401k Plan data: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN plan

COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN
Plan identification number	001

COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COTTON & COMPANY ASSURANCE AND ADVISORY LLC has sponsored the creation of one or more 401k plans.

Company Name: COTTON & COMPANY ASSURANCE AND ADVISORY LLC

Employer identification number (EIN): 541172176

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-10-01 CATHERINE L. NOCERA 2023-10-13 CATHERINE L. NOCERA 2023-10-13
001 2021-10-01 CATHERINE L. NOCERA 2023-07-14 CATHERINE L. NOCERA 2023-07-14
001 2020-10-01 CATHERINE L. NOCERA 2022-07-14 CATHERINE L. NOCERA 2022-07-14
001 2019-10-01 CATHERINE L. NOCERA 2021-07-08 CATHERINE L. NOCERA 2021-07-08
001 2018-10-01 CATHERINE L. NOCERA 2020-07-14
001 2017-10-01 CATHERINE L. NOCERA 2019-07-12
001 2016-10-01
001 2015-10-01
001 2014-10-01
001 2013-10-01
001 2012-10-01 CATHY NOCEERA
001 2011-10-01 CATHY NOCERA
001 2009-10-01 CATHY NOCERA
001 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-10-01	CATHERINE L. NOCERA	2023-10-13	CATHERINE L. NOCERA	2023-10-13
001	2021-10-01	CATHERINE L. NOCERA	2023-07-14	CATHERINE L. NOCERA	2023-07-14
001	2020-10-01	CATHERINE L. NOCERA	2022-07-14	CATHERINE L. NOCERA	2022-07-14
001	2019-10-01	CATHERINE L. NOCERA	2021-07-08	CATHERINE L. NOCERA	2021-07-08
001	2018-10-01	CATHERINE L. NOCERA	2020-07-14
001	2017-10-01	CATHERINE L. NOCERA	2019-07-12
001	2016-10-01
001	2015-10-01
001	2014-10-01
001	2013-10-01
001	2012-10-01	CATHY NOCEERA
001	2011-10-01	CATHY NOCERA
001	2009-10-01	CATHY NOCERA
001	2008-10-01

Plan Statistics for COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-10-01 325
Total number of active participants reported on line 7a of the Form 5500 2022-10-01 0
Number of other retired or separated participants entitled to future benefits 2022-10-01 0
Total of all active and inactive participants 2022-10-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-10-01 0
Total participants 2022-10-01 0
Number of participants with account balances 2022-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-10-01 0
2021: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-10-01 292
Total number of active participants reported on line 7a of the Form 5500 2021-10-01 222
Number of other retired or separated participants entitled to future benefits 2021-10-01 102
Total of all active and inactive participants 2021-10-01 324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-10-01 1
Total participants 2021-10-01 325
Number of participants with account balances 2021-10-01 324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-10-01 4
2020: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-10-01 282
Total number of active participants reported on line 7a of the Form 5500 2020-10-01 194
Number of other retired or separated participants entitled to future benefits 2020-10-01 97
Total of all active and inactive participants 2020-10-01 291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-10-01 1
Total participants 2020-10-01 292
Number of participants with account balances 2020-10-01 288
2019: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-10-01 338
Total number of active participants reported on line 7a of the Form 5500 2019-10-01 183
Number of retired or separated participants receiving benefits 2019-10-01 0
Number of other retired or separated participants entitled to future benefits 2019-10-01 98
Total of all active and inactive participants 2019-10-01 281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-10-01 1
Total participants 2019-10-01 282
Number of participants with account balances 2019-10-01 275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-10-01 0
2018: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-10-01 287
Total number of active participants reported on line 7a of the Form 5500 2018-10-01 167
Number of retired or separated participants receiving benefits 2018-10-01 1
Number of other retired or separated participants entitled to future benefits 2018-10-01 169
Total of all active and inactive participants 2018-10-01 337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-10-01 1
Total participants 2018-10-01 338
Number of participants with account balances 2018-10-01 338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-10-01 3
2017: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 275
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 165
Number of other retired or separated participants entitled to future benefits 2017-10-01 121
Total of all active and inactive participants 2017-10-01 286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 1
Total participants 2017-10-01 287
Number of participants with account balances 2017-10-01 286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 2
2016: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 280
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 159
Number of other retired or separated participants entitled to future benefits 2016-10-01 116
Total of all active and inactive participants 2016-10-01 275
Total participants 2016-10-01 275
Number of participants with account balances 2016-10-01 275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 6
2015: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 242
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 180
Number of other retired or separated participants entitled to future benefits 2015-10-01 100
Total of all active and inactive participants 2015-10-01 280
Total participants 2015-10-01 280
Number of participants with account balances 2015-10-01 280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 3
2014: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 213
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 157
Number of other retired or separated participants entitled to future benefits 2014-10-01 85
Total of all active and inactive participants 2014-10-01 242
Total participants 2014-10-01 242
Number of participants with account balances 2014-10-01 242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 3
2013: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 207
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 140
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 73
Total of all active and inactive participants 2013-10-01 213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 213
Number of participants with account balances 2013-10-01 213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 9
2012: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 204
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 157
Number of retired or separated participants receiving benefits 2012-10-01 67
Total of all active and inactive participants 2012-10-01 224
Total participants 2012-10-01 224
Number of participants with account balances 2012-10-01 207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 8
2011: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 202
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 145
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 59
Total of all active and inactive participants 2011-10-01 204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 204
Number of participants with account balances 2011-10-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 10
2009: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 202
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 143
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 64
Total of all active and inactive participants 2009-10-01 207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 207
Number of participants with account balances 2009-10-01 154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 5

