Logo

SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 401k Plan overview

Plan NameSERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN
Plan identification number 001

SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SERVICESOURCE, INC. has sponsored the creation of one or more 401k plans.

Company Name:SERVICESOURCE, INC.
Employer identification number (EIN):540901256
NAIC Classification:624310
NAIC Description:Vocational Rehabilitation Services

Additional information about SERVICESOURCE, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1971-12-03
Company Identification Number: 0135311
Legal Registered Office Address: 10467 WHITE GRANITE DRIVE

OAKTON
United States of America (USA)
22124-2763

More information about SERVICESOURCE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01NATE HOOVER2023-09-25
0012021-01-01NATE HOOVER2022-09-27
0012020-01-01NATE HOOVER2021-10-07
0012020-01-01NATE HOOVER2021-09-28
0012019-01-01CRYSTAL WHEELER2020-09-17
0012018-01-01CRYSTAL WHEELER2019-09-20
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01TASHIA MALLETTE
0012011-01-01TASHIA MALLETTE
0012009-01-01CHALLIE DUNN THOMAS CHANG2010-11-15
0012009-01-01

Plan Statistics for SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN

401k plan membership statisitcs for SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN

Measure Date Value
2022: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-014,393
Total number of active participants reported on line 7a of the Form 55002022-01-012,376
Number of retired or separated participants receiving benefits2022-01-0138
Number of other retired or separated participants entitled to future benefits2022-01-011,815
Total of all active and inactive participants2022-01-014,229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-014,229
Number of participants with account balances2022-01-013,676
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01183
2021: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,320
Total number of active participants reported on line 7a of the Form 55002021-01-012,704
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-011,684
Total of all active and inactive participants2021-01-014,393
Total participants2021-01-014,393
Number of participants with account balances2021-01-013,831
2020: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,098
Total number of active participants reported on line 7a of the Form 55002020-01-012,852
Number of other retired or separated participants entitled to future benefits2020-01-011,467
Total of all active and inactive participants2020-01-014,319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-014,320
Number of participants with account balances2020-01-013,723
2019: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,895
Total number of active participants reported on line 7a of the Form 55002019-01-012,753
Number of other retired or separated participants entitled to future benefits2019-01-011,345
Total of all active and inactive participants2019-01-014,098
Total participants2019-01-014,098
Number of participants with account balances2019-01-013,493
2018: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,717
Total number of active participants reported on line 7a of the Form 55002018-01-012,677
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011,218
Total of all active and inactive participants2018-01-013,895
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-013,895
Number of participants with account balances2018-01-013,298
2017: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,151
Total number of active participants reported on line 7a of the Form 55002017-01-012,752
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-01960
Total of all active and inactive participants2017-01-013,716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-013,717
Number of participants with account balances2017-01-013,109
2016: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,910
Total number of active participants reported on line 7a of the Form 55002016-01-012,362
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-01785
Total of all active and inactive participants2016-01-013,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-013,151
Number of participants with account balances2016-01-012,825
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,478
Total number of active participants reported on line 7a of the Form 55002015-01-012,210
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-01693
Total of all active and inactive participants2015-01-012,908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012,908
Number of participants with account balances2015-01-012,535
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,355
Total number of active participants reported on line 7a of the Form 55002014-01-011,824
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-01648
Total of all active and inactive participants2014-01-012,476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,476
Number of participants with account balances2014-01-012,211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,203
Total number of active participants reported on line 7a of the Form 55002013-01-011,734
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-01617
Total of all active and inactive participants2013-01-012,355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,355
Number of participants with account balances2013-01-012,060
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,385
Total number of active participants reported on line 7a of the Form 55002012-01-012,644
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-01555
Total of all active and inactive participants2012-01-013,203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013,203
Number of participants with account balances2012-01-011,994
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,378
Total number of active participants reported on line 7a of the Form 55002011-01-012,949
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01436
Total of all active and inactive participants2011-01-013,385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-013,385
Number of participants with account balances2011-01-011,899
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-010
Total number of active participants reported on line 7a of the Form 55002009-01-012,899
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0199
Total of all active and inactive participants2009-01-012,998
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-012,999
Number of participants with account balances2009-01-011,433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
Number of employers contributing to the scheme2009-01-016

