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APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 401k Plan overview

Plan NameAPPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN
Plan identification number 001

APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

APPALACHIAN AGENCY FOR SENIOR CITIZENS has sponsored the creation of one or more 401k plans.

Company Name:APPALACHIAN AGENCY FOR SENIOR CITIZENS
Employer identification number (EIN):540990533
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01BRIAN BECK2023-10-09 BRIAN BECK2023-10-09
0012021-01-01BRIAN BECK2022-10-13 BRIAN BECK2022-10-13
0012020-01-01
0012019-01-01REGINA SAYERS2020-10-13 REGINA SAYERS2020-10-13
0012018-01-01REGINA SAYERS2019-10-15 REGINA SAYERS2019-10-15
0012017-01-01REGINA SAYERS2018-10-11 REGINA SAYERS2018-10-11
0012017-01-01REGINA SAYERS2019-10-10 REGINA SAYERS2019-10-10
0012016-01-01REGINA SAYERS2017-10-13 REGINA SAYERS2017-10-13
0012015-01-01REGINA SAYERS2016-10-10 REGINA SAYERS2016-10-10
0012014-01-01REGINA SAYERS2015-10-09 REGINA SAYERS2015-10-09
0012013-01-01REGINA SAYERS2014-10-14 REGINA SAYERS2014-10-14
0012012-01-01REGINA SAYERS
0012011-01-01REGINA SAYERS
0012010-01-01REGINA SAYERS
0012009-01-01CAROLYN COUNTS
0012009-01-01CAROLYN COUNTS

Plan Statistics for APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN

401k plan membership statisitcs for APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN

Measure Date Value
2022: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01261
Total number of active participants reported on line 7a of the Form 55002022-01-01225
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0134
Total of all active and inactive participants2022-01-01259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01261
Number of participants with account balances2022-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-015
2021: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01197
Total number of active participants reported on line 7a of the Form 55002021-01-01144
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0126
Total of all active and inactive participants2021-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01172
Number of participants with account balances2021-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01128
Total number of active participants reported on line 7a of the Form 55002020-01-01115
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0123
Total of all active and inactive participants2020-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01138
Number of participants with account balances2020-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01233
Total number of active participants reported on line 7a of the Form 55002019-01-01280
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0118
Total of all active and inactive participants2019-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01298
Number of participants with account balances2019-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2012: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0178
Total number of active participants reported on line 7a of the Form 55002012-01-0178
Total of all active and inactive participants2012-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-0180
2011: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0169
Total number of active participants reported on line 7a of the Form 55002011-01-0174
Number of retired or separated participants receiving benefits2011-01-014
Total of all active and inactive participants2011-01-0178
Total participants2011-01-0178
2010: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0140
Total number of active participants reported on line 7a of the Form 55002010-01-0137
Total of all active and inactive participants2010-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-0138
2009: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0161
Total number of active participants reported on line 7a of the Form 55002009-01-0137
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0132
Total of all active and inactive participants2009-01-0171
Total participants2009-01-0171

