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PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 401k Plan overview

Plan NamePRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN
Plan identification number 001

PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PRATT MEDICAL CENTER, LTD. has sponsored the creation of one or more 401k plans.

Company Name:PRATT MEDICAL CENTER, LTD.
Employer identification number (EIN):540896390
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about PRATT MEDICAL CENTER, LTD.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1971-09-29
Company Identification Number: 0134258
Legal Registered Office Address: P O BOX 1460

FREDERICKSBURG
United States of America (USA)
22402

More information about PRATT MEDICAL CENTER, LTD.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01CAROL KRISTOFIK2018-05-30
0012016-01-01CAROL KRISTOFIK
0012015-01-01CAROL KRISTOFIK
0012014-01-01CAROL KRISTOFIK
0012013-01-01CAROL KRISTOFIK
0012012-01-01CAROL KRISTOFIK CAROL KRISTOFIK2013-10-03
0012011-01-01ROBERT ALEXANDER ROBERT ALEXANDER2012-08-10
0012010-01-01ROBERT ALEXANDER
0012009-01-01ROBERT ALEXANDER

Plan Statistics for PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN

401k plan membership statisitcs for PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN

Measure Date Value
2016: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01144
Total number of active participants reported on line 7a of the Form 55002016-01-0113
Number of other retired or separated participants entitled to future benefits2016-01-0170
Total of all active and inactive participants2016-01-0183
Total participants2016-01-0183
Number of participants with account balances2016-01-0183
2015: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01248
Total number of active participants reported on line 7a of the Form 55002015-01-0128
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01116
Total of all active and inactive participants2015-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01144
Number of participants with account balances2015-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01312
Total number of active participants reported on line 7a of the Form 55002014-01-01187
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0161
Total of all active and inactive participants2014-01-01248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01248
Number of participants with account balances2014-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01294
Total number of active participants reported on line 7a of the Form 55002013-01-01179
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01129
Total of all active and inactive participants2013-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01311
Number of participants with account balances2013-01-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0116
2012: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01272
Total number of active participants reported on line 7a of the Form 55002012-01-01179
Number of retired or separated participants receiving benefits2012-01-016
Number of other retired or separated participants entitled to future benefits2012-01-01108
Total of all active and inactive participants2012-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01293
Number of participants with account balances2012-01-01273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0113
2011: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01251
Total number of active participants reported on line 7a of the Form 55002011-01-01167
Number of retired or separated participants receiving benefits2011-01-015
Number of other retired or separated participants entitled to future benefits2011-01-01100
Total of all active and inactive participants2011-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01272
Number of participants with account balances2011-01-01260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01355
Total number of active participants reported on line 7a of the Form 55002010-01-01153
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-0195
Total of all active and inactive participants2010-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01251
Number of participants with account balances2010-01-01251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0116
2009: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01357
Total number of active participants reported on line 7a of the Form 55002009-01-01150
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-01200
Total of all active and inactive participants2009-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01354
Number of participants with account balances2009-01-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0159

