Logo

MAIN INDUSTRIES, INC. 401(K) PLAN 401k Plan overview

Plan NameMAIN INDUSTRIES, INC. 401(K) PLAN
Plan identification number 004

MAIN INDUSTRIES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MAIN INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:MAIN INDUSTRIES, INC.
Employer identification number (EIN):541025581
NAIC Classification:336610

Additional information about MAIN INDUSTRIES, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1976-08-30
Company Identification Number: 0169178
Legal Registered Office Address: 107 E STREET
150 W MAIN ST STE 2100
HAMPTON
United States of America (USA)
23661

More information about MAIN INDUSTRIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MAIN INDUSTRIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01CALDWELL CHALLONER2023-10-10 CALDWELL CHALLONER2023-10-10
0042021-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01CALDWELL CHALLONER2019-10-10
0042017-01-01
0042016-01-01
0042016-01-01
0042015-01-01
0042015-01-01
0042014-01-01CALDWELL CHALLONER
0042013-01-01CALDWELL CHALLONER
0042012-01-01CALDWELL CHALLONER2013-03-08
0042011-01-01CALDWELL CHALLONER2012-02-28
0042010-01-01CALDWELL CHALLONER2011-03-09

Plan Statistics for MAIN INDUSTRIES, INC. 401(K) PLAN

401k plan membership statisitcs for MAIN INDUSTRIES, INC. 401(K) PLAN

Measure Date Value
2022: MAIN INDUSTRIES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01169
Total number of active participants reported on line 7a of the Form 55002022-01-01141
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0111
Total of all active and inactive participants2022-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01152
Number of participants with account balances2022-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: MAIN INDUSTRIES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01167
Total number of active participants reported on line 7a of the Form 55002021-01-01152
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0116
Total of all active and inactive participants2021-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01168
Number of participants with account balances2021-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: MAIN INDUSTRIES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01171
Total number of active participants reported on line 7a of the Form 55002020-01-01142
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0113
Total of all active and inactive participants2020-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01155
Number of participants with account balances2020-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: MAIN INDUSTRIES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01152
Total number of active participants reported on line 7a of the Form 55002019-01-01138
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0112
Total of all active and inactive participants2019-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01150
Number of participants with account balances2019-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: MAIN INDUSTRIES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01154
Total number of active participants reported on line 7a of the Form 55002018-01-01128
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0118
Total of all active and inactive participants2018-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01146
Number of participants with account balances2018-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: MAIN INDUSTRIES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01192
Total number of active participants reported on line 7a of the Form 55002017-01-01124
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0123
Total of all active and inactive participants2017-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01148
Number of participants with account balances2017-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MAIN INDUSTRIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01169
Total number of active participants reported on line 7a of the Form 55002016-01-01157
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0111
Total of all active and inactive participants2016-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01169
Number of participants with account balances2016-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: MAIN INDUSTRIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01153
Total number of active participants reported on line 7a of the Form 55002015-01-01143
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0113
Total of all active and inactive participants2015-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01157
Number of participants with account balances2015-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MAIN INDUSTRIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01128
Total number of active participants reported on line 7a of the Form 55002014-01-01137
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01148
Number of participants with account balances2014-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MAIN INDUSTRIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01122
Total number of active participants reported on line 7a of the Form 55002013-01-01112
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01120
Number of participants with account balances2013-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010

