401k Plan data: HARRISON & BATES RETIREMENT PLAN plan

HARRISON & BATES RETIREMENT PLAN 401k Plan overview

Plan Name	HARRISON & BATES RETIREMENT PLAN
Plan identification number	001

HARRISON & BATES RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARRISON & BATES INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name: HARRISON & BATES INCORPORATED

Employer identification number (EIN): 541267441

NAIC Classification: 531210
NAIC Description: Offices of Real Estate Agents and Brokers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARRISON & BATES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 JOHN LEITCH 2020-01-09 JOHN LEITCH 2020-01-09
001 2018-01-01 JOHN LEITCH 2019-07-22 JOHN LEITCH 2019-07-22
001 2017-01-01 JOHN LEITCH 2018-07-12 JOHN LEITCH 2018-07-12
001 2016-01-01 JOHN LEITCH 2017-06-16 JOHN LEITCH 2017-06-16
001 2015-01-01 JOHN LEITCH 2016-06-20 JOHN LEITCH 2016-06-20
001 2014-01-01 JOHN LEITCH 2015-06-18 JOHN LEITCH 2015-06-18
001 2013-01-01 JOHN LEITCH 2014-05-16 JOHN LEITCH 2014-05-16
001 2012-01-01 JOHN LEITCH 2013-05-21 JOHN LEITCH 2013-05-21
001 2011-01-01 JOHN LEITCH 2012-05-16 JOHN LEITCH 2012-05-16
001 2010-01-01 JOHN LEITCH 2011-04-25 JOHN LEITCH 2011-04-25

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	JOHN LEITCH	2020-01-09	JOHN LEITCH	2020-01-09
001	2018-01-01	JOHN LEITCH	2019-07-22	JOHN LEITCH	2019-07-22
001	2017-01-01	JOHN LEITCH	2018-07-12	JOHN LEITCH	2018-07-12
001	2016-01-01	JOHN LEITCH	2017-06-16	JOHN LEITCH	2017-06-16
001	2015-01-01	JOHN LEITCH	2016-06-20	JOHN LEITCH	2016-06-20
001	2014-01-01	JOHN LEITCH	2015-06-18	JOHN LEITCH	2015-06-18
001	2013-01-01	JOHN LEITCH	2014-05-16	JOHN LEITCH	2014-05-16
001	2012-01-01	JOHN LEITCH	2013-05-21	JOHN LEITCH	2013-05-21
001	2011-01-01	JOHN LEITCH	2012-05-16	JOHN LEITCH	2012-05-16
001	2010-01-01	JOHN LEITCH	2011-04-25	JOHN LEITCH	2011-04-25

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Company Name:	HARRISON & BATES INCORPORATED
Employer identification number (EIN):	541267441
NAIC Classification:	531210
NAIC Description:	Offices of Real Estate Agents and Brokers