Financial Data on SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN

Measure Date Value
2022 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-6,212,407
Total of all expenses incurred2022-12-31$6,741,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,535,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,926,971
Value of total assets at end of year2022-12-31$91,554,774
Value of total assets at beginning of year2022-12-31$104,508,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$205,999
Total interest from all sources2022-12-31$56,331
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,135,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,135,183
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,305,090
Participant contributions at end of year2022-12-31$1,154,259
Participant contributions at beginning of year2022-12-31$1,057,318
Assets. Other investments not covered elsewhere at end of year2022-12-31$2,429,499
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$3,121,639
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$620,886
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-12,953,667
Value of net assets at end of year (total assets less liabilities)2022-12-31$91,554,774
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$104,508,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$77,549,214
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$90,891,329
Interest on participant loans2022-12-31$56,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$10,399,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$9,438,155
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-19,330,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,000,995
Employer contributions (assets) at end of year2022-12-31$22,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,535,261
Contract administrator fees2022-12-31$205,999
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN2022-12-31222428965
2021 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$21,460,619
Total of all expenses incurred2021-12-31$5,700,374
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,435,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$9,461,250
Value of total assets at end of year2021-12-31$104,508,441
Value of total assets at beginning of year2021-12-31$88,748,196
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$265,087
Total interest from all sources2021-12-31$50,373
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,453,672
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,453,672
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,830,043
Participant contributions at end of year2021-12-31$1,057,318
Participant contributions at beginning of year2021-12-31$1,006,693
Assets. Other investments not covered elsewhere at end of year2021-12-31$3,121,639
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,831,659
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$711,776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$15,760,245
Value of net assets at end of year (total assets less liabilities)2021-12-31$104,508,441
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$88,748,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$90,891,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$75,299,803
Interest on participant loans2021-12-31$50,373
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$9,438,155
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$9,610,041
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$9,495,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,919,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,435,287
Contract administrator fees2021-12-31$265,087
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN2021-12-31222428965
2020 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$20,543,670
Total of all expenses incurred2020-12-31$8,862,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,612,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,997,405
Value of total assets at end of year2020-12-31$88,748,196
Value of total assets at beginning of year2020-12-31$77,067,417
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$250,862
Total interest from all sources2020-12-31$54,294
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,164,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,164,491
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,335,136
Participant contributions at end of year2020-12-31$1,006,693
Participant contributions at beginning of year2020-12-31$881,171
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,831,659
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$2,523,016
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,755,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$11,680,779
Value of net assets at end of year (total assets less liabilities)2020-12-31$88,748,196
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$77,067,417
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$75,299,803
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$63,819,829
Interest on participant loans2020-12-31$54,294
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$9,610,041
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$9,843,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,327,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,906,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,612,029
Contract administrator fees2020-12-31$250,862
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN2020-12-31222428965
2019 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$21,515,713
Total of all expenses incurred2019-12-31$6,071,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,853,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,934,862
Value of total assets at end of year2019-12-31$77,067,417
Value of total assets at beginning of year2019-12-31$61,623,194
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$218,281
Total interest from all sources2019-12-31$47,882
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,833,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,833,356
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,267,132
Participant contributions at end of year2019-12-31$881,171
Participant contributions at beginning of year2019-12-31$728,719
Participant contributions at beginning of year2019-12-31$158,172
Assets. Other investments not covered elsewhere at end of year2019-12-31$2,523,016
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$2,145,962
