017 401k membership |
|---|
| Market value of plan assets | 2017-12-31 | 462,351,283 |
| Acturial value of plan assets | 2017-12-31 | 462,351,283 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-12-31 | 58,539,905 |
| Number of terminated vested participants | 2017-12-31 | 682 |
| Fundng target for terminated vested participants | 2017-12-31 | 43,100,419 |
| Active participant vested funding target | 2017-12-31 | 227,754,625 |
| Number of active participants | 2017-12-31 | 1,875 |
| Total funding liabilities for active participants | 2017-12-31 | 242,116,605 |
| Total participant count | 2017-12-31 | 2,796 |
| Total funding target for all participants | 2017-12-31 | 343,756,929 |
| Balance at beginning of prior year after applicable adjustments | 2017-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2017-12-31 | 0 |
| Amount remaining of carryover balance | 2017-12-31 | 0 |
| Amount remaining of prefunding balance | 2017-12-31 | 0 |
| Present value of excess contributions | 2017-12-31 | 38,927,263 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-12-31 | 41,375,788 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2017-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2017-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2017-12-31 | 0 |
| Total employer contributions | 2017-12-31 | 10,000,000 |
| Total employee contributions | 2017-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2017-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2017-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-12-31 | 9,443,077 |
| Unpaid minimum required contributions for all prior years | 2017-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2017-12-31 | 13,621,861 |
| Net shortfall amortization installment of oustanding balance | 2017-12-31 | 0 |
| Waiver amortization installment | 2017-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2017-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2017-12-31 | 0 |
| Additional cash requirement | 2017-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2017-12-31 | 9,443,077 |
| Unpaid minimum required contributions for current year | 2017-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2017-12-31 | 0 |
| Total participants, beginning-of-year | 2017-01-01 | 2,793 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 1,772 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 249 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 696 |
| Total of all active and inactive participants | 2017-01-01 | 2,717 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 13 |
| Total participants | 2017-01-01 | 2,730 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: FINRA EMPLOYEES RETIREMENT PLAN 2016 401k membership |
|---|
| Market value of plan assets | 2016-12-31 | 408,039,746 |
| Acturial value of plan assets | 2016-12-31 | 408,039,746 |
| Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 53,094,007 |
| Number of terminated vested participants | 2016-12-31 | 648 |
| Fundng target for terminated vested participants | 2016-12-31 | 42,285,556 |
| Active participant vested funding target | 2016-12-31 | 188,401,487 |
| Number of active participants | 2016-12-31 | 1,986 |
| Total funding liabilities for active participants | 2016-12-31 | 212,670,221 |
| Total participant count | 2016-12-31 | 2,861 |
| Total funding target for all participants | 2016-12-31 | 308,049,784 |
| Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 0 |
| Amount remaining of carryover balance | 2016-12-31 | 0 |
| Amount remaining of prefunding balance | 2016-12-31 | 0 |
| Present value of excess contributions | 2016-12-31 | 47,038,020 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 50,086,084 |
| Balance of carryovers at beginning of current year | 2016-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2016-12-31 | 0 |
| Total employer contributions | 2016-12-31 | 41,300,000 |
| Total employee contributions | 2016-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 38,927,263 |
| Unpaid minimum required contributions for all prior years | 2016-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2016-12-31 | 20,638,038 |
| Net shortfall amortization installment of oustanding balance | 2016-12-31 | 0 |
| Waiver amortization installment | 2016-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2016-12-31 | 0 |
| Additional cash requirement | 2016-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2016-12-31 | 38,927,263 |
| Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
| Total participants, beginning-of-year | 2016-01-01 | 2,856 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 1,875 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 224 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 679 |
| Total of all active and inactive participants | 2016-01-01 | 2,778 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 15 |
| Total participants | 2016-01-01 | 2,793 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: FINRA EMPLOYEES RETIREMENT PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 2,928 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 1,986 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 211 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 646 |
| Total of all active and inactive participants | 2015-01-01 | 2,843 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 13 |
| Total participants | 2015-01-01 | 2,856 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 8 |
| 2014: FINRA EMPLOYEES RETIREMENT PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 3,139 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 2,138 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 193 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 587 |
| Total of all active and inactive participants | 2014-01-01 | 2,918 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 10 |
| Total participants | 2014-01-01 | 2,928 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 33 |
| 2013: FINRA EMPLOYEES RETIREMENT PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 3,264 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 2,472 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 130 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 526 |
| Total of all active and inactive participants | 2013-01-01 | 3,128 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 11 |
| Total participants | 2013-01-01 | 3,139 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 60 |
| 2012: FINRA EMPLOYEES RETIREMENT PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 3,418 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 2,661 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 129 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 468 |
| Total of all active and inactive participants | 2012-01-01 | 3,258 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 6 |
| Total participants | 2012-01-01 | 3,264 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 94 |
| 2011: FINRA EMPLOYEES RETIREMENT PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 3,254 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 2,868 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 119 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 425 |
| Total of all active and inactive participants | 2011-01-01 | 3,412 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 6 |
