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MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 401k Plan overview

Plan NameMIDDLEBURG FINANCIAL CORPORATION 401K PLAN
Plan identification number 002

MIDDLEBURG FINANCIAL CORPORATION 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MIDDLEBURG FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:MIDDLEBURG FINANCIAL CORPORATION
Employer identification number (EIN):541696103
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about MIDDLEBURG FINANCIAL CORPORATION

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1993-10-13
Company Identification Number: 0416768
Legal Registered Office Address: 111 WEST WASHINGTON ST PO BOX 5
PO BOX 5
MIDDLEBURG
United States of America (USA)
20118-0005

More information about MIDDLEBURG FINANCIAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MIDDLEBURG FINANCIAL CORPORATION 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01KAREN PULEO
0022016-01-01KAREN PULEO
0022015-01-01SUZANNE WITHERS
0022014-01-01SUZANNE WITHERS
0022013-01-01SUZANNE WITHERS
0022012-01-01SUZANNE WITHERS
0022011-01-01SUZANNE WITHERS
0022010-01-01SUZANNE WITHERS
0022009-01-01SUZANNE WITHERS

Plan Statistics for MIDDLEBURG FINANCIAL CORPORATION 401K PLAN

401k plan membership statisitcs for MIDDLEBURG FINANCIAL CORPORATION 401K PLAN

Measure Date Value
2017: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01236
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01233
Total number of active participants reported on line 7a of the Form 55002016-01-01184
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0152
Total of all active and inactive participants2016-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01236
Number of participants with account balances2016-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0113
2015: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01229
Total number of active participants reported on line 7a of the Form 55002015-01-01185
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0147
Total of all active and inactive participants2015-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01232
Number of participants with account balances2015-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0116
2014: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01231
Total number of active participants reported on line 7a of the Form 55002014-01-01189
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0138
Total of all active and inactive participants2014-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01227
Number of participants with account balances2014-01-0118
2013: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01237
Total number of active participants reported on line 7a of the Form 55002013-01-01195
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0134
Total of all active and inactive participants2013-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01229
Number of participants with account balances2013-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0119
2012: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01212
Total number of active participants reported on line 7a of the Form 55002012-01-01209
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0127
Total of all active and inactive participants2012-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01236
Number of participants with account balances2012-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-018
2011: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01198
Total number of active participants reported on line 7a of the Form 55002011-01-01185
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0127
Total of all active and inactive participants2011-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01212
Number of participants with account balances2011-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2010: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01203
Total number of active participants reported on line 7a of the Form 55002010-01-01171
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0127
Total of all active and inactive participants2010-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01198
Number of participants with account balances2010-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0111
2009: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01204
Total number of active participants reported on line 7a of the Form 55002009-01-01185
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0116
Total of all active and inactive participants2009-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01201
Number of participants with account balances2009-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on MIDDLEBURG FINANCIAL CORPORATION 401K PLAN

