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SENECA GAMING CORPORATION 401(K) PLAN 401k Plan overview

Plan NameSENECA GAMING CORPORATION 401(K) PLAN
Plan identification number 001

SENECA GAMING CORPORATION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SENECA GAMING CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:SENECA GAMING CORPORATION
Employer identification number (EIN):542122988
NAIC Classification:713200
NAIC Description: Gambling Industries

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SENECA GAMING CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01GARTH ANDERSON
0012017-01-01GARTH ANDERSON
0012016-01-01COLLEEN PITTNER
0012015-01-01COLLEEN PITTNER
0012014-01-01COLLEEN PITTNER
0012013-01-01COLLEEN PITTNER
0012012-01-01COLLEEN PITTNER
0012011-01-01COLLEEN PITTNER
0012010-01-01JAMES CAVARELLO
0012009-01-01JAMES CAVARELLO

Plan Statistics for SENECA GAMING CORPORATION 401(K) PLAN

401k plan membership statisitcs for SENECA GAMING CORPORATION 401(K) PLAN

Measure Date Value
2023: SENECA GAMING CORPORATION 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-013,538
Total number of active participants reported on line 7a of the Form 55002023-01-013,553
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01435
Total of all active and inactive participants2023-01-013,988
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-014
Total participants2023-01-013,992
Number of participants with account balances2023-01-013,488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-01238
2022: SENECA GAMING CORPORATION 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,928
Total number of active participants reported on line 7a of the Form 55002022-01-012,925
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01442
Total of all active and inactive participants2022-01-013,367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-013,372
Number of participants with account balances2022-01-013,146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01208
2021: SENECA GAMING CORPORATION 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,360
Total number of active participants reported on line 7a of the Form 55002021-01-012,387
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01511
Total of all active and inactive participants2021-01-012,898
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-012,901
Number of participants with account balances2021-01-012,807
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01327
2020: SENECA GAMING CORPORATION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,969
Total number of active participants reported on line 7a of the Form 55002020-01-012,596
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01778
Total of all active and inactive participants2020-01-013,374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-015
Total participants2020-01-013,379
Number of participants with account balances2020-01-013,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01761
2019: SENECA GAMING CORPORATION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014,000
Total number of active participants reported on line 7a of the Form 55002019-01-013,504
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01387
Total of all active and inactive participants2019-01-013,891
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0111
Total participants2019-01-013,902
Number of participants with account balances2019-01-013,826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01123
2018: SENECA GAMING CORPORATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,036
Total number of active participants reported on line 7a of the Form 55002018-01-013,536
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01390
Total of all active and inactive participants2018-01-013,926
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0111
Total participants2018-01-013,937
Number of participants with account balances2018-01-013,851
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01129
2017: SENECA GAMING CORPORATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,002
Total number of active participants reported on line 7a of the Form 55002017-01-013,684
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01336
Total of all active and inactive participants2017-01-014,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-014,020
Number of participants with account balances2017-01-013,947
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01126
2016: SENECA GAMING CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,915
Total number of active participants reported on line 7a of the Form 55002016-01-013,590
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01291
Total of all active and inactive participants2016-01-013,881
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-013,890
Number of participants with account balances2016-01-013,807
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01100
2015: SENECA GAMING CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014,071
Total number of active participants reported on line 7a of the Form 55002015-01-013,553
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01283
Total of all active and inactive participants2015-01-013,838
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-018
Total participants2015-01-013,846
Number of participants with account balances2015-01-013,770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01600
2014: SENECA GAMING CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014,369
Total number of active participants reported on line 7a of the Form 55002014-01-013,590
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-01413
Total of all active and inactive participants2014-01-014,008
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-014,013
Number of participants with account balances2014-01-013,859
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01547
2013: SENECA GAMING CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,981
Total number of active participants reported on line 7a of the Form 55002013-01-013,503
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-01725
Total of all active and inactive participants2013-01-014,230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0111
Total participants2013-01-014,241
Number of participants with account balances2013-01-014,241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01450
2012: SENECA GAMING CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,577
Total number of active participants reported on line 7a of the Form 55002012-01-013,332
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01638
Total of all active and inactive participants2012-01-013,970
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0111
Total participants2012-01-013,981
Number of participants with account balances2012-01-013,981