| Total participants | 2011-01-01 | 3,418 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 81 |
| 2009: FINRA EMPLOYEES RETIREMENT PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 3,117 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 2,578 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 104 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 338 |
| Total of all active and inactive participants | 2009-01-01 | 3,020 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 7 |
| Total participants | 2009-01-01 | 3,027 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 85 |
| Measure | Date | Value |
|---|
| 2023 : FINRA EMPLOYEES RETIREMENT PLAN 2023 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2023-12-31 | $3,304,830 |
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $3,304,830 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $13,973,352 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $7,987,935 |
| Total income from all sources (including contributions) | 2023-12-31 | $65,189,755 |
| Total loss/gain on sale of assets | 2023-12-31 | $558,398 |
| Total of all expenses incurred | 2023-12-31 | $20,471,736 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $18,800,802 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $0 |
| Value of total assets at end of year | 2023-12-31 | $529,960,253 |
| Value of total assets at beginning of year | 2023-12-31 | $479,256,817 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $1,670,934 |
| Total interest from all sources | 2023-12-31 | $819,331 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $5,543,092 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $5,354,057 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $25,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $466,298 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $722,987 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $1,977,695 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $281,216 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-12-31 | $13,548,611 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-12-31 | $7,672,736 |
| Other income not declared elsewhere | 2023-12-31 | $23,052 |
| Administrative expenses (other) incurred | 2023-12-31 | $227,643 |
| Liabilities. Value of operating payables at end of year | 2023-12-31 | $424,741 |
| Liabilities. Value of operating payables at beginning of year | 2023-12-31 | $315,199 |
| Total non interest bearing cash at end of year | 2023-12-31 | $887 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $44,718,019 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $515,986,901 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $471,268,882 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $842,296 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $116,759,367 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $109,501,045 |
| Interest earned on other investments | 2023-12-31 | $79,584 |
| Income. Interest from US Government securities | 2023-12-31 | $29,894 |
| Income. Interest from corporate debt instruments | 2023-12-31 | $689,677 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $366,617,696 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $339,561,108 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $1,679,286 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $1,168,636 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $1,168,636 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $20,176 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2023-12-31 | $1,016,132 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2023-12-31 | $1,078,415 |
| Asset value of US Government securities at end of year | 2023-12-31 | $15,514,390 |
| Asset value of US Government securities at beginning of year | 2023-12-31 | $7,581,674 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $6,156,030 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $48,856,587 |
| Net gain/loss from 103.12 investment entities | 2023-12-31 | $-71,565 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Income. Dividends from common stock | 2023-12-31 | $189,035 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $18,800,802 |
| Asset. Corporate debt instrument preferred debt at end of year | 2023-12-31 | $4,439,386 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2023-12-31 | $2,527,497 |
| Asset. Corporate debt instrument debt (other) at end of year | 2023-12-31 | $10,107,751 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-12-31 | $6,491,814 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2023-12-31 | $11,381,365 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2023-12-31 | $10,342,425 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Aggregate proceeds on sale of assets | 2023-12-31 | $331,917,395 |
| Aggregate carrying amount (costs) on sale of assets | 2023-12-31 | $331,358,997 |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2023-12-31 | 346565596 |
| 2022 : FINRA EMPLOYEES RETIREMENT PLAN 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-4,012,454 |
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-4,012,454 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $7,987,935 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $10,244,060 |
| Total income from all sources (including contributions) | 2022-12-31 | $-125,295,988 |
| Total loss/gain on sale of assets | 2022-12-31 | $-2,148,759 |
| Total of all expenses incurred | 2022-12-31 | $37,937,805 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $36,687,200 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $17,400,000 |
| Value of total assets at end of year | 2022-12-31 | $479,256,817 |
| Value of total assets at beginning of year | 2022-12-31 | $644,746,735 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,250,605 |
| Total interest from all sources | 2022-12-31 | $618,656 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $4,522,730 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $4,381,154 |
| Administrative expenses professional fees incurred | 2022-12-31 | $381,729 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $25,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $722,987 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $658,403 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $281,216 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $170,594 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $7,672,736 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $9,867,375 |
| Other income not declared elsewhere | 2022-12-31 | $1,296 |
| Administrative expenses (other) incurred | 2022-12-31 | $288,607 |
| Liabilities. Value of operating payables at end of year | 2022-12-31 | $315,199 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $376,685 |
| Total non interest bearing cash at end of year | 2022-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-163,233,793 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $471,268,882 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $634,502,675 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $580,269 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $109,501,045 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $140,605,467 |