Financial Data on MAIN INDUSTRIES, INC. 401(K) PLAN

Measure Date Value
2022 : MAIN INDUSTRIES, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,275,358
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,285,584
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,264,919
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,483,035
Value of total assets at end of year2022-12-31$12,979,070
Value of total assets at beginning of year2022-12-31$15,540,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$20,665
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$458,379
Assets. Other investments not covered elsewhere at end of year2022-12-31$3,442,501
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$2,260,596
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$778,987
Other income not declared elsewhere2022-12-31$-232,016
Total non interest bearing cash at end of year2022-12-31$22
Total non interest bearing cash at beginning of year2022-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,560,942
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,979,070
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$15,540,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$19,790
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$9,290,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,054,502
Net investment gain/loss from pooled separate accounts2022-12-31$-2,526,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$245,669
Employer contributions (assets) at end of year2022-12-31$245,669
Employer contributions (assets) at beginning of year2022-12-31$224,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,264,919
Contract administrator fees2022-12-31$875
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : MAIN INDUSTRIES, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$22
Total income from all sources (including contributions)2021-12-31$6,124,337
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,823,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,802,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,530,130
Value of total assets at end of year2021-12-31$15,540,010
Value of total assets at beginning of year2021-12-31$11,239,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$21,013
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$450,224
Assets. Other investments not covered elsewhere at end of year2021-12-31$2,260,595
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,855,014
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$22
Other income not declared elsewhere2021-12-31$207,746
Total non interest bearing cash at end of year2021-12-31$22
Total non interest bearing cash at beginning of year2021-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,300,664
Value of net assets at end of year (total assets less liabilities)2021-12-31$15,540,010
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,239,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$21,013
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,054,524
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$10,100,260
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$16,886
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$16,886
Net investment gain/loss from pooled separate accounts2021-12-31$1,386,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$224,892
Employer contributions (assets) at end of year2021-12-31$224,869
Employer contributions (assets) at beginning of year2021-12-31$214,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,802,660
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$907,666
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : MAIN INDUSTRIES, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$22
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$22
Total income from all sources (including contributions)2020-12-31$2,132,984
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$504,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$459,651
Value of total corrective distributions2020-12-31$26,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$643,746
Value of total assets at end of year2020-12-31$11,239,368
Value of total assets at beginning of year2020-12-31$9,610,943
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$18,606
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,489,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,489,238
Administrative expenses professional fees incurred2020-12-31$18,606
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$429,212
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$24,946
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$22
Total non interest bearing cash at end of year2020-12-31$22
Total non interest bearing cash at beginning of year2020-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,628,425
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,239,346
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,610,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$10,100,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$8,749,743
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$16,886
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$22,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$22,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$214,534
Employer contributions (assets) at end of year2020-12-31$214,534
Employer contributions (assets) at beginning of year2020-12-31$200,277
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$459,651
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$907,666
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$613,179
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : MAIN INDUSTRIES, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$22
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$22
Total income from all sources (including contributions)2019-12-31$2,354,122
Total income from all sources (including contributions)2019-12-31$2,354,122
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$340,053
Total of all expenses incurred2019-12-31$340,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$322,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$322,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$689,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$689,813
Value of total assets at end of year2019-12-31$9,610,943
Value of total assets at end of year2019-12-31$9,610,943
Value of total assets at beginning of year2019-12-31$7,596,874
Value of total assets at beginning of year2019-12-31$7,596,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$17,344
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$17,344
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$17,069
Administrative expenses professional fees incurred2019-12-31$17,069
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$370,039
Contributions received from participants2019-12-31$370,039
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$31
Participant contributions at beginning of year2019-12-31$31
Assets. Other investments not covered elsewhere at end of year2019-12-31$24,946
Assets. Other investments not covered elsewhere at end of year2019-12-31$24,946
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$89,556
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$89,556
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$119,497
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$119,497
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$22
Total non interest bearing cash at end of year2019-12-31$22
Total non interest bearing cash at end of year2019-12-31$22
Total non interest bearing cash at beginning of year2019-12-31$22
Total non interest bearing cash at beginning of year2019-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,014,069
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,610,921
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,610,921
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,596,852
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,596,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,749,743
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,749,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,583,524
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,583,524
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$22,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$22,776
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$29,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$29,246
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$29,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$29,246
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,664,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$200,277
Contributions received in cash from employer2019-12-31$200,277
Employer contributions (assets) at end of year2019-12-31$200,277
Employer contributions (assets) at end of year2019-12-31$200,277
Employer contributions (assets) at beginning of year2019-12-31$168,807
Employer contributions (assets) at beginning of year2019-12-31$168,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$322,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$322,709
Contract administrator fees2019-12-31$275
Contract administrator fees2019-12-31$275
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$613,179
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$613,179
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$725,688
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$725,688
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
Accountancy firm EIN2019-12-31135381590
2018 : MAIN INDUSTRIES, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$22
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$22
Total income from all sources (including contributions)2018-12-31$-163,137
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$336,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$317,653
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$527,228
Value of total assets at end of year2018-12-31$7,596,874
Value of total assets at beginning of year2018-12-31$8,096,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,928
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$644
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$358,421
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Participant contributions at end of year2018-12-31$31
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$89,556
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$22
Total non interest bearing cash at end of year2018-12-31$22
Total non interest bearing cash at beginning of year2018-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-499,718
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,596,852
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,096,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$18,928
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,583,524
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,045,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$29,246
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$34,419
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$34,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-690,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$168,807
Employer contributions (assets) at end of year2018-12-31$168,807