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01339
2011: SENECA GAMING CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,214
Total number of active participants reported on line 7a of the Form 55002011-01-013,213
Number of retired or separated participants receiving benefits2011-01-018
Number of other retired or separated participants entitled to future benefits2011-01-011,288
Total of all active and inactive participants2011-01-014,509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-014,513
Number of participants with account balances2011-01-014,513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01389
2010: SENECA GAMING CORPORATION 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015,154
Total number of active participants reported on line 7a of the Form 55002010-01-013,289
Number of retired or separated participants receiving benefits2010-01-018
Number of other retired or separated participants entitled to future benefits2010-01-011,843
Total of all active and inactive participants2010-01-015,140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-015,142
Number of participants with account balances2010-01-015,142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01414
2009: SENECA GAMING CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,616
Total number of active participants reported on line 7a of the Form 55002009-01-013,305
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-011,812
Total of all active and inactive participants2009-01-015,122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-015,125
Number of participants with account balances2009-01-014,953
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01505

Financial Data on SENECA GAMING CORPORATION 401(K) PLAN

Measure Date Value
2023 : SENECA GAMING CORPORATION 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$26,075,419
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$8,385,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$8,153,806
Expenses. Certain deemed distributions of participant loans2023-12-31$8,968
Value of total corrective distributions2023-12-31$3,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$10,560,363
Value of total assets at end of year2023-12-31$108,284,848
Value of total assets at beginning of year2023-12-31$90,594,861
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$219,091
Total interest from all sources2023-12-31$199,715
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,972,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,972,710
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$15,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$8,607,254
Participant contributions at end of year2023-12-31$3,238,367
Participant contributions at beginning of year2023-12-31$2,965,229
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$177,882
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-12-31$7
Other income not declared elsewhere2023-12-31$39,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$17,689,987
Value of net assets at end of year (total assets less liabilities)2023-12-31$108,284,848
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$90,594,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$98,469,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$80,365,940
Value of interest in pooled separate accounts at end of year2023-12-31$6,577,128
Value of interest in pooled separate accounts at beginning of year2023-12-31$7,263,692
Interest on participant loans2023-12-31$199,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$13,076,944
Net investment gain/loss from pooled separate accounts2023-12-31$226,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,775,227
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$8,153,799
Contract administrator fees2023-12-31$219,091
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2023-12-31043728817
2022 : SENECA GAMING CORPORATION 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,884,772
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$9,268,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$9,047,071
Expenses. Certain deemed distributions of participant loans2022-12-31$177
Value of total corrective distributions2022-12-31$25,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$11,172,813
Value of total assets at end of year2022-12-31$90,594,861
Value of total assets at beginning of year2022-12-31$104,748,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$195,808
Total interest from all sources2022-12-31$148,133
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,468,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,468,060
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$8,110,746
Participant contributions at end of year2022-12-31$2,965,229
Participant contributions at beginning of year2022-12-31$2,992,740
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$991,695
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$153
Other income not declared elsewhere2022-12-31$78,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-14,153,482
Value of net assets at end of year (total assets less liabilities)2022-12-31$90,594,861
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$104,748,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$80,365,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$95,531,736
Value of interest in pooled separate accounts at end of year2022-12-31$7,263,692
Value of interest in pooled separate accounts at beginning of year2022-12-31$6,223,867
Interest on participant loans2022-12-31$148,133
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-17,907,067
Net investment gain/loss from pooled separate accounts2022-12-31$154,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,070,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$9,046,918
Contract administrator fees2022-12-31$195,808
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TRONCONI SEGARRA & ASSOCIATES
Accountancy firm EIN2022-12-31043728817
2021 : SENECA GAMING CORPORATION 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$23,295,900
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,227,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$9,881,014
Expenses. Certain deemed distributions of participant loans2021-12-31$6,550
Value of total corrective distributions2021-12-31$92,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$9,544,662
Value of total assets at end of year2021-12-31$104,748,343
Value of total assets at beginning of year2021-12-31$91,679,980
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$247,381
Total interest from all sources2021-12-31$221,150
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,407,050
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,407,050
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,416,364