| Interest earned on other investments | 2022-12-31 | $125,830 |
| Income. Interest from US Government securities | 2022-12-31 | $61,188 |
| Income. Interest from corporate debt instruments | 2022-12-31 | $427,085 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $339,561,108 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $465,219,958 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $1,168,636 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $1,410,279 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $1,410,279 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $4,553 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2022-12-31 | $1,078,415 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2022-12-31 | $1,028,764 |
| Asset value of US Government securities at end of year | 2022-12-31 | $7,581,674 |
| Asset value of US Government securities at beginning of year | 2022-12-31 | $10,739,629 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-31,568,257 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-110,158,851 |
| Net gain/loss from 103.12 investment entities | 2022-12-31 | $49,651 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $17,400,000 |
| Employer contributions (assets) at end of year | 2022-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
| Income. Dividends from common stock | 2022-12-31 | $141,576 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $36,687,200 |
| Asset. Corporate debt instrument preferred debt at end of year | 2022-12-31 | $2,527,497 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2022-12-31 | $2,287,766 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $6,491,814 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $6,363,766 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $10,342,425 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $16,262,109 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Aggregate proceeds on sale of assets | 2022-12-31 | $484,776,383 |
| Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $486,925,142 |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2022-12-31 | 346565596 |
| 2021 : FINRA EMPLOYEES RETIREMENT PLAN 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $1,941,544 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $1,941,544 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $10,244,060 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $5,334,150 |
| Total income from all sources (including contributions) | 2021-12-31 | $72,424,671 |
| Total loss/gain on sale of assets | 2021-12-31 | $2,251,853 |
| Total of all expenses incurred | 2021-12-31 | $48,974,449 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $47,533,868 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $24,000,000 |
| Value of total assets at end of year | 2021-12-31 | $644,746,735 |
| Value of total assets at beginning of year | 2021-12-31 | $616,386,603 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,440,581 |
| Total interest from all sources | 2021-12-31 | $363,119 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $5,326,473 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $5,180,772 |
| Administrative expenses professional fees incurred | 2021-12-31 | $468,775 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $658,403 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $563,840 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $170,594 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $437,126 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $9,867,375 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $5,240,916 |
| Other income not declared elsewhere | 2021-12-31 | $50,019 |
| Administrative expenses (other) incurred | 2021-12-31 | $293,492 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $376,685 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $93,234 |
| Total non interest bearing cash at end of year | 2021-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $23,450,222 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $634,502,675 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $611,052,453 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $678,314 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $140,605,467 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $137,152,839 |
| Interest on participant loans | 2021-12-31 | $103,830 |
| Income. Interest from US Government securities | 2021-12-31 | $15,228 |
| Income. Interest from corporate debt instruments | 2021-12-31 | $245,394 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $465,219,958 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $448,322,897 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $1,410,279 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $496,478 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $496,478 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $-1,333 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2021-12-31 | $1,028,764 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2021-12-31 | $983,674 |
| Asset value of US Government securities at end of year | 2021-12-31 | $10,739,629 |
| Asset value of US Government securities at beginning of year | 2021-12-31 | $4,905,708 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $-1,727,350 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $40,047,062 |
| Net gain/loss from 103.12 investment entities | 2021-12-31 | $171,951 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $24,000,000 |
| Income. Dividends from common stock | 2021-12-31 | $145,701 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $47,533,868 |
| Asset. Corporate debt instrument preferred debt at end of year | 2021-12-31 | $2,287,766 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2021-12-31 | $1,368,712 |
| Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $6,363,766 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $4,157,854 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $16,262,109 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $17,997,475 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Aggregate proceeds on sale of assets | 2021-12-31 | $440,550,047 |
| Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $438,298,194 |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2021-12-31 | 346565596 |
| 2020 : FINRA EMPLOYEES RETIREMENT PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $3,875,414 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $3,875,414 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $5,334,150 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $162,784 |
| Total income from all sources (including contributions) | 2020-12-31 | $96,476,873 |
| Total loss/gain on sale of assets | 2020-12-31 | $-1,415,329 |
| Total of all expenses incurred | 2020-12-31 | $76,267,801 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $74,622,274 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
| Value of total assets at end of year | 2020-12-31 | $616,386,603 |
| Value of total assets at beginning of year | 2020-12-31 | $591,006,165 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,645,527 |
| Total interest from all sources | 2020-12-31 | $148,942 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $5,630,553 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $5,462,420 |
