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AURA 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameAURA 401(K) RETIREMENT PLAN
Plan identification number 001

AURA 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AURA SUB, LLC has sponsored the creation of one or more 401k plans.

Company Name:AURA SUB, LLC
Employer identification number (EIN):541956515
NAIC Classification:812990
NAIC Description:All Other Personal Services

Additional information about AURA SUB, LLC

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1999-09-30
Company Identification Number: F139625
Legal Registered Office Address: 4701 Cox Rd Ste 285

Glen Allen
United States of America (USA)
23060-6808

More information about AURA SUB, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AURA 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012021-01-01
0012020-01-01WILL PORTER2021-10-14 WILL PORTER2021-10-14
0012019-01-01WILL PORTER2020-10-05 WILL PORTER2020-10-05
0012018-01-01
0012017-01-01RONALD BARDEN
0012016-01-01RONALD BARDEN
0012015-01-01RONALD BARDEN
0012014-01-01RONALD BARDEN
0012013-01-01RONALD BARDEN
0012012-01-01NEAL DITTERSDORF
0012011-01-01NEAL DITTERSDORF
0012009-01-01MICHELLE TUTT

Plan Statistics for AURA 401(K) RETIREMENT PLAN

401k plan membership statisitcs for AURA 401(K) RETIREMENT PLAN

Measure Date Value
2022: AURA 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01596
Total number of active participants reported on line 7a of the Form 55002022-01-01425
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01356
Total of all active and inactive participants2022-01-01781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01781
Number of participants with account balances2022-01-01750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: AURA 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01518
Total number of active participants reported on line 7a of the Form 55002021-01-01433
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01163
Total of all active and inactive participants2021-01-01596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01596
Number of participants with account balances2021-01-01562
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0122
2020: AURA 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01410
Total number of active participants reported on line 7a of the Form 55002020-01-01340
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01178
Total of all active and inactive participants2020-01-01518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01518
Number of participants with account balances2020-01-01480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0145
2019: AURA 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01445
Total number of active participants reported on line 7a of the Form 55002019-01-01262
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01148
Total of all active and inactive participants2019-01-01410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01410
Number of participants with account balances2019-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: AURA 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01504
Total number of active participants reported on line 7a of the Form 55002018-01-01303
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01142
Total of all active and inactive participants2018-01-01445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01445
Number of participants with account balances2018-01-01288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: AURA 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01563
Total number of active participants reported on line 7a of the Form 55002017-01-01350
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01147
Total of all active and inactive participants2017-01-01497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01497
Number of participants with account balances2017-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: AURA 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01613
Total number of active participants reported on line 7a of the Form 55002016-01-01413
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01149
Total of all active and inactive participants2016-01-01562
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01562
Number of participants with account balances2016-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: AURA 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01644
Total number of active participants reported on line 7a of the Form 55002015-01-01432
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01169
Total of all active and inactive participants2015-01-01601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01601
Number of participants with account balances2015-01-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0113
2014: AURA 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01763
Total number of active participants reported on line 7a of the Form 55002014-01-01460
Number of retired or separated participants receiving benefits2014-01-0121
Number of other retired or separated participants entitled to future benefits2014-01-01144
Total of all active and inactive participants2014-01-01625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01625
Number of participants with account balances2014-01-01406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0144
2013: AURA 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,067
Total number of active participants reported on line 7a of the Form 55002013-01-01626
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01137
Total of all active and inactive participants2013-01-01763
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01763
Number of participants with account balances2013-01-01467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0142
2012: AURA 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,220
Total number of active participants reported on line 7a of the Form 55002012-01-01795
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01254
Total of all active and inactive participants2012-01-011,049
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,049
Number of participants with account balances2012-01-01624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0130
2011: AURA 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01990
Total number of active participants reported on line 7a of the Form 55002011-01-01945
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01224
Total of all active and inactive participants2011-01-011,169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,169
Number of participants with account balances2011-01-01592
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0117
2009: AURA 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01956
Total number of active participants reported on line 7a of the Form 55002009-01-01773
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01212
Total of all active and inactive participants2009-01-01985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01985
Number of participants with account balances2009-01-01569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0137