Measure	Date	Value
2022: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-10-01	325
Total number of active participants reported on line 7a of the Form 5500	2022-10-01	0
Number of other retired or separated participants entitled to future benefits	2022-10-01	0
Total of all active and inactive participants	2022-10-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-10-01	0
Total participants	2022-10-01	0
Number of participants with account balances	2022-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-10-01	0
2021: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-10-01	292
Total number of active participants reported on line 7a of the Form 5500	2021-10-01	222
Number of other retired or separated participants entitled to future benefits	2021-10-01	102
Total of all active and inactive participants	2021-10-01	324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-10-01	1
Total participants	2021-10-01	325
Number of participants with account balances	2021-10-01	324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-10-01	4
2020: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-10-01	282
Total number of active participants reported on line 7a of the Form 5500	2020-10-01	194
Number of other retired or separated participants entitled to future benefits	2020-10-01	97
Total of all active and inactive participants	2020-10-01	291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-10-01	1
Total participants	2020-10-01	292
Number of participants with account balances	2020-10-01	288
2019: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-10-01	338
Total number of active participants reported on line 7a of the Form 5500	2019-10-01	183
Number of retired or separated participants receiving benefits	2019-10-01	0
Number of other retired or separated participants entitled to future benefits	2019-10-01	98
Total of all active and inactive participants	2019-10-01	281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-10-01	1
Total participants	2019-10-01	282
Number of participants with account balances	2019-10-01	275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-10-01	0
2018: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-10-01	287
Total number of active participants reported on line 7a of the Form 5500	2018-10-01	167
Number of retired or separated participants receiving benefits	2018-10-01	1
Number of other retired or separated participants entitled to future benefits	2018-10-01	169
Total of all active and inactive participants	2018-10-01	337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-10-01	1
Total participants	2018-10-01	338
Number of participants with account balances	2018-10-01	338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-10-01	3
2017: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	275
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	165
Number of other retired or separated participants entitled to future benefits	2017-10-01	121
Total of all active and inactive participants	2017-10-01	286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	1
Total participants	2017-10-01	287
Number of participants with account balances	2017-10-01	286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	2
2016: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	280
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	159
Number of other retired or separated participants entitled to future benefits	2016-10-01	116
Total of all active and inactive participants	2016-10-01	275
Total participants	2016-10-01	275
Number of participants with account balances	2016-10-01	275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	6
2015: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	242
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	180
Number of other retired or separated participants entitled to future benefits	2015-10-01	100
Total of all active and inactive participants	2015-10-01	280
Total participants	2015-10-01	280
Number of participants with account balances	2015-10-01	280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	3
2014: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	213
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	157
Number of other retired or separated participants entitled to future benefits	2014-10-01	85
Total of all active and inactive participants	2014-10-01	242
Total participants	2014-10-01	242
Number of participants with account balances	2014-10-01	242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	3
2013: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	207
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	140
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	73
Total of all active and inactive participants	2013-10-01	213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	213
Number of participants with account balances	2013-10-01	213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	9
2012: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	204
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	157
Number of retired or separated participants receiving benefits	2012-10-01	67
Total of all active and inactive participants	2012-10-01	224
Total participants	2012-10-01	224
Number of participants with account balances	2012-10-01	207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	8
2011: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	202
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	145
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	59
Total of all active and inactive participants	2011-10-01	204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	204
Number of participants with account balances	2011-10-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	10
2009: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	202
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	143
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	64
Total of all active and inactive participants	2009-10-01	207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	207
Number of participants with account balances	2009-10-01	154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	5