Participant contributions at end of year2021-12-31$2,992,740
Participant contributions at beginning of year2021-12-31$3,381,381
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$239,568
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$105
Other income not declared elsewhere2021-12-31$229,687
Administrative expenses (other) incurred2021-12-31$137,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$13,068,363
Value of net assets at end of year (total assets less liabilities)2021-12-31$104,748,343
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$91,679,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$95,531,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$81,677,249
Value of interest in pooled separate accounts at end of year2021-12-31$6,223,867
Value of interest in pooled separate accounts at beginning of year2021-12-31$6,621,350
Interest on participant loans2021-12-31$221,150
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$11,776,762
Net investment gain or loss from common/collective trusts2021-12-31$116,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,888,730
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$9,880,909
Contract administrator fees2021-12-31$110,377
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31TRONCONI, SEGERRA, & ASSOCIATES
2020 : SENECA GAMING CORPORATION 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$20,236,016
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$15,876,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$15,688,199
Expenses. Certain deemed distributions of participant loans2020-12-31$-169,485
Value of total corrective distributions2020-12-31$76,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,899,913
Value of total assets at end of year2020-12-31$91,679,980
Value of total assets at beginning of year2020-12-31$87,320,203
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$281,367
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$170,082
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,286,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,286,886
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$6,276,850
Participant contributions at end of year2020-12-31$3,381,381
Participant contributions at beginning of year2020-12-31$3,742,237
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$81,468
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$281,367
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$4,359,777
Value of net assets at end of year (total assets less liabilities)2020-12-31$91,679,980
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$87,320,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$81,677,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$77,516,142
Value of interest in pooled separate accounts at end of year2020-12-31$6,621,350
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,061,824
Interest on participant loans2020-12-31$170,082
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,741,718
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$137,417
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,541,595
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$15,688,199
Contract administrator fees2020-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31TRONCONI, SEGERRA, & ASSOCIATES
Accountancy firm EIN2020-12-31043728817
2019 : SENECA GAMING CORPORATION 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$25,649,431
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$6,627,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,298,919
Expenses. Certain deemed distributions of participant loans2019-12-31$48,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,632,232
Value of total assets at end of year2019-12-31$87,320,203
Value of total assets at beginning of year2019-12-31$68,298,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$280,304
Total interest from all sources2019-12-31$212,354
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,626,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,626,813
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,306,525
Participant contributions at end of year2019-12-31$3,742,237
Participant contributions at beginning of year2019-12-31$3,494,658
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$66,767
Other income not declared elsewhere2019-12-31$22,468
Administrative expenses (other) incurred2019-12-31$280,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$19,021,897
Value of net assets at end of year (total assets less liabilities)2019-12-31$87,320,203
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$68,298,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$77,516,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$59,495,207
Value of interest in pooled separate accounts at end of year2019-12-31$6,061,824
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,308,441
Interest on participant loans2019-12-31$212,354
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,024,036
Net investment gain/loss from pooled separate accounts2019-12-31$131,528
Net investment gain or loss from common/collective trusts2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,258,940
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,298,919
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31TRONCONI, SEGARRA & ASSOCIATES
Accountancy firm EIN2019-12-31043728817
2018 : SENECA GAMING CORPORATION 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$6,593,381
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,754,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,435,063
Expenses. Certain deemed distributions of participant loans2018-12-31$47,390
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$10,156,114
Value of total assets at end of year2018-12-31$68,298,306
Value of total assets at beginning of year2018-12-31$68,459,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$272,541
Total interest from all sources2018-12-31$173,256
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,222,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,222,662
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$7,785,115
Participant contributions at end of year2018-12-31$3,494,658
Participant contributions at beginning of year2018-12-31$3,244,394
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$300,634
Other income not declared elsewhere2018-12-31$24,323
Administrative expenses (other) incurred2018-12-31$272,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-161,613
Value of net assets at end of year (total assets less liabilities)2018-12-31$68,298,306
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$68,459,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$59,495,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$60,508,324
Value of interest in pooled separate accounts at end of year2018-12-31$5,308,441
