SERVICESOURCE, INC. has sponsored the creation of one or more 401k plans.
Additional information about SERVICESOURCE, INC.
Submission information for form 5500 for 401k plan SERVICESOURCE, INC. 401(A) RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2023 401k financial data |
|---|
| Total income from all sources (including contributions) | 2023-12-31 | $4,182,859 |
| Total of all expenses incurred | 2023-12-31 | $1,697,474 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $1,658,663 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $1,116,696 |
| Value of total assets at end of year | 2023-12-31 | $22,384,089 |
| Value of total assets at beginning of year | 2023-12-31 | $19,898,704 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $38,811 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $592,363 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $592,363 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $2,485,385 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $22,384,089 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $19,898,704 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $38,811 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $20,556,113 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $17,982,373 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $711,705 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $859,761 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $2,473,800 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $1,116,696 |
| Employer contributions (assets) at end of year | 2023-12-31 | $1,116,271 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $1,056,570 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $1,658,663 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-12-31 | No |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | CITRIN COOPERMAN & COMPANY, LLP |
| Accountancy firm EIN | 2023-12-31 | 222428965 |
| Total income from all sources (including contributions) | 2023-01-01 | $4,182,859 |
| Total of all expenses incurred | 2023-01-01 | $1,697,474 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $1,658,663 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $1,116,696 |
| Value of total assets at end of year | 2023-01-01 | $22,384,089 |
| Value of total assets at beginning of year | 2023-01-01 | $19,898,704 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $38,811 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $592,363 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $592,363 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $2,485,385 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $22,384,089 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $19,898,704 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $38,811 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $20,556,113 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $17,982,373 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $711,705 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $859,761 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $2,473,800 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $1,116,696 |
| Employer contributions (assets) at end of year | 2023-01-01 | $1,116,271 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $1,056,570 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $1,658,663 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-01-01 | No |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | CITRIN COOPERMAN & COMPANY, LLP |
| Accountancy firm EIN | 2023-01-01 | 222428965 |
| 2022 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $-2,589,487 |
| Total of all expenses incurred | 2022-12-31 | $1,077,122 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,029,880 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,057,647 |
| Value of total assets at end of year | 2022-12-31 | $19,898,704 |
| Value of total assets at beginning of year | 2022-12-31 | $23,565,313 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $47,242 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $756,684 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $756,684 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-3,666,609 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $19,898,704 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $23,565,313 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $47,242 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $17,982,373 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $21,821,471 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $859,761 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $707,603 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,403,818 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $1,057,647 |
| Employer contributions (assets) at end of year | 2022-12-31 | $1,056,570 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $1,036,239 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,029,880 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CITRIN COOPERMAN & COMPANY, LLP |
| Accountancy firm EIN | 2022-12-31 | 222428965 |
| Total income from all sources (including contributions) | 2022-01-01 | $-2,589,487 |
| Total of all expenses incurred | 2022-01-01 | $1,077,122 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $1,029,880 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $1,057,647 |
| Value of total assets at end of year | 2022-01-01 | $19,898,704 |
| Value of total assets at beginning of year | 2022-01-01 | $23,565,313 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $47,242 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $756,684 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $756,684 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-3,666,609 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $19,898,704 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $23,565,313 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $47,242 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $17,982,373 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $21,821,471 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $859,761 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $707,603 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-4,403,818 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $1,057,647 |
| Employer contributions (assets) at end of year | 2022-01-01 | $1,056,570 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $1,036,239 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $1,029,880 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-01-01 | No |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | CITRIN COOPERMAN & COMPANY, LLP |
| Accountancy firm EIN | 2022-01-01 | 222428965 |
| 2021 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-12-31 | $3,509,417 |
| Total of all expenses incurred | 2021-12-31 | $1,127,552 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,054,163 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,038,232 |
| Value of total assets at end of year | 2021-12-31 | $23,565,313 |
| Value of total assets at beginning of year | 2021-12-31 | $21,183,448 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $73,389 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $550,003 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $550,003 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $2,381,865 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $23,565,313 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $21,183,448 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $73,389 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $21,821,471 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $19,566,101 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $707,603 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $665,622 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,921,182 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $1,038,232 |
| Employer contributions (assets) at end of year | 2021-12-31 | $1,036,239 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $951,725 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,054,163 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | CITRIN COOPERMAN & COMPANY, LLP |
| Accountancy firm EIN | 2021-12-31 | 222428965 |
| 2020 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-12-31 | $3,415,417 |
| Total of all expenses incurred | 2020-12-31 | $1,125,233 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,061,564 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $957,246 |
| Value of total assets at end of year | 2020-12-31 | $21,183,448 |