Financial Data on COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total transfer of assets from this plan	2022-12-30	$23,824,261
Total income from all sources (including contributions)	2022-12-30	$2,682,408
Total of all expenses incurred	2022-12-30	$5,760,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-30	$5,741,880
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-30	$659,196
Value of total assets at end of year	2022-12-30	$0
Value of total assets at beginning of year	2022-12-30	$26,902,652
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-30	$18,919
Total interest from all sources	2022-12-30	$1,380
Total dividends received (eg from common stock, registered investment company shares)	2022-12-30	$533,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-30	$533,492
Was this plan covered by a fidelity bond	2022-12-30	Yes
Value of fidelity bond cover	2022-12-30	$500,000
If this is an individual account plan, was there a blackout period	2022-12-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-30	No
Contributions received from participants	2022-12-30	$382,059
Participant contributions at end of year	2022-12-30	$0
Participant contributions at beginning of year	2022-12-30	$110,622
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-30	$100,583
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-30	No
Value of net income/loss	2022-12-30	$-3,078,391
Value of net assets at end of year (total assets less liabilities)	2022-12-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2022-12-30	$26,902,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-30	No
Were any leases to which the plan was party in default or uncollectible	2022-12-30	No
Investment advisory and management fees	2022-12-30	$18,919
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-30	$25,332,288
Interest on participant loans	2022-12-30	$1,380
Value of interest in common/collective trusts at end of year	2022-12-30	$0
Value of interest in common/collective trusts at beginning of year	2022-12-30	$1,236,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-30	$1,483,706
Net investment gain or loss from common/collective trusts	2022-12-30	$4,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-30	No
Was there a failure to transmit to the plan any participant contributions	2022-12-30	No
Has the plan failed to provide any benefit when due under the plan	2022-12-30	No
Contributions received in cash from employer	2022-12-30	$176,554
Employer contributions (assets) at end of year	2022-12-30	$0
Employer contributions (assets) at beginning of year	2022-12-30	$223,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-30	$5,741,880
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-30	No
Did the plan have assets held for investment	2022-12-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2022-12-30	Unqualified
Accountancy firm name	2022-12-30	BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN	2022-12-30	131578842
Total income from all sources (including contributions)	2022-09-30	$-3,197,397
Total of all expenses incurred	2022-09-30	$9,630,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-09-30	$9,554,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-09-30	$3,280,608
Value of total assets at end of year	2022-09-30	$26,902,652
Value of total assets at beginning of year	2022-09-30	$39,730,465
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-09-30	$75,957
Total interest from all sources	2022-09-30	$7,520
Total dividends received (eg from common stock, registered investment company shares)	2022-09-30	$1,102,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-09-30	$1,102,862
Was this plan covered by a fidelity bond	2022-09-30	Yes
Value of fidelity bond cover	2022-09-30	$500,000
If this is an individual account plan, was there a blackout period	2022-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-09-30	No
Contributions received from participants	2022-09-30	$2,008,174
Participant contributions at end of year	2022-09-30	$110,622
Participant contributions at beginning of year	2022-09-30	$198,354
Income. Received or receivable in cash from other sources (including rollovers)	2022-09-30	$295,588
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Value of net income/loss	2022-09-30	$-12,827,813
Value of net assets at end of year (total assets less liabilities)	2022-09-30	$26,902,652
Value of net assets at beginning of year (total assets less liabilities)	2022-09-30	$39,730,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-09-30	No
Were any leases to which the plan was party in default or uncollectible	2022-09-30	No
Investment advisory and management fees	2022-09-30	$75,957
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-09-30	$25,332,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-09-30	$37,774,013
Interest on participant loans	2022-09-30	$7,520
Value of interest in common/collective trusts at end of year	2022-09-30	$1,236,669
Value of interest in common/collective trusts at beginning of year	2022-09-30	$1,341,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-09-30	$-7,602,582
Net investment gain or loss from common/collective trusts	2022-09-30	$14,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-09-30	No
Was there a failure to transmit to the plan any participant contributions	2022-09-30	No
Has the plan failed to provide any benefit when due under the plan	2022-09-30	No
Contributions received in cash from employer	2022-09-30	$976,846
Employer contributions (assets) at end of year	2022-09-30	$223,073
Employer contributions (assets) at beginning of year	2022-09-30	$416,214
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-09-30	$9,554,459
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-09-30	No
Did the plan have assets held for investment	2022-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-09-30	No
Opinion of an independent qualified public accountant for this plan	2022-09-30	Unqualified
Accountancy firm name	2022-09-30	BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN	2022-09-30	131578842
2021 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-09-30	$9,918,183
Total of all expenses incurred	2021-09-30	$1,475,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-09-30	$1,386,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-09-30	$3,350,485
Value of total assets at end of year	2021-09-30	$39,730,465
Value of total assets at beginning of year	2021-09-30	$31,287,839
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-09-30	$88,698
Total interest from all sources	2021-09-30	$11,915
Total dividends received (eg from common stock, registered investment company shares)	2021-09-30	$874,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-09-30	$874,098