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$297,608
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$15,444,223
Value of net assets at end of year (total assets less liabilities)2019-12-31$77,067,417
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$61,623,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$63,819,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$49,001,813
Interest on participant loans2019-12-31$47,882
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$9,843,401
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$9,440,051
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,699,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,370,122
Employer contributions (assets) at beginning of year2019-12-31$148,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,853,209
Contract administrator fees2019-12-31$218,281
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HOMES, LOWRY, HORN, & JOHNSON, LTD
Accountancy firm EIN2019-12-31540975470
2018 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$5,683,879
Total of all expenses incurred2018-12-31$6,755,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,533,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,060,717
Value of total assets at end of year2018-12-31$61,623,194
Value of total assets at beginning of year2018-12-31$62,694,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$221,455
Total interest from all sources2018-12-31$28,041
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,725,810
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,725,810
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,781,113
Participant contributions at end of year2018-12-31$728,719
Participant contributions at beginning of year2018-12-31$537,183
Participant contributions at end of year2018-12-31$158,172
Participant contributions at beginning of year2018-12-31$130,742
Assets. Other investments not covered elsewhere at end of year2018-12-31$2,145,962
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$2,646,636
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$337,026
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,071,410
Value of net assets at end of year (total assets less liabilities)2018-12-31$61,623,194
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$62,694,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$49,001,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$50,063,585
Interest on participant loans2018-12-31$28,041
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$9,440,051
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$9,022,030
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,130,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,942,578
Employer contributions (assets) at end of year2018-12-31$148,477
Employer contributions (assets) at beginning of year2018-12-31$294,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,533,834
Contract administrator fees2018-12-31$221,455
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HOMES, LOWRY, HORN, & JOHNSON, LTD
Accountancy firm EIN2018-12-31540975470
2017 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$17,010,817
Total of all expenses incurred2017-12-31$4,871,816
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,646,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,882,431
Value of total assets at end of year2017-12-31$62,694,604
Value of total assets at beginning of year2017-12-31$50,555,603
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$225,378
Total interest from all sources2017-12-31$23,041
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,339,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,339,220
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,261,457
Participant contributions at end of year2017-12-31$537,183
Participant contributions at beginning of year2017-12-31$485,706
Participant contributions at end of year2017-12-31$130,742
Participant contributions at beginning of year2017-12-31$110,048
Assets. Other investments not covered elsewhere at end of year2017-12-31$2,646,636
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,647,169
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$403,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$12,139,001
Value of net assets at end of year (total assets less liabilities)2017-12-31$62,694,604
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$50,555,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$50,063,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$38,053,531
Interest on participant loans2017-12-31$23,041
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$9,022,030
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$9,024,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,766,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,217,293
Employer contributions (assets) at end of year2017-12-31$294,428
Employer contributions (assets) at beginning of year2017-12-31$235,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,646,438
Contract administrator fees2017-12-31$225,378
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31HOMES, LOWRY, HORN & JOHNSON, LTD.
Accountancy firm EIN2017-12-31540975470
2016 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$11,594,865
Total of all expenses incurred2016-12-31$4,611,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,409,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,377,407
Value of total assets at end of year2016-12-31$50,555,603
Value of total assets at beginning of year2016-12-31$43,572,207
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$201,932
Total interest from all sources2016-12-31$19,985
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,078,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,078,521
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,833,728
Participant contributions at end of year2016-12-31$485,706
Participant contributions at beginning of year2016-12-31$418,355
Participant contributions at end of year2016-12-31$110,048
Participant contributions at beginning of year2016-12-31$94,615
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,647,169
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$2,666,384
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$510,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,983,396
Value of net assets at end of year (total assets less liabilities)2016-12-31$50,555,603