| Administrative expenses professional fees incurred | 2020-12-31 | $569,767 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $563,840 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $437,126 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $15,082 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $5,240,916 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $33,938 |
| Other income not declared elsewhere | 2020-12-31 | $224,561 |
| Administrative expenses (other) incurred | 2020-12-31 | $293,466 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $93,234 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $128,846 |
| Total non interest bearing cash at end of year | 2020-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $20,209,072 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $611,052,453 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $590,843,381 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $782,294 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $137,152,839 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $176,437,682 |
| Interest earned on other investments | 2020-12-31 | $22,114 |
| Income. Interest from US Government securities | 2020-12-31 | $7,625 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $114,324 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $448,322,897 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $399,813,478 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $496,478 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $4,879 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2020-12-31 | $983,674 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2020-12-31 | $1,074,695 |
| Asset value of US Government securities at end of year | 2020-12-31 | $4,905,708 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $10,327,774 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $77,775,979 |
| Net gain/loss from 103.12 investment entities | 2020-12-31 | $-91,021 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $0 |
| Income. Dividends from common stock | 2020-12-31 | $168,133 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $74,622,274 |
| Asset. Corporate debt instrument preferred debt at end of year | 2020-12-31 | $1,368,712 |
| Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $4,157,854 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-12-31 | $17,997,475 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-12-31 | $13,665,228 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $476,059,664 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $477,474,993 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2020-12-31 | 346565596 |
| 2019 : FINRA EMPLOYEES RETIREMENT PLAN 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $2,377,712 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $2,377,712 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $162,784 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $338,930 |
| Total income from all sources (including contributions) | 2019-12-31 | $117,966,063 |
| Total loss/gain on sale of assets | 2019-12-31 | $253,577 |
| Total of all expenses incurred | 2019-12-31 | $19,193,053 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $17,775,133 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $591,006,165 |
| Value of total assets at beginning of year | 2019-12-31 | $492,409,301 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,417,920 |
| Total interest from all sources | 2019-12-31 | $146,670 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $6,390,239 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $6,208,475 |
| Administrative expenses professional fees incurred | 2019-12-31 | $234,447 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $15,082 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $154,333 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $33,938 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $101,438 |
| Other income not declared elsewhere | 2019-12-31 | $1,710 |
| Administrative expenses (other) incurred | 2019-12-31 | $518,730 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $128,846 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $237,492 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $98,773,010 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $590,843,381 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $492,070,371 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $664,743 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $176,437,682 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $183,182,318 |
| Interest earned on other investments | 2019-12-31 | $145,630 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $399,813,478 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $297,632,850 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $1,040 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2019-12-31 | $1,074,695 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2019-12-31 | $1,408,096 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $28,637,812 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $80,290,621 |
| Net gain/loss from 103.12 investment entities | 2019-12-31 | $-132,278 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Income. Dividends from common stock | 2019-12-31 | $181,764 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $17,775,133 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $13,665,228 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $10,031,704 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Aggregate proceeds on sale of assets | 2019-12-31 | $6,533,920 |
| Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $6,280,343 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2019-12-31 | 346565596 |
| 2018 : FINRA EMPLOYEES RETIREMENT PLAN 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-2,978,050 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-2,978,050 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $338,930 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $425,549 |
| Total income from all sources (including contributions) | 2018-12-31 | $-4,043,070 |
| Total loss/gain on sale of assets | 2018-12-31 | $1,291,579 |
| Total of all expenses incurred | 2018-12-31 | $25,388,473 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $24,146,416 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $25,000,000 |
| Value of total assets at end of year | 2018-12-31 | $492,409,301 |
| Value of total assets at beginning of year | 2018-12-31 | $521,927,463 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,242,057 |
| Total interest from all sources | 2018-12-31 | $102,783 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $6,273,955 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $6,069,807 |
| Administrative expenses professional fees incurred | 2018-12-31 | $344,902 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $154,333 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $291,229 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $101,438 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $284,650 |
| Other income not declared elsewhere | 2018-12-31 | $242 |
| Administrative expenses (other) incurred | 2018-12-31 | $275,961 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $237,492 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $140,899 |