Was this plan covered by a fidelity bond	2021-09-30	Yes
Value of fidelity bond cover	2021-09-30	$500,000
If this is an individual account plan, was there a blackout period	2021-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-09-30	No
Contributions received from participants	2021-09-30	$1,853,770
Participant contributions at end of year	2021-09-30	$198,354
Participant contributions at beginning of year	2021-09-30	$196,034
Income. Received or receivable in cash from other sources (including rollovers)	2021-09-30	$426,464
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Value of net income/loss	2021-09-30	$8,442,626
Value of net assets at end of year (total assets less liabilities)	2021-09-30	$39,730,465
Value of net assets at beginning of year (total assets less liabilities)	2021-09-30	$31,287,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-09-30	No
Were any leases to which the plan was party in default or uncollectible	2021-09-30	No
Investment advisory and management fees	2021-09-30	$88,698
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-09-30	$37,774,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-09-30	$29,141,208
Interest on participant loans	2021-09-30	$11,915
Value of interest in common/collective trusts at end of year	2021-09-30	$1,341,884
Value of interest in common/collective trusts at beginning of year	2021-09-30	$1,635,915
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-09-30	$5,663,294
Net investment gain or loss from common/collective trusts	2021-09-30	$18,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-09-30	No
Was there a failure to transmit to the plan any participant contributions	2021-09-30	No
Has the plan failed to provide any benefit when due under the plan	2021-09-30	No
Contributions received in cash from employer	2021-09-30	$1,070,251
Employer contributions (assets) at end of year	2021-09-30	$416,214
Employer contributions (assets) at beginning of year	2021-09-30	$314,682
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-09-30	$1,386,859
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-09-30	No
Did the plan have assets held for investment	2021-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-09-30	No
Opinion of an independent qualified public accountant for this plan	2021-09-30	Disclaimer
Accountancy firm name	2021-09-30	BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN	2021-09-30	131578842
2020 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-09-30	$5,298,031
Total of all expenses incurred	2020-09-30	$1,222,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-09-30	$1,134,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-09-30	$2,318,935
Value of total assets at end of year	2020-09-30	$31,287,839
Value of total assets at beginning of year	2020-09-30	$27,212,176
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-09-30	$87,389
Total interest from all sources	2020-09-30	$12,851
Total dividends received (eg from common stock, registered investment company shares)	2020-09-30	$1,686,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-09-30	$1,686,478
Was this plan covered by a fidelity bond	2020-09-30	Yes
Value of fidelity bond cover	2020-09-30	$500,000
If this is an individual account plan, was there a blackout period	2020-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-09-30	No
Contributions received from participants	2020-09-30	$1,429,953
Participant contributions at end of year	2020-09-30	$196,034
Participant contributions at beginning of year	2020-09-30	$137,079
Income. Received or receivable in cash from other sources (including rollovers)	2020-09-30	$70,608
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Value of net income/loss	2020-09-30	$4,075,663
Value of net assets at end of year (total assets less liabilities)	2020-09-30	$31,287,839
Value of net assets at beginning of year (total assets less liabilities)	2020-09-30	$27,212,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-09-30	No
Were any leases to which the plan was party in default or uncollectible	2020-09-30	No
Investment advisory and management fees	2020-09-30	$87,389
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-09-30	$29,141,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-09-30	$25,377,145
Interest on participant loans	2020-09-30	$12,851
Value of interest in common/collective trusts at end of year	2020-09-30	$1,635,915
Value of interest in common/collective trusts at beginning of year	2020-09-30	$1,429,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-09-30	$1,251,821
Net investment gain or loss from common/collective trusts	2020-09-30	$27,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-09-30	No
Was there a failure to transmit to the plan any participant contributions	2020-09-30	No
Has the plan failed to provide any benefit when due under the plan	2020-09-30	No
Contributions received in cash from employer	2020-09-30	$818,374
Employer contributions (assets) at end of year	2020-09-30	$314,682
Employer contributions (assets) at beginning of year	2020-09-30	$267,987
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-09-30	$1,134,979
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-09-30	No
Did the plan have assets held for investment	2020-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-09-30	Disclaimer
Accountancy firm name	2020-09-30	BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN	2020-09-30	131578842
2019 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-09-30	$2,847,316
Total of all expenses incurred	2019-09-30	$1,729,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-09-30	$1,704,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-09-30	$2,198,798
Value of total assets at end of year	2019-09-30	$27,212,176
Value of total assets at beginning of year	2019-09-30	$26,094,320
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-09-30	$24,977
Total interest from all sources	2019-09-30	$15,307
Total dividends received (eg from common stock, registered investment company shares)	2019-09-30	$182,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-09-30	$182,127
Was this plan covered by a fidelity bond	2019-09-30	Yes
Value of fidelity bond cover	2019-09-30	$500,000
If this is an individual account plan, was there a blackout period	2019-09-30	Yes
Were there any nonexempt tranactions with any party-in-interest	2019-09-30	No
Contributions received from participants	2019-09-30	$1,399,266
Participant contributions at end of year	2019-09-30	$137,079
Participant contributions at beginning of year	2019-09-30	$103,382
Other income not declared elsewhere	2019-09-30	$6,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Value of net income/loss	2019-09-30	$1,117,856
Value of net assets at end of year (total assets less liabilities)	2019-09-30	$27,212,176
