401k Plan data: VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION plan

VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 401k Plan overview

Plan Name	VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION
Plan identification number	001

VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MIDDLEBURG FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: MIDDLEBURG FINANCIAL CORPORATION

Employer identification number (EIN): 541696103

NAIC Classification: 522110
NAIC Description: Commercial Banking

Additional information about MIDDLEBURG FINANCIAL CORPORATION

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 1993-10-13

Company Identification Number: 0416768

Legal Registered Office Address: 111 WEST WASHINGTON ST PO BOX 5
PO BOX 5
MIDDLEBURG
United States of America (USA)
20118-0005

More information about MIDDLEBURG FINANCIAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 SUZANNE WITHERS 2014-10-13
001 2011-10-01 SUZANNE WITHERS
001 2010-10-01 SUZANNE WITHERS
001 2009-10-01 SUZANNE WITHERS
001 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2012-01-01	SUZANNE WITHERS	2014-10-13
001	2011-10-01	SUZANNE WITHERS
001	2010-10-01	SUZANNE WITHERS
001	2009-10-01	SUZANNE WITHERS
001	2008-10-01

Plan Statistics for VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION

401k plan membership statisitcs for VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION

Measure Date Value
2011: VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2011 401k membership
Total participants, beginning-of-year 2011-10-01 176
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 0
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 0
Total of all active and inactive participants 2011-10-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2010: VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2010 401k membership
Total participants, beginning-of-year 2010-10-01 186
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 148
Number of retired or separated participants receiving benefits 2010-10-01 1
Number of other retired or separated participants entitled to future benefits 2010-10-01 27
Total of all active and inactive participants 2010-10-01 176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 0
Total participants 2010-10-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 4
2009: VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2009 401k membership
Total participants, beginning-of-year 2009-10-01 195
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 157
Number of retired or separated participants receiving benefits 2009-10-01 2
Number of other retired or separated participants entitled to future benefits 2009-10-01 27
Total of all active and inactive participants 2009-10-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 8

Measure	Date	Value
2011: VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2011 401k membership
Total participants, beginning-of-year	2011-10-01	176
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	0
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	0
Total of all active and inactive participants	2011-10-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2010: VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2010 401k membership
Total participants, beginning-of-year	2010-10-01	186
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	148
Number of retired or separated participants receiving benefits	2010-10-01	1
Number of other retired or separated participants entitled to future benefits	2010-10-01	27
Total of all active and inactive participants	2010-10-01	176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	0
Total participants	2010-10-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	4
2009: VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2009 401k membership
Total participants, beginning-of-year	2009-10-01	195
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	157
Number of retired or separated participants receiving benefits	2009-10-01	2
Number of other retired or separated participants entitled to future benefits	2009-10-01	27
Total of all active and inactive participants	2009-10-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	8

Financial Data on VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION

Measure	Date	Value
2011 : VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$173
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,268,134
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$7,344,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$7,317,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,268,046
Value of total assets at end of year	2011-12-31	$173
Value of total assets at beginning of year	2011-12-31	$5,076,073
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$26,231
Total interest from all sources	2011-12-31	$88
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Administrative expenses professional fees incurred	2011-12-31	$23,947
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Liabilities. Value of operating payables at end of year	2011-12-31	$173
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$-2,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-5,076,073
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,076,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$2,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$173
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$5,078,378
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$5,078,378
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$88
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,268,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$7,317,976
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	YOUNT, HYDE & BARBOUR, P.C.
Accountancy firm EIN	2011-12-31	541149263
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$4,991
Total income from all sources (including contributions)	2011-09-30	$210,380
Total loss/gain on sale of assets	2011-09-30	$179,170
Total of all expenses incurred	2011-09-30	$283,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$267,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$20,593
Value of total assets at end of year	2011-09-30	$5,076,073
Value of total assets at beginning of year	2011-09-30	$5,154,261
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$16,236
Total interest from all sources	2011-09-30	$462
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$10,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-09-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$10,155
Administrative expenses professional fees incurred	2011-09-30	$3,887
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-09-30	$4,526
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-09-30	$4,991
Total non interest bearing cash at end of year	2011-09-30	$-2,305
Total non interest bearing cash at beginning of year	2011-09-30	$3,209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$-73,197
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$5,076,073
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$5,149,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Investment advisory and management fees	2011-09-30	$12,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$5,098,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-09-30	$5,078,378
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-09-30	$48,204
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-09-30	$48,204
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-09-30	$462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$20,593
Employer contributions (assets) at beginning of year	2011-09-30	$24
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$267,341
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Aggregate proceeds on sale of assets	2011-09-30	$6,019,596
Aggregate carrying amount (costs) on sale of assets	2011-09-30	$5,840,426
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	YOUNT, HYDE & BARBOUR, P.C.
Accountancy firm EIN	2011-09-30	541149263
2010 : VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION

2011: VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	Yes
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: VBA MASTER DEFINED BENEFIT PLAN FOR MIDDLEBURG FINANCIAL CORPORATION 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

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Company Name:	MIDDLEBURG FINANCIAL CORPORATION
Employer identification number (EIN):	541696103
NAIC Classification:	522110
NAIC Description:	Commercial Banking

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	1993-10-13
Company Identification Number:	0416768
Legal Registered Office Address:	111 WEST WASHINGTON ST PO BOX 5 PO BOX 5 MIDDLEBURG United States of America (USA) 20118-0005