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APOGEE 401(K) PLAN 401k Plan overview

Plan NameAPOGEE 401(K) PLAN
Plan identification number 001

APOGEE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

APOGEE SOLUTIONS, INC. has sponsored the creation of one or more 401k plans.

Company Name:APOGEE SOLUTIONS, INC.
Employer identification number (EIN):542074565
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about APOGEE SOLUTIONS, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 2002-10-08
Company Identification Number: 0584991
Legal Registered Office Address: 501 INDEPENDENCE PKWY

CHESAPEAKE
United States of America (USA)
23320

More information about APOGEE SOLUTIONS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APOGEE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01DUANE KIRK LITTLE2019-10-11 DUANE KIRK LITTLE2019-10-11
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01DUANE KIRK LITTLE DUANE KIRK LITTLE2013-10-15
0012011-01-01KRISTI SMITH2012-04-26 KRISTI SMITH2012-04-26
0012010-01-01KELLEY KINTZING2011-03-04 KELLEY KINTZING2011-03-04

Plan Statistics for APOGEE 401(K) PLAN

401k plan membership statisitcs for APOGEE 401(K) PLAN

Measure Date Value
2018: APOGEE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01101
Total number of active participants reported on line 7a of the Form 55002018-01-0140
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0132
Total of all active and inactive participants2018-01-0172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-0173
Number of participants with account balances2018-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: APOGEE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01103
Total number of active participants reported on line 7a of the Form 55002017-01-0170
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0131
Total of all active and inactive participants2017-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01101
Number of participants with account balances2017-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: APOGEE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01108
Total number of active participants reported on line 7a of the Form 55002016-01-0172
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0131
Total of all active and inactive participants2016-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01103
Number of participants with account balances2016-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: APOGEE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01188
Total number of active participants reported on line 7a of the Form 55002015-01-0177
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0131
Total of all active and inactive participants2015-01-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01108
Number of participants with account balances2015-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: APOGEE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01212
Total number of active participants reported on line 7a of the Form 55002014-01-0185
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01103
Total of all active and inactive participants2014-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01188
Number of participants with account balances2014-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: APOGEE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01284
Total number of active participants reported on line 7a of the Form 55002013-01-01134
Number of other retired or separated participants entitled to future benefits2013-01-0178
Total of all active and inactive participants2013-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01212
Number of participants with account balances2013-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: APOGEE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01147
Total number of active participants reported on line 7a of the Form 55002012-01-01215
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0169
Total of all active and inactive participants2012-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01284
Number of participants with account balances2012-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on APOGEE 401(K) PLAN