Value of net assets at beginning of year (total assets less liabilities)	2019-09-30	$26,094,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-09-30	No
Were any leases to which the plan was party in default or uncollectible	2019-09-30	No
Investment advisory and management fees	2019-09-30	$24,977
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-09-30	$25,377,145
Value of interest in pooled separate accounts at end of year	2019-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2019-09-30	$24,385,207
Interest on participant loans	2019-09-30	$7,227
Interest earned on other investments	2019-09-30	$8,080
Value of interest in common/collective trusts at end of year	2019-09-30	$1,429,965
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-09-30	$1,375,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-09-30	$1,058,973
Net investment gain/loss from pooled separate accounts	2019-09-30	$-631,296
Net investment gain or loss from common/collective trusts	2019-09-30	$17,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-09-30	No
Was there a failure to transmit to the plan any participant contributions	2019-09-30	No
Has the plan failed to provide any benefit when due under the plan	2019-09-30	No
Contributions received in cash from employer	2019-09-30	$799,532
Employer contributions (assets) at end of year	2019-09-30	$267,987
Employer contributions (assets) at beginning of year	2019-09-30	$230,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-09-30	$1,704,483
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-09-30	Yes
Did the plan have assets held for investment	2019-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-09-30	Disclaimer
Accountancy firm name	2019-09-30	BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN	2019-09-30	131578842
2018 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-09-30	$5,365,585
Total of all expenses incurred	2018-09-30	$1,432,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-09-30	$1,413,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-09-30	$2,551,645
Value of total assets at end of year	2018-09-30	$26,094,320
Value of total assets at beginning of year	2018-09-30	$22,160,871
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-09-30	$18,775
Total interest from all sources	2018-09-30	$21,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-09-30	No
Was this plan covered by a fidelity bond	2018-09-30	Yes
Value of fidelity bond cover	2018-09-30	$500,000
If this is an individual account plan, was there a blackout period	2018-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2018-09-30	No
Contributions received from participants	2018-09-30	$1,357,799
Participant contributions at end of year	2018-09-30	$103,382
Participant contributions at beginning of year	2018-09-30	$123,816
Income. Received or receivable in cash from other sources (including rollovers)	2018-09-30	$459,928
Other income not declared elsewhere	2018-09-30	$39,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Value of net income/loss	2018-09-30	$3,933,449
Value of net assets at end of year (total assets less liabilities)	2018-09-30	$26,094,320
Value of net assets at beginning of year (total assets less liabilities)	2018-09-30	$22,160,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-09-30	No
Were any leases to which the plan was party in default or uncollectible	2018-09-30	No
Value of interest in pooled separate accounts at end of year	2018-09-30	$24,385,207
Value of interest in pooled separate accounts at beginning of year	2018-09-30	$20,339,721
Interest on participant loans	2018-09-30	$5,082
Interest earned on other investments	2018-09-30	$16,679
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-09-30	$1,375,477
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-09-30	$1,384,808
Net investment gain/loss from pooled separate accounts	2018-09-30	$2,752,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-09-30	No
Was there a failure to transmit to the plan any participant contributions	2018-09-30	No
Has the plan failed to provide any benefit when due under the plan	2018-09-30	No
Contributions received in cash from employer	2018-09-30	$733,918
Employer contributions (assets) at end of year	2018-09-30	$230,254
Employer contributions (assets) at beginning of year	2018-09-30	$312,526
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-09-30	$1,413,361
Contract administrator fees	2018-09-30	$18,775
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-09-30	No
Did the plan have assets held for investment	2018-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-09-30	Disclaimer
Accountancy firm name	2018-09-30	BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN	2018-09-30	131578842
2017 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-09-30	$5,223,297
Total of all expenses incurred	2017-09-30	$1,538,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-30	$1,521,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-30	$2,292,367
Value of total assets at end of year	2017-09-30	$22,160,871
Value of total assets at beginning of year	2017-09-30	$18,476,056
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-30	$16,787
Total interest from all sources	2017-09-30	$15,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-30	No
Was this plan covered by a fidelity bond	2017-09-30	Yes
Value of fidelity bond cover	2017-09-30	$500,000
If this is an individual account plan, was there a blackout period	2017-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-09-30	No
Contributions received from participants	2017-09-30	$1,379,498
Participant contributions at end of year	2017-09-30	$123,816
Participant contributions at beginning of year	2017-09-30	$115,845
Income. Received or receivable in cash from other sources (including rollovers)	2017-09-30	$73,378
Other income not declared elsewhere	2017-09-30	$20,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Value of net income/loss	2017-09-30	$3,684,815
Value of net assets at end of year (total assets less liabilities)	2017-09-30	$22,160,871
Value of net assets at beginning of year (total assets less liabilities)	2017-09-30	$18,476,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-30	No
Were any leases to which the plan was party in default or uncollectible	2017-09-30	No
Value of interest in pooled separate accounts at end of year	2017-09-30	$20,339,721
Value of interest in pooled separate accounts at beginning of year	2017-09-30	$17,094,046
Interest on participant loans	2017-09-30	$4,653
Interest earned on other investments	2017-09-30	$11,177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-09-30	$1,384,808
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-09-30	$968,733