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,707,201
Interest on participant loans2018-12-31$173,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,085,221
Net investment gain or loss from common/collective trusts2018-12-31$102,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,070,365
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,435,063
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31TRONCONI, SEGARRA & ASSOCIATES
Accountancy firm EIN2018-12-31043728817
2017 : SENECA GAMING CORPORATION 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$18,400,958
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,537,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,232,915
Expenses. Certain deemed distributions of participant loans2017-12-31$45,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,942,273
Value of total assets at end of year2017-12-31$68,459,919
Value of total assets at beginning of year2017-12-31$54,596,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$259,287
Total interest from all sources2017-12-31$143,255
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$948,611
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$948,611
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$6,856,773
Participant contributions at end of year2017-12-31$3,244,394
Participant contributions at beginning of year2017-12-31$2,975,903
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$232,828
Other income not declared elsewhere2017-12-31$14,151
Administrative expenses (other) incurred2017-12-31$259,287
Total non interest bearing cash at beginning of year2017-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$13,863,395
Value of net assets at end of year (total assets less liabilities)2017-12-31$68,459,919
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$54,596,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$60,508,324
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$47,479,066
Value of interest in pooled separate accounts at end of year2017-12-31$4,707,201
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,141,552
Interest on participant loans2017-12-31$143,255
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$8,272,395
Net investment gain or loss from common/collective trusts2017-12-31$80,273
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,852,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,232,915
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31TRONCONI, SEGARRA & ASSOCIATES
Accountancy firm EIN2017-12-31043728817
2016 : SENECA GAMING CORPORATION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$11,752,631
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,287,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,978,748
Expenses. Certain deemed distributions of participant loans2016-12-31$29,400
Value of total corrective distributions2016-12-31$52,085
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,569,543
Value of total assets at end of year2016-12-31$54,596,524
Value of total assets at beginning of year2016-12-31$47,130,894
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$226,768
Total interest from all sources2016-12-31$126,749
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$796,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$796,734
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,220,089
Participant contributions at end of year2016-12-31$2,975,903
Participant contributions at beginning of year2016-12-31$2,992,926
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$673,383
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$1,449
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$226,768
Total non interest bearing cash at end of year2016-12-31$3
Total non interest bearing cash at beginning of year2016-12-31$119,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$7,465,630
Value of net assets at end of year (total assets less liabilities)2016-12-31$54,596,524
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$47,130,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$47,479,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$40,020,314
Value of interest in pooled separate accounts at end of year2016-12-31$4,141,552
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,934,229
Interest on participant loans2016-12-31$126,749
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$62,885
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$62,885
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,802,577
Net investment gain or loss from common/collective trusts2016-12-31$-542,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,676,071
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,978,748
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31TRONCONI, SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2016-12-31043728817
2015 : SENECA GAMING CORPORATION 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$6,883,873
Total of all expenses incurred2015-12-31$4,849,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,510,542
Expenses. Certain deemed distributions of participant loans2015-12-31$3,471
Value of total corrective distributions2015-12-31$53,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,589,280
Value of total assets at end of year2015-12-31$47,130,894
Value of total assets at beginning of year2015-12-31$45,096,234
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$282,091
Total interest from all sources2015-12-31$120,917
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$782,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$782,656
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,279,827
Participant contributions at end of year2015-12-31$2,992,926
Participant contributions at beginning of year2015-12-31$3,071,831
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$169,512
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$1,449
Administrative expenses (other) incurred2015-12-31$232,091
Total non interest bearing cash at end of year2015-12-31$119,091
Total non interest bearing cash at beginning of year2015-12-31$84,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,034,660
Value of net assets at end of year (total assets less liabilities)2015-12-31$47,130,894
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$45,096,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$40,020,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$38,677,481
Value of interest in pooled separate accounts at end of year2015-12-31$3,934,229
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,167,225
Interest on participant loans2015-12-31$120,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$62,885
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$95,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$95,600
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-608,981
Net investment gain/loss from pooled separate accounts2015-12-31$1
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,139,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,510,542
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2015-12-31043728817
2014 : SENECA GAMING CORPORATION 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$9,505,995
Total of all expenses incurred2014-12-31$5,192,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,798,358
Expenses. Certain deemed distributions of participant loans2014-12-31$1,656
Value of total corrective distributions2014-12-31$49,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,342,248
Value of total assets at end of year2014-12-31$45,096,234
Value of total assets at beginning of year2014-12-31$40,782,325
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$342,166
Total interest from all sources2014-12-31$105,431
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$698,904
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$698,904
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,678,564
Participant contributions at end of year2014-12-31$3,071,831
Participant contributions at beginning of year2014-12-31$2,460,583
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$478,740
Administrative expenses (other) incurred2014-12-31$292,166
Total non interest bearing cash at end of year2014-12-31$84,097
Total non interest bearing cash at beginning of year2014-12-31$52,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,313,909
Value of net assets at end of year (total assets less liabilities)2014-12-31$45,096,234
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$40,782,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$38,677,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$34,982,903
Value of interest in pooled separate accounts at end of year2014-12-31$3,167,225
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,253,071
Interest on participant loans2014-12-31$105,426
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$95,600
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$33,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$33,256
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,375,269
Net investment gain/loss from pooled separate accounts2014-12-31$-15,857
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,184,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,798,358
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2014-12-31043728817
2013 : SENECA GAMING CORPORATION 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$12,521,946
Total of all expenses incurred2013-12-31$3,540,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,232,340
Value of total corrective distributions2013-12-31$10,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,409,367
Value of total assets at end of year2013-12-31$40,782,325
Value of total assets at beginning of year2013-12-31$31,800,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$297,920
Total interest from all sources2013-12-31$87,916
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$620,194
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$620,194
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,372,523
Participant contributions at end of year2013-12-31$2,460,583
Participant contributions at beginning of year2013-12-31$1,900,902
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$75,149
Administrative expenses (other) incurred2013-12-31$267,920
Total non interest bearing cash at end of year2013-12-31$52,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,981,517
Value of net assets at end of year (total assets less liabilities)2013-12-31$40,782,325
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$31,800,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$30,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$34,982,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$26,441,695
Value of interest in pooled separate accounts at end of year2013-12-31$3,253,071
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,267,958
Interest on participant loans2013-12-31$87,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$33,256
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$190,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$190,253
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,434,450
Net investment gain/loss from pooled separate accounts2013-12-31$-29,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$961,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,232,340
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : SENECA GAMING CORPORATION 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$8,547,562
Total of all expenses incurred2012-12-31$2,796,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,720,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,630,935
Value of total assets at end of year2012-12-31$31,800,808
Value of total assets at beginning of year2012-12-31$26,049,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$75,294
Total interest from all sources2012-12-31$76,355
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$368,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$368,043
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,139,196
Participant contributions at end of year2012-12-31$1,900,902
Participant contributions at beginning of year2012-12-31$1,596,944
Participant contributions at beginning of year2012-12-31$64,308
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$242,935
Administrative expenses (other) incurred2012-12-31$65,294
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,751,291
Value of net assets at end of year (total assets less liabilities)2012-12-31$31,800,808
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,049,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$10,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$26,441,695
Value of interest in pooled separate accounts at end of year2012-12-31$3,267,958
Value of interest in pooled separate accounts at beginning of year2012-12-31$24,370,469
Interest on participant loans2012-12-31$76,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$190,253
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$-80,150
Net investment gain/loss from pooled separate accounts2012-12-31$2,552,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,248,804
Employer contributions (assets) at beginning of year2012-12-31$17,796
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,720,977
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : SENECA GAMING CORPORATION 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,842,665
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,922,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,832,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,149,371