Financial Data on AURA 401(K) RETIREMENT PLAN

Measure Date Value
2022 : AURA 401(K) RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$1,541,466
Total of all expenses incurred2022-12-31$3,388,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,290,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$7,283,996
Value of total assets at end of year2022-12-31$31,661,159
Value of total assets at beginning of year2022-12-31$33,508,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$98,712
Total interest from all sources2022-12-31$15,402
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$92
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$92
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,838,484
Participant contributions at end of year2022-12-31$237,833
Participant contributions at beginning of year2022-12-31$277,207
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$750,029
Administrative expenses (other) incurred2022-12-31$98,712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,847,280
Value of net assets at end of year (total assets less liabilities)2022-12-31$31,661,159
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$33,508,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$30,954,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$32,944,104
Interest on participant loans2022-12-31$11,148
Interest earned on other investments2022-12-31$4,254
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$468,331
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$287,128
Net investment gain/loss from pooled separate accounts2022-12-31$-5,758,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,695,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,290,034
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2022-12-31541149263
2021 : AURA 401(K) RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$8,349,142
Total of all expenses incurred2021-12-31$3,860,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,771,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,294,183
Value of total assets at end of year2021-12-31$33,508,439
Value of total assets at beginning of year2021-12-31$29,019,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$88,356
Total interest from all sources2021-12-31$11,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,082,930
Participant contributions at end of year2021-12-31$277,207
Participant contributions at beginning of year2021-12-31$175,472
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$440,185
Administrative expenses (other) incurred2021-12-31$88,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,488,927
Value of net assets at end of year (total assets less liabilities)2021-12-31$33,508,439
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$29,019,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$32,944,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$28,567,351
Interest on participant loans2021-12-31$8,663
Interest earned on other investments2021-12-31$2,777
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$287,128
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$276,689
Net investment gain/loss from pooled separate accounts2021-12-31$4,043,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$771,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,771,859
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31YOUNG, HYDE & BARBOUR
Accountancy firm EIN2021-12-31541149263
2020 : AURA 401(K) RETIREMENT PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$712,427
Total income from all sources (including contributions)2020-12-31$7,513,416
Total of all expenses incurred2020-12-31$4,062,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,933,553
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,818,384
Value of total assets at end of year2020-12-31$29,019,512
Value of total assets at beginning of year2020-12-31$24,856,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$129,024
Total interest from all sources2020-12-31$10,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,014,161
Participant contributions at end of year2020-12-31$175,472
Participant contributions at beginning of year2020-12-31$171,459
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,350,191
Administrative expenses (other) incurred2020-12-31$129,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,450,839
Value of net assets at end of year (total assets less liabilities)2020-12-31$29,019,512
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$24,856,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$28,567,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$24,116,548
Interest on participant loans2020-12-31$8,029
Interest earned on other investments2020-12-31$2,604
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$276,689
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$568,239
Net investment gain/loss from pooled separate accounts2020-12-31$3,684,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$454,032
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,933,553
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2020-12-31541149263
2019 : AURA 401(K) RETIREMENT PLAN 2019 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$20,299
Total income from all sources (including contributions)2019-12-31$6,198,572
Total of all expenses incurred2019-12-31$2,757,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,603,390
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,547,881
Value of total assets at end of year2019-12-31$24,856,246
Value of total assets at beginning of year2019-12-31$21,435,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$154,175
Total interest from all sources2019-12-31$16,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,472,788
Participant contributions at end of year2019-12-31$171,459
Participant contributions at beginning of year2019-12-31$424,946
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$75,093
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$20,299
Other income not declared elsewhere2019-12-31$-97,852
Administrative expenses (other) incurred2019-12-31$154,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,441,007
Value of net assets at end of year (total assets less liabilities)2019-12-31$24,856,246
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$21,415,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$24,116,548
Value of interest in pooled separate accounts at beginning of year2019-12-31$20,759,330
Interest on participant loans2019-12-31$13,211
Interest earned on other investments2019-12-31$2,901
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$568,239
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$251,262
Net investment gain/loss from pooled separate accounts2019-12-31$4,732,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,603,390
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2019-12-31541149263
2018 : AURA 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$20,299
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$55
Total income from all sources (including contributions)2018-12-31$201,680
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,437,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,276,854
Expenses. Certain deemed distributions of participant loans2018-12-31$36,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,693,907
Value of total assets at end of year2018-12-31$21,435,538
Value of total assets at beginning of year2018-12-31$24,651,156
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$124,096
Total interest from all sources2018-12-31$19,699
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$19,400
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,664,221
Participant contributions at end of year2018-12-31$424,946
Participant contributions at beginning of year2018-12-31$413,701
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$20,299
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$29,686
Value of net income/loss2018-12-31$-3,235,862
Value of net assets at end of year (total assets less liabilities)2018-12-31$21,415,239
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$24,651,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$20,759,330
Value of interest in pooled separate accounts at beginning of year2018-12-31$24,162,102
Interest on participant loans2018-12-31$18,321
Interest earned on other investments2018-12-31$54
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,324
