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AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameAMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

AMERICAN UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN UNIVERSITY
Employer identification number (EIN):530196549
NAIC Classification:611000

Additional information about AMERICAN UNIVERSITY

Jurisdiction of Incorporation: Tennessee Secretary of State Division of Business Services
Incorporation Date:
Company Identification Number: 000057633

More information about AMERICAN UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-05-01BRONTE BURLEIGH JONES2023-12-15
0012021-05-01
0012020-05-01
0012019-05-01
0012018-05-01
0012017-05-01DOUGLAS KUDRAVETZ
0012016-05-01DOUGLAS KUDRAVETZ
0012015-05-01DOUGLAS KUDRAVETZ
0012014-05-01DOUGLAS KUDRAVETZ
0012014-05-01DOUGLAS KUDRAVETZ
0012013-05-01DOUGLAS KUDRAVETZ
0012012-05-01DOUGLAS KUDRAVETZ
0012011-05-01DOUGLAS KUDRAVETZ
0012010-05-01DOUGLAS KUDRAVETZ
0012009-05-01DOUGLAS KUDRAVETZ

Plan Statistics for AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-05-018,121
Total number of active participants reported on line 7a of the Form 55002022-05-012,668
Number of retired or separated participants receiving benefits2022-05-011,378
Number of other retired or separated participants entitled to future benefits2022-05-013,618
Total of all active and inactive participants2022-05-017,664
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-05-0153
Total participants2022-05-017,717
Number of participants with account balances2022-05-017,717
2021: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-05-017,826
Total number of active participants reported on line 7a of the Form 55002021-05-012,632
Number of retired or separated participants receiving benefits2021-05-011,899
Number of other retired or separated participants entitled to future benefits2021-05-013,534
Total of all active and inactive participants2021-05-018,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-05-0156
Total participants2021-05-018,121
Number of participants with account balances2021-05-018,121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-05-010
2020: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-05-017,768
Total number of active participants reported on line 7a of the Form 55002020-05-012,641
Number of retired or separated participants receiving benefits2020-05-011,771
Number of other retired or separated participants entitled to future benefits2020-05-013,380
Total of all active and inactive participants2020-05-017,792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-05-0134
Total participants2020-05-017,826
Number of participants with account balances2020-05-017,826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-05-010
2019: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-05-017,758
Total number of active participants reported on line 7a of the Form 55002019-05-012,586
Number of retired or separated participants receiving benefits2019-05-011,306
Number of other retired or separated participants entitled to future benefits2019-05-013,846
Total of all active and inactive participants2019-05-017,738
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-05-0130
Total participants2019-05-017,768
Number of participants with account balances2019-05-017,768
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-05-010
2018: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-05-016,855
Total number of active participants reported on line 7a of the Form 55002018-05-012,713
Number of retired or separated participants receiving benefits2018-05-011,246
Number of other retired or separated participants entitled to future benefits2018-05-013,765
Total of all active and inactive participants2018-05-017,724
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-05-0134
Total participants2018-05-017,758
Number of participants with account balances2018-05-017,758
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-05-010
2017: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-05-016,942
Total number of active participants reported on line 7a of the Form 55002017-05-012,260
Number of retired or separated participants receiving benefits2017-05-011,039
Number of other retired or separated participants entitled to future benefits2017-05-013,525
Total of all active and inactive participants2017-05-016,824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-05-0131
Total participants2017-05-016,855
Number of participants with account balances2017-05-016,855
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-05-010
2016: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-05-016,426
Total number of active participants reported on line 7a of the Form 55002016-05-012,187
Number of retired or separated participants receiving benefits2016-05-011,035
Number of other retired or separated participants entitled to future benefits2016-05-013,372
Total of all active and inactive participants2016-05-016,594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-05-0140
Total participants2016-05-016,634
Number of participants with account balances2016-05-016,634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-05-010
2015: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-05-016,673
Total number of active participants reported on line 7a of the Form 55002015-05-012,197
Number of retired or separated participants receiving benefits2015-05-01932
Number of other retired or separated participants entitled to future benefits2015-05-013,258
Total of all active and inactive participants2015-05-016,387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-05-0139
Total participants2015-05-016,426
Number of participants with account balances2015-05-016,426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-05-010
2014: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-05-017,155
Total number of active participants reported on line 7a of the Form 55002014-05-012,015
Number of retired or separated participants receiving benefits2014-05-01948
Number of other retired or separated participants entitled to future benefits2014-05-013,672
Total of all active and inactive participants2014-05-016,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-05-0138
Total participants2014-05-016,673
Number of participants with account balances2014-05-016,673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-05-010
2013: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-05-018,164
Total number of active participants reported on line 7a of the Form 55002013-05-011,989
Number of retired or separated participants receiving benefits2013-05-01898
Number of other retired or separated participants entitled to future benefits2013-05-014,241
Total of all active and inactive participants2013-05-017,128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-05-0127
Total participants2013-05-017,155
Number of participants with account balances2013-05-017,155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-05-010
2012: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-05-017,375
Total number of active participants reported on line 7a of the Form 55002012-05-011,924
Number of retired or separated participants receiving benefits2012-05-01932
Number of other retired or separated participants entitled to future benefits2012-05-015,280
Total of all active and inactive participants2012-05-018,136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-05-0128
Total participants2012-05-018,164
Number of participants with account balances2012-05-018,164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-05-010
2011: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-05-017,516
Total number of active participants reported on line 7a of the Form 55002011-05-011,866
Number of retired or separated participants receiving benefits2011-05-01889
Number of other retired or separated participants entitled to future benefits2011-05-014,597
Total of all active and inactive participants2011-05-017,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-05-0123
Total participants2011-05-017,375
Number of participants with account balances2011-05-017,375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-05-010
2010: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-05-017,139
Total number of active participants reported on line 7a of the Form 55002010-05-012,019
Number of retired or separated participants receiving benefits2010-05-01734
Number of other retired or separated participants entitled to future benefits2010-05-014,738
Total of all active and inactive participants2010-05-017,491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-05-0125
