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HUNLEY OPTICIANS PROFIT SHARING PLAN 401k Plan overview

Plan NameHUNLEY OPTICIANS PROFIT SHARING PLAN
Plan identification number 001

HUNLEY OPTICIANS PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Plan covering Self-Employed individuals.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

HUNLEY OPTICIANS has sponsored the creation of one or more 401k plans.

Company Name:HUNLEY OPTICIANS
Employer identification number (EIN):540614294
NAIC Classification:621320
NAIC Description:Offices of Optometrists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HUNLEY OPTICIANS PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01WINSTON R. HUNLEY
0012016-01-01WINSTON R. HUNLEY
0012015-01-01WINSTON R. HUNLEY
0012014-01-01WINSTON R. HUNLEY
0012013-01-01WINSTON R. HUNLEY
0012012-01-01WINSTON R. HUNLEY
0012011-01-01WINSTON R. HUNLEY
0012009-01-01MELANIE COGAR

Plan Statistics for HUNLEY OPTICIANS PROFIT SHARING PLAN

401k plan membership statisitcs for HUNLEY OPTICIANS PROFIT SHARING PLAN

Measure Date Value
2018: HUNLEY OPTICIANS PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HUNLEY OPTICIANS PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012
Total number of active participants reported on line 7a of the Form 55002017-01-012
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012
Number of participants with account balances2017-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HUNLEY OPTICIANS PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012
Total number of active participants reported on line 7a of the Form 55002016-01-012
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012
Number of participants with account balances2016-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HUNLEY OPTICIANS PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012
Total number of active participants reported on line 7a of the Form 55002015-01-012
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012
Number of participants with account balances2015-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HUNLEY OPTICIANS PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012
Total number of active participants reported on line 7a of the Form 55002014-01-012
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012
Number of participants with account balances2014-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HUNLEY OPTICIANS PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012
Total number of active participants reported on line 7a of the Form 55002013-01-012
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012
Number of participants with account balances2013-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HUNLEY OPTICIANS PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012
Total number of active participants reported on line 7a of the Form 55002012-01-012
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012
Number of participants with account balances2012-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HUNLEY OPTICIANS PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012
Total number of active participants reported on line 7a of the Form 55002011-01-012
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-012
Number of participants with account balances2011-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: HUNLEY OPTICIANS PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-012
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012
Number of participants with account balances2009-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HUNLEY OPTICIANS PROFIT SHARING PLAN

Measure Date Value
2018 : HUNLEY OPTICIANS PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-25,239
Expenses. Total of all expenses incurred2018-12-31$775,362
Benefits paid (including direct rollovers)2018-12-31$775,362
Total plan assets at end of year2018-12-31$0
Total plan assets at beginning of year2018-12-31$800,601
Other income received2018-12-31$-33,343
Net income (gross income less expenses)2018-12-31$-800,601
Net plan assets at end of year (total assets less liabilities)2018-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$800,601
Total contributions received or receivable from employer(s)2018-12-31$8,104
2017 : HUNLEY OPTICIANS PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$122,825
Expenses. Total of all expenses incurred2017-12-31$40,712
Benefits paid (including direct rollovers)2017-12-31$40,712
Total plan assets at end of year2017-12-31$800,601
Total plan assets at beginning of year2017-12-31$718,488
Other income received2017-12-31$105,796
Net income (gross income less expenses)2017-12-31$82,113
Net plan assets at end of year (total assets less liabilities)2017-12-31$800,601
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$718,488
Total contributions received or receivable from employer(s)2017-12-31$17,029
2016 : HUNLEY OPTICIANS PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$66,957
Expenses. Total of all expenses incurred2016-12-31$37,889
Benefits paid (including direct rollovers)2016-12-31$37,889
Total plan assets at end of year2016-12-31$718,488
Total plan assets at beginning of year2016-12-31$689,420
Other income received2016-12-31$49,928
Net income (gross income less expenses)2016-12-31$29,068
Net plan assets at end of year (total assets less liabilities)2016-12-31$718,488
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$689,420
Total contributions received or receivable from employer(s)2016-12-31$17,029
2015 : HUNLEY OPTICIANS PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$2,890
Expenses. Total of all expenses incurred2015-12-31$38,795
Benefits paid (including direct rollovers)2015-12-31$38,795
Total plan assets at end of year2015-12-31$689,420
Total plan assets at beginning of year2015-12-31$725,325
Other income received2015-12-31$-14,139
Net income (gross income less expenses)2015-12-31$-35,905
Net plan assets at end of year (total assets less liabilities)2015-12-31$689,420
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$725,325
Total contributions received or receivable from employer(s)2015-12-31$17,029
2014 : HUNLEY OPTICIANS PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$73,698
Expenses. Total of all expenses incurred2014-12-31$35,034
Benefits paid (including direct rollovers)2014-12-31$35,034
Total plan assets at end of year2014-12-31$725,325
Total plan assets at beginning of year2014-12-31$686,661
Other income received2014-12-31$56,669
Net income (gross income less expenses)2014-12-31$38,664
Net plan assets at end of year (total assets less liabilities)2014-12-31$725,325
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$686,661
Total contributions received or receivable from employer(s)2014-12-31$17,029
2013 : HUNLEY OPTICIANS PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$133,783
Expenses. Total of all expenses incurred2013-12-31$26,650
Benefits paid (including direct rollovers)2013-12-31$26,650
Total plan assets at end of year2013-12-31$686,661
Total plan assets at beginning of year2013-12-31$579,528
Other income received2013-12-31$116,684
Net income (gross income less expenses)2013-12-31$107,133
Net plan assets at end of year (total assets less liabilities)2013-12-31$686,661
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$579,528
Total contributions received or receivable from employer(s)2013-12-31$17,099
2012 : HUNLEY OPTICIANS PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$79,684
Expenses. Total of all expenses incurred2012-12-31$21,145
Benefits paid (including direct rollovers)2012-12-31$21,145
Total plan assets at end of year2012-12-31$579,528
Total plan assets at beginning of year2012-12-31$520,989
Other income received2012-12-31$62,646
Net income (gross income less expenses)2012-12-31$58,539
Net plan assets at end of year (total assets less liabilities)2012-12-31$579,528
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$520,989
Total contributions received or receivable from employer(s)2012-12-31$17,038
2011 : HUNLEY OPTICIANS PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$18,687
Expenses. Total of all expenses incurred2011-12-31$22,943
Benefits paid (including direct rollovers)2011-12-31$22,943
Total plan assets at end of year2011-12-31$520,989
Total plan assets at beginning of year2011-12-31$525,245
Other income received2011-12-31$1,649
Net income (gross income less expenses)2011-12-31$-4,256
Net plan assets at end of year (total assets less liabilities)2011-12-31$520,989
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$525,245
Total contributions received or receivable from employer(s)2011-12-31$17,038
2010 : HUNLEY OPTICIANS PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$23,803
Total income from all sources2010-12-31$80,896
Expenses. Total of all expenses incurred2010-12-31$304
Total plan assets at end of year2010-12-31$525,245
Total plan assets at beginning of year2010-12-31$468,456
Expenses. Other expenses not covered elsewhere2010-12-31$304
Contributions received from other sources (not participants or employers)2010-12-31$11,244
Other income received2010-12-31$69,652
Net income (gross income less expenses)2010-12-31$80,592
Net plan assets at end of year (total assets less liabilities)2010-12-31$525,245
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$468,456

Form 5500 Responses for HUNLEY OPTICIANS PROFIT SHARING PLAN

2018: HUNLEY OPTICIANS PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingYes
2018-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HUNLEY OPTICIANS PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HUNLEY OPTICIANS PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HUNLEY OPTICIANS PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HUNLEY OPTICIANS PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HUNLEY OPTICIANS PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HUNLEY OPTICIANS PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HUNLEY OPTICIANS PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HUNLEY OPTICIANS PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number6018740
Policy instance 1
Insurance contract or identification number6018740
Number of Individuals Covered2
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number6018740
Policy instance 1
Insurance contract or identification number6018740
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number6018740
Policy instance 1
Insurance contract or identification number6018740
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number6018740
Policy instance 1
Insurance contract or identification number6018740
Number of Individuals Covered2
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number6018740
Policy instance 1
Insurance contract or identification number6018740
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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