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$251,262
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$75,353
Net investment gain/loss from pooled separate accounts2018-12-31$-1,511,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,276,854
Contract administrator fees2018-12-31$104,696
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$55
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2018-12-31541149263
2017 : AURA 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$55
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$55
Total income from all sources (including contributions)2017-12-31$5,480,240
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,955,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,888,233
Expenses. Certain deemed distributions of participant loans2017-12-31$2,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,630,466
Value of total assets at end of year2017-12-31$24,651,156
Value of total assets at beginning of year2017-12-31$21,125,988
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$63,925
Total interest from all sources2017-12-31$47,575
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$61,075
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,591,104
Participant contributions at end of year2017-12-31$413,701
Participant contributions at beginning of year2017-12-31$411,938
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$39,362
Other income not declared elsewhere2017-12-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,525,168
Value of net assets at end of year (total assets less liabilities)2017-12-31$24,651,101
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$21,125,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$2,850
Value of interest in pooled separate accounts at end of year2017-12-31$24,162,102
Value of interest in pooled separate accounts at beginning of year2017-12-31$19,676,039
Interest on participant loans2017-12-31$18,617
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$28,958
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$75,353
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,038,011
Net investment gain/loss from pooled separate accounts2017-12-31$3,802,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,888,233
Liabilities. Value of benefit claims payable at end of year2017-12-31$55
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$55
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2017-12-31541149263
2016 : AURA 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$55
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$170
Total income from all sources (including contributions)2016-12-31$2,744,171
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,814,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,729,327
Expenses. Certain deemed distributions of participant loans2016-12-31$57,041
Value of total corrective distributions2016-12-31$11,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,683,496
Value of total assets at end of year2016-12-31$21,125,988
Value of total assets at beginning of year2016-12-31$23,196,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$17,100
Total interest from all sources2016-12-31$55,919
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,675,986
Participant contributions at end of year2016-12-31$411,938
Participant contributions at beginning of year2016-12-31$478,463
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$7,510
Other income not declared elsewhere2016-12-31$115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-2,070,667
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,125,933
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,196,600
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$17,100
Value of interest in pooled separate accounts at end of year2016-12-31$19,676,039
Value of interest in pooled separate accounts at beginning of year2016-12-31$21,652,742
Interest on participant loans2016-12-31$17,409
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$38,510
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,038,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,065,565
Net investment gain/loss from pooled separate accounts2016-12-31$1,004,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,729,327
Liabilities. Value of benefit claims payable at end of year2016-12-31$55
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$170
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2016-12-31541149263
2015 : AURA 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$170
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,170
Total income from all sources (including contributions)2015-12-31$2,320,421
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,977,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,825,286
Expenses. Certain deemed distributions of participant loans2015-12-31$38,730
Value of total corrective distributions2015-12-31$104,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,197,596
Value of total assets at end of year2015-12-31$23,196,770
Value of total assets at beginning of year2015-12-31$22,855,251
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,700
Total interest from all sources2015-12-31$55,246
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,675,081
Participant contributions at end of year2015-12-31$478,463
Participant contributions at beginning of year2015-12-31$550,423
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$522,515
Other income not declared elsewhere2015-12-31$7,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$342,519
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,196,600
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,854,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$9,700
Value of interest in pooled separate accounts at end of year2015-12-31$21,652,742
Value of interest in pooled separate accounts at beginning of year2015-12-31$21,179,122
Interest on participant loans2015-12-31$22,298
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$32,948
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,065,565
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,125,706
Net investment gain/loss from pooled separate accounts2015-12-31$60,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,825,286
Liabilities. Value of benefit claims payable at end of year2015-12-31$170
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$1,170
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2015-12-31541149263
2014 : AURA 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,170
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$961
Total income from all sources (including contributions)2014-12-31$3,171,507
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,230,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,007,066
Expenses. Certain deemed distributions of participant loans2014-12-31$78,076
Value of total corrective distributions2014-12-31$138,057
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,947,694
Value of total assets at end of year2014-12-31$22,855,251
Value of total assets at beginning of year2014-12-31$23,913,784
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,050
Total interest from all sources2014-12-31$68,233
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,943,670
Participant contributions at end of year2014-12-31$550,423
Participant contributions at beginning of year2014-12-31$577,783
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,058,742
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,854,081
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,912,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$7,050
Value of interest in pooled separate accounts at end of year2014-12-31$21,179,122
Value of interest in pooled separate accounts at beginning of year2014-12-31$22,073,122
Interest on participant loans2014-12-31$30,401
Interest earned on other investments2014-12-31$42
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$37,790
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,125,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,226,505
Net investment gain/loss from pooled separate accounts2014-12-31$1,155,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$36,374
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,007,066
Liabilities. Value of benefit claims payable at end of year2014-12-31$1,170
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$961
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2014-12-31541149263