| Total non interest bearing cash at end of year | 2018-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $1 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-29,431,543 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $492,070,371 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $521,501,914 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $621,194 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $183,182,318 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $222,827,746 |
| Interest earned on other investments | 2018-12-31 | $102,815 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $297,632,850 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $281,609,839 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $-32 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2018-12-31 | $1,408,096 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2018-12-31 | $1,892,154 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-14,144,065 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-19,348,739 |
| Net gain/loss from 103.12 investment entities | 2018-12-31 | $-240,775 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $25,000,000 |
| Employer contributions (assets) at end of year | 2018-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
| Income. Dividends from common stock | 2018-12-31 | $204,148 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $24,146,416 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $10,031,704 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $15,306,494 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Aggregate proceeds on sale of assets | 2018-12-31 | $12,789,767 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $11,498,188 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2018-12-31 | 346565596 |
| 2017 : FINRA EMPLOYEES RETIREMENT PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $-989,599 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $-989,599 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $425,549 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $678,763 |
| Total income from all sources (including contributions) | 2017-12-31 | $77,227,176 |
| Total loss/gain on sale of assets | 2017-12-31 | $2,171,528 |
| Total of all expenses incurred | 2017-12-31 | $18,076,545 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $16,743,946 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $10,000,000 |
| Value of total assets at end of year | 2017-12-31 | $521,927,463 |
| Value of total assets at beginning of year | 2017-12-31 | $463,030,046 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,332,599 |
| Total interest from all sources | 2017-12-31 | $48,804 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $5,653,075 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $5,435,953 |
| Administrative expenses professional fees incurred | 2017-12-31 | $337,508 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $291,229 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $451,647 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $284,650 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $420,999 |
| Other income not declared elsewhere | 2017-12-31 | $4,765 |
| Administrative expenses (other) incurred | 2017-12-31 | $287,029 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $140,899 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $257,764 |
| Total non interest bearing cash at end of year | 2017-12-31 | $1 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $1 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $59,150,631 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $521,501,914 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $462,351,283 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $708,062 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $222,827,746 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $226,983,106 |
| Interest earned on other investments | 2017-12-31 | $48,807 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $281,609,839 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $214,967,536 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $-3 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2017-12-31 | $1,892,154 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2017-12-31 | $2,435,476 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $15,794,915 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $44,618,672 |
| Net gain/loss from 103.12 investment entities | 2017-12-31 | $-74,984 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $10,000,000 |
| Employer contributions (assets) at end of year | 2017-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
| Income. Dividends from common stock | 2017-12-31 | $217,122 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $16,743,946 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $15,306,494 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $18,192,280 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Aggregate proceeds on sale of assets | 2017-12-31 | $18,402,954 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $16,231,426 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2017-12-31 | 346565596 |
| 2016 : FINRA EMPLOYEES RETIREMENT PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $1,298,191 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $1,298,191 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $678,763 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $532,351 |
| Total income from all sources (including contributions) | 2016-12-31 | $69,811,823 |
| Total loss/gain on sale of assets | 2016-12-31 | $1,367,742 |
| Total of all expenses incurred | 2016-12-31 | $15,500,286 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $14,128,353 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $41,300,000 |
| Value of total assets at end of year | 2016-12-31 | $463,030,046 |
| Value of total assets at beginning of year | 2016-12-31 | $408,572,097 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,371,933 |
| Total interest from all sources | 2016-12-31 | $33,371 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $5,807,972 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $5,479,618 |
| Administrative expenses professional fees incurred | 2016-12-31 | $393,109 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $451,647 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $332,902 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $420,999 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $306,015 |
| Administrative expenses (other) incurred | 2016-12-31 | $265,041 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $257,764 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $226,336 |
| Total non interest bearing cash at end of year | 2016-12-31 | $1 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $54,311,537 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $462,351,283 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $408,039,746 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $713,783 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $226,983,106 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $209,397,371 |
