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FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 401k Plan overview

Plan NameFIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN
Plan identification number 001

FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AUTOMOTIVE RESOURCE DEVELOPMENT GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name:AUTOMOTIVE RESOURCE DEVELOPMENT GROUP, LLC
Employer identification number (EIN):541945786
NAIC Classification:441110
NAIC Description:New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01MICHAEL FURCHTENICHT2021-10-15
0012019-01-01MICHAEL FURCHTENICHT2020-10-14
0012018-01-01MIKE FURCHTENICHT2019-10-14
0012017-01-01
0012016-01-01

Plan Statistics for FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN

401k plan membership statisitcs for FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN

Measure Date Value
2022: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01468
Total number of active participants reported on line 7a of the Form 55002022-01-01433
Number of retired or separated participants receiving benefits2022-01-01141
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-01574
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01574
Number of participants with account balances2022-01-01457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01548
Total number of active participants reported on line 7a of the Form 55002021-01-01299
Number of retired or separated participants receiving benefits2021-01-0113
Number of other retired or separated participants entitled to future benefits2021-01-01147
Total of all active and inactive participants2021-01-01459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01459
Number of participants with account balances2021-01-01360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01506
Total number of active participants reported on line 7a of the Form 55002020-01-01440
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0181
Total of all active and inactive participants2020-01-01524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01524
Number of participants with account balances2020-01-01374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01456
Total number of active participants reported on line 7a of the Form 55002019-01-01397
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0162
Total of all active and inactive participants2019-01-01461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01461
Number of participants with account balances2019-01-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01426
Total number of active participants reported on line 7a of the Form 55002018-01-01385
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0142
Total of all active and inactive participants2018-01-01428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01428
Number of participants with account balances2018-01-01290
2017: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01442
Total number of active participants reported on line 7a of the Form 55002017-01-01389
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0136
Total of all active and inactive participants2017-01-01426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01426
Number of participants with account balances2017-01-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01393
Total number of active participants reported on line 7a of the Form 55002016-01-01365
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0130
Total of all active and inactive participants2016-01-01396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01396
Number of participants with account balances2016-01-01255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN

Measure Date Value
2022 : FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,842,647
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$7,140,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,133,084
Expenses. Certain deemed distributions of participant loans2022-12-31$451
Value of total corrective distributions2022-12-31$15
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,198,714
Value of total assets at end of year2022-12-31$17,378,101
Value of total assets at beginning of year2022-12-31$27,361,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$7,379
Total interest from all sources2022-12-31$140,060
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$291,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$291,203
Administrative expenses professional fees incurred2022-12-31$7,379
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,186,110
Participant contributions at end of year2022-12-31$198,670
Participant contributions at beginning of year2022-12-31$326,137
Participant contributions at end of year2022-12-31$25,660
Participant contributions at beginning of year2022-12-31$23,422
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$12,604
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,983,576
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,378,101
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$27,361,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$13,601,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$22,627,078
Interest on participant loans2022-12-31$11,590
Interest earned on other investments2022-12-31$128,470
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,552,697
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,385,040
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,472,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,133,084
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CHARLES W. SNADER, P.C.
Accountancy firm EIN2022-12-31541873714
2021 : FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$896
Total income from all sources (including contributions)2021-12-31$4,829,419
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$929,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$919,913
Value of total corrective distributions2021-12-31$947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,419,092
Value of total assets at end of year2021-12-31$27,361,677
Value of total assets at beginning of year2021-12-31$23,462,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$8,736
Total interest from all sources2021-12-31$136,345
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$103,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$103,530
Administrative expenses professional fees incurred2021-12-31$8,736
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,419,092
Participant contributions at end of year2021-12-31$326,137
Participant contributions at beginning of year2021-12-31$349,917
Participant contributions at end of year2021-12-31$23,422
Participant contributions at beginning of year2021-12-31$20,782
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$896
Other income not declared elsewhere2021-12-31$85,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,899,823
Value of net assets at end of year (total assets less liabilities)2021-12-31$27,361,677
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$23,461,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$22,627,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$19,351,764
Interest on participant loans2021-12-31$18,742
Interest earned on other investments2021-12-31$117,603
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,385,040
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$3,740,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,085,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$919,913
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CHARLES W. SNADER, P.C.
Accountancy firm EIN2021-12-31541873714
2020 : FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$896
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,810,464
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$507,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$502,647
Value of total corrective distributions2020-12-31$1,966
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,467,762
Value of total assets at end of year2020-12-31$23,462,750
Value of total assets at beginning of year2020-12-31$19,159,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$3,386
Total interest from all sources2020-12-31$111,530
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$86,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$86,723
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,177,743
Participant contributions at end of year2020-12-31$349,917
Participant contributions at beginning of year2020-12-31$385,188
Participant contributions at end of year2020-12-31$20,782
Participant contributions at beginning of year2020-12-31$17,564
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$289,952
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$213,856
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$896
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,302,465
Value of net assets at end of year (total assets less liabilities)2020-12-31$23,461,854
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$19,159,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$19,351,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$16,290,511
Interest on participant loans2020-12-31$20,032
Interest earned on other investments2020-12-31$91,498
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,740,287
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$2,252,270
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$985,087
Net investment gain/loss from pooled separate accounts2020-12-31$2,159,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31Yes
Contributions received in cash from employer2020-12-31$67
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$502,647
Contract administrator fees2020-12-31$3,386
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CHARLES W. SNADER, P.C.
Accountancy firm EIN2020-12-31541873714
2019 : FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,567,832
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$462,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$458,623
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,243,214
Value of total assets at end of year2019-12-31$19,159,389
Value of total assets at beginning of year2019-12-31$15,054,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$4,106
Total interest from all sources2019-12-31$86,430
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$77,316
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$77,316
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,069,715
Participant contributions at end of year2019-12-31$385,188
Participant contributions at beginning of year2019-12-31$357,361
Participant contributions at end of year2019-12-31$17,564
Participant contributions at beginning of year2019-12-31$16,128
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$173,499
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$213,856
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$184,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,105,103
Value of net assets at end of year (total assets less liabilities)2019-12-31$19,159,389
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,054,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$16,290,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,314,893
Interest on participant loans2019-12-31$21,044
Interest earned on other investments2019-12-31$65,386
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,252,270
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,181,900
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$891,499
Net investment gain/loss from pooled separate accounts2019-12-31$2,269,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31Yes
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$458,623
Contract administrator fees2019-12-31$4,106
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CHARLES W. SNADER, P.C.
Accountancy firm EIN2019-12-31541873714
2018 : FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$333,011
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$893,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$888,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,052,484
Value of total assets at end of year2018-12-31$15,054,286
Value of total assets at beginning of year2018-12-31$15,614,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,672
Total interest from all sources2018-12-31$74,864
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$183,995
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$183,995
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,050,166
Participant contributions at end of year2018-12-31$357,361
Participant contributions at beginning of year2018-12-31$405,259
Participant contributions at end of year2018-12-31$16,128
Participant contributions at beginning of year2018-12-31$16,651
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,318
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$184,004
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$103,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-560,477
Value of net assets at end of year (total assets less liabilities)2018-12-31$15,054,286
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$15,614,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$12,314,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,182,044
Interest on participant loans2018-12-31$19,126
Interest earned on other investments2018-12-31$55,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,181,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,907,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-978,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$888,816
Contract administrator fees2018-12-31$4,672
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CHARLES W. SNADER, P.C.
Accountancy firm EIN2018-12-31541873714
2017 : FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,354,352
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$319,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$296,417
Value of total corrective distributions2017-12-31$16,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,145,198
Value of total assets at end of year2017-12-31$15,614,763
Value of total assets at beginning of year2017-12-31$12,580,288
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,938
Total interest from all sources2017-12-31$77,438
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$104,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$104,486
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,001,674
Participant contributions at end of year2017-12-31$405,259
Participant contributions at beginning of year2017-12-31$328,080
Participant contributions at end of year2017-12-31$16,651
Participant contributions at beginning of year2017-12-31$17,275
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$143,160
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$103,590
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,034,475
Value of net assets at end of year (total assets less liabilities)2017-12-31$15,614,763
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,580,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,182,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,906,408
Interest on participant loans2017-12-31$15,004
Interest earned on other investments2017-12-31$62,434
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,907,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,328,525
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,027,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31Yes
Contributions received in cash from employer2017-12-31$364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$296,417
Contract administrator fees2017-12-31$6,938
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CHARLES W. SNADER, P.C.
Accountancy firm EIN2017-12-31541873714
2016 : FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,743,070
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$346,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$310,518
Value of total corrective distributions2016-12-31$32,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,112,984
Value of total assets at end of year2016-12-31$12,580,288
Value of total assets at beginning of year2016-12-31$11,184,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,950
Total interest from all sources2016-12-31$80,778
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$941,603
Participant contributions at end of year2016-12-31$328,080
Participant contributions at beginning of year2016-12-31$354,122
Participant contributions at end of year2016-12-31$17,275
Participant contributions at beginning of year2016-12-31$16,842
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$171,381
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,396,155
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,580,288
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,184,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,906,408
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,809,180
Interest on participant loans2016-12-31$14,020
Interest earned on other investments2016-12-31$66,758
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,328,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,003,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$549,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$310,518
Contract administrator fees2016-12-31$3,950
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CHARLES W. SNADER, P.C.
Accountancy firm EIN2016-12-31541873714

Form 5500 Responses for FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN

2022: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FIRST TEAM AUTOMOTIVE/HAMPTON MOTOR CORPORATION 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number781587-04
Policy instance 1
Insurance contract or identification number781587-04
Number of Individuals Covered575
Insurance policy start date2022-10-29
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,055
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,055
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerNA
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82850-1
Policy instance 2
Insurance contract or identification numberRM 82850-1
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-10-28
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82850-1
Policy instance 1
Insurance contract or identification numberRM 82850-1
Number of Individuals Covered381
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $36,523
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $33,896
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?4
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82850-1
Policy instance 1
Insurance contract or identification numberRM 82850-1
Number of Individuals Covered403
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $40,101
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $37,588
Amount paid for insurance broker fees0
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82850-1
Policy instance 1
Insurance contract or identification numberRM 82850-1
Number of Individuals Covered345
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $33,918
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,844
Amount paid for insurance broker fees0
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82850-1
Policy instance 1
Insurance contract or identification numberRM 82850-1
Number of Individuals Covered322
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $38,063
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,223
Amount paid for insurance broker fees0
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82850-1
Policy instance 1
Insurance contract or identification numberRM 82850-1
Number of Individuals Covered301
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $41,682
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38,446
Insurance broker organization code?3
Insurance broker nameROBERT P BURKE

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