Financial Data on APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN

Measure Date Value
2022 : APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-676,632
Total unrealized appreciation/depreciation of assets2022-12-31$-676,632
Total income from all sources (including contributions)2022-12-31$-217,080
Total of all expenses incurred2022-12-31$198,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$186,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$402,154
Value of total assets at end of year2022-12-31$3,468,072
Value of total assets at beginning of year2022-12-31$3,883,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$11,680
Total interest from all sources2022-12-31$1,026
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$56,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$56,372
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$150,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$189,170
Participant contributions at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$19,290
Assets. Loans (other than to participants) at beginning of year2022-12-31$27,246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-415,441
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,468,072
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,883,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,422,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,647,233
Income. Interest from loans (other than to participants)2022-12-31$1,026
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,026,164
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,190,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$212,984
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$18,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$186,681
Contract administrator fees2022-12-31$11,680
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LALLY & CO, LLC
Accountancy firm EIN2022-12-31251846963
2021 : APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$335,414
Total unrealized appreciation/depreciation of assets2021-12-31$335,414
Total income from all sources (including contributions)2021-12-31$841,017
Total of all expenses incurred2021-12-31$306,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$295,808
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$445,571
Value of total assets at end of year2021-12-31$3,883,513
Value of total assets at beginning of year2021-12-31$3,349,259
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$10,955
Total interest from all sources2021-12-31$926
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$59,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$59,106
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$150,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$156,773
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$6,014
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$87,615
Assets. Loans (other than to participants) at end of year2021-12-31$27,246
Assets. Loans (other than to participants) at beginning of year2021-12-31$14,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$534,254
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,883,513
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,349,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$10,955
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,647,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,105,782
Interest on participant loans2021-12-31$926
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,190,614
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,194,604
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$201,183
Employer contributions (assets) at end of year2021-12-31$18,420
Employer contributions (assets) at beginning of year2021-12-31$28,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$295,808
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LALLY & CO, LLC
Accountancy firm EIN2021-12-31251846963
2020 : APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$98,621
Total unrealized appreciation/depreciation of assets2020-12-31$98,621
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$900,596
Total of all expenses incurred2020-12-31$431,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$410,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$494,717
Value of total assets at end of year2020-12-31$3,349,259
Value of total assets at beginning of year2020-12-31$2,880,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$21,552
Total interest from all sources2020-12-31$7,451
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$36,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$36,818
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$150,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$135,688
Participant contributions at end of year2020-12-31$6,014
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$157,639
Assets. Loans (other than to participants) at end of year2020-12-31$14,719
Assets. Loans (other than to participants) at beginning of year2020-12-31$5,822
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$468,777
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,349,259
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,880,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$21,552
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,105,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,324,779
Interest on participant loans2020-12-31$352
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$7,099
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,194,604
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$548,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$262,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$201,390
Employer contributions (assets) at end of year2020-12-31$28,140
Employer contributions (assets) at beginning of year2020-12-31$912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$410,267
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31LALLY & CO, LLC
Accountancy firm EIN2020-12-31251846963
2019 : APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$709,497
Total income from all sources (including contributions)2019-12-31$709,497
Total of all expenses incurred2019-12-31$165,195
Total of all expenses incurred2019-12-31$165,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$151,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$151,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$284,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$284,382
Value of total assets at end of year2019-12-31$2,880,482
Value of total assets at end of year2019-12-31$2,880,482
Value of total assets at beginning of year2019-12-31$2,336,180
Value of total assets at beginning of year2019-12-31$2,336,180
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,153
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,153
Total interest from all sources2019-12-31$1,392
Total interest from all sources2019-12-31$1,392
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$195,723
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$195,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$150,000
Value of fidelity bond cover2019-12-31$150,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$118,216
Contributions received from participants2019-12-31$118,216
Participant contributions at beginning of year2019-12-31$4,858
Participant contributions at beginning of year2019-12-31$4,858
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,429
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,429
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$5,822
Assets. Loans (other than to participants) at end of year2019-12-31$5,822
Assets. Loans (other than to participants) at beginning of year2019-12-31$7,461
Assets. Loans (other than to participants) at beginning of year2019-12-31$7,461
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$544,302
Value of net income/loss2019-12-31$544,302
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,880,482
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,880,482
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,336,180
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,336,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$14,153
Investment advisory and management fees2019-12-31$14,153
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,324,779
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,324,779
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,717,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,717,858
Interest on participant loans2019-12-31$417
Interest on participant loans2019-12-31$417
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$49
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$49
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$49
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$49
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$975
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$975
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$548,969
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$548,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$598,105
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$598,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$228,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$228,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$154,737
Contributions received in cash from employer2019-12-31$154,737
Employer contributions (assets) at end of year2019-12-31$912
Employer contributions (assets) at end of year2019-12-31$912
Employer contributions (assets) at beginning of year2019-12-31$7,849
Employer contributions (assets) at beginning of year2019-12-31$7,849
Income. Dividends from common stock2019-12-31$195,723
Income. Dividends from common stock2019-12-31$195,723
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$151,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$151,042
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LALLY & CO, LLC
Accountancy firm name2019-12-31LALLY & CO, LLC
Accountancy firm EIN2019-12-31251846963
Accountancy firm EIN2019-12-31251846963
2012 : APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$-685
Total plan liabilities at end of year2012-12-31$74,990
Total plan liabilities at beginning of year2012-12-31$33,827
Total income from all sources2012-12-31$235,976
Expenses. Total of all expenses incurred2012-12-31$125,738
Benefits paid (including direct rollovers)2012-12-31$121,008
Total plan assets at end of year2012-12-31$1,395,299
Total plan assets at beginning of year2012-12-31$1,285,746
Total contributions received or receivable from participants2012-12-31$44,736
Expenses. Other expenses not covered elsewhere2012-12-31$2
Contributions received from other sources (not participants or employers)2012-12-31$9,171
Other income received2012-12-31$80,179
Net income (gross income less expenses)2012-12-31$110,238
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,395,299
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,285,746
Assets. Value of participant loans2012-12-31$2,843
Total contributions received or receivable from employer(s)2012-12-31$101,890
Value of certain deemed distributions of participant loans2012-12-31$1,522
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$3,206
2011 : APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$3,603
Total plan liabilities at end of year2011-12-31$33,827
Total income from all sources2011-12-31$104,704
Expenses. Total of all expenses incurred2011-12-31$46,999
Benefits paid (including direct rollovers)2011-12-31$33,827
Total plan assets at end of year2011-12-31$1,185,795
Total plan assets at beginning of year2011-12-31$1,090,660
Total contributions received or receivable from participants2011-12-31$40,147
Expenses. Other expenses not covered elsewhere2011-12-31$13,172
Contributions received from other sources (not participants or employers)2011-12-31$11,244
Other income received2011-12-31$-35,341
Net income (gross income less expenses)2011-12-31$57,705
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,151,968
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,090,660
Assets. Value of participant loans2011-12-31$5,367
Total contributions received or receivable from employer(s)2011-12-31$88,654
2010 : APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$211,080
Total plan liabilities at beginning of year2010-12-31$200,691
Total income from all sources2010-12-31$186,079
Expenses. Total of all expenses incurred2010-12-31$223,351
Benefits paid (including direct rollovers)2010-12-31$211,080
Total plan assets at end of year2010-12-31$1,090,870
Total plan assets at beginning of year2010-12-31$1,117,753
Total contributions received or receivable from participants2010-12-31$34,588
Expenses. Other expenses not covered elsewhere2010-12-31$12,271
Other income received2010-12-31$70,985
Net income (gross income less expenses)2010-12-31$-37,272
Net plan assets at end of year (total assets less liabilities)2010-12-31$879,790
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$917,062
Total contributions received or receivable from employer(s)2010-12-31$80,506

Form 5500 Responses for APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN

2022: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2012: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: APPALACHIAN AGENCY FOR SENIOR CITIZENS, INC. 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number506324-01
Policy instance 1
Insurance contract or identification number506324-01
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number506324-01
Policy instance 1
Insurance contract or identification number506324-01
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number506324-01
Policy instance 1
Insurance contract or identification number506324-01
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number506324-01
Policy instance 1
Insurance contract or identification number506324-01
Number of Individuals Covered2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number706930 001
Policy instance 1
Insurance contract or identification number706930 001
Number of Individuals Covered80
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4,241
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $4,241
Insurance broker organization code?3
Insurance broker nameB HATCH JR, CFP
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number706930 001
Policy instance 1
Insurance contract or identification number706930 001
Number of Individuals Covered78
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $3,817
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number706930 001
Policy instance 1
Insurance contract or identification number706930 001
Number of Individuals Covered69
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $3,211
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,307
Insurance broker organization code?3
Insurance broker nameW. LAWSON, CHFC, CLU

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