Total participants2010-05-017,516
Number of participants with account balances2010-05-017,516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-05-010
2009: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-05-016,904
Total number of active participants reported on line 7a of the Form 55002009-05-011,644
Number of retired or separated participants receiving benefits2009-05-01648
Number of other retired or separated participants entitled to future benefits2009-05-014,818
Total of all active and inactive participants2009-05-017,110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-05-0129
Total participants2009-05-017,139
Number of participants with account balances2009-05-017,139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-05-010

Financial Data on AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2023 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-04-30$72,930,748
Total of all expenses incurred2023-04-30$54,456,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-04-30$54,162,186
Expenses. Certain deemed distributions of participant loans2023-04-30$25,053
Value of total corrective distributions2023-04-30$16,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-04-30$49,048,088
Value of total assets at end of year2023-04-30$1,141,643,477
Value of total assets at beginning of year2023-04-30$1,123,169,624
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-04-30$253,188
Total interest from all sources2023-04-30$2,603,902
Total dividends received (eg from common stock, registered investment company shares)2023-04-30$21,143,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2023-04-30$21,143,177
Administrative expenses professional fees incurred2023-04-30$203,583
Was this plan covered by a fidelity bond2023-04-30Yes
Value of fidelity bond cover2023-04-30$10,000,000
If this is an individual account plan, was there a blackout period2023-04-30No
Were there any nonexempt tranactions with any party-in-interest2023-04-30No
Contributions received from participants2023-04-30$21,186,754
Participant contributions at end of year2023-04-30$1,509,025
Participant contributions at beginning of year2023-04-30$1,087,574
Participant contributions at end of year2023-04-30$1,812,909
Participant contributions at beginning of year2023-04-30$1,587,031
Income. Received or receivable in cash from other sources (including rollovers)2023-04-30$7,036,173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Value of net income/loss2023-04-30$18,473,853
Value of net assets at end of year (total assets less liabilities)2023-04-30$1,141,643,477
Value of net assets at beginning of year (total assets less liabilities)2023-04-30$1,123,169,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-04-30No
Were any leases to which the plan was party in default or uncollectible2023-04-30No
Investment advisory and management fees2023-04-30$39,249
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-04-30$861,435,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-04-30$845,765,252
Value of interest in pooled separate accounts at end of year2023-04-30$33,800,659
Value of interest in pooled separate accounts at beginning of year2023-04-30$35,579,964
Interest on participant loans2023-04-30$64,078
Interest earned on other investments2023-04-30$2,539,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-04-30$241,364,441
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-04-30$237,578,160
Expenses. Payments to insurance carriers foe the provision of benefits2023-04-30$2,410,136
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-04-30$886,221
Net investment gain/loss from pooled separate accounts2023-04-30$-750,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-04-30No
Was there a failure to transmit to the plan any participant contributions2023-04-30No
Has the plan failed to provide any benefit when due under the plan2023-04-30No
Contributions received in cash from employer2023-04-30$20,825,161
Employer contributions (assets) at end of year2023-04-30$1,720,531
Employer contributions (assets) at beginning of year2023-04-30$1,571,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-04-30$51,752,050
Contract administrator fees2023-04-30$10,356
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-04-30No
Did the plan have assets held for investment2023-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-04-30No
Opinion of an independent qualified public accountant for this plan2023-04-30Unqualified
Accountancy firm name2023-04-30SB & COMPANY, LLC
Accountancy firm EIN2023-04-30202153727
2022 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$0
Total income from all sources (including contributions)2022-04-30$-8,528,989
Total loss/gain on sale of assets2022-04-30$0
Total of all expenses incurred2022-04-30$76,385,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-04-30$76,022,036
Expenses. Certain deemed distributions of participant loans2022-04-30$36,142
Value of total corrective distributions2022-04-30$13,299
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-04-30$40,328,737
Value of total assets at end of year2022-04-30$1,123,169,624
Value of total assets at beginning of year2022-04-30$1,208,084,402
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-04-30$314,312
Total interest from all sources2022-04-30$1,099,221
Total dividends received (eg from common stock, registered investment company shares)2022-04-30$31,188,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-04-30$31,188,028
Administrative expenses professional fees incurred2022-04-30$30,500
Was this plan covered by a fidelity bond2022-04-30Yes
Value of fidelity bond cover2022-04-30$10,000,000
If this is an individual account plan, was there a blackout period2022-04-30No
Were there any nonexempt tranactions with any party-in-interest2022-04-30No
Contributions received from participants2022-04-30$19,384,450
Participant contributions at end of year2022-04-30$1,087,574
Participant contributions at beginning of year2022-04-30$888,290
Participant contributions at end of year2022-04-30$1,587,031
Participant contributions at beginning of year2022-04-30$1,439,106
Assets. Other investments not covered elsewhere at end of year2022-04-30$16,533,915
Assets. Other investments not covered elsewhere at beginning of year2022-04-30$22,600,415
Income. Received or receivable in cash from other sources (including rollovers)2022-04-30$3,738,380
Other income not declared elsewhere2022-04-30$8,392,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Value of net income/loss2022-04-30$-84,914,778
Value of net assets at end of year (total assets less liabilities)2022-04-30$1,123,169,624
Value of net assets at beginning of year (total assets less liabilities)2022-04-30$1,208,084,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-04-30No
Were any leases to which the plan was party in default or uncollectible2022-04-30No
Investment advisory and management fees2022-04-30$123,098
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-04-30$829,231,337
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-04-30$916,034,767
Value of interest in pooled separate accounts at end of year2022-04-30$35,579,964
Value of interest in pooled separate accounts at beginning of year2022-04-30$29,323,332
Interest on participant loans2022-04-30$57,547
Interest earned on other investments2022-04-30$1,041,674
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-04-30$237,578,160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-04-30$237,798,492
Expenses. Payments to insurance carriers foe the provision of benefits2022-04-30$2,590,672
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-04-30$-95,849,570
Net investment gain/loss from pooled separate accounts2022-04-30$6,311,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-04-30No
Was there a failure to transmit to the plan any participant contributions2022-04-30No
Has the plan failed to provide any benefit when due under the plan2022-04-30No
Contributions received in cash from employer2022-04-30$17,205,907
Employer contributions (assets) at end of year2022-04-30$1,571,643
Employer contributions (assets) at beginning of year2022-04-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-04-30$73,431,364
Contract administrator fees2022-04-30$160,714
Did the plan have assets held for investment2022-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-04-30No
Opinion of an independent qualified public accountant for this plan2022-04-30Disclaimer
Accountancy firm name2022-04-30BDO USA LLP
Accountancy firm EIN2022-04-30135381590
2021 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$0