2013 : AURA 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$961
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$514
Total income from all sources (including contributions)2013-12-31$7,114,223
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,540,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,411,777
Expenses. Certain deemed distributions of participant loans2013-12-31$21,333
Value of total corrective distributions2013-12-31$94,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,057,668
Value of total assets at end of year2013-12-31$23,913,784
Value of total assets at beginning of year2013-12-31$19,340,042
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$13,600
Total interest from all sources2013-12-31$76,756
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,222,162
Participant contributions at end of year2013-12-31$577,783
Participant contributions at beginning of year2013-12-31$516,529
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$511,467
Other income not declared elsewhere2013-12-31$7,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,573,295
Value of net assets at end of year (total assets less liabilities)2013-12-31$23,912,823
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,339,528
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$13,600
Value of interest in pooled separate accounts at end of year2013-12-31$22,073,122
Value of interest in pooled separate accounts at beginning of year2013-12-31$16,991,182
Interest on participant loans2013-12-31$32,179
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$44,577
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,226,505
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,680,917
Net investment gain/loss from pooled separate accounts2013-12-31$3,971,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$324,039
Employer contributions (assets) at end of year2013-12-31$36,374
Employer contributions (assets) at beginning of year2013-12-31$151,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,411,777
Liabilities. Value of benefit claims payable at end of year2013-12-31$961
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$514
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2013-12-31541149263
2012 : AURA 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$514
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$514
Total income from all sources (including contributions)2012-12-31$5,093,037
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,805,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,625,726
Expenses. Certain deemed distributions of participant loans2012-12-31$45,663
Value of total corrective distributions2012-12-31$130,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,940,743
Value of total assets at end of year2012-12-31$19,340,042
Value of total assets at beginning of year2012-12-31$16,052,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,075
Total interest from all sources2012-12-31$82,392
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,213,255
Participant contributions at end of year2012-12-31$516,529
Participant contributions at beginning of year2012-12-31$441,875
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$209,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,287,892
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,339,528
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,051,636
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$3,075
Value of interest in pooled separate accounts at end of year2012-12-31$16,991,182
Value of interest in pooled separate accounts at beginning of year2012-12-31$14,007,762
Interest on participant loans2012-12-31$35,529
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$46,863
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,680,917
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,602,513
Net investment gain/loss from pooled separate accounts2012-12-31$2,069,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$518,446
Employer contributions (assets) at end of year2012-12-31$151,414
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,625,726
Liabilities. Value of benefit claims payable at end of year2012-12-31$514
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$514
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2012-12-31541149263
2011 : AURA 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$514
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$185
Total income from all sources (including contributions)2011-12-31$1,773,331
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$686,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$443,280
Expenses. Certain deemed distributions of participant loans2011-12-31$10,974
Value of total corrective distributions2011-12-31$230,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,162,796
Value of total assets at end of year2011-12-31$16,052,150
Value of total assets at beginning of year2011-12-31$14,965,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,300
Total interest from all sources2011-12-31$74,379
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,036,396
Participant contributions at end of year2011-12-31$441,875
Participant contributions at beginning of year2011-12-31$344,478
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$126,400
Administrative expenses (other) incurred2011-12-31$2,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,086,462
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,051,636
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,965,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$14,007,762
Value of interest in pooled separate accounts at beginning of year2011-12-31$13,537,315
Interest on participant loans2011-12-31$36,255
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$38,124
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,602,513
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,083,566
Net investment gain/loss from pooled separate accounts2011-12-31$-463,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$443,280
Liabilities. Value of benefit claims payable at end of year2011-12-31$514
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$185
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2011-12-31541149263
2010 : AURA 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$185
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$857
Total income from all sources (including contributions)2010-12-31$3,498,806
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$959,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$840,640
Expenses. Certain deemed distributions of participant loans2010-12-31$10,176
Value of total corrective distributions2010-12-31$106,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,000,651
Value of total assets at end of year2010-12-31$14,965,359
Value of total assets at beginning of year2010-12-31$12,427,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,652
Total interest from all sources2010-12-31$58,491
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,878,535
Participant contributions at end of year2010-12-31$344,478
Participant contributions at beginning of year2010-12-31$266,763
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$122,116
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$188
Other income not declared elsewhere2010-12-31$-244
Administrative expenses (other) incurred2010-12-31$2,652
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,538,911
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,965,174
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,426,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$13,537,315
Value of interest in pooled separate accounts at beginning of year2010-12-31$11,161,573
Interest on participant loans2010-12-31$28,257
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$30,234
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,083,566
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$998,784
Net investment gain/loss from pooled separate accounts2010-12-31$1,439,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$840,640
Liabilities. Value of benefit claims payable at end of year2010-12-31$185
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$669
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31YOUNT, HYDE & BARBOUR
Accountancy firm EIN2010-12-31541149263
2009 : AURA 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AURA 401(K) RETIREMENT PLAN