| Value of total assets at beginning of year | 2020-12-31 | $18,893,264 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $63,669 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $510,229 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $510,229 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $2,290,184 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $21,183,448 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $18,893,264 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $63,669 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $19,566,101 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $17,342,137 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $665,622 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $548,672 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,947,942 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $957,246 |
| Employer contributions (assets) at end of year | 2020-12-31 | $951,725 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $1,002,455 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,061,564 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | CITRIN COOPERMAN & COMPANY, LLP |
| Accountancy firm EIN | 2020-12-31 | 222428965 |
| 2019 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-12-31 | $4,026,386 |
| Total of all expenses incurred | 2019-12-31 | $1,194,548 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,128,029 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $996,807 |
| Value of total assets at end of year | 2019-12-31 | $18,893,264 |
| Value of total assets at beginning of year | 2019-12-31 | $16,061,426 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $66,519 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $423,405 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $423,405 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $2,831,838 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $18,893,264 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $16,061,426 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $66,519 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $17,342,137 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $14,512,983 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $548,672 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $581,537 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,606,174 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $996,807 |
| Employer contributions (assets) at end of year | 2019-12-31 | $1,002,455 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $966,906 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,128,029 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | HOMES, LOWRY, HORN, & JONSHON, LTD. |
| Accountancy firm EIN | 2019-12-31 | 540975470 |
| 2018 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $104,804 |
| Total of all expenses incurred | 2018-12-31 | $1,165,495 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,097,428 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $972,761 |
| Value of total assets at end of year | 2018-12-31 | $16,061,426 |
| Value of total assets at beginning of year | 2018-12-31 | $17,122,117 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $68,067 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $439,580 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $439,580 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,060,691 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $16,061,426 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $17,122,117 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $68,067 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $14,512,983 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $15,555,133 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $581,537 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $643,325 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,307,537 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $972,761 |
| Employer contributions (assets) at end of year | 2018-12-31 | $966,906 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $923,659 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,097,428 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | HOMES, LOWRY, HORN, & JOHNSON, LTD. |
| Accountancy firm EIN | 2018-12-31 | 540975470 |
| 2017 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $3,217,107 |
| Total of all expenses incurred | 2017-12-31 | $1,100,542 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,026,426 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $936,482 |
| Value of total assets at end of year | 2017-12-31 | $17,122,117 |
| Value of total assets at beginning of year | 2017-12-31 | $15,005,552 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $74,116 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $437,617 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $437,617 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $2,116,565 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $17,122,117 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $15,005,552 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $74,116 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $15,555,133 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $13,536,349 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $643,325 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $653,110 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,843,008 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $936,482 |
| Employer contributions (assets) at end of year | 2017-12-31 | $923,659 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $816,093 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,026,426 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | HOMES, LOWRY, HORN & JOHNSON, LTD. |
| Accountancy firm EIN | 2017-12-31 | 540975470 |
| 2016 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $1,796,991 |
| Total of all expenses incurred | 2016-12-31 | $996,227 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $913,941 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $820,979 |
| Value of total assets at end of year | 2016-12-31 | $15,005,552 |
| Value of total assets at beginning of year | 2016-12-31 | $14,204,788 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $82,286 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $348,555 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $348,555 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $800,764 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $15,005,552 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $14,204,788 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $82,286 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $13,536,349 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $12,931,925 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $653,110 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $530,785 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $627,457 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $820,979 |
| Employer contributions (assets) at end of year | 2016-12-31 | $816,093 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $742,078 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $913,941 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | HOMES, LOWRY, HORN & JOHNSON, LTD. |
| Accountancy firm EIN | 2016-12-31 | 540975470 |
| 2015 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $629,671 |
| Total of all expenses incurred | 2015-12-31 | $1,184,836 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,055,117 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $745,337 |
| Value of total assets at end of year | 2015-12-31 | $14,204,788 |
| Value of total assets at beginning of year | 2015-12-31 | $14,759,953 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $129,719 |
| Total interest from all sources | 2015-12-31 | $7,234 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $481,994 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $481,994 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-555,165 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $14,204,788 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $14,759,953 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $129,719 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $12,931,925 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $13,675,445 |
| Interest earned on other investments | 2015-12-31 | $7,234 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $530,785 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $390,219 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-604,894 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $745,337 |
| Employer contributions (assets) at end of year | 2015-12-31 | $742,078 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $694,289 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,055,117 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | HOMES, LOWRY, HORN & JOHNSON, LTD. |
| Accountancy firm EIN | 2015-12-31 | 540975470 |
| 2014 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $1,710,933 |
| Total of all expenses incurred | 2014-12-31 | $1,019,068 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $879,982 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $792,944 |
| Value of total assets at end of year | 2014-12-31 | $14,759,953 |