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$43,572,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$38,053,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$31,486,029
Interest on participant loans2016-12-31$19,985
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$9,024,076
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$8,577,361
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,118,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,033,535
Employer contributions (assets) at end of year2016-12-31$235,073
Employer contributions (assets) at beginning of year2016-12-31$329,463
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,409,537
Contract administrator fees2016-12-31$201,932
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HOMES, LOWRY, HORN & JOHNSON, LTD.
Accountancy firm EIN2016-12-31540975470
2015 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$7,398,827
Total of all expenses incurred2015-12-31$4,576,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,305,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,585,021
Value of total assets at end of year2015-12-31$43,572,207
Value of total assets at beginning of year2015-12-31$40,749,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$271,265
Total interest from all sources2015-12-31$16,604
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,170,453
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,170,453
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,541,437
Participant contributions at end of year2015-12-31$418,355
Participant contributions at beginning of year2015-12-31$352,004
Participant contributions at end of year2015-12-31$94,615
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$2,666,384
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,125,376
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$816,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,822,251
Value of net assets at end of year (total assets less liabilities)2015-12-31$43,572,207
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$40,749,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$31,486,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$28,757,068
Interest on participant loans2015-12-31$16,604
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$8,577,361
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$8,358,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,373,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,226,907
Employer contributions (assets) at end of year2015-12-31$329,463
Employer contributions (assets) at beginning of year2015-12-31$156,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,305,311
Contract administrator fees2015-12-31$271,265
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HOMES, LOWRY, HORN & JOHNSON, LTD.
Accountancy firm EIN2015-12-31540975470
2014 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$7,815,263
Total of all expenses incurred2014-12-31$3,541,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,290,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,232,146
Value of total assets at end of year2014-12-31$40,749,956
Value of total assets at beginning of year2014-12-31$36,476,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$250,894
Total interest from all sources2014-12-31$12,736
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$810,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$810,835
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,974,563
Participant contributions at end of year2014-12-31$352,004
Participant contributions at beginning of year2014-12-31$253,580
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$58,823
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,125,376
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$3,253,130
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$152,732
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,273,470
Value of net assets at end of year (total assets less liabilities)2014-12-31$40,749,956
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$36,476,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$28,757,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$24,814,137
Interest on participant loans2014-12-31$12,736
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$8,358,545
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$7,865,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,759,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,104,851
Employer contributions (assets) at end of year2014-12-31$156,963
Employer contributions (assets) at beginning of year2014-12-31$231,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,290,899
Contract administrator fees2014-12-31$250,894
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HOMES, LOWRY, HORN & JOHNSON, LTD.
Accountancy firm EIN2014-12-31540975470
2013 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$10,163,642
Total of all expenses incurred2013-12-31$4,117,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,881,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,001,385
Value of total assets at end of year2013-12-31$36,476,486
Value of total assets at beginning of year2013-12-31$30,430,601
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$236,483
Total interest from all sources2013-12-31$9,634
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$953,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$953,234
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,843,085
Participant contributions at end of year2013-12-31$253,580
Participant contributions at beginning of year2013-12-31$206,462
Participant contributions at end of year2013-12-31$58,823
Participant contributions at beginning of year2013-12-31$51,789
Assets. Other investments not covered elsewhere at end of year2013-12-31$3,253,130
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$3,334,038
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$135,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,045,885
Value of net assets at end of year (total assets less liabilities)2013-12-31$36,476,486
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$30,430,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$24,814,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$18,683,200
Interest on participant loans2013-12-31$9,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$7,865,076
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$7,742,257
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,199,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,022,454