| Interest earned on other investments | 2016-12-31 | $33,443 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $214,967,536 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $180,681,795 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $1,226 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $1,226 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $-72 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2016-12-31 | $2,435,476 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2016-12-31 | $2,470,546 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $5,731,593 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $14,035,494 |
| Net gain/loss from 103.12 investment entities | 2016-12-31 | $237,460 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $41,300,000 |
| Employer contributions (assets) at end of year | 2016-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
| Income. Dividends from common stock | 2016-12-31 | $328,354 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $14,128,353 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $18,192,280 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $15,688,257 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Aggregate proceeds on sale of assets | 2016-12-31 | $10,270,589 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $8,902,847 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2016-12-31 | 346565596 |
| 2015 : FINRA EMPLOYEES RETIREMENT PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-1,738,068 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-1,738,068 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $532,351 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $1,204,222 |
| Total income from all sources (including contributions) | 2015-12-31 | $47,680,172 |
| Total loss/gain on sale of assets | 2015-12-31 | $1,707,991 |
| Total of all expenses incurred | 2015-12-31 | $15,723,052 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $14,697,338 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $50,000,000 |
| Value of total assets at end of year | 2015-12-31 | $408,572,097 |
| Value of total assets at beginning of year | 2015-12-31 | $377,286,848 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,025,714 |
| Total interest from all sources | 2015-12-31 | $6,688 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $5,548,355 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $5,290,773 |
| Administrative expenses professional fees incurred | 2015-12-31 | $260,239 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $332,902 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $935,120 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $306,015 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $937,583 |
| Other income not declared elsewhere | 2015-12-31 | $17,817 |
| Administrative expenses (other) incurred | 2015-12-31 | $237,057 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $226,336 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $266,639 |
| Total non interest bearing cash at end of year | 2015-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $31,957,120 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $408,039,746 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $376,082,626 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $528,418 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $209,397,371 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $192,872,697 |
| Interest earned on other investments | 2015-12-31 | $6,686 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $180,681,795 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $164,355,428 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $1,226 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $2 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2015-12-31 | $2,470,546 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2015-12-31 | $3,424,617 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-6,242,390 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-1,367,315 |
| Net gain/loss from 103.12 investment entities | 2015-12-31 | $-252,906 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $50,000,000 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
| Income. Dividends from common stock | 2015-12-31 | $257,582 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $14,697,338 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $15,688,257 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $15,698,986 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Aggregate proceeds on sale of assets | 2015-12-31 | $8,215,052 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $6,507,061 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2015-12-31 | 346565596 |
| 2014 : FINRA EMPLOYEES RETIREMENT PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-347,610 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-347,610 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $1,204,222 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $752,127 |
| Total income from all sources (including contributions) | 2014-12-31 | $49,658,198 |
| Total loss/gain on sale of assets | 2014-12-31 | $1,618,036 |
| Total of all expenses incurred | 2014-12-31 | $64,165,885 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $62,769,849 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $35,000,000 |
| Value of total assets at end of year | 2014-12-31 | $377,286,848 |
| Value of total assets at beginning of year | 2014-12-31 | $391,342,440 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,396,036 |
| Total interest from all sources | 2014-12-31 | $2,498 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $5,309,721 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $5,151,563 |
| Administrative expenses professional fees incurred | 2014-12-31 | $531,036 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $935,120 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $637,289 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $937,583 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $605,581 |
| Administrative expenses (other) incurred | 2014-12-31 | $213,211 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $266,639 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $146,546 |
| Total non interest bearing cash at end of year | 2014-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-14,507,687 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $376,082,626 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $390,590,313 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $651,789 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $192,872,697 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $133,156,738 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $164,355,428 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $174,488,137 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $8,815 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $8,815 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $2,498 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2014-12-31 | $3,424,617 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2014-12-31 | $68,438,887 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-1,387,451 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $7,827,720 |
| Net gain/loss from 103.12 investment entities | 2014-12-31 | $1,635,284 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $35,000,000 |
| Income. Dividends from common stock | 2014-12-31 | $158,158 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $62,769,849 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $15,698,986 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $14,612,574 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $9,342,629 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $7,724,593 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2014-12-31 | 346565596 |
| 2013 : FINRA EMPLOYEES RETIREMENT PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $2,490,383 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $2,490,383 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $752,127 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $351,551 |
| Total income from all sources (including contributions) | 2013-12-31 | $91,832,604 |
| Total loss/gain on sale of assets | 2013-12-31 | $1,602,988 |
| Total of all expenses incurred | 2013-12-31 | $10,952,368 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $9,690,002 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $57,300,000 |
| Value of total assets at end of year | 2013-12-31 | $391,342,440 |
| Value of total assets at beginning of year | 2013-12-31 | $310,061,628 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,262,366 |
| Total interest from all sources | 2013-12-31 | $3,049 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $3,434,797 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $3,241,716 |
| Administrative expenses professional fees incurred | 2013-12-31 | $453,598 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $25,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $637,289 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $11,319,544 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $605,581 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $148,194 |
| Administrative expenses (other) incurred | 2013-12-31 | $220,967 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $146,546 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $203,357 |
| Total non interest bearing cash at end of year | 2013-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $89 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $80,880,236 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $390,590,313 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $309,710,077 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $587,801 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $133,156,738 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $117,693,950 |
| Interest earned on other investments | 2013-12-31 | $3,049 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $174,488,137 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $101,650,728 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $8,815 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $2,872,358 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $2,872,358 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2013-12-31 | $68,438,887 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2013-12-31 | $65,869,024 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,163,821 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $23,874,611 |
| Net gain/loss from 103.12 investment entities | 2013-12-31 | $-37,045 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $57,300,000 |
| Income. Dividends from common stock | 2013-12-31 | $193,081 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $9,690,002 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $14,612,574 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $10,655,935 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $6,795,056 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $5,192,068 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2013-12-31 | 346565596 |
| 2012 : FINRA EMPLOYEES RETIREMENT PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-349,455 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-349,455 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $351,551 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $251,075 |
| Total income from all sources (including contributions) | 2012-12-31 | $77,917,619 |
| Total loss/gain on sale of assets | 2012-12-31 | $2,864,302 |
| Total of all expenses incurred | 2012-12-31 | $15,094,150 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $13,829,895 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $45,000,000 |
| Value of total assets at end of year | 2012-12-31 | $310,061,628 |
| Value of total assets at beginning of year | 2012-12-31 | $247,137,683 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,264,255 |
| Total interest from all sources | 2012-12-31 | $2,939 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $3,879,934 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $3,713,751 |
| Administrative expenses professional fees incurred | 2012-12-31 | $431,235 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $11,319,544 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $33,872 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $148,194 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $137,436 |
| Other income not declared elsewhere | 2012-12-31 | $118,065 |
| Administrative expenses (other) incurred | 2012-12-31 | $194,787 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $203,357 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $113,639 |
| Total non interest bearing cash at end of year | 2012-12-31 | $89 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $1,134 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $62,823,469 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $309,710,077 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $246,886,608 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2012-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $13,760,946 |
| Investment advisory and management fees | 2012-12-31 | $638,233 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $117,693,950 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $86,833,582 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $101,650,728 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $79,668,870 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $2,872,358 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $8,986,337 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $8,986,337 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $2,939 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2012-12-31 | $65,869,024 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2012-12-31 | $50,685,757 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $8,136,989 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $13,001,641 |
| Net gain/loss from 103.12 investment entities | 2012-12-31 | $5,263,204 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $45,000,000 |
| Income. Dividends from common stock | 2012-12-31 | $166,183 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $13,829,895 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $10,655,935 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $7,167,185 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $23,600,027 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $20,735,725 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2012-12-31 | 346565596 |