| Value of total assets at beginning of year | 2014-12-31 | $14,068,088 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $139,086 |
| Total interest from all sources | 2014-12-31 | $5,045 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $304,002 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $304,002 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $691,865 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $14,759,953 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $14,068,088 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $139,086 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $13,675,445 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $13,053,258 |
| Interest earned on other investments | 2014-12-31 | $5,045 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $390,219 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $441,255 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $608,942 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $792,944 |
| Employer contributions (assets) at end of year | 2014-12-31 | $694,289 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $573,575 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $879,982 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | HOMES, LOWRY, HORN & JOHNSON, LTD. |
| Accountancy firm EIN | 2014-12-31 | 540975470 |
| 2013 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $2,856,269 |
| Total of all expenses incurred | 2013-12-31 | $1,112,128 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $972,471 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $573,575 |
| Value of total assets at end of year | 2013-12-31 | $14,068,088 |
| Value of total assets at beginning of year | 2013-12-31 | $12,323,947 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $139,657 |
| Total interest from all sources | 2013-12-31 | $4,626 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $518,565 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $518,565 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,744,141 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $14,068,088 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $12,323,947 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $139,657 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $13,053,258 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $11,377,216 |
| Interest earned on other investments | 2013-12-31 | $4,626 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $441,255 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $332,784 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,759,503 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $573,575 |
| Employer contributions (assets) at end of year | 2013-12-31 | $573,575 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $613,947 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $972,471 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | HOMES, LOWRY, HORN & JOHNSON, LTD. |
| Accountancy firm EIN | 2013-12-31 | 540975470 |
| 2012 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $1,976,886 |
| Total of all expenses incurred | 2012-12-31 | $1,190,741 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,106,153 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $616,408 |
| Value of total assets at end of year | 2012-12-31 | $12,323,947 |
| Value of total assets at beginning of year | 2012-12-31 | $11,537,802 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $84,588 |
| Total interest from all sources | 2012-12-31 | $10,581 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $10,344 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $10,344 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $786,145 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $12,323,947 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $11,537,802 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $84,588 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $11,377,216 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $10,749,638 |
| Interest earned on other investments | 2012-12-31 | $10,581 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $332,784 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $567,976 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,339,553 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $616,408 |
| Employer contributions (assets) at end of year | 2012-12-31 | $613,947 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $220,188 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,106,153 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | HOMES, LOWRY, HORN & JOHNSON, LTD. |
| Accountancy firm EIN | 2012-12-31 | 540975470 |
| 2011 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-12-31 | $-90,492 |
| Total of all expenses incurred | 2011-12-31 | $666,459 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $658,285 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $235,498 |
| Value of total assets at end of year | 2011-12-31 | $11,537,802 |
| Value of total assets at beginning of year | 2011-12-31 | $12,294,753 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $8,174 |
| Total interest from all sources | 2011-12-31 | $458 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $152,249 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $152,249 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $14,059 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-756,951 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $11,537,802 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $12,294,753 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $10,749,638 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $11,225,182 |
| Interest earned on other investments | 2011-12-31 | $458 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $567,976 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $466,806 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-478,697 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $235,498 |
| Employer contributions (assets) at end of year | 2011-12-31 | $220,188 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $588,706 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $658,285 |
| Contract administrator fees | 2011-12-31 | $8,174 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | HOMES, LOWRY, HORN & JOHNSON, LTD. |
| Accountancy firm EIN | 2011-12-31 | 540975470 |
| 2010 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,137,274 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,015,183 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,010,804 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $0 |
| Value of total corrective distributions | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $655,169 |
| Value of total assets at end of year | 2010-12-31 | $12,294,753 |
| Value of total assets at beginning of year | 2010-12-31 | $11,172,662 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,379 |
| Total interest from all sources | 2010-12-31 | $20,793 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $142,784 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $142,784 |
| Administrative expenses professional fees incurred | 2010-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $0 |
| Participant contributions at end of year | 2010-12-31 | $0 |
| Participant contributions at beginning of year | 2010-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $12,690 |
| Other income not declared elsewhere | 2010-12-31 | $0 |
| Administrative expenses (other) incurred | 2010-12-31 | $0 |
| Total non interest bearing cash at end of year | 2010-12-31 | $14,059 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $8,620 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,122,091 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $12,294,753 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,172,662 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $11,225,182 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $10,118,619 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $0 |
| Interest on participant loans | 2010-12-31 | $0 |
| Interest earned on other investments | 2010-12-31 | $20,793 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $466,806 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $626,659 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,318,528 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $0 |
| Contributions received in cash from employer | 2010-12-31 | $655,169 |
| Employer contributions (assets) at end of year | 2010-12-31 | $588,706 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $406,074 |
| Income. Dividends from common stock | 2010-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,010,804 |
| Contract administrator fees | 2010-12-31 | $4,379 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MCGLADREY & PULLEN, LLP |
| Accountancy firm EIN | 2010-12-31 | 420714325 |
| 2009 : SERVICESOURCE, INC. 401(A) RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