Employer contributions (assets) at beginning of year2018-12-31$167,221
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$317,653
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$27,074
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$725,688
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$821,639
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : MAIN INDUSTRIES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$22
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$22
Total income from all sources (including contributions)2017-12-31$2,603,954
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$659,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$651,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,748,702
Value of total assets at end of year2017-12-31$8,096,592
Value of total assets at beginning of year2017-12-31$6,152,462
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$8,576
Total interest from all sources2017-12-31$1,573
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$-75,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$644
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$310,219
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$352,646
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$389,375
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,228,835
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$22
Total non interest bearing cash at end of year2017-12-31$22
Total non interest bearing cash at beginning of year2017-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,944,130
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,096,570
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,152,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$8,576
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,045,573
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,241,185
Interest earned on other investments2017-12-31$1,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$34,419
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,299
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$928,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$167,221
Employer contributions (assets) at end of year2017-12-31$167,221
Employer contributions (assets) at beginning of year2017-12-31$183,861
Income. Dividends from preferred stock2017-12-31$-75,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$651,248
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$27,074
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$25,501
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$821,639
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : MAIN INDUSTRIES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$22
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$22
Total income from all sources (including contributions)2016-12-31$976,279
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$241,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$237,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$551,427
Value of total assets at end of year2016-12-31$6,245,428
Value of total assets at beginning of year2016-12-31$5,510,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,406
Total interest from all sources2016-12-31$2
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$4,406
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$331,043
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$218,683
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$367,566
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$235
Assets. Other investments not covered elsewhere at end of year2016-12-31$389,374
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$376,346
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$22
Total non interest bearing cash at end of year2016-12-31$22
Total non interest bearing cash at beginning of year2016-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$734,624
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,245,406
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,510,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,241,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,638,358
Interest on participant loans2016-12-31$2
Income. Interest from corporate debt instruments2016-12-31$501
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,299
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,176
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$424,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$183,861
Employer contributions (assets) at end of year2016-12-31$183,861
Employer contributions (assets) at beginning of year2016-12-31$190,236
Income. Dividends from common stock2016-12-31$15,612
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$237,249
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$25,501
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$97,644
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$85,748
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : MAIN INDUSTRIES, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-57,276
Total unrealized appreciation/depreciation of assets2015-12-31$-57,276
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$22
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,045,202
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$356,589
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$349,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,163,217
Value of total assets at end of year2015-12-31$5,670,636
Value of total assets at beginning of year2015-12-31$4,982,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,713
Total interest from all sources2015-12-31$21
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$17,266
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$263,113
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$198,121
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$387,628
Participant contributions at end of year2015-12-31$235
Participant contributions at beginning of year2015-12-31$775
Assets. Other investments not covered elsewhere at end of year2015-12-31$376,346
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$585,353
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$22
Total non interest bearing cash at beginning of year2015-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$688,613
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,670,614
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,982,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$6,713
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,638,358
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,577,757
Interest on participant loans2015-12-31$21
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,176
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$23,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$23,257
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-78,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$190,236
Employer contributions (assets) at end of year2015-12-31$190,236
Employer contributions (assets) at beginning of year2015-12-31$182,069
Income. Dividends from common stock2015-12-31$17,266
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$349,876
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$201,150
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MCPHILLIPS, ROBERTS AND DEANS, PLC
Accountancy firm EIN2015-12-31541921942
2014 : MAIN INDUSTRIES, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$-9,009
Total unrealized appreciation/depreciation of assets2014-12-31$-9,009
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,340,608
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$143,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$142,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,081,484
Value of total assets at end of year2014-12-31$4,982,001
Value of total assets at beginning of year2014-12-31$3,784,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$999
Total interest from all sources2014-12-31$178
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$198,121
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$349,997
Participant contributions at end of year2014-12-31$775
Participant contributions at beginning of year2014-12-31$8,395
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$549,396
Total non interest bearing cash at end of year2014-12-31$22
Total non interest bearing cash at beginning of year2014-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,197,188
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,982,001
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,784,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$999
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,577,757
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,498,552
Interest on participant loans2014-12-31$178
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$23,257
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$129,363
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$129,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$265,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$182,091
Employer contributions (assets) at end of year2014-12-31$182,069
Employer contributions (assets) at beginning of year2014-12-31$148,481
Income. Dividends from common stock2014-12-31$2,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$142,421
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCPHILLIPS, ROBERTS AND DEANS, PLC
Accountancy firm EIN2014-12-31541921942
2013 : MAIN INDUSTRIES, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,038,580
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$104,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$103,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$468,392
Value of total assets at end of year2013-12-31$3,784,813
Value of total assets at beginning of year2013-12-31$2,850,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$700
Total interest from all sources2013-12-31$431
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$319,889
Participant contributions at end of year2013-12-31$8,395
Participant contributions at beginning of year2013-12-31$11,819
Administrative expenses (other) incurred2013-12-31$700
Total non interest bearing cash at end of year2013-12-31$22
Total non interest bearing cash at beginning of year2013-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$934,120
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,784,813
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,850,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,498,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,585,700
Interest on participant loans2013-12-31$439
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$129,363
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$129,815
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$129,815
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$-8
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$569,757
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$148,503
Employer contributions (assets) at end of year2013-12-31$148,481
Employer contributions (assets) at beginning of year2013-12-31$123,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$103,760
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCPHILLIPS, ROBERTS AND DEANS, PLC
Accountancy firm EIN2013-12-31541921942