Measure Date Value
2017 : MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total income from all sources (including contributions)2017-11-30$1,991,967
Total loss/gain on sale of assets2017-11-30$0
Total of all expenses incurred2017-11-30$17,887,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$17,854,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$478,547
Value of total assets at end of year2017-11-30$0
Value of total assets at beginning of year2017-11-30$15,895,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$32,827
Total interest from all sources2017-11-30$15,491
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$74,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-11-30$0
Total dividends received from registered investment company shares (eg mutual funds)2017-11-30$74,755
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$500,000
If this is an individual account plan, was there a blackout period2017-11-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-11-30$0
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Contributions received from participants2017-11-30$351,185
Participant contributions at end of year2017-11-30$0
Participant contributions at beginning of year2017-11-30$629,537
Total non interest bearing cash at end of year2017-11-30$0
Total non interest bearing cash at beginning of year2017-11-30$33,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Value of net income/loss2017-11-30$-15,895,799
Value of net assets at end of year (total assets less liabilities)2017-11-30$0
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$15,895,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-11-30$15,233,241
Interest on participant loans2017-11-30$15,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-11-30$1,423,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30No
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30No
Contributions received in cash from employer2017-11-30$127,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$17,854,939
Contract administrator fees2017-11-30$32,827
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-11-30Yes
Did the plan have assets held for investment2017-11-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30Yes
Opinion of an independent qualified public accountant for this plan2017-11-30Disclaimer
Accountancy firm name2017-11-30YOUNT, HYDE & BARBOUR P.C.
Accountancy firm EIN2017-11-30541149263
2016 : MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,546,149
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$760,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$727,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,427,794
Value of total assets at end of year2016-12-31$15,895,799
Value of total assets at beginning of year2016-12-31$14,110,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$33,647
Total interest from all sources2016-12-31$25,038
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$620,342
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$620,342
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,025,054
Participant contributions at end of year2016-12-31$629,537
Participant contributions at beginning of year2016-12-31$552,652
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$34,025
Total non interest bearing cash at end of year2016-12-31$33,021
Total non interest bearing cash at beginning of year2016-12-31$16,084
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,785,249
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,895,799
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,110,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$15,233,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,541,814
Interest on participant loans2016-12-31$25,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$472,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$368,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$727,253
Contract administrator fees2016-12-31$33,647
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31YOUNT, HYDE & BARBOUR P.C.
Accountancy firm EIN2016-12-31541149263
2015 : MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,630,189
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,340,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,303,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,496,475
Value of total assets at end of year2015-12-31$14,110,550
Value of total assets at beginning of year2015-12-31$13,821,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$37,494
Total interest from all sources2015-12-31$25,460
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$692,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$692,693
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,062,936
Participant contributions at end of year2015-12-31$552,652
Participant contributions at beginning of year2015-12-31$611,236
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$56,488
Total non interest bearing cash at end of year2015-12-31$16,084
Total non interest bearing cash at beginning of year2015-12-31$17,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$289,301
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,110,550
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,821,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,541,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,192,922
Interest on participant loans2015-12-31$25,460
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-584,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$377,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,303,394
Contract administrator fees2015-12-31$37,494
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31YOUNT, HYDE & BARBOUR P.C.
Accountancy firm EIN2015-12-31541149263
2014 : MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,154,343
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$944,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$917,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,348,114
Value of total assets at end of year2014-12-31$13,821,249
Value of total assets at beginning of year2014-12-31$12,611,245
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$26,681
Total interest from all sources2014-12-31$24,742
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$740,241
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$740,241
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$982,468
Participant contributions at end of year2014-12-31$611,236
Participant contributions at beginning of year2014-12-31$545,671
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,688
Total non interest bearing cash at end of year2014-12-31$17,091
Total non interest bearing cash at beginning of year2014-12-31$239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,210,004
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,821,249
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,611,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,192,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,065,335
Interest on participant loans2014-12-31$24,742
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$41,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$354,958
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$917,658
Contract administrator fees2014-12-31$26,681
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31YOUNT, HYDE & BARBOUR P.C.
Accountancy firm EIN2014-12-31541149263
2013 : MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,526,065
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$867,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$833,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,366,619
Value of total assets at end of year2013-12-31$12,611,245
Value of total assets at beginning of year2013-12-31$9,952,210
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$33,862
Total interest from all sources2013-12-31$22,940
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$357,501
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$357,501
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$997,291
Participant contributions at end of year2013-12-31$545,671
Participant contributions at beginning of year2013-12-31$470,085
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$16,207
Total non interest bearing cash at end of year2013-12-31$239
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,659,035
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,611,245
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,952,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$5,885
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,065,335
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,482,125
Interest on participant loans2013-12-31$22,940
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,779,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$353,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$833,168
Contract administrator fees2013-12-31$27,977
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31YOUNT, HYDE & BARBOUR P.C.
Accountancy firm EIN2013-12-31541149263
2012 : MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,592,187
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$635,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$622,723
Value of total corrective distributions2012-12-31$735
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,436,122
Value of total assets at end of year2012-12-31$9,952,210
Value of total assets at beginning of year2012-12-31$7,995,918
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$12,437
Total interest from all sources2012-12-31$17,199
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$159,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$159,646
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$6,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$926,563
Participant contributions at end of year2012-12-31$470,085
Participant contributions at beginning of year2012-12-31$348,177
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$187,283
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,956,292
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,952,210
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,995,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,482,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,647,741
Interest on participant loans2012-12-31$17,199
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$979,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$322,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$622,723
Contract administrator fees2012-12-31$12,437
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31YOUNT, HYDE & BARBOUR P.C.
Accountancy firm EIN2012-12-31541149263
2011 : MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,512,801
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$292,400
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$276,783
Value of total corrective distributions2011-12-31$195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,756,506
Value of total assets at end of year2011-12-31$7,995,918
Value of total assets at beginning of year2011-12-31$6,775,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$15,422
Total interest from all sources2011-12-31$13,976
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$92,077
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$92,077
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$6,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$758,772
Participant contributions at end of year2011-12-31$348,177
Participant contributions at beginning of year2011-12-31$268,334
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$738,779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,220,401
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,995,918
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,775,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,647,741
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,507,183
Interest on participant loans2011-12-31$13,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-349,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$258,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$276,783
Contract administrator fees2011-12-31$15,422
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31YOUNT, HYDE & BARBOUR P.C.
Accountancy firm EIN2011-12-31541149263
2010 : MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,732,813
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$805,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$757,039
Value of total corrective distributions2010-12-31$30,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,013,947
Value of total assets at end of year2010-12-31$6,775,517
Value of total assets at beginning of year2010-12-31$5,847,805
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$17,278
Total interest from all sources2010-12-31$10,269
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$106,501
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$106,501
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$4,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$720,170
Participant contributions at end of year2010-12-31$268,334
Participant contributions at beginning of year2010-12-31$171,770
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$33,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$927,712
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,775,517
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,847,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,507,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,676,035
Interest on participant loans2010-12-31$10,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$602,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$260,508
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$757,039
Contract administrator fees2010-12-31$17,278
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31YOUNT, HYDE & BARBOUR P.C.
Accountancy firm EIN2010-12-31541149263
2009 : MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MIDDLEBURG FINANCIAL CORPORATION 401K PLAN

2017: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MIDDLEBURG FINANCIAL CORPORATION 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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