Net investment gain/loss from pooled separate accounts	2017-09-30	$2,894,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-30	No
Was there a failure to transmit to the plan any participant contributions	2017-09-30	No
Has the plan failed to provide any benefit when due under the plan	2017-09-30	No
Contributions received in cash from employer	2017-09-30	$839,491
Employer contributions (assets) at end of year	2017-09-30	$312,526
Employer contributions (assets) at beginning of year	2017-09-30	$297,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-30	$1,521,695
Contract administrator fees	2017-09-30	$16,787
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-09-30	No
Did the plan have assets held for investment	2017-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-09-30	Disclaimer
Accountancy firm name	2017-09-30	BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN	2017-09-30	131578842
2016 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-09-30	$3,918,268
Total of all expenses incurred	2016-09-30	$627,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$625,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$2,191,928
Value of total assets at end of year	2016-09-30	$18,476,056
Value of total assets at beginning of year	2016-09-30	$15,185,144
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$2,211
Total interest from all sources	2016-09-30	$14,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$500,000
If this is an individual account plan, was there a blackout period	2016-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Contributions received from participants	2016-09-30	$1,284,571
Participant contributions at end of year	2016-09-30	$115,845
Participant contributions at beginning of year	2016-09-30	$188,579
Income. Received or receivable in cash from other sources (including rollovers)	2016-09-30	$101,776
Other income not declared elsewhere	2016-09-30	$4,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Value of net income/loss	2016-09-30	$3,290,912
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$18,476,056
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$15,185,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Value of interest in pooled separate accounts at end of year	2016-09-30	$17,094,046
Value of interest in pooled separate accounts at beginning of year	2016-09-30	$14,081,147
Interest on participant loans	2016-09-30	$5,106
Interest earned on other investments	2016-09-30	$9,797
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-09-30	$968,733
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-09-30	$672,082
Net investment gain/loss from pooled separate accounts	2016-09-30	$1,707,021
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Contributions received in cash from employer	2016-09-30	$805,581
Employer contributions (assets) at end of year	2016-09-30	$297,432
Employer contributions (assets) at beginning of year	2016-09-30	$243,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$625,145
Contract administrator fees	2016-09-30	$2,211
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-09-30	No
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-09-30	Disclaimer
Accountancy firm name	2016-09-30	BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN	2016-09-30	131578842
2015 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-09-30	$1,434,828
Total of all expenses incurred	2015-09-30	$593,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$590,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$1,697,037
Value of total assets at end of year	2015-09-30	$15,185,144
Value of total assets at beginning of year	2015-09-30	$14,343,333
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$2,020
Total interest from all sources	2015-09-30	$4,554
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$8,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$500,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$990,844
Participant contributions at end of year	2015-09-30	$188,579
Participant contributions at beginning of year	2015-09-30	$140,042
Income. Received or receivable in cash from other sources (including rollovers)	2015-09-30	$37,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$841,811
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$15,185,144
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$14,343,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in pooled separate accounts at end of year	2015-09-30	$14,081,147
Value of interest in pooled separate accounts at beginning of year	2015-09-30	$13,280,156
Interest on participant loans	2015-09-30	$4,554
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-09-30	$672,082
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-09-30	$730,219
Net investment gain/loss from pooled separate accounts	2015-09-30	$-275,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Contributions received in cash from employer	2015-09-30	$669,193
Employer contributions (assets) at end of year	2015-09-30	$243,336
Employer contributions (assets) at beginning of year	2015-09-30	$192,916
Income. Dividends from common stock	2015-09-30	$8,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$590,997
Contract administrator fees	2015-09-30	$2,020
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-09-30	No
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN	2015-09-30	131578842
2014 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-09-30	$2,974,302
Total of all expenses incurred	2014-09-30	$1,401,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$1,401,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$1,500,596
Value of total assets at end of year	2014-09-30	$14,343,333
Value of total assets at beginning of year	2014-09-30	$12,770,855
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$550
Total interest from all sources	2014-09-30	$16,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$500,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$891,769
Participant contributions at end of year	2014-09-30	$140,042
Participant contributions at beginning of year	2014-09-30	$91,303
Income. Received or receivable in cash from other sources (including rollovers)	2014-09-30	$20,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$1,572,478
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$14,343,333
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$12,770,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Investment advisory and management fees	2014-09-30	$550
Value of interest in pooled separate accounts at end of year	2014-09-30	$13,280,156
Value of interest in pooled separate accounts at beginning of year	2014-09-30	$11,683,803
Interest on participant loans	2014-09-30	$5,759
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-09-30	$10,388