Total income from all sources (including contributions)2021-04-30$303,163,284
Total loss/gain on sale of assets2021-04-30$0
Total of all expenses incurred2021-04-30$53,522,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-04-30$53,088,476
Expenses. Certain deemed distributions of participant loans2021-04-30$39,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-04-30$27,869,183
Value of total assets at end of year2021-04-30$1,208,084,402
Value of total assets at beginning of year2021-04-30$958,443,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-04-30$394,389
Total interest from all sources2021-04-30$2,097,923
Total dividends received (eg from common stock, registered investment company shares)2021-04-30$19,871,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-04-30$19,871,531
Administrative expenses professional fees incurred2021-04-30$13,100
Was this plan covered by a fidelity bond2021-04-30Yes
Value of fidelity bond cover2021-04-30$10,000,000
If this is an individual account plan, was there a blackout period2021-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-04-30$0
Were there any nonexempt tranactions with any party-in-interest2021-04-30No
Contributions received from participants2021-04-30$18,917,254
Participant contributions at end of year2021-04-30$888,290
Participant contributions at beginning of year2021-04-30$1,147,167
Participant contributions at end of year2021-04-30$1,439,106
Participant contributions at beginning of year2021-04-30$838,063
Assets. Other investments not covered elsewhere at end of year2021-04-30$22,600,415
Assets. Other investments not covered elsewhere at beginning of year2021-04-30$15,285,472
Income. Received or receivable in cash from other sources (including rollovers)2021-04-30$3,661,108
Other income not declared elsewhere2021-04-30$8,190,885
Administrative expenses (other) incurred2021-04-30$47,272
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Value of net income/loss2021-04-30$249,640,914
Value of net assets at end of year (total assets less liabilities)2021-04-30$1,208,084,402
Value of net assets at beginning of year (total assets less liabilities)2021-04-30$958,443,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-04-30No
Were any leases to which the plan was party in default or uncollectible2021-04-30No
Investment advisory and management fees2021-04-30$23,054
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-04-30$916,034,767
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-04-30$673,869,272
Value of interest in pooled separate accounts at end of year2021-04-30$29,323,332
Value of interest in pooled separate accounts at beginning of year2021-04-30$31,515,500
Interest on participant loans2021-04-30$2,501
Interest earned on other investments2021-04-30$2,095,422
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-04-30$237,798,492
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-04-30$234,167,812
Expenses. Payments to insurance carriers foe the provision of benefits2021-04-30$4,230,176
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-04-30$244,232,038
Net investment gain/loss from pooled separate accounts2021-04-30$901,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-04-30No
Was there a failure to transmit to the plan any participant contributions2021-04-30No
Has the plan failed to provide any benefit when due under the plan2021-04-30No
Contributions received in cash from employer2021-04-30$5,290,821
Employer contributions (assets) at end of year2021-04-30$0
Employer contributions (assets) at beginning of year2021-04-30$1,620,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-04-30$48,858,300
Contract administrator fees2021-04-30$310,963
Did the plan have assets held for investment2021-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-04-30No
Opinion of an independent qualified public accountant for this plan2021-04-30Disclaimer
Accountancy firm name2021-04-30BDO USA LLP
Accountancy firm EIN2021-04-30135381590
2020 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$0
Total income from all sources (including contributions)2020-04-30$48,608,639
Total loss/gain on sale of assets2020-04-30$0
Total of all expenses incurred2020-04-30$46,568,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-04-30$46,210,690
Expenses. Certain deemed distributions of participant loans2020-04-30$37,020
Value of total corrective distributions2020-04-30$4,653
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-04-30$46,713,973
Value of total assets at end of year2020-04-30$958,443,488
Value of total assets at beginning of year2020-04-30$956,403,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-04-30$316,192
Total interest from all sources2020-04-30$2,583,631
Total dividends received (eg from common stock, registered investment company shares)2020-04-30$13,991,618
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-04-30$13,991,618
Administrative expenses professional fees incurred2020-04-30$5,500
Was this plan covered by a fidelity bond2020-04-30Yes
Value of fidelity bond cover2020-04-30$10,000,000
If this is an individual account plan, was there a blackout period2020-04-30No
Were there any nonexempt tranactions with any party-in-interest2020-04-30No
Contributions received from participants2020-04-30$18,112,885
Participant contributions at end of year2020-04-30$1,147,167
Participant contributions at beginning of year2020-04-30$1,195,855
Participant contributions at end of year2020-04-30$838,063
Participant contributions at beginning of year2020-04-30$802,004
Assets. Other investments not covered elsewhere at end of year2020-04-30$15,285,472
Assets. Other investments not covered elsewhere at beginning of year2020-04-30$13,398,764
Income. Received or receivable in cash from other sources (including rollovers)2020-04-30$8,774,793
Other income not declared elsewhere2020-04-30$7,341,382
Administrative expenses (other) incurred2020-04-30$11,693
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Value of net income/loss2020-04-30$2,040,084
Value of net assets at end of year (total assets less liabilities)2020-04-30$958,443,488
Value of net assets at beginning of year (total assets less liabilities)2020-04-30$956,403,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-04-30No
Were any leases to which the plan was party in default or uncollectible2020-04-30No
Investment advisory and management fees2020-04-30$17,057
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-04-30$673,869,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-04-30$684,416,849
Value of interest in pooled separate accounts at end of year2020-04-30$31,515,500
Value of interest in pooled separate accounts at beginning of year2020-04-30$29,603,685
Interest on participant loans2020-04-30$63,733
Interest earned on other investments2020-04-30$2,519,898
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-04-30$234,167,812
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-04-30$224,869,537
Expenses. Payments to insurance carriers foe the provision of benefits2020-04-30$3,200,145
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-04-30$-22,831,395
Net investment gain/loss from pooled separate accounts2020-04-30$809,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-04-30No
Was there a failure to transmit to the plan any participant contributions2020-04-30No
Has the plan failed to provide any benefit when due under the plan2020-04-30No
Contributions received in cash from employer2020-04-30$19,826,295
Employer contributions (assets) at end of year2020-04-30$1,620,202
Employer contributions (assets) at beginning of year2020-04-30$2,116,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-04-30$43,010,545
Contract administrator fees2020-04-30$281,942
Did the plan have assets held for investment2020-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-04-30Yes
Opinion of an independent qualified public accountant for this plan2020-04-30Disclaimer
Accountancy firm name2020-04-30BDO USA LLP
Accountancy firm EIN2020-04-30135381590
2019 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$0
Total income from all sources (including contributions)2019-04-30$102,276,388
Total loss/gain on sale of assets2019-04-30$0
Total of all expenses incurred2019-04-30$44,889,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-04-30$44,539,801
Expenses. Certain deemed distributions of participant loans2019-04-30$38,260
Value of total corrective distributions2019-04-30$795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-04-30$44,375,709
Value of total assets at end of year2019-04-30$956,403,404
Value of total assets at beginning of year2019-04-30$899,016,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-04-30$310,500
Total interest from all sources2019-04-30$2,456,740
Total dividends received (eg from common stock, registered investment company shares)2019-04-30$16,165,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-04-30$16,165,924
Was this plan covered by a fidelity bond2019-04-30Yes
Value of fidelity bond cover2019-04-30$10,000,000
If this is an individual account plan, was there a blackout period2019-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-04-30$0
Were there any nonexempt tranactions with any party-in-interest2019-04-30No
Contributions received from participants2019-04-30$16,632,906
Participant contributions at end of year2019-04-30$1,195,855
Participant contributions at beginning of year2019-04-30$1,176,934
Participant contributions at end of year2019-04-30$802,004
Participant contributions at beginning of year2019-04-30$767,872
Assets. Other investments not covered elsewhere at end of year2019-04-30$13,398,764
Assets. Other investments not covered elsewhere at beginning of year2019-04-30$12,671,743
Income. Received or receivable in cash from other sources (including rollovers)2019-04-30$7,903,395
Other income not declared elsewhere2019-04-30$6,915,262
Administrative expenses (other) incurred2019-04-30$133,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Value of net income/loss2019-04-30$57,387,032
Value of net assets at end of year (total assets less liabilities)2019-04-30$956,403,404
Value of net assets at beginning of year (total assets less liabilities)2019-04-30$899,016,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-04-30No
Were any leases to which the plan was party in default or uncollectible2019-04-30No
Investment advisory and management fees2019-04-30$9,792
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-04-30$684,416,849
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-04-30$636,572,712
Value of interest in pooled separate accounts at end of year2019-04-30$29,603,685
Value of interest in pooled separate accounts at beginning of year2019-04-30$27,376,873
Interest on participant loans2019-04-30$53,808
Interest earned on other investments2019-04-30$2,402,932
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-04-30$224,869,537
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-04-30$218,960,651
Expenses. Payments to insurance carriers foe the provision of benefits2019-04-30$2,779,030
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-04-30$30,805,286
Net investment gain/loss from pooled separate accounts2019-04-30$1,557,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-04-30No
Was there a failure to transmit to the plan any participant contributions2019-04-30No
Has the plan failed to provide any benefit when due under the plan2019-04-30No
Contributions received in cash from employer2019-04-30$19,839,408
Employer contributions (assets) at end of year2019-04-30$2,116,710
Employer contributions (assets) at beginning of year2019-04-30$1,489,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-04-30$41,760,771
Contract administrator fees2019-04-30$167,495
Did the plan have assets held for investment2019-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-04-30Yes
Opinion of an independent qualified public accountant for this plan2019-04-30Disclaimer
Accountancy firm name2019-04-30BDO USA LLP
Accountancy firm EIN2019-04-30135381590
2018 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$0
Total income from all sources (including contributions)2018-04-30$120,716,749
Total loss/gain on sale of assets2018-04-30$0
Total of all expenses incurred2018-04-30$52,612,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-04-30$52,499,278
Expenses. Certain deemed distributions of participant loans2018-04-30$6,269
Value of total corrective distributions2018-04-30$7,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-04-30$39,854,955
Value of total assets at end of year2018-04-30$899,016,372
Value of total assets at beginning of year2018-04-30$830,912,591
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-04-30$99,690
Total interest from all sources2018-04-30$2,061,648
Total dividends received (eg from common stock, registered investment company shares)2018-04-30$12,297,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-04-30$12,297,199
Was this plan covered by a fidelity bond2018-04-30Yes
Value of fidelity bond cover2018-04-30$10,000,000
If this is an individual account plan, was there a blackout period2018-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-04-30$0
Were there any nonexempt tranactions with any party-in-interest2018-04-30No
Contributions received from participants2018-04-30$15,490,349
Participant contributions at end of year2018-04-30$1,176,934
Participant contributions at beginning of year2018-04-30$1,040,447
Participant contributions at end of year2018-04-30$767,872
Participant contributions at beginning of year2018-04-30$694,935
Assets. Other investments not covered elsewhere at end of year2018-04-30$12,671,743
Assets. Other investments not covered elsewhere at beginning of year2018-04-30$9,860,123
Income. Received or receivable in cash from other sources (including rollovers)2018-04-30$6,455,686
Other income not declared elsewhere2018-04-30$6,415,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Value of net income/loss2018-04-30$68,103,781
Value of net assets at end of year (total assets less liabilities)2018-04-30$899,016,372
Value of net assets at beginning of year (total assets less liabilities)2018-04-30$830,912,591
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-04-30No
Were any leases to which the plan was party in default or uncollectible2018-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-04-30$636,572,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-04-30$577,205,771
Value of interest in pooled separate accounts at end of year2018-04-30$27,376,873
Value of interest in pooled separate accounts at beginning of year2018-04-30$26,504,064
Interest on participant loans2018-04-30$52,280
Interest earned on other investments2018-04-30$2,009,368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-04-30$218,960,651
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-04-30$214,259,421
Expenses. Payments to insurance carriers foe the provision of benefits2018-04-30$2,827,811
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-04-30$58,913,338
Net investment gain/loss from pooled separate accounts2018-04-30$1,173,815
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-04-30No
Was there a failure to transmit to the plan any participant contributions2018-04-30No
Has the plan failed to provide any benefit when due under the plan2018-04-30No
Contributions received in cash from employer2018-04-30$17,908,920
Employer contributions (assets) at end of year2018-04-30$1,489,587
Employer contributions (assets) at beginning of year2018-04-30$1,347,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-04-30$49,671,467
Contract administrator fees2018-04-30$99,690
Did the plan have assets held for investment2018-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-04-30Yes
Opinion of an independent qualified public accountant for this plan2018-04-30Disclaimer
Accountancy firm name2018-04-30BDO USA LLP
Accountancy firm EIN2018-04-30135381590
2017 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$0
Total income from all sources (including contributions)2017-04-30$123,140,172
Total loss/gain on sale of assets2017-04-30$0
Total of all expenses incurred2017-04-30$48,119,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-04-30$48,035,799
Expenses. Certain deemed distributions of participant loans2017-04-30$6,445
Value of total corrective distributions2017-04-30$696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-04-30$39,306,532
Value of total assets at end of year2017-04-30$830,912,591
Value of total assets at beginning of year2017-04-30$755,891,467
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-04-30$76,108
Total interest from all sources2017-04-30$2,194,585
Total dividends received (eg from common stock, registered investment company shares)2017-04-30$9,479,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-04-30$9,479,584
Was this plan covered by a fidelity bond2017-04-30Yes
Value of fidelity bond cover2017-04-30$10,000,000
If this is an individual account plan, was there a blackout period2017-04-30No
Were there any nonexempt tranactions with any party-in-interest2017-04-30No
Contributions received from participants2017-04-30$15,018,556
Participant contributions at end of year2017-04-30$1,040,447
Participant contributions at beginning of year2017-04-30$1,034,198
Participant contributions at end of year2017-04-30$694,935
Participant contributions at beginning of year2017-04-30$64,745
Assets. Other investments not covered elsewhere at end of year2017-04-30$9,860,123
Assets. Other investments not covered elsewhere at beginning of year2017-04-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-04-30$6,290,768
Other income not declared elsewhere2017-04-30$6,859,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Value of net income/loss2017-04-30$75,021,124
Value of net assets at end of year (total assets less liabilities)2017-04-30$830,912,591
Value of net assets at beginning of year (total assets less liabilities)2017-04-30$755,891,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-04-30No
Were any leases to which the plan was party in default or uncollectible2017-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-04-30$577,205,771
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-04-30$526,214,988
Value of interest in pooled separate accounts at end of year2017-04-30$26,504,064
Value of interest in pooled separate accounts at beginning of year2017-04-30$23,617,582
Interest on participant loans2017-04-30$44,891
Interest earned on other investments2017-04-30$2,149,694
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-04-30$214,259,421
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-04-30$204,830,344
Expenses. Payments to insurance carriers foe the provision of benefits2017-04-30$4,387,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-04-30$64,230,911
Net investment gain/loss from pooled separate accounts2017-04-30$1,069,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-04-30No
Was there a failure to transmit to the plan any participant contributions2017-04-30No
Has the plan failed to provide any benefit when due under the plan2017-04-30No
Contributions received in cash from employer2017-04-30$17,997,208
Employer contributions (assets) at end of year2017-04-30$1,347,830
Employer contributions (assets) at beginning of year2017-04-30$129,610
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-04-30$43,648,371
Contract administrator fees2017-04-30$76,108
Did the plan have assets held for investment2017-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-04-30Yes
Opinion of an independent qualified public accountant for this plan2017-04-30Disclaimer
Accountancy firm name2017-04-30BDO USA LLP
Accountancy firm EIN2017-04-30135381590
2016 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$0
Total income from all sources (including contributions)2016-04-30$29,748,710
Total loss/gain on sale of assets2016-04-30$0
Total of all expenses incurred2016-04-30$44,639,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-30$44,558,302
Expenses. Certain deemed distributions of participant loans2016-04-30$16,359
Value of total corrective distributions2016-04-30$1,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-30$35,068,692
Value of total assets at end of year2016-04-30$755,891,467
Value of total assets at beginning of year2016-04-30$770,782,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-30$63,678
Total interest from all sources2016-04-30$2,113,937
Total dividends received (eg from common stock, registered investment company shares)2016-04-30$12,713,928
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-04-30$12,713,928
Administrative expenses professional fees incurred2016-04-30$5,390
Was this plan covered by a fidelity bond2016-04-30Yes
Value of fidelity bond cover2016-04-30$10,000,000
If this is an individual account plan, was there a blackout period2016-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-30$0
Were there any nonexempt tranactions with any party-in-interest2016-04-30No
Contributions received from participants2016-04-30$13,265,264
Participant contributions at end of year2016-04-30$1,034,198
Participant contributions at beginning of year2016-04-30$886,871
Participant contributions at end of year2016-04-30$64,745
Participant contributions at beginning of year2016-04-30$640,802
Income. Received or receivable in cash from other sources (including rollovers)2016-04-30$6,555,412
Other income not declared elsewhere2016-04-30$6,381,748
Administrative expenses (other) incurred2016-04-30$571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Value of net income/loss2016-04-30$-14,891,131
Value of net assets at end of year (total assets less liabilities)2016-04-30$755,891,467
Value of net assets at beginning of year (total assets less liabilities)2016-04-30$770,782,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-30No
Were any leases to which the plan was party in default or uncollectible2016-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-04-30$526,214,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-04-30$544,873,168
Value of interest in pooled separate accounts at end of year2016-04-30$23,617,582
Value of interest in pooled separate accounts at beginning of year2016-04-30$22,678,063
Interest on participant loans2016-04-30$40,681
Interest earned on other investments2016-04-30$2,073,256
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-04-30$204,830,344
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-04-30$200,456,679
Expenses. Payments to insurance carriers foe the provision of benefits2016-04-30$3,556,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-04-30$-28,057,476
Net investment gain/loss from pooled separate accounts2016-04-30$1,527,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-30No
Was there a failure to transmit to the plan any participant contributions2016-04-30No
Has the plan failed to provide any benefit when due under the plan2016-04-30No
Contributions received in cash from employer2016-04-30$15,248,016
Employer contributions (assets) at end of year2016-04-30$129,610
Employer contributions (assets) at beginning of year2016-04-30$1,247,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-30$41,001,854
Contract administrator fees2016-04-30$57,717
Did the plan have assets held for investment2016-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-30Yes
Opinion of an independent qualified public accountant for this plan2016-04-30Disclaimer
Accountancy firm name2016-04-30BDO USA LLP
Accountancy firm EIN2016-04-30135381590
2015 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$0
Total income from all sources (including contributions)2015-04-30$98,435,121
Total loss/gain on sale of assets2015-04-30$0
Total of all expenses incurred2015-04-30$40,655,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-04-30$40,251,031
Expenses. Certain deemed distributions of participant loans2015-04-30$11,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-04-30$39,300,345
Value of total assets at end of year2015-04-30$770,782,598
Value of total assets at beginning of year2015-04-30$713,002,830
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-04-30$392,843
Total interest from all sources2015-04-30$32,476
Total dividends received (eg from common stock, registered investment company shares)2015-04-30$14,888,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-04-30$14,888,142
Was this plan covered by a fidelity bond2015-04-30Yes
Value of fidelity bond cover2015-04-30$10,000,000
If this is an individual account plan, was there a blackout period2015-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-04-30$0
Were there any nonexempt tranactions with any party-in-interest2015-04-30No
Contributions received from participants2015-04-30$13,056,358
Participant contributions at end of year2015-04-30$886,871
Participant contributions at beginning of year2015-04-30$720,572
Participant contributions at end of year2015-04-30$640,802
Participant contributions at beginning of year2015-04-30$968,016
Income. Received or receivable in cash from other sources (including rollovers)2015-04-30$9,826,767
Other income not declared elsewhere2015-04-30$8,389,277
Administrative expenses (other) incurred2015-04-30$392,843
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Value of net income/loss2015-04-30$57,779,768
Value of net assets at end of year (total assets less liabilities)2015-04-30$770,782,598
Value of net assets at beginning of year (total assets less liabilities)2015-04-30$713,002,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-04-30No
Were any leases to which the plan was party in default or uncollectible2015-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-04-30$544,873,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-04-30$494,051,273
Value of interest in pooled separate accounts at end of year2015-04-30$22,678,063
Value of interest in pooled separate accounts at beginning of year2015-04-30$19,371,593
Interest on participant loans2015-04-30$32,476
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-04-30$200,456,679
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-04-30$196,773,342
Expenses. Payments to insurance carriers foe the provision of benefits2015-04-30$1,697,986
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-04-30$33,381,787
Net investment gain/loss from pooled separate accounts2015-04-30$2,443,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-04-30No
Was there a failure to transmit to the plan any participant contributions2015-04-30No
Has the plan failed to provide any benefit when due under the plan2015-04-30No
Contributions received in cash from employer2015-04-30$16,417,220
Employer contributions (assets) at end of year2015-04-30$1,247,015
Employer contributions (assets) at beginning of year2015-04-30$1,118,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-04-30$38,553,045
Did the plan have assets held for investment2015-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-04-30Yes
Opinion of an independent qualified public accountant for this plan2015-04-30Disclaimer
Accountancy firm name2015-04-30BDO USA LLP
Accountancy firm EIN2015-04-30135381590
2014 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$0
Total income from all sources (including contributions)2014-04-30$104,067,387
Total loss/gain on sale of assets2014-04-30$0
Total of all expenses incurred2014-04-30$37,972,181
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-04-30$37,678,590
Expenses. Certain deemed distributions of participant loans2014-04-30$7,732
Value of total corrective distributions2014-04-30$1,623
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-04-30$32,523,708
Value of total assets at end of year2014-04-30$713,002,830
Value of total assets at beginning of year2014-04-30$646,907,624
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-04-30$284,236
Total interest from all sources2014-04-30$32,303
Total dividends received (eg from common stock, registered investment company shares)2014-04-30$8,987,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-04-30$8,987,633
Was this plan covered by a fidelity bond2014-04-30Yes
Value of fidelity bond cover2014-04-30$10,000,000
If this is an individual account plan, was there a blackout period2014-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-04-30$0
Were there any nonexempt tranactions with any party-in-interest2014-04-30No
Contributions received from participants2014-04-30$13,041,920
Participant contributions at end of year2014-04-30$720,572
Participant contributions at beginning of year2014-04-30$714,579
Participant contributions at end of year2014-04-30$968,016
Participant contributions at beginning of year2014-04-30$1,007,430
Income. Received or receivable in cash from other sources (including rollovers)2014-04-30$3,835,527
Other income not declared elsewhere2014-04-30$8,121,672
Administrative expenses (other) incurred2014-04-30$269,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Value of net income/loss2014-04-30$66,095,206
Value of net assets at end of year (total assets less liabilities)2014-04-30$713,002,830
Value of net assets at beginning of year (total assets less liabilities)2014-04-30$646,907,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-04-30No
Were any leases to which the plan was party in default or uncollectible2014-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-04-30$494,051,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-04-30$433,259,919
Value of interest in pooled separate accounts at end of year2014-04-30$19,371,593
Value of interest in pooled separate accounts at beginning of year2014-04-30$17,176,847
Interest on participant loans2014-04-30$32,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-04-30$196,773,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-04-30$193,575,816
Expenses. Payments to insurance carriers foe the provision of benefits2014-04-30$5,129,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-04-30$52,782,470
Net investment gain/loss from pooled separate accounts2014-04-30$1,619,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-04-30No
Was there a failure to transmit to the plan any participant contributions2014-04-30No
Has the plan failed to provide any benefit when due under the plan2014-04-30No
Contributions received in cash from employer2014-04-30$15,646,261
Employer contributions (assets) at end of year2014-04-30$1,118,034
Employer contributions (assets) at beginning of year2014-04-30$1,173,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-04-30$32,549,427
Contract administrator fees2014-04-30$14,556
Did the plan have assets held for investment2014-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-04-30Yes
Opinion of an independent qualified public accountant for this plan2014-04-30Disclaimer
Accountancy firm name2014-04-30BDO USA LLP
Accountancy firm EIN2014-04-30135381590
2013 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$0
Total income from all sources (including contributions)2013-04-30$89,503,292
Total loss/gain on sale of assets2013-04-30$0
Total of all expenses incurred2013-04-30$27,062,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-04-30$26,836,961
Expenses. Certain deemed distributions of participant loans2013-04-30$35,480
Value of total corrective distributions2013-04-30$6,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-04-30$31,205,330
Value of total assets at end of year2013-04-30$646,907,624
Value of total assets at beginning of year2013-04-30$584,466,334
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-04-30$182,772
Total interest from all sources2013-04-30$34,090
Total dividends received (eg from common stock, registered investment company shares)2013-04-30$4,429,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-04-30$4,429,046
Was this plan covered by a fidelity bond2013-04-30Yes
Value of fidelity bond cover2013-04-30$10,000,000
If this is an individual account plan, was there a blackout period2013-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-04-30$0
Were there any nonexempt tranactions with any party-in-interest2013-04-30No
Contributions received from participants2013-04-30$12,548,235
Participant contributions at end of year2013-04-30$714,579
Participant contributions at beginning of year2013-04-30$780,694
Participant contributions at end of year2013-04-30$1,007,430
Participant contributions at beginning of year2013-04-30$964,093
Income. Received or receivable in cash from other sources (including rollovers)2013-04-30$3,513,718
Other income not declared elsewhere2013-04-30$7,682,430
Administrative expenses (other) incurred2013-04-30$168,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Value of net income/loss2013-04-30$62,441,290
Value of net assets at end of year (total assets less liabilities)2013-04-30$646,907,624
Value of net assets at beginning of year (total assets less liabilities)2013-04-30$584,466,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-04-30No
Were any leases to which the plan was party in default or uncollectible2013-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-04-30$433,259,919
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-04-30$375,751,449
Value of interest in pooled separate accounts at end of year2013-04-30$17,176,847
Value of interest in pooled separate accounts at beginning of year2013-04-30$14,619,571
Interest on participant loans2013-04-30$34,090
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-04-30$193,575,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-04-30$191,234,283
Expenses. Payments to insurance carriers foe the provision of benefits2013-04-30$1,679,123
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-04-30$44,703,349
Net investment gain/loss from pooled separate accounts2013-04-30$1,449,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-04-30No
Was there a failure to transmit to the plan any participant contributions2013-04-30No
Has the plan failed to provide any benefit when due under the plan2013-04-30No
Contributions received in cash from employer2013-04-30$15,143,377
Employer contributions (assets) at end of year2013-04-30$1,173,033
Employer contributions (assets) at beginning of year2013-04-30$1,116,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-04-30$25,157,838
Contract administrator fees2013-04-30$14,725
Did the plan have assets held for investment2013-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-04-30Yes
Opinion of an independent qualified public accountant for this plan2013-04-30Disclaimer
Accountancy firm name2013-04-30BDO USA LLP
Accountancy firm EIN2013-04-30135381590
2012 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$0
Total income from all sources (including contributions)2012-04-30$37,591,820
Total loss/gain on sale of assets2012-04-30$0
Total of all expenses incurred2012-04-30$27,138,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-04-30$27,124,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-04-30$28,971,373
Value of total assets at end of year2012-04-30$584,466,334
Value of total assets at beginning of year2012-04-30$574,013,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-04-30$13,832
Total interest from all sources2012-04-30$32,780
Total dividends received (eg from common stock, registered investment company shares)2012-04-30$2,910,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-04-30$2,910,267
Administrative expenses professional fees incurred2012-04-30$13,832
Was this plan covered by a fidelity bond2012-04-30Yes
Value of fidelity bond cover2012-04-30$10,000,000
If this is an individual account plan, was there a blackout period2012-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-04-30$0
Were there any nonexempt tranactions with any party-in-interest2012-04-30No
Contributions received from participants2012-04-30$12,039,033
Participant contributions at end of year2012-04-30$780,694
Participant contributions at beginning of year2012-04-30$692,719
Participant contributions at end of year2012-04-30$964,093
Participant contributions at beginning of year2012-04-30$914,120
Income. Received or receivable in cash from other sources (including rollovers)2012-04-30$2,649,626
Other income not declared elsewhere2012-04-30$7,563,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Value of net income/loss2012-04-30$10,453,107
Value of net assets at end of year (total assets less liabilities)2012-04-30$584,466,334
Value of net assets at beginning of year (total assets less liabilities)2012-04-30$574,013,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-04-30No
Were any leases to which the plan was party in default or uncollectible2012-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-04-30$375,751,449
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-04-30$372,959,581
Value of interest in pooled separate accounts at end of year2012-04-30$14,619,571
Value of interest in pooled separate accounts at beginning of year2012-04-30$13,889,161
Interest on participant loans2012-04-30$32,780
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-04-30$191,234,283
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-04-30$184,516,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-04-30$-3,419,154
Net investment gain/loss from pooled separate accounts2012-04-30$1,533,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-04-30No
Was there a failure to transmit to the plan any participant contributions2012-04-30No
Has the plan failed to provide any benefit when due under the plan2012-04-30No
Contributions received in cash from employer2012-04-30$14,282,714
Employer contributions (assets) at end of year2012-04-30$1,116,244
Employer contributions (assets) at beginning of year2012-04-30$1,040,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-04-30$27,124,881
Did the plan have assets held for investment2012-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-04-30Yes
Opinion of an independent qualified public accountant for this plan2012-04-30Disclaimer
Accountancy firm name2012-04-30BDO USA LLP
Accountancy firm EIN2012-04-30135381590
2011 : AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$0
Total income from all sources (including contributions)2011-04-30$87,785,685
Total loss/gain on sale of assets2011-04-30$0
Total of all expenses incurred2011-04-30$23,032,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-04-30$23,021,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-04-30$27,059,467
Value of total assets at end of year2011-04-30$574,013,227
Value of total assets at beginning of year2011-04-30$509,259,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-04-30$10,700
Total interest from all sources2011-04-30$28,837
Total dividends received (eg from common stock, registered investment company shares)2011-04-30$1,793,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-04-30$1,793,866
Administrative expenses professional fees incurred2011-04-30$10,700
Was this plan covered by a fidelity bond2011-04-30Yes
Value of fidelity bond cover2011-04-30$10,000,000
If this is an individual account plan, was there a blackout period2011-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-04-30$0
Were there any nonexempt tranactions with any party-in-interest2011-04-30No
Contributions received from participants2011-04-30$8,761,938
Participant contributions at end of year2011-04-30$692,719
Participant contributions at beginning of year2011-04-30$570,578
Participant contributions at end of year2011-04-30$914,120
Participant contributions at beginning of year2011-04-30$832,746
Income. Received or receivable in cash from other sources (including rollovers)2011-04-30$2,622,388
Other income not declared elsewhere2011-04-30$6,978,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Value of net income/loss2011-04-30$64,753,588
Value of net assets at end of year (total assets less liabilities)2011-04-30$574,013,227
Value of net assets at beginning of year (total assets less liabilities)2011-04-30$509,259,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-04-30No
Were any leases to which the plan was party in default or uncollectible2011-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-04-30$372,959,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-04-30$316,757,165
Value of interest in pooled separate accounts at end of year2011-04-30$13,889,161
Value of interest in pooled separate accounts at beginning of year2011-04-30$8,625,996
Interest on participant loans2011-04-30$28,837
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-04-30$184,516,653
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-04-30$181,507,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-04-30$49,768,691
Net investment gain/loss from pooled separate accounts2011-04-30$2,155,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-04-30No
Was there a failure to transmit to the plan any participant contributions2011-04-30Yes
Has the plan failed to provide any benefit when due under the plan2011-04-30No
Contributions received in cash from employer2011-04-30$15,675,141
Employer contributions (assets) at end of year2011-04-30$1,040,993
Employer contributions (assets) at beginning of year2011-04-30$966,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-04-30$23,021,397
Did the plan have assets held for investment2011-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-04-30Yes
Opinion of an independent qualified public accountant for this plan2011-04-30Disclaimer
Accountancy firm name2011-04-30BDO USA LLP
Accountancy firm EIN2011-04-30135381590

Form 5500 Responses for AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

2022: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-05-01Type of plan entitySingle employer plan
2022-05-01Plan funding arrangement – InsuranceYes
2022-05-01Plan funding arrangement – TrustYes
2022-05-01Plan benefit arrangement – InsuranceYes
2022-05-01Plan benefit arrangement - TrustYes
2021: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-05-01Type of plan entitySingle employer plan
2021-05-01Submission has been amendedNo
2021-05-01This submission is the final filingNo
2021-05-01This return/report is a short plan year return/report (less than 12 months)No
2021-05-01Plan is a collectively bargained planNo
2021-05-01Plan funding arrangement – InsuranceYes
2021-05-01Plan funding arrangement – TrustYes
2021-05-01Plan benefit arrangement – InsuranceYes
2021-05-01Plan benefit arrangement - TrustYes
2020: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-05-01Type of plan entitySingle employer plan
2020-05-01Submission has been amendedNo
2020-05-01This submission is the final filingNo
2020-05-01This return/report is a short plan year return/report (less than 12 months)No
2020-05-01Plan is a collectively bargained planNo
2020-05-01Plan funding arrangement – InsuranceYes
2020-05-01Plan funding arrangement – TrustYes
2020-05-01Plan benefit arrangement – InsuranceYes
2020-05-01Plan benefit arrangement - TrustYes
2019: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-05-01Type of plan entitySingle employer plan
2019-05-01Submission has been amendedNo
2019-05-01This submission is the final filingNo
2019-05-01This return/report is a short plan year return/report (less than 12 months)No
2019-05-01Plan is a collectively bargained planNo
2019-05-01Plan funding arrangement – InsuranceYes
2019-05-01Plan funding arrangement – TrustYes
2019-05-01Plan benefit arrangement – InsuranceYes
2019-05-01Plan benefit arrangement - TrustYes
2018: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-05-01Type of plan entitySingle employer plan
2018-05-01Submission has been amendedNo
2018-05-01This submission is the final filingNo
2018-05-01This return/report is a short plan year return/report (less than 12 months)No
2018-05-01Plan is a collectively bargained planNo
2018-05-01Plan funding arrangement – InsuranceYes
2018-05-01Plan funding arrangement – TrustYes
2018-05-01Plan benefit arrangement – InsuranceYes
2018-05-01Plan benefit arrangement - TrustYes
2017: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-05-01Type of plan entitySingle employer plan
2017-05-01Submission has been amendedNo
2017-05-01This submission is the final filingNo
2017-05-01This return/report is a short plan year return/report (less than 12 months)No
2017-05-01Plan is a collectively bargained planNo
2017-05-01Plan funding arrangement – InsuranceYes
2017-05-01Plan funding arrangement – TrustYes
2017-05-01Plan benefit arrangement – InsuranceYes
2017-05-01Plan benefit arrangement - TrustYes
2016: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-05-01Type of plan entitySingle employer plan
2016-05-01Submission has been amendedNo
2016-05-01This submission is the final filingNo
2016-05-01This return/report is a short plan year return/report (less than 12 months)No
2016-05-01Plan is a collectively bargained planNo
2016-05-01Plan funding arrangement – InsuranceYes
2016-05-01Plan funding arrangement – TrustYes
2016-05-01Plan benefit arrangement – InsuranceYes
2016-05-01Plan benefit arrangement - TrustYes
2015: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-05-01Type of plan entitySingle employer plan
2015-05-01Submission has been amendedNo
2015-05-01This submission is the final filingNo
2015-05-01This return/report is a short plan year return/report (less than 12 months)No
2015-05-01Plan is a collectively bargained planNo
2015-05-01Plan funding arrangement – InsuranceYes
2015-05-01Plan funding arrangement – TrustYes
2015-05-01Plan benefit arrangement – InsuranceYes
2015-05-01Plan benefit arrangement - TrustYes
2014: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-05-01Type of plan entitySingle employer plan
2014-05-01Submission has been amendedYes
2014-05-01This submission is the final filingNo
2014-05-01This return/report is a short plan year return/report (less than 12 months)No
2014-05-01Plan is a collectively bargained planNo
2014-05-01Plan funding arrangement – InsuranceYes
2014-05-01Plan funding arrangement – TrustYes
2014-05-01Plan benefit arrangement – InsuranceYes
2014-05-01Plan benefit arrangement - TrustYes
2013: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-05-01Type of plan entitySingle employer plan
2013-05-01Submission has been amendedNo
2013-05-01This submission is the final filingNo
2013-05-01This return/report is a short plan year return/report (less than 12 months)No
2013-05-01Plan is a collectively bargained planNo
2013-05-01Plan funding arrangement – InsuranceYes
2013-05-01Plan funding arrangement – TrustYes
2013-05-01Plan benefit arrangement – InsuranceYes
2013-05-01Plan benefit arrangement - TrustYes
2012: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-05-01Type of plan entitySingle employer plan
2012-05-01Submission has been amendedNo
2012-05-01This submission is the final filingNo
2012-05-01This return/report is a short plan year return/report (less than 12 months)No
2012-05-01Plan is a collectively bargained planNo
2012-05-01Plan funding arrangement – InsuranceYes
2012-05-01Plan funding arrangement – TrustYes
2012-05-01Plan benefit arrangement – InsuranceYes
2012-05-01Plan benefit arrangement - TrustYes
2011: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-05-01Type of plan entitySingle employer plan
2011-05-01Submission has been amendedNo
2011-05-01This submission is the final filingNo
2011-05-01This return/report is a short plan year return/report (less than 12 months)No
2011-05-01Plan is a collectively bargained planNo
2011-05-01Plan funding arrangement – InsuranceYes
2011-05-01Plan funding arrangement – TrustYes
2011-05-01Plan benefit arrangement – InsuranceYes
2011-05-01Plan benefit arrangement - TrustYes
2010: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-05-01Type of plan entitySingle employer plan
2010-05-01Submission has been amendedNo
2010-05-01This submission is the final filingNo
2010-05-01This return/report is a short plan year return/report (less than 12 months)No
2010-05-01Plan is a collectively bargained planNo
2010-05-01Plan funding arrangement – InsuranceYes
2010-05-01Plan funding arrangement – TrustYes
2010-05-01Plan benefit arrangement – InsuranceYes
2010-05-01Plan benefit arrangement - TrustYes
2009: AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-05-01Type of plan entitySingle employer plan
2009-05-01Submission has been amendedNo
2009-05-01This submission is the final filingNo
2009-05-01This return/report is a short plan year return/report (less than 12 months)No
2009-05-01Plan is a collectively bargained planNo
2009-05-01Plan funding arrangement – InsuranceYes
2009-05-01Plan funding arrangement – TrustYes
2009-05-01Plan benefit arrangement – InsuranceYes
2009-05-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80162
Policy instance 2
Insurance contract or identification numberGA80162
Number of Individuals Covered1
Insurance policy start date2022-05-01
Insurance policy end date2023-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered2583
Insurance policy start date2022-05-01
Insurance policy end date2023-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80162
Policy instance 2
Insurance contract or identification numberGA80162
Number of Individuals Covered1
Insurance policy start date2021-05-01
Insurance policy end date2022-04-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered2646
Insurance policy start date2021-05-01
Insurance policy end date2022-04-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80162
Policy instance 2
Insurance contract or identification numberGA80162
Number of Individuals Covered1
Insurance policy start date2020-05-01
Insurance policy end date2021-04-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered2752
Insurance policy start date2020-05-01
Insurance policy end date2021-04-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80162
Policy instance 2
Insurance contract or identification numberGA80162
Number of Individuals Covered1
Insurance policy start date2019-05-01
Insurance policy end date2020-04-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered2862
Insurance policy start date2019-05-01
Insurance policy end date2020-04-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80162
Policy instance 2
Insurance contract or identification numberGA80162
Number of Individuals Covered1
Insurance policy start date2018-05-01
Insurance policy end date2019-04-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered2936
Insurance policy start date2018-05-01
Insurance policy end date2019-04-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80162
Policy instance 2
Insurance contract or identification numberGA80162
Number of Individuals Covered1
Insurance policy start date2017-05-01
Insurance policy end date2018-04-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered3004
Insurance policy start date2017-05-01
Insurance policy end date2018-04-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered3145
Insurance policy start date2015-05-01
Insurance policy end date2016-04-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered3225
Insurance policy start date2014-05-01
Insurance policy end date2015-04-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered3307
Insurance policy start date2013-05-01
Insurance policy end date2014-04-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered3778
Insurance policy start date2012-05-01
Insurance policy end date2013-04-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered3780
Insurance policy start date2011-05-01
Insurance policy end date2012-04-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103175
Policy instance 1
Insurance contract or identification number103175
Number of Individuals Covered3766
Insurance policy start date2010-05-01
Insurance policy end date2011-04-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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