| 2011 : FINRA EMPLOYEES RETIREMENT PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $267,161 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $267,161 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $251,075 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $510,781 |
| Total income from all sources (including contributions) | 2011-12-31 | $14,977,018 |
| Total loss/gain on sale of assets | 2011-12-31 | $587,610 |
| Total of all expenses incurred | 2011-12-31 | $12,002,689 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $10,992,110 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $16,000,000 |
| Value of total assets at end of year | 2011-12-31 | $247,137,683 |
| Value of total assets at beginning of year | 2011-12-31 | $244,423,060 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,010,579 |
| Total interest from all sources | 2011-12-31 | $2,367 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $3,297,167 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $3,172,010 |
| Administrative expenses professional fees incurred | 2011-12-31 | $223,690 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $33,872 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $19,055,805 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $137,436 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $118,031 |
| Other income not declared elsewhere | 2011-12-31 | $-2,858 |
| Administrative expenses (other) incurred | 2011-12-31 | $182,405 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $113,639 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $392,750 |
| Total non interest bearing cash at end of year | 2011-12-31 | $1,134 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $41,118 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $2,974,329 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $246,886,608 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $243,912,279 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2011-12-31 | $13,760,946 |
| Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $5,500,000 |
| Investment advisory and management fees | 2011-12-31 | $604,484 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $86,833,582 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $71,718,252 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $79,668,870 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $69,107,308 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $8,986,337 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $10,081,646 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $10,081,646 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $2,367 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2011-12-31 | $50,685,757 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-12-31 | $62,356,067 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,751,645 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $-3,726,797 |
| Net gain/loss from 103.12 investment entities | 2011-12-31 | $304,013 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $16,000,000 |
| Income. Dividends from common stock | 2011-12-31 | $125,157 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $10,992,110 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $7,167,185 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $6,562,864 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $4,030,232 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $3,442,622 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2011-12-31 | 346565596 |
| 2010 : FINRA EMPLOYEES RETIREMENT PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $2,036,985 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $2,036,985 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $510,781 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $112,989 |
| Total income from all sources (including contributions) | 2010-12-31 | $70,398,600 |
| Total loss/gain on sale of assets | 2010-12-31 | $-360,715 |
| Total of all expenses incurred | 2010-12-31 | $12,860,246 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $11,642,224 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $52,353,286 |
| Value of total assets at end of year | 2010-12-31 | $244,423,060 |
| Value of total assets at beginning of year | 2010-12-31 | $186,486,914 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,218,022 |
| Total interest from all sources | 2010-12-31 | $44,281 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $609,477 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $520,853 |
| Administrative expenses professional fees incurred | 2010-12-31 | $405,164 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $18,738,154 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $19,055,805 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $110,575 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $118,031 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $5,015 |
| Other income not declared elsewhere | 2010-12-31 | $1,663,698 |
| Administrative expenses (other) incurred | 2010-12-31 | $138,929 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $392,750 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $107,974 |
| Total non interest bearing cash at end of year | 2010-12-31 | $41,118 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $57,538,354 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $243,912,279 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $186,373,925 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2010-12-31 | $5,500,000 |
| Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $0 |
| Investment advisory and management fees | 2010-12-31 | $673,929 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $71,718,252 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $9,843,416 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $69,107,308 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $32,307,600 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $10,081,646 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $63,120,488 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $63,120,488 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $44,281 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2010-12-31 | $62,356,067 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $55,929,114 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $-18,969 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $8,171,924 |
| Net gain/loss from 103.12 investment entities | 2010-12-31 | $5,898,633 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $52,353,286 |
| Income. Dividends from common stock | 2010-12-31 | $88,624 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $11,642,224 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $6,562,864 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $6,437,567 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $24,812,636 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $25,173,351 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2010-12-31 | 346565596 |
| 2009 : FINRA EMPLOYEES RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