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-09-30	$730,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-09-30	$781,153
Net investment gain/loss from pooled separate accounts	2014-09-30	$1,457,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Contributions received in cash from employer	2014-09-30	$587,895
Employer contributions (assets) at end of year	2014-09-30	$192,916
Employer contributions (assets) at beginning of year	2014-09-30	$214,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$1,401,274
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-09-30	No
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	BUCHBINDER TUNICK & CO, LLP
Accountancy firm EIN	2014-09-30	131578842
2013 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-09-30	$3,344,588
Total of all expenses incurred	2013-09-30	$977,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$976,193
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$1,557,371
Value of total assets at end of year	2013-09-30	$12,770,855
Value of total assets at beginning of year	2013-09-30	$10,403,610
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$1,150
Total interest from all sources	2013-09-30	$15,859
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$844,724
Participant contributions at end of year	2013-09-30	$91,303
Participant contributions at beginning of year	2013-09-30	$92,333
Income. Received or receivable in cash from other sources (including rollovers)	2013-09-30	$105,812
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$2,367,245
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$12,770,855
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$10,403,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in pooled separate accounts at end of year	2013-09-30	$11,683,803
Value of interest in pooled separate accounts at beginning of year	2013-09-30	$9,335,058
Interest on participant loans	2013-09-30	$4,777
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-09-30	$11,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-09-30	$781,153
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-09-30	$731,372
Net investment gain/loss from pooled separate accounts	2013-09-30	$1,771,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$606,835
Employer contributions (assets) at end of year	2013-09-30	$214,596
Employer contributions (assets) at beginning of year	2013-09-30	$244,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$976,193
Contract administrator fees	2013-09-30	$1,150
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-09-30	No
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	BUCHBINDER TUNICK & CO, LLP
Accountancy firm EIN	2013-09-30	131578842
2012 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-09-30	$3,055,044
Total of all expenses incurred	2012-09-30	$542,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$527,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$1,564,684
Value of total assets at end of year	2012-09-30	$10,403,610
Value of total assets at beginning of year	2012-09-30	$7,890,955
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$14,431
Total interest from all sources	2012-09-30	$18,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$500,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$884,843
Participant contributions at end of year	2012-09-30	$92,333
Participant contributions at beginning of year	2012-09-30	$83,500
Income. Received or receivable in cash from other sources (including rollovers)	2012-09-30	$55,748
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$2,512,655
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$10,403,610
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$7,890,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in pooled separate accounts at end of year	2012-09-30	$9,335,058
Value of interest in pooled separate accounts at beginning of year	2012-09-30	$6,938,435
Interest on participant loans	2012-09-30	$5,506
Interest earned on other investments	2012-09-30	$12,566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-09-30	$731,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-09-30	$639,217
Net investment gain/loss from pooled separate accounts	2012-09-30	$1,472,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Contributions received in cash from employer	2012-09-30	$624,093
Employer contributions (assets) at end of year	2012-09-30	$244,847
Employer contributions (assets) at beginning of year	2012-09-30	$229,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$527,958
Contract administrator fees	2012-09-30	$14,431
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-09-30	No
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	BUCHBINDER TUNICK & CO, LLP
Accountancy firm EIN	2012-09-30	131578842
2011 : COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-09-30	$1,232,949
Total of all expenses incurred	2011-09-30	$245,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$226,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$1,468,398
Value of total assets at end of year	2011-09-30	$7,890,955
Value of total assets at beginning of year	2011-09-30	$6,903,445
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$18,552
Total interest from all sources	2011-09-30	$21,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$500,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$856,629
Participant contributions at end of year	2011-09-30	$83,500
Participant contributions at beginning of year	2011-09-30	$86,669
Income. Received or receivable in cash from other sources (including rollovers)	2011-09-30	$20,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$987,510
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$7,890,955
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$6,903,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in pooled separate accounts at end of year	2011-09-30	$6,938,435
Value of interest in pooled separate accounts at beginning of year	2011-09-30	$6,218,209
Interest on participant loans	2011-09-30	$5,865
Interest earned on other investments	2011-09-30	$15,234
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-09-30	$639,217
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-09-30	$598,567
Net investment gain/loss from pooled separate accounts	2011-09-30	$-256,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$590,930
Employer contributions (assets) at end of year	2011-09-30	$229,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$226,887
Contract administrator fees	2011-09-30	$18,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-09-30	No
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	BUCHBINDER TUNICK & CO, LLP
Accountancy firm EIN	2011-09-30	131578842

Form 5500 Responses for COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN

2022: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-10-01	Type of plan entity	Single employer plan
2022-10-01	This submission is the final filing	Yes
2022-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2022-10-01	Plan funding arrangement – Trust	Yes
2022-10-01	Plan benefit arrangement - Trust	Yes
2021: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-10-01	Type of plan entity	Single employer plan
2021-10-01	Plan funding arrangement – Trust	Yes
2021-10-01	Plan benefit arrangement - Trust	Yes
2020: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-10-01	Type of plan entity	Single employer plan
2020-10-01	Plan funding arrangement – Trust	Yes
2020-10-01	Plan benefit arrangement - Trust	Yes
2019: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-10-01	Type of plan entity	Single employer plan
2019-10-01	Plan funding arrangement – Trust	Yes
2019-10-01	Plan benefit arrangement - Trust	Yes
2018: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01	Type of plan entity	Single employer plan
2018-10-01	Plan funding arrangement – Insurance	Yes
2018-10-01	Plan funding arrangement – Trust	Yes
2018-10-01	Plan benefit arrangement – Insurance	Yes
2018-10-01	Plan benefit arrangement - Trust	Yes
2017: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Plan funding arrangement – Insurance	Yes
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement – Insurance	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Plan funding arrangement – Insurance	Yes
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement – Insurance	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Plan funding arrangement – Insurance	Yes
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement – Insurance	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Plan funding arrangement – Insurance	Yes
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement – Insurance	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Plan funding arrangement – Insurance	Yes
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement – Insurance	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Plan funding arrangement – Insurance	Yes
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement – Insurance	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Plan funding arrangement – Insurance	Yes
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement – Insurance	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	This submission is the final filing	No
2009-10-01	Plan funding arrangement – Insurance	Yes
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement – Insurance	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: COTTON & COMPANY LLP 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

991664-000

Policy instance

Insurance contract or identification number	991664-000
Number of Individuals Covered	0
Insurance policy start date	2018-10-01
Insurance policy end date	2019-09-30
Total amount of commissions paid to insurance broker	USD $15,200
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,200
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

991664-000

Policy instance

Insurance contract or identification number	991664-000
Number of Individuals Covered	286
Insurance policy start date	2017-10-01
Insurance policy end date	2018-09-30
Total amount of commissions paid to insurance broker	USD $35,989
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	COTTON & COMPANY ASSURANCE AND ADVISORY LLC
Employer identification number (EIN):	541172176
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants