401k Plan data: FINRA SEVERANCE PAY PLAN plan

FINRA SEVERANCE PAY PLAN 401k Plan overview

Plan Name	FINRA SEVERANCE PAY PLAN
Plan identification number	509

FINRA SEVERANCE PAY PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Severance pay

401k Sponsoring company profile

FINRA has sponsored the creation of one or more 401k plans.

Company Name: FINRA

Employer identification number (EIN): 530088710

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FINRA SEVERANCE PAY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
509 2023-01-01
509 2022-01-01
509 2021-01-01
509 2020-01-01
509 2019-01-01
509 2018-01-01 TRACY JOHNSON TRACY JOHNSON 2019-03-19
509 2017-01-01 TRACY JOHNSON
509 2016-01-01 TRACY JOHNSON
509 2015-01-01 TRACY JOHNSON
509 2014-01-01 TRACY JOHNSON
509 2013-10-01 TRACY JOHNSON

Plan Statistics for FINRA SEVERANCE PAY PLAN

401k plan membership statisitcs for FINRA SEVERANCE PAY PLAN

Measure Date Value
2023: FINRA SEVERANCE PAY PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 3,969
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 4,204
Number of retired or separated participants receiving benefits 2023-01-01 7
Total of all active and inactive participants 2023-01-01 4,211
Total participants 2023-01-01 4,211
2022: FINRA SEVERANCE PAY PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 3,689
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 3,965
Number of retired or separated participants receiving benefits 2022-01-01 3
Total of all active and inactive participants 2022-01-01 3,968
Total participants 2022-01-01 3,968
2021: FINRA SEVERANCE PAY PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 3,595
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 3,686
Number of retired or separated participants receiving benefits 2021-01-01 5
Total of all active and inactive participants 2021-01-01 3,691
Total participants 2021-01-01 3,691
2020: FINRA SEVERANCE PAY PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 3,478
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 3,586
Number of retired or separated participants receiving benefits 2020-01-01 8
Total of all active and inactive participants 2020-01-01 3,594
Total participants 2020-01-01 3,594
2019: FINRA SEVERANCE PAY PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 3,462
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 3,451
Number of retired or separated participants receiving benefits 2019-01-01 18
Total of all active and inactive participants 2019-01-01 3,469
Total participants 2019-01-01 3,469
2018: FINRA SEVERANCE PAY PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 3,526
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 3,447
Number of retired or separated participants receiving benefits 2018-01-01 16
Total of all active and inactive participants 2018-01-01 3,463
Total participants 2018-01-01 3,463
2017: FINRA SEVERANCE PAY PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 3,588
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 3,532
Number of retired or separated participants receiving benefits 2017-01-01 12
Total of all active and inactive participants 2017-01-01 3,544
Total participants 2017-01-01 3,544
2016: FINRA SEVERANCE PAY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 3,564
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 3,538
Number of retired or separated participants receiving benefits 2016-01-01 26
Total of all active and inactive participants 2016-01-01 3,564
Total participants 2016-01-01 3,564
2015: FINRA SEVERANCE PAY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3,517
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 3,554
Number of retired or separated participants receiving benefits 2015-01-01 10
Total of all active and inactive participants 2015-01-01 3,564
Total participants 2015-01-01 3,564
2014: FINRA SEVERANCE PAY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3,439
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3,506
Number of retired or separated participants receiving benefits 2014-01-01 11
Total of all active and inactive participants 2014-01-01 3,517
Total participants 2014-01-01 3,517
2013: FINRA SEVERANCE PAY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 3,435
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 3,427
Number of retired or separated participants receiving benefits 2013-10-01 12
Total of all active and inactive participants 2013-10-01 3,439
Total participants 2013-10-01 3,439

Measure	Date	Value
2023: FINRA SEVERANCE PAY PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	3,969
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	4,204
Number of retired or separated participants receiving benefits	2023-01-01	7
Total of all active and inactive participants	2023-01-01	4,211
Total participants	2023-01-01	4,211
2022: FINRA SEVERANCE PAY PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	3,689
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	3,965
Number of retired or separated participants receiving benefits	2022-01-01	3
Total of all active and inactive participants	2022-01-01	3,968
Total participants	2022-01-01	3,968
2021: FINRA SEVERANCE PAY PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	3,595
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	3,686
Number of retired or separated participants receiving benefits	2021-01-01	5
Total of all active and inactive participants	2021-01-01	3,691
Total participants	2021-01-01	3,691
2020: FINRA SEVERANCE PAY PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	3,478
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	3,586
Number of retired or separated participants receiving benefits	2020-01-01	8
Total of all active and inactive participants	2020-01-01	3,594
Total participants	2020-01-01	3,594
2019: FINRA SEVERANCE PAY PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	3,462
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	3,451
Number of retired or separated participants receiving benefits	2019-01-01	18
Total of all active and inactive participants	2019-01-01	3,469
Total participants	2019-01-01	3,469
2018: FINRA SEVERANCE PAY PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	3,526
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	3,447
Number of retired or separated participants receiving benefits	2018-01-01	16
Total of all active and inactive participants	2018-01-01	3,463
Total participants	2018-01-01	3,463
2017: FINRA SEVERANCE PAY PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	3,588
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	3,532
Number of retired or separated participants receiving benefits	2017-01-01	12
Total of all active and inactive participants	2017-01-01	3,544
Total participants	2017-01-01	3,544
2016: FINRA SEVERANCE PAY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	3,564
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	3,538
Number of retired or separated participants receiving benefits	2016-01-01	26
Total of all active and inactive participants	2016-01-01	3,564
Total participants	2016-01-01	3,564
2015: FINRA SEVERANCE PAY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3,517
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	3,554
Number of retired or separated participants receiving benefits	2015-01-01	10
Total of all active and inactive participants	2015-01-01	3,564
Total participants	2015-01-01	3,564
2014: FINRA SEVERANCE PAY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3,439
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3,506
Number of retired or separated participants receiving benefits	2014-01-01	11
Total of all active and inactive participants	2014-01-01	3,517
Total participants	2014-01-01	3,517
2013: FINRA SEVERANCE PAY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	3,435
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	3,427
Number of retired or separated participants receiving benefits	2013-10-01	12
Total of all active and inactive participants	2013-10-01	3,439
Total participants	2013-10-01	3,439

Form 5500 Responses for FINRA SEVERANCE PAY PLAN

2023: FINRA SEVERANCE PAY PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2023-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2022: FINRA SEVERANCE PAY PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2022-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2021: FINRA SEVERANCE PAY PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2021-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2020: FINRA SEVERANCE PAY PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2020-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2019: FINRA SEVERANCE PAY PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2019-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2018: FINRA SEVERANCE PAY PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2018-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2017: FINRA SEVERANCE PAY PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2017-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2016: FINRA SEVERANCE PAY PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2016-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2015: FINRA SEVERANCE PAY PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2014: FINRA SEVERANCE PAY PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2013: FINRA SEVERANCE PAY PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	First time form 5500 has been submitted	Yes
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-10-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	FINRA
Employer identification number (EIN):	530088710
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations