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THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameTHE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN
Plan identification number 002

THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE PHILLIPS COLLECTION has sponsored the creation of one or more 401k plans.

Company Name:THE PHILLIPS COLLECTION
Employer identification number (EIN):530204620
NAIC Classification:712100
NAIC Description: Museums, Historical Sites, and Similar Institutions

Additional information about THE PHILLIPS COLLECTION

Jurisdiction of Incorporation: Oklahoma Secretary Of State
Incorporation Date:
Company Identification Number: 4312125381

More information about THE PHILLIPS COLLECTION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01SUSAN J. NICHOLS SUSAN J. NICHOLS2018-07-25
0022016-01-01SUSAN J. NICHOLS SUSAN J. NICHOLS2017-07-20
0022015-01-01SUSAN J. NICHOLS SUSAN J. NICHOLS2016-07-21
0022014-01-01A1177139
0022013-01-01SUSAN J NICHOLS SUSAN J NICHOLS2014-07-22
0022012-01-01SUSAN J NICHOLS
0022011-01-01SUSAN NICHOLS
0022010-01-01SUSAN J. NICHOLS
0022009-01-01SUSAN J. NICHOLS

Plan Statistics for THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN

Measure Date Value
2023: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01320
Total number of active participants reported on line 7a of the Form 55002023-01-01176
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01100
Total of all active and inactive participants2023-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01276
Number of participants with account balances2023-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01261
Total number of active participants reported on line 7a of the Form 55002022-01-01196
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01124
Total of all active and inactive participants2022-01-01320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01320
Number of participants with account balances2022-01-01244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01249
Total number of active participants reported on line 7a of the Form 55002021-01-01169
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0192
Total of all active and inactive participants2021-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01261
Number of participants with account balances2021-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01285
Total number of active participants reported on line 7a of the Form 55002020-01-01166
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0183
Total of all active and inactive participants2020-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01249
Number of participants with account balances2020-01-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01235
Total number of active participants reported on line 7a of the Form 55002019-01-01188
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0197
Total of all active and inactive participants2019-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01285
Number of participants with account balances2019-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01275
Total number of active participants reported on line 7a of the Form 55002018-01-01235
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01119
Total of all active and inactive participants2018-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01354
Number of participants with account balances2018-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01265
Total number of active participants reported on line 7a of the Form 55002017-01-01201
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0181
Total of all active and inactive participants2017-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01282
Number of participants with account balances2017-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01240
Total number of active participants reported on line 7a of the Form 55002016-01-01197
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0172
Total of all active and inactive participants2016-01-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01269
Number of participants with account balances2016-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01263
Total number of active participants reported on line 7a of the Form 55002015-01-01185
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0199
Total of all active and inactive participants2015-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01284
Number of participants with account balances2015-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01279
Total number of active participants reported on line 7a of the Form 55002014-01-01191
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0187
Total of all active and inactive participants2014-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01278
Number of participants with account balances2014-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01233
Total number of active participants reported on line 7a of the Form 55002013-01-01212
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0167
Total of all active and inactive participants2013-01-01279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01279
Number of participants with account balances2013-01-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01286
Total number of active participants reported on line 7a of the Form 55002012-01-01174
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0159
Total of all active and inactive participants2012-01-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01233
Number of participants with account balances2012-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01291
Total number of active participants reported on line 7a of the Form 55002011-01-01167
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01119
Total of all active and inactive participants2011-01-01286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01286
Number of participants with account balances2011-01-01228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01281
Total number of active participants reported on line 7a of the Form 55002010-01-01167
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01124
Total of all active and inactive participants2010-01-01291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01291
Number of participants with account balances2010-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01445
Total number of active participants reported on line 7a of the Form 55002009-01-01175
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01105
Total of all active and inactive participants2009-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01281
Number of participants with account balances2009-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN

Measure Date Value
2023 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$3,355,800
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$683,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$641,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$843,634
Value of total assets at end of year2023-12-31$15,082,047
Value of total assets at beginning of year2023-12-31$12,409,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$41,478
Total interest from all sources2023-12-31$719
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$270,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$270,805
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$529,364
Participant contributions at end of year2023-12-31$14,532
Participant contributions at beginning of year2023-12-31$15,546
Participant contributions at end of year2023-12-31$17,157
Participant contributions at beginning of year2023-12-31$15,296
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$13,564
Other income not declared elsewhere2023-12-31$1,250
Administrative expenses (other) incurred2023-12-31$1,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$2,672,480
Value of net assets at end of year (total assets less liabilities)2023-12-31$15,082,047
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$12,409,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$17,508
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$14,990,812
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$12,260,506
Value of interest in pooled separate accounts at end of year2023-12-31$24,544
Value of interest in pooled separate accounts at beginning of year2023-12-31$23,859
Interest on participant loans2023-12-31$719
Income. Interest from loans (other than to participants)2023-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$22,810
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$84,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,238,677
Net investment gain/loss from pooled separate accounts2023-12-31$715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$300,706
Employer contributions (assets) at end of year2023-12-31$12,192
Employer contributions (assets) at beginning of year2023-12-31$10,352
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$641,842
Contract administrator fees2023-12-31$22,816
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31GELMAN, ROSENBERG & FREEDMAN, CPA
Accountancy firm EIN2023-12-31511392008
2022 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,519,140
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,246,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,201,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$710,525
Value of total assets at end of year2022-12-31$12,409,567
Value of total assets at beginning of year2022-12-31$18,174,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$44,409
Total interest from all sources2022-12-31$72
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$176,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$176,851
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$424,385
Participant contributions at end of year2022-12-31$15,546
Participant contributions at beginning of year2022-12-31$11,105
Participant contributions at end of year2022-12-31$15,296
Participant contributions at beginning of year2022-12-31$11,922
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,813
Other income not declared elsewhere2022-12-31$2,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,765,364
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,409,567
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,174,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$19,759
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$12,260,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$18,038,388
Value of interest in pooled separate accounts at end of year2022-12-31$23,859
Value of interest in pooled separate accounts at beginning of year2022-12-31$23,194
Interest on participant loans2022-12-31$72
Income. Interest from loans (other than to participants)2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$84,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$80,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,410,133
Net investment gain/loss from pooled separate accounts2022-12-31$695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$282,327
Employer contributions (assets) at end of year2022-12-31$10,352
Employer contributions (assets) at beginning of year2022-12-31$9,914
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,201,815
Contract administrator fees2022-12-31$24,650
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GELMAN, ROSENBERG & FREEDMAN, CPA
Accountancy firm EIN2022-12-31511392008
2021 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,213,873
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$484,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$424,904
Expenses. Certain deemed distributions of participant loans2021-12-31$14,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$720,687
Value of total assets at end of year2021-12-31$18,174,931
Value of total assets at beginning of year2021-12-31$15,445,719
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$44,852
Total interest from all sources2021-12-31$1,485
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$163,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$163,246
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$430,046
Participant contributions at end of year2021-12-31$11,105
Participant contributions at beginning of year2021-12-31$48,234
Participant contributions at end of year2021-12-31$11,922
Participant contributions at beginning of year2021-12-31$9,797
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$42,015
Other income not declared elsewhere2021-12-31$2,841
Administrative expenses (other) incurred2021-12-31$1,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,729,212
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,174,931
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,445,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$21,788
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$18,038,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,275,891
Value of interest in pooled separate accounts at end of year2021-12-31$23,194
Value of interest in pooled separate accounts at beginning of year2021-12-31$22,659
Interest on participant loans2021-12-31$1,485
Income. Interest from loans (other than to participants)2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$80,408
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$79,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,324,929
Net investment gain/loss from pooled separate accounts2021-12-31$685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$290,641
Employer contributions (assets) at end of year2021-12-31$9,914
Employer contributions (assets) at beginning of year2021-12-31$10,131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$382,889
Contract administrator fees2021-12-31$21,805
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GELMAN, ROSENBERG & FREEDMAN, CPA
Accountancy firm EIN2021-12-31511392008
2020 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,326,992
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$673,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$633,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$644,050
Value of total assets at end of year2020-12-31$15,445,719
Value of total assets at beginning of year2020-12-31$12,791,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$39,243
Total interest from all sources2020-12-31$2,468
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$193,900
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$193,900
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$383,465
Participant contributions at end of year2020-12-31$48,234
Participant contributions at beginning of year2020-12-31$57,917
Participant contributions at end of year2020-12-31$9,797
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$26,907
Other income not declared elsewhere2020-12-31$1,606
Administrative expenses (other) incurred2020-12-31$1,363
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,653,980
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,445,719
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,791,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$16,813
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,275,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,687,935
Value of interest in pooled separate accounts at end of year2020-12-31$22,659
Value of interest in pooled separate accounts at beginning of year2020-12-31$22,049
Interest on participant loans2020-12-31$2,468
Income. Interest from loans (other than to participants)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$79,007
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$23,805
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,484,308
Net investment gain/loss from pooled separate accounts2020-12-31$660
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$260,585
Employer contributions (assets) at end of year2020-12-31$10,131
Employer contributions (assets) at beginning of year2020-12-31$33
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$606,862
Contract administrator fees2020-12-31$21,067
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GELMAN, ROSENBERG & FREEDMAN, CPA
Accountancy firm EIN2020-12-31511392008
2019 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,351,603
Total income from all sources (including contributions)2019-12-31$3,351,603
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$874,130
Total of all expenses incurred2019-12-31$874,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$844,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$844,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$659,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$659,627
Value of total assets at end of year2019-12-31$12,791,739
Value of total assets at end of year2019-12-31$12,791,739
Value of total assets at beginning of year2019-12-31$10,314,266
Value of total assets at beginning of year2019-12-31$10,314,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$29,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$29,411
Total interest from all sources2019-12-31$4,771
Total interest from all sources2019-12-31$4,771
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$190,079
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$190,079
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$190,079
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$190,079
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$374,147
Contributions received from participants2019-12-31$374,147
Participant contributions at end of year2019-12-31$57,917
Participant contributions at end of year2019-12-31$57,917
Participant contributions at beginning of year2019-12-31$94,852
Participant contributions at beginning of year2019-12-31$94,852
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$14,123
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$14,123
Other income not declared elsewhere2019-12-31$895
Other income not declared elsewhere2019-12-31$895
Administrative expenses (other) incurred2019-12-31$1,514
Administrative expenses (other) incurred2019-12-31$1,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,477,473
Value of net income/loss2019-12-31$2,477,473
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,791,739
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,791,739
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,314,266
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,314,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$10,834
Investment advisory and management fees2019-12-31$10,834
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,687,935
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,687,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,170,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,170,319
Value of interest in pooled separate accounts at end of year2019-12-31$22,049
Value of interest in pooled separate accounts at end of year2019-12-31$22,049
Value of interest in pooled separate accounts at beginning of year2019-12-31$21,457
Value of interest in pooled separate accounts at beginning of year2019-12-31$21,457
Interest on participant loans2019-12-31$4,771
Interest on participant loans2019-12-31$4,771
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$23,805
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$23,805
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$27,638
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$27,638
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,495,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,495,589
Net investment gain/loss from pooled separate accounts2019-12-31$642
Net investment gain/loss from pooled separate accounts2019-12-31$642
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$271,357
Contributions received in cash from employer2019-12-31$271,357
Employer contributions (assets) at end of year2019-12-31$33
Employer contributions (assets) at end of year2019-12-31$33
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$844,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$844,719
Contract administrator fees2019-12-31$17,063
Contract administrator fees2019-12-31$17,063
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GELMAN, ROSENBERG & FREEDMAN, CPA
Accountancy firm name2019-12-31GELMAN, ROSENBERG & FREEDMAN, CPA
Accountancy firm EIN2019-12-31511392008
Accountancy firm EIN2019-12-31511392008
2018 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$230,628
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$619,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$617,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$673,555
Value of total assets at end of year2018-12-31$10,314,266
Value of total assets at beginning of year2018-12-31$10,703,554
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,573
Total interest from all sources2018-12-31$5,117
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$732,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$732,552
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$376,703
Participant contributions at end of year2018-12-31$94,852
Participant contributions at beginning of year2018-12-31$75,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-389,288
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,314,266
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,703,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,170,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,580,089
Value of interest in pooled separate accounts at end of year2018-12-31$21,457
Value of interest in pooled separate accounts at beginning of year2018-12-31$20,897
Interest on participant loans2018-12-31$5,117
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$27,638
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$26,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,182,155
Net investment gain or loss from common/collective trusts2018-12-31$1,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$296,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$617,343
Contract administrator fees2018-12-31$2,573
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GELMAN, ROSENBERG & FREEDMAN, CPA
Accountancy firm EIN2018-12-31511392008
2017 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,367,442
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$197,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$194,904
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$666,218
Value of total assets at end of year2017-12-31$10,703,554
Value of total assets at beginning of year2017-12-31$8,533,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,145
Total interest from all sources2017-12-31$2,218
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$647,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$647,122