Measure Date Value
2018 : APOGEE 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$113,008
Total of all expenses incurred2018-12-31$33,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$31,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$127,890
Value of total assets at end of year2018-12-31$1,563,977
Value of total assets at beginning of year2018-12-31$1,484,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,455
Total interest from all sources2018-12-31$115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$200,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$116,251
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$3,600
Participant contributions at end of year2018-12-31$5,051
Participant contributions at beginning of year2018-12-31$5,921
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Other income not declared elsewhere2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$79,848
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,563,977
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,484,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,556,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,473,704
Interest on participant loans2018-12-31$115
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-14,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$11,639
Employer contributions (assets) at end of year2018-12-31$1,957
Employer contributions (assets) at beginning of year2018-12-31$904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$31,705
Contract administrator fees2018-12-31$1,455
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CORBIN & COMPANY, P.C.
Accountancy firm EIN2018-12-31541571464
2017 : APOGEE 401(K) PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$7,688
Total income from all sources (including contributions)2017-12-31$384,696
Total of all expenses incurred2017-12-31$76,794
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$76,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$155,608
Value of total assets at end of year2017-12-31$1,484,129
Value of total assets at beginning of year2017-12-31$1,183,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$324
Total interest from all sources2017-12-31$202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$200,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$132,837
Participant contributions at end of year2017-12-31$3,600
Participant contributions at beginning of year2017-12-31$8,024
Participant contributions at end of year2017-12-31$5,921
Participant contributions at beginning of year2017-12-31$4,177
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$11,035
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$7,688
Administrative expenses (other) incurred2017-12-31$324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$307,902
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,484,129
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,176,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,473,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,170,852
Interest on participant loans2017-12-31$202
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$228,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$11,736
Employer contributions (assets) at end of year2017-12-31$904
Employer contributions (assets) at beginning of year2017-12-31$862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$76,470
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CORBIN & COMPANY, P.C.
Accountancy firm EIN2017-12-31541571464
2016 : APOGEE 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$7,688
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$8,286
Total income from all sources (including contributions)2016-12-31$180,144
Total of all expenses incurred2016-12-31$118,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$114,759
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$188,798
Value of total assets at end of year2016-12-31$1,183,915
Value of total assets at beginning of year2016-12-31$1,123,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,891
Total interest from all sources2016-12-31$422
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$170,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$109,420
Participant contributions at end of year2016-12-31$8,024
Participant contributions at beginning of year2016-12-31$15,186
Participant contributions at end of year2016-12-31$4,177
Participant contributions at beginning of year2016-12-31$8,601
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$61,450
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$7,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$8,286
Administrative expenses (other) incurred2016-12-31$3,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$61,494
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,176,227
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,114,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,170,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,096,933
Interest on participant loans2016-12-31$422
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-9,076
Net investment gain or loss from common/collective trusts2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$17,928
Employer contributions (assets) at end of year2016-12-31$862
Employer contributions (assets) at beginning of year2016-12-31$2,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$114,759
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CORBIN & COMPANY, P.C.
Accountancy firm EIN2016-12-31541571464
2015 : APOGEE 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,286
Total income from all sources (including contributions)2015-12-31$124,048
Total of all expenses incurred2015-12-31$654,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$647,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$129,759
Value of total assets at end of year2015-12-31$1,123,019
Value of total assets at beginning of year2015-12-31$1,645,503
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,985
Total interest from all sources2015-12-31$2,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$170,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$94,366
Participant contributions at end of year2015-12-31$15,186
Participant contributions at beginning of year2015-12-31$103,502
Participant contributions at end of year2015-12-31$8,601
Participant contributions at beginning of year2015-12-31$2,703
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$20,242
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$8,286
Administrative expenses (other) incurred2015-12-31$6,985
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-530,770
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,114,733
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,645,503
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,096,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,523,252
Interest on participant loans2015-12-31$2,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-7,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$15,151
Employer contributions (assets) at end of year2015-12-31$2,299
Employer contributions (assets) at beginning of year2015-12-31$16,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$647,833
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CORBIN & COMPANY, P.C.
Accountancy firm EIN2015-12-31541571464
2014 : APOGEE 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$494,504
Total of all expenses incurred2014-12-31$822,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$812,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$378,906
Value of total assets at end of year2014-12-31$1,645,503
Value of total assets at beginning of year2014-12-31$1,973,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,618
Total interest from all sources2014-12-31$4,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$170,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$360,277
Participant contributions at end of year2014-12-31$103,502
Participant contributions at beginning of year2014-12-31$167,382
Participant contributions at end of year2014-12-31$2,703
Participant contributions at beginning of year2014-12-31$35,990
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,583
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,439
Administrative expenses (other) incurred2014-12-31$9,618
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-327,797
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,645,503
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,973,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,523,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,729,665
Interest on participant loans2014-12-31$4,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$110,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$16,046
Employer contributions (assets) at end of year2014-12-31$16,046
Employer contributions (assets) at beginning of year2014-12-31$38,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$812,683
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CORBIN & COMPANY, P.C.
Accountancy firm EIN2014-12-31541571464
2013 : APOGEE 401(K) PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$971,190
Total of all expenses incurred2013-12-31$395,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$376,771
Expenses. Certain deemed distributions of participant loans2013-12-31$14,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$704,007
Value of total assets at end of year2013-12-31$1,973,300
Value of total assets at beginning of year2013-12-31$1,397,841
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,532
Total interest from all sources2013-12-31$985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$170,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$607,773
Participant contributions at end of year2013-12-31$167,382
Participant contributions at beginning of year2013-12-31$18,351
Participant contributions at end of year2013-12-31$35,990
Participant contributions at beginning of year2013-12-31$85,117
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$42,063
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,439
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$4,532
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$575,459
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,973,300
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,397,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,729,665
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,267,442
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$985
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$266,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$54,171
Employer contributions (assets) at end of year2013-12-31$38,824
Employer contributions (assets) at beginning of year2013-12-31$26,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$376,771
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CORBIN & COMPANY, P.C.
Accountancy firm EIN2013-12-31541571464
2012 : APOGEE 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$980,076
Total of all expenses incurred2012-12-31$417,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$395,678
Expenses. Certain deemed distributions of participant loans2012-12-31$19,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$872,807
Value of total assets at end of year2012-12-31$1,397,841
Value of total assets at beginning of year2012-12-31$835,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,789
Total interest from all sources2012-12-31$527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$559,121
Participant contributions at end of year2012-12-31$18,351
Participant contributions at beginning of year2012-12-31$8,376
Participant contributions at end of year2012-12-31$85,117
Participant contributions at beginning of year2012-12-31$57,265
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$53,512
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$2,789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$562,298
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,397,841
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$835,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,267,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$683,621
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$29,301
Interest on participant loans2012-12-31$527
Income. Interest from loans (other than to participants)2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$106,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$260,174
Employer contributions (assets) at end of year2012-12-31$26,931
Employer contributions (assets) at beginning of year2012-12-31$56,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$395,678
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CORBIN & COMPANY, P.C.
Accountancy firm EIN2012-12-31541571464

Form 5500 Responses for APOGEE 401(K) PLAN

2018: APOGEE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: APOGEE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: APOGEE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: APOGEE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: APOGEE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: APOGEE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: APOGEE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260530-01
Policy instance 1
Insurance contract or identification number1260530-01
Number of Individuals Covered30
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517102-000
Policy instance 1
Insurance contract or identification number517102-000
Number of Individuals Covered40
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $792
Amount paid for insurance broker fees792
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517102-000
Policy instance 1
Insurance contract or identification number517102-000
Number of Individuals Covered47
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $671
Amount paid for insurance broker fees671
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Insurance broker nameBARNES BROCK CORNWELL & PAINTER PLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-823095
Policy instance 1
Insurance contract or identification numberGA-823095
Number of Individuals Covered41
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $6,898
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for group deferred annuity?Yes
Commission paid to Insurance BrokerUSD $6,272
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH PIERCE FENNER SMITH
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-823095
Policy instance 1
Insurance contract or identification numberGA-823095
Number of Individuals Covered121
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $8,021
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for group deferred annuity?Yes
Commission paid to Insurance BrokerUSD $7,293
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH PIERCE FENNER SMITH
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-823095
Policy instance 1
Insurance contract or identification numberGA-823095
Number of Individuals Covered171
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $6,393
Total amount of fees paid to insurance companyUSD $4,532
Are there contracts with allocated funds for group deferred annuity?Yes
Commission paid to Insurance BrokerUSD $5,816
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees4532
Insurance broker nameBARNES BROCK CORNWELL HEILMAN PLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-823095
Policy instance 1
Insurance contract or identification numberGA-823095
Number of Individuals Covered209
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,666
Total amount of fees paid to insurance companyUSD $369
Are there contracts with allocated funds for group deferred annuity?Yes
Commission paid to Insurance BrokerUSD $369
Additional information about fees paid to insurance brokerCOMMISSIONSALES/MARKETING
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY

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