Value of total assets at end of year2011-12-31$26,049,517
Value of total assets at beginning of year2011-12-31$23,129,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$90,415
Total interest from all sources2011-12-31$56,385
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,820,152
Participant contributions at end of year2011-12-31$1,596,944
Participant contributions at beginning of year2011-12-31$1,187,402
Participant contributions at end of year2011-12-31$64,308
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$314,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,919,901
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,049,517
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$23,129,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$24,370,469
Value of interest in pooled separate accounts at beginning of year2011-12-31$21,842,541
Interest on participant loans2011-12-31$56,385
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-363,091
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,014,826
Employer contributions (assets) at end of year2011-12-31$17,796
Employer contributions (assets) at beginning of year2011-12-31$99,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,832,349
Contract administrator fees2011-12-31$90,415
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : SENECA GAMING CORPORATION 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,285
Total income from all sources (including contributions)2010-12-31$6,873,173
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,085,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,001,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,476,330
Value of total assets at end of year2010-12-31$23,129,616
Value of total assets at beginning of year2010-12-31$18,342,993
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$83,933
Total interest from all sources2010-12-31$44,859
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,415,548
Participant contributions at end of year2010-12-31$1,187,402
Participant contributions at beginning of year2010-12-31$941,562
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$181,443
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$1,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,787,908
Value of net assets at end of year (total assets less liabilities)2010-12-31$23,129,616
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$18,341,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$21,842,541
Value of interest in pooled separate accounts at beginning of year2010-12-31$17,277,580
Interest on participant loans2010-12-31$44,859
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$2,351,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$879,339
Employer contributions (assets) at end of year2010-12-31$99,673
Employer contributions (assets) at beginning of year2010-12-31$123,851
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,001,332
Contract administrator fees2010-12-31$83,933
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : SENECA GAMING CORPORATION 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SENECA GAMING CORPORATION 401(K) PLAN

2023: SENECA GAMING CORPORATION 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: SENECA GAMING CORPORATION 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SENECA GAMING CORPORATION 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SENECA GAMING CORPORATION 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SENECA GAMING CORPORATION 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SENECA GAMING CORPORATION 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SENECA GAMING CORPORATION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SENECA GAMING CORPORATION 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SENECA GAMING CORPORATION 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SENECA GAMING CORPORATION 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SENECA GAMING CORPORATION 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SENECA GAMING CORPORATION 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SENECA GAMING CORPORATION 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SENECA GAMING CORPORATION 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SENECA GAMING CORPORATION 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31575
Policy instance 1
Insurance contract or identification numberGA31575
Number of Individuals Covered3992
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31575
Policy instance 1
Insurance contract or identification numberGA31575
Number of Individuals Covered3372
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31575
Policy instance 1
Insurance contract or identification numberGA31575
Number of Individuals Covered2901
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31575
Policy instance 1
Insurance contract or identification numberGA31575
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31575
Policy instance 1
Insurance contract or identification numberGA31575
Number of Individuals Covered418
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31575
Policy instance 1
Insurance contract or identification numberGA31575
Number of Individuals Covered429
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31575
Policy instance 1
Insurance contract or identification numberGA31575
Number of Individuals Covered430
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31575
Policy instance 1
Insurance contract or identification numberGA31575
Number of Individuals Covered3770
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31575
Policy instance 1
Insurance contract or identification numberGA31575
Number of Individuals Covered3859
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31575
Policy instance 1
Insurance contract or identification numberGA31575
Number of Individuals Covered4241
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31575
Policy instance 2
Insurance contract or identification numberGA31575
Number of Individuals Covered3981
Insurance policy start date2012-10-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341187-000
Policy instance 1
Insurance contract or identification number341187-000
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-10-01
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341187
Policy instance 1
Insurance contract or identification number341187
Number of Individuals Covered4513
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $23,281
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341187
Policy instance 1
Insurance contract or identification number341187
Number of Individuals Covered5154
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $27,980
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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