Form 5500 Responses for MAIN INDUSTRIES, INC. 401(K) PLAN

2022: MAIN INDUSTRIES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MAIN INDUSTRIES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MAIN INDUSTRIES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MAIN INDUSTRIES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MAIN INDUSTRIES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MAIN INDUSTRIES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MAIN INDUSTRIES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MAIN INDUSTRIES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MAIN INDUSTRIES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MAIN INDUSTRIES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115743
Policy instance 1
Insurance contract or identification number115743
Number of Individuals Covered89
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $33,391
Total amount of fees paid to insurance companyUSD $13,756
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $33,391
Insurance broker organization code?7
Amount paid for insurance broker fees13363
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115743
Policy instance 1
Insurance contract or identification number115743
Number of Individuals Covered90
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $42,060
Total amount of fees paid to insurance companyUSD $4,737
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,060
Insurance broker organization code?7
Amount paid for insurance broker fees4737
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115743
Policy instance 1
Insurance contract or identification number115743
Number of Individuals Covered91
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $22,086
Total amount of fees paid to insurance companyUSD $3,934
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,086
Insurance broker organization code?7
Amount paid for insurance broker fees3169
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115743
Policy instance 1
Insurance contract or identification number115743
Number of Individuals Covered80
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $19,440
Total amount of fees paid to insurance companyUSD $1,139
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,440
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?7
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115743
Policy instance 1
Insurance contract or identification number115743
Number of Individuals Covered74
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $18,313
Total amount of fees paid to insurance companyUSD $1,466
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,313
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?7
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115743
Policy instance 1
Insurance contract or identification number115743
Number of Individuals Covered74
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $18,403
Total amount of fees paid to insurance companyUSD $2,612
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,111
Insurance broker organization code?7
Amount paid for insurance broker fees2400
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker namePBMARES, LLP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115743
Policy instance 1
Insurance contract or identification number115743
Number of Individuals Covered84
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,326
Total amount of fees paid to insurance companyUSD $8,987
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7862
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $5,326
Insurance broker namePBMARES, LLP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115743
Policy instance 1
Insurance contract or identification number115743
Number of Individuals Covered86
Insurance policy start date2014-10-29
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $21,179
Total amount of fees paid to insurance companyUSD $5,544
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,179
Insurance broker organization code?7
Amount paid for insurance broker fees5094
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePBMARES, LLP

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1