Employer contributions (assets) at end of year2013-12-31$231,740
Employer contributions (assets) at beginning of year2013-12-31$412,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,881,274
Contract administrator fees2013-12-31$236,483
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HOMES, LOWRY, HORN & JOHNSON, LTD
Accountancy firm EIN2013-12-31540975470
2012 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$7,362,447
Total of all expenses incurred2012-12-31$2,920,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,795,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,733,194
Value of total assets at end of year2012-12-31$30,430,601
Value of total assets at beginning of year2012-12-31$25,988,926
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$124,836
Total interest from all sources2012-12-31$8,187
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$327,712
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$327,712
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,749,231
Participant contributions at end of year2012-12-31$206,462
Participant contributions at beginning of year2012-12-31$191,377
Participant contributions at end of year2012-12-31$51,789
Participant contributions at beginning of year2012-12-31$138,791
Assets. Other investments not covered elsewhere at end of year2012-12-31$3,334,038
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$3,016,129
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$185,537
Other income not declared elsewhere2012-12-31$64,483
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,441,675
Value of net assets at end of year (total assets less liabilities)2012-12-31$30,430,601
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$25,988,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$18,683,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$14,124,164
Interest on participant loans2012-12-31$8,187
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$7,742,257
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$8,284,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,228,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,798,426
Employer contributions (assets) at end of year2012-12-31$412,855
Employer contributions (assets) at beginning of year2012-12-31$233,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,795,936
Contract administrator fees2012-12-31$124,836
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HOMES, LOWRY, HORN & JOHNSON, LTD
Accountancy firm EIN2012-12-31540975470
2011 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$3,833,925
Total income from all sources (including contributions)2011-12-31$4,543,627
Total of all expenses incurred2011-12-31$2,862,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,827,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,833,911
Value of total assets at end of year2011-12-31$25,876,437
Value of total assets at beginning of year2011-12-31$20,360,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$34,309
Total interest from all sources2011-12-31$6,768
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$407,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$407,767
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,915,895
Participant contributions at end of year2011-12-31$191,377
Participant contributions at beginning of year2011-12-31$147,638
Participant contributions at end of year2011-12-31$138,791
Assets. Other investments not covered elsewhere at end of year2011-12-31$2,799,051
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,387,715
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$187,219
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,681,588
Value of net assets at end of year (total assets less liabilities)2011-12-31$25,876,437
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$20,360,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$14,322,202
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$13,346,330
Interest on participant loans2011-12-31$6,768
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$8,191,191
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$5,479,241
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-704,819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,730,797
Employer contributions (assets) at end of year2011-12-31$233,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,827,730
Contract administrator fees2011-12-31$34,309
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HOMES, LOWRY, HORN & JOHNSON, LTD
Accountancy firm EIN2011-12-31540975470
2010 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$204,286
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,225,855
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$953,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$937,470
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,169,036
Value of total assets at end of year2010-12-31$10,163,400
Value of total assets at beginning of year2010-12-31$5,355,555
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$15,556
Total interest from all sources2010-12-31$21,823
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$124,355
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$124,355
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31No
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,276,759
Participant contributions at end of year2010-12-31$148,145
Participant contributions at beginning of year2010-12-31$147,760
Participant contributions at end of year2010-12-31$330,730
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$17,166
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,272,829
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,163,400
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,355,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$9,008,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,809,850
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$6,036
Interest earned on other investments2010-12-31$15,787
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$675,589
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$397,945
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$910,641
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$2,875,111
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$937,470
Contract administrator fees2010-12-31$15,361
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2010-12-31420714325
2009 : SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN

2022: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SERVICESOURCE, INC. 403(B) TAX DEFERRED THRIFT RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number765671-01
Policy instance 4
Insurance contract or identification number765671-01
Number of Individuals Covered214
Insurance policy start date2022-09-10
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR23352
Policy instance 3
Insurance contract or identification numberCR23352
Number of Individuals Covered70
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $11,694
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,694
Insurance broker organization code?4
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50851
Policy instance 2
Insurance contract or identification number50851
Number of Individuals Covered1329
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $708
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $315
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266-1
Policy instance 1
Insurance contract or identification numberMR 60266-1
Number of Individuals Covered3932
Insurance policy start date2022-01-01
Insurance policy end date2022-09-09
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR23352
Policy instance 3
Insurance contract or identification numberCR23352
Number of Individuals Covered72
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $10,227
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,227
Insurance broker organization code?4
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50851
Policy instance 2
Insurance contract or identification number50851
Number of Individuals Covered1351
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $786
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $314
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266-1
Policy instance 1
Insurance contract or identification numberMR 60266-1
Number of Individuals Covered4393
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR23352
Policy instance 3
Insurance contract or identification numberCR23352
Number of Individuals Covered76
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $11,815
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,815
Insurance broker organization code?4
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50851
Policy instance 2
Insurance contract or identification number50851
Number of Individuals Covered1375
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $665
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $293
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266-1
Policy instance 1
Insurance contract or identification numberMR 60266-1
Number of Individuals Covered4323
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266-1
Policy instance 1
Insurance contract or identification numberMR 60266-1
Number of Individuals Covered4102
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR23352
Policy instance 3
Insurance contract or identification numberCR23352
Number of Individuals Covered81
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $12,673
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,673
Insurance broker organization code?4
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50851
Policy instance 2
Insurance contract or identification number50851
Number of Individuals Covered1398
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $610
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $285
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266-1
Policy instance 1
Insurance contract or identification numberMR 60266-1
Number of Individuals Covered3895
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50851
Policy instance 2
Insurance contract or identification number50851
Number of Individuals Covered1429
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $616
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $616
Insurance broker organization code?3
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR23352
Policy instance 3
Insurance contract or identification numberCR23352
Number of Individuals Covered85
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $13,319
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,319
Insurance broker organization code?4
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266-1
Policy instance 1
Insurance contract or identification numberMR 60266-1
Number of Individuals Covered3717
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR23352
Policy instance 3
Insurance contract or identification numberCR23352
Number of Individuals Covered91
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $12,735
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,735
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50851
Policy instance 2
Insurance contract or identification number50851
Number of Individuals Covered1459
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $665
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $665
Insurance broker organization code?3
Insurance broker nameSTEPHANUS J. VAN BLOMMESTEIN ET AL
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50851
Policy instance 3
Insurance contract or identification number50851
Number of Individuals Covered1547
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $674
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $674
Insurance broker organization code?3
Insurance broker nameSTEPHANUS J. VAN BLOMMESTEIN ET AL
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011443-A
Policy instance 2
Insurance contract or identification number011443-A
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266
Policy instance 1
Insurance contract or identification numberMR 60266
Number of Individuals Covered2908
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $45,428
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $45,428
Insurance broker organization code?4
Insurance broker nameUSI SECURITIES INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR23352
Policy instance 4
Insurance contract or identification numberCR23352
Number of Individuals Covered99
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $7,543
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,543
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50851
Policy instance 3
Insurance contract or identification number50851
Number of Individuals Covered1602
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,843
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,843
Insurance broker organization code?3
Insurance broker nameRICHARD HARTREY
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266
Policy instance 1
Insurance contract or identification numberMR 60266
Number of Individuals Covered2476
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $41,309
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $41,309
Insurance broker organization code?4
Insurance broker nameUSI SECURITIES INC
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011443-A
Policy instance 2
Insurance contract or identification number011443-A
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR23352
Policy instance 4
Insurance contract or identification numberCR23352
Number of Individuals Covered106
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $10,436
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,436
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011443-A
Policy instance 2
Insurance contract or identification number011443-A
Number of Individuals Covered3
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50851
Policy instance 3
Insurance contract or identification number50851
Number of Individuals Covered1679
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,393
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,393
Insurance broker organization code?3
Insurance broker nameSTEVE VAN BLOMMESTEIN
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR23352
Policy instance 4
Insurance contract or identification numberCR23352
Number of Individuals Covered112
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $9,248
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,248
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266
Policy instance 1
Insurance contract or identification numberMR 60266
Number of Individuals Covered2355
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $34,741
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34,741
Insurance broker organization code?4
Insurance broker nameUSI SECURITIES INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266
Policy instance 1
Insurance contract or identification numberMR 60266
Number of Individuals Covered3203
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $24,152
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,152
Insurance broker organization code?4
Insurance broker nameUSI SECURITIES INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR23352
Policy instance 4
Insurance contract or identification numberCR23352
Number of Individuals Covered121
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $9,440
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,440
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50851
Policy instance 3
Insurance contract or identification number50851
Number of Individuals Covered1764
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,443
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,443
Insurance broker organization code?3
Insurance broker nameSTEVE VAN BLOMMESTEIN
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011443-A
Policy instance 2
Insurance contract or identification number011443-A
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50851
Policy instance 3
Insurance contract or identification number50851
Number of Individuals Covered1840
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,686
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011443-A
Policy instance 2
Insurance contract or identification number011443-A
Number of Individuals Covered3
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266
Policy instance 1
Insurance contract or identification numberMR 60266
Number of Individuals Covered3385
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR23352
Policy instance 4
Insurance contract or identification numberCR23352
Number of Individuals Covered129
Insurance policy start date2011-07-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60266
Policy instance 1
Insurance contract or identification numberMR 60266
Number of Individuals Covered3378
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1