Financial Data on PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN

Measure Date Value
2016 : PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$921,042
Total of all expenses incurred2016-12-31$4,198,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,182,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$591,467
Value of total assets at end of year2016-12-31$5,476,141
Value of total assets at beginning of year2016-12-31$8,753,852
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,417
Total interest from all sources2016-12-31$1,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$18,330
Participant contributions at beginning of year2016-12-31$64,254
Other income not declared elsewhere2016-12-31$24,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-3,277,711
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,476,141
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,753,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$4,060,529
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,919,238
Interest on participant loans2016-12-31$1,841
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,397,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,770,360
Net investment gain/loss from pooled separate accounts2016-12-31$303,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$591,467
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,182,336
Contract administrator fees2016-12-31$16,417
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PBMARES, LLP
Accountancy firm EIN2016-12-31540737372
2015 : PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$814,941
Total of all expenses incurred2015-12-31$5,169,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,157,304
Value of total corrective distributions2015-12-31$3,401
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$725,353
Value of total assets at end of year2015-12-31$8,753,852
Value of total assets at beginning of year2015-12-31$13,108,484
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,868
Total interest from all sources2015-12-31$11,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$359,569
Participant contributions at end of year2015-12-31$64,254
Participant contributions at beginning of year2015-12-31$330,770
Other income not declared elsewhere2015-12-31$34,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,354,632
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,753,852
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,108,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$6,919,238
Value of interest in pooled separate accounts at beginning of year2015-12-31$10,375,878
Interest on participant loans2015-12-31$11,395
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,770,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,401,836
Net investment gain/loss from pooled separate accounts2015-12-31$44,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$365,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,157,304
Contract administrator fees2015-12-31$8,868
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PBMARES, LLP
Accountancy firm EIN2015-12-31540737372
2014 : PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,267,843
Total of all expenses incurred2014-12-31$1,650,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,638,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$551,728
Value of total assets at end of year2014-12-31$13,108,484
Value of total assets at beginning of year2014-12-31$13,490,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,990
Total interest from all sources2014-12-31$14,422
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$518,325
Participant contributions at end of year2014-12-31$330,770
Participant contributions at beginning of year2014-12-31$336,983
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$33,359
Other income not declared elsewhere2014-12-31$36,872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-382,469
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,108,484
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$13,490,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$10,375,878
Value of interest in pooled separate accounts at beginning of year2014-12-31$10,218,709
Interest on participant loans2014-12-31$14,422
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,401,836
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,562,977
Net investment gain/loss from pooled separate accounts2014-12-31$664,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$44
Employer contributions (assets) at beginning of year2014-12-31$372,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,638,322
Contract administrator fees2014-12-31$11,990
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PBMARES, LLP
Accountancy firm EIN2014-12-31540737372
2013 : PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$3,003,449
Total of all expenses incurred2013-12-31$832,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$792,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,082,798
Value of total assets at end of year2013-12-31$13,490,953
Value of total assets at beginning of year2013-12-31$11,320,259
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$39,984
Total interest from all sources2013-12-31$18,664
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$550,637
Participant contributions at end of year2013-12-31$336,983
Participant contributions at beginning of year2013-12-31$451,479
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$159,877
Other income not declared elsewhere2013-12-31$41,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,170,694
Value of net assets at end of year (total assets less liabilities)2013-12-31$13,490,953
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,320,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$10,218,709
Value of interest in pooled separate accounts at beginning of year2013-12-31$7,487,863
Interest on participant loans2013-12-31$18,664
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,562,977
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,837,973
Net investment gain/loss from pooled separate accounts2013-12-31$1,860,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$372,284
Employer contributions (assets) at end of year2013-12-31$372,284
Employer contributions (assets) at beginning of year2013-12-31$542,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$792,771
Contract administrator fees2013-12-31$39,984
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PBMARES, LLP
Accountancy firm EIN2013-12-31540737372
2012 : PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,139,861
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$759,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$724,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,183,514
Value of total assets at end of year2012-12-31$11,320,259
Value of total assets at beginning of year2012-12-31$9,939,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$34,874
Total interest from all sources2012-12-31$15,699
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$579,058
Participant contributions at end of year2012-12-31$451,479
Participant contributions at beginning of year2012-12-31$293,630
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$61,445
Other income not declared elsewhere2012-12-31$45,444
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,380,353
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,320,259
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,939,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$7,487,863
Value of interest in pooled separate accounts at beginning of year2012-12-31$6,712,805
Interest on participant loans2012-12-31$15,699
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,837,973
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,379,957
Net investment gain/loss from pooled separate accounts2012-12-31$895,204
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$543,011
Employer contributions (assets) at end of year2012-12-31$542,944
Employer contributions (assets) at beginning of year2012-12-31$553,514
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$724,634
Contract administrator fees2012-12-31$34,874
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PBMARES, LLP
Accountancy firm EIN2012-12-31540737372
2011 : PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$876,200
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$824,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$776,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,084,562
Value of total assets at end of year2011-12-31$9,939,906
Value of total assets at beginning of year2011-12-31$9,888,533
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$48,808
Total interest from all sources2011-12-31$15,552
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$451,792
Participant contributions at end of year2011-12-31$293,630
Participant contributions at beginning of year2011-12-31$333,618
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$79,256
Other income not declared elsewhere2011-12-31$49,781
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$51,373
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,939,906
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,888,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$6,712,805
Value of interest in pooled separate accounts at beginning of year2011-12-31$7,242,592
Interest on participant loans2011-12-31$15,552
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,379,957
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,882,776
Net investment gain/loss from pooled separate accounts2011-12-31$-273,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$553,514
Employer contributions (assets) at end of year2011-12-31$553,514
Employer contributions (assets) at beginning of year2011-12-31$429,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$776,019
Contract administrator fees2011-12-31$48,808
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PBHG, LLP
Accountancy firm EIN2011-12-31540737372
2010 : PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,360,248
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,723,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,676,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,203,567
Value of total assets at end of year2010-12-31$9,888,533
Value of total assets at beginning of year2010-12-31$10,252,273
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$47,820
Total interest from all sources2010-12-31$10,560
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$447,113
Participant contributions at end of year2010-12-31$333,618
Participant contributions at beginning of year2010-12-31$340,319
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$355,475
Other income not declared elsewhere2010-12-31$54,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-363,740
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,888,533
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,252,273
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$7,242,592
Value of interest in pooled separate accounts at beginning of year2010-12-31$7,539,006
Interest on participant loans2010-12-31$10,560
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,882,776
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,784,832
Net investment gain/loss from pooled separate accounts2010-12-31$1,092,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$400,979
Employer contributions (assets) at end of year2010-12-31$429,547
Employer contributions (assets) at beginning of year2010-12-31$588,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,676,168
Contract administrator fees2010-12-31$47,820
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PBHG, LLP
Accountancy firm EIN2010-12-31540737372
2009 : PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN

2016: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PRATT MEDICAL CENTER, LTD. 401(K) & PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991557
Policy instance 1
Insurance contract or identification number991557
Number of Individuals Covered132
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $28,681
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,681
Insurance broker organization code?3
Insurance broker nameRAYMOND JAMES INSURANCE GROUP INC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991557
Policy instance 1
Insurance contract or identification number991557
Number of Individuals Covered225
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $41,025
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,824
Insurance broker organization code?3
Insurance broker nameBARBOUR S BUSSELLS
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991557
Policy instance 1
Insurance contract or identification number991557
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $63,066
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $63,066
Insurance broker organization code?3
Insurance broker nameJOHN HUDSON GARRETT
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991557
Policy instance 1
Insurance contract or identification number991557
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $54,270
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $54,270
Insurance broker organization code?3
Insurance broker nameJOHN HUDSON GARRETT
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991557
Policy instance 1
Insurance contract or identification number991557
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $51,415
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991557
Policy instance 1
Insurance contract or identification number991557
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $48,914
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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