2022: AURA 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AURA 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AURA 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AURA 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AURA 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AURA 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AURA 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AURA 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AURA 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AURA 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AURA 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AURA 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AURA 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818734
Policy instance 1
Insurance contract or identification number818734
Number of Individuals Covered750
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818734
Policy instance 1
Insurance contract or identification number818734
Number of Individuals Covered562
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818734
Policy instance 1
Insurance contract or identification number818734
Number of Individuals Covered480
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of fees paid to insurance companyUSD $8,616
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8616
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818734
Policy instance 1
Insurance contract or identification number818734
Number of Individuals Covered277
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818734
Policy instance 1
Insurance contract or identification number818734
Number of Individuals Covered288
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $57,343
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $57,343
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?4
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818734
Policy instance 2
Insurance contract or identification number818734
Number of Individuals Covered312
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $4,785
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,785
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameAON CONSULTING INC. DBA AOL CONSULT
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number887109
Policy instance 1
Insurance contract or identification number887109
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number887109
Policy instance 1
Insurance contract or identification number887109
Number of Individuals Covered372
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number887109
Policy instance 1
Insurance contract or identification number887109
Number of Individuals Covered406
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number887109
Policy instance 1
Insurance contract or identification number887109
Number of Individuals Covered467
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number887109
Policy instance 1
Insurance contract or identification number887109
Number of Individuals Covered624
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number887109
Policy instance 1
Insurance contract or identification number887109
Number of Individuals Covered592
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $44,492
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number887109
Policy instance 1
Insurance contract or identification number887109
Number of Individuals Covered554
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $50,736
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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