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$364,067
Participant contributions at end of year2017-12-31$75,730
Participant contributions at beginning of year2017-12-31$38,245
Other income not declared elsewhere2017-12-31$868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,170,393
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,703,554
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,533,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,580,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,442,451
Value of interest in pooled separate accounts at end of year2017-12-31$20,897
Value of interest in pooled separate accounts at beginning of year2017-12-31$20,278
Interest on participant loans2017-12-31$2,218
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$26,838
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$32,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,049,304
Net investment gain or loss from common/collective trusts2017-12-31$1,712
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$302,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$194,904
Contract administrator fees2017-12-31$2,145
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GELMAN, ROSENBERG & FREEDMAN, CPAS
Accountancy firm EIN2017-12-31511392008
2016 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,186,900
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$197,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$194,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$618,222
Value of total assets at end of year2016-12-31$8,533,161
Value of total assets at beginning of year2016-12-31$7,543,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,861
Total interest from all sources2016-12-31$1,663
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$396,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$396,906
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$327,112
Participant contributions at end of year2016-12-31$38,245
Participant contributions at beginning of year2016-12-31$42,168
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$31,264
Other income not declared elsewhere2016-12-31$9,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$989,665
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,533,161
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,543,496
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,442,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,448,764
Value of interest in pooled separate accounts at end of year2016-12-31$20,278
Value of interest in pooled separate accounts at beginning of year2016-12-31$19,989
Interest on participant loans2016-12-31$1,663
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$32,187
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$32,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$160,338
Net investment gain/loss from pooled separate accounts2016-12-31$594
Net investment gain or loss from common/collective trusts2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$259,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$194,374
Contract administrator fees2016-12-31$2,861
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GELMAN, ROSENBERG, FREEDMAN
Accountancy firm EIN2016-12-31511392008
2015 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$609,973
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$816,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$813,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$602,278
Value of total assets at end of year2015-12-31$7,543,496
Value of total assets at beginning of year2015-12-31$7,750,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,031
Total interest from all sources2015-12-31$1,462
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$462,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$462,670
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$355,049
Participant contributions at end of year2015-12-31$42,168
Participant contributions at beginning of year2015-12-31$26,557
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,700
Other income not declared elsewhere2015-12-31$-2,339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-206,978
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,543,496
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,750,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,448,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,672,782
Value of interest in pooled separate accounts at end of year2015-12-31$19,989
Value of interest in pooled separate accounts at beginning of year2015-12-31$19,467
Interest on participant loans2015-12-31$1,462
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$32,575
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$31,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-454,680
Net investment gain/loss from pooled separate accounts2015-12-31$582
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$245,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$813,920
Contract administrator fees2015-12-31$3,031
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GELMAN, ROSENBERG & FREEDMAN
Accountancy firm EIN2015-12-31511392008
2014 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,042,709
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$228,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$226,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$634,122
Value of total assets at end of year2014-12-31$7,750,474
Value of total assets at beginning of year2014-12-31$6,936,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,656
Total interest from all sources2014-12-31$1,913
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$466,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$466,426
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$362,418
Participant contributions at end of year2014-12-31$26,557
Participant contributions at beginning of year2014-12-31$6,604
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$28,424
Other income not declared elsewhere2014-12-31$4,128
Administrative expenses (other) incurred2014-12-31$2,116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$813,788
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,750,474
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,936,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,672,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,880,278
Value of interest in pooled separate accounts at end of year2014-12-31$19,467
Value of interest in pooled separate accounts at beginning of year2014-12-31$18,967
Interest on participant loans2014-12-31$842
Interest earned on other investments2014-12-31$1,071
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$31,668
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$30,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-64,447
Net investment gain/loss from pooled separate accounts2014-12-31$567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$243,280
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$226,265
Contract administrator fees2014-12-31$540
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GELMAN ROSENBERG & FREEDMAN
Accountancy firm EIN2014-12-31511392008
2013 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,917,638
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$395,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$392,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$768,189
Value of total assets at end of year2013-12-31$6,936,686
Value of total assets at beginning of year2013-12-31$5,414,529
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,519
Total interest from all sources2013-12-31$1,320
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$264,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$264,840
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$385,078
Participant contributions at end of year2013-12-31$6,604
Participant contributions at beginning of year2013-12-31$2,772
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$141,201
Other income not declared elsewhere2013-12-31$346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,522,157
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,936,686
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,414,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,880,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,363,244
Value of interest in pooled separate accounts at end of year2013-12-31$18,967
Value of interest in pooled separate accounts at beginning of year2013-12-31$18,475
Interest on participant loans2013-12-31$277
Interest earned on other investments2013-12-31$1,043
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$30,837
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$30,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$882,391
Net investment gain/loss from pooled separate accounts2013-12-31$552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$241,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$392,962
Contract administrator fees2013-12-31$2,519
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GELMAN ROSENBERG & FREEDMAN CPAS
Accountancy firm EIN2013-12-31521392008
2012 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,183,776
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$134,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$131,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$609,907
Value of total assets at end of year2012-12-31$5,414,529
Value of total assets at beginning of year2012-12-31$4,365,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,690
Total interest from all sources2012-12-31$1,100
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$161,844
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$161,844
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$360,695
Participant contributions at end of year2012-12-31$2,772
Participant contributions at beginning of year2012-12-31$1,599
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$10,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,049,219
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,414,529
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,365,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,363,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,316,141
Value of interest in pooled separate accounts at end of year2012-12-31$18,475
Value of interest in pooled separate accounts at beginning of year2012-12-31$17,998
Interest on participant loans2012-12-31$81
Interest earned on other investments2012-12-31$1,019
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$30,038
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$29,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$410,387
Net investment gain/loss from pooled separate accounts2012-12-31$538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$238,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$131,867
Contract administrator fees2012-12-31$2,690
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GELMAN ROSENBERG & FREEDMAN CPAS
Accountancy firm EIN2012-12-31521392008
2011 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$321,471
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$68,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$65,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$526,061
Value of total assets at end of year2011-12-31$4,365,310
Value of total assets at beginning of year2011-12-31$4,112,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,954
Total interest from all sources2011-12-31$1,082
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$118,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$118,393
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$294,053
Participant contributions at end of year2011-12-31$1,599
Participant contributions at beginning of year2011-12-31$2,076
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$6,882
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$252,922
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,365,310
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,112,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,316,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,059,013
Value of interest in pooled separate accounts at end of year2011-12-31$17,998
Value of interest in pooled separate accounts at beginning of year2011-12-31$22,240
Interest on participant loans2011-12-31$78
Interest earned on other investments2011-12-31$1,004
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$29,572
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$29,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-324,658
Net investment gain/loss from pooled separate accounts2011-12-31$593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$225,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$65,595
Contract administrator fees2011-12-31$2,954
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GELMAN, ROSENBERG & FREEDMAN, CPAS
Accountancy firm EIN2011-12-31521392008
2010 : THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$936,761
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$95,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$92,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$503,570
Value of total assets at end of year2010-12-31$4,112,388
Value of total assets at beginning of year2010-12-31$3,271,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,351
Total interest from all sources2010-12-31$1,152
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$83,205
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$83,205
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$283,026
Participant contributions at end of year2010-12-31$2,076
Participant contributions at beginning of year2010-12-31$1,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$841,319
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,112,388
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,271,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,059,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,217,820
Value of interest in pooled separate accounts at end of year2010-12-31$22,240
Value of interest in pooled separate accounts at beginning of year2010-12-31$22,198
Interest on participant loans2010-12-31$149
Interest earned on other investments2010-12-31$1,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$29,059
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$29,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$348,172
Net investment gain/loss from pooled separate accounts2010-12-31$662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$220,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$92,091
Contract administrator fees2010-12-31$3,351
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GELMAN, ROSENBERG & FREEDMAN, CPAS
Accountancy firm EIN2010-12-31521392008

Form 5500 Responses for THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN

2023: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE PHILLIPS COLLECTION TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered38
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered38
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered39
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered42
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered50
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered50
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered54
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker name
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered60
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered63
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered70
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered77
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered76
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069017
Policy instance 1
Insurance contract or identification numberTA069017
Number of Individuals Covered80
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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