SECOND NATURE CASCADE, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EVOKE AT CASCADES. 401K PLAN
401k plan membership statisitcs for EVOKE AT CASCADES. 401K PLAN
| Measure | Date | Value |
|---|
| 2019: EVOKE AT CASCADES. 401K PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 50 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
| Total of all active and inactive participants | 2019-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 0 |
| Number of participants with account balances | 2019-01-01 | 0 |
| 2018: EVOKE AT CASCADES. 401K PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 51 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 30 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 15 |
| Total of all active and inactive participants | 2018-01-01 | 46 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 46 |
| Number of participants with account balances | 2018-01-01 | 31 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: EVOKE AT CASCADES. 401K PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 51 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 29 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 12 |
| Total of all active and inactive participants | 2017-01-01 | 43 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 43 |
| Number of participants with account balances | 2017-01-01 | 29 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: EVOKE AT CASCADES. 401K PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 40 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 25 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 9 |
| Total of all active and inactive participants | 2016-01-01 | 36 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 36 |
| Number of participants with account balances | 2016-01-01 | 27 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: EVOKE AT CASCADES. 401K PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 39 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 26 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 10 |
| Total of all active and inactive participants | 2015-01-01 | 38 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 38 |
| Number of participants with account balances | 2015-01-01 | 26 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: EVOKE AT CASCADES. 401K PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 39 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 7 |
| Total of all active and inactive participants | 2014-01-01 | 39 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 39 |
| Number of participants with account balances | 2014-01-01 | 21 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: EVOKE AT CASCADES. 401K PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 39 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 34 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 5 |
| Total of all active and inactive participants | 2013-01-01 | 39 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 39 |
| Number of participants with account balances | 2013-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: EVOKE AT CASCADES. 401K PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 27 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 30 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 4 |
| Total of all active and inactive participants | 2012-01-01 | 34 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 34 |
| Number of participants with account balances | 2012-01-01 | 20 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: EVOKE AT CASCADES. 401K PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 27 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 21 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 5 |
| Total of all active and inactive participants | 2011-01-01 | 26 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 26 |
| Number of participants with account balances | 2011-01-01 | 17 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: EVOKE AT CASCADES. 401K PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 28 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 22 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 5 |
| Total of all active and inactive participants | 2009-01-01 | 27 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 27 |
| Number of participants with account balances | 2009-01-01 | 22 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2019 : EVOKE AT CASCADES. 401K PLAN 2019 401k financial data |
|---|
| Transfers to/from the plan | 2019-09-30 | $-1,051,219 |
| Total income from all sources | 2019-09-30 | $200,825 |
| Expenses. Total of all expenses incurred | 2019-09-30 | $24,192 |
| Benefits paid (including direct rollovers) | 2019-09-30 | $24,192 |
| Total plan assets at end of year | 2019-09-30 | $0 |
| Total plan assets at beginning of year | 2019-09-30 | $874,586 |
| Value of fidelity bond covering the plan | 2019-09-30 | $85,000 |
| Total contributions received or receivable from participants | 2019-09-30 | $42,235 |
| Other income received | 2019-09-30 | $135,636 |
| Net income (gross income less expenses) | 2019-09-30 | $176,633 |
| Net plan assets at end of year (total assets less liabilities) | 2019-09-30 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-09-30 | $874,586 |
| Assets. Value of participant loans | 2019-09-30 | $0 |
| Total contributions received or receivable from employer(s) | 2019-09-30 | $22,954 |
| 2018 : EVOKE AT CASCADES. 401K PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $43,239 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $7,091 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $7,091 |
| Total plan assets at end of year | 2018-12-31 | $874,586 |
| Total plan assets at beginning of year | 2018-12-31 | $838,438 |
| Value of fidelity bond covering the plan | 2018-12-31 | $90,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $64,001 |
| Contributions received from other sources (not participants or employers) | 2018-12-31 | $3,247 |
| Other income received | 2018-12-31 | $-62,960 |
| Net income (gross income less expenses) | 2018-12-31 | $36,148 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $874,586 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $838,438 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $38,951 |
| 2017 : EVOKE AT CASCADES. 401K PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $244,970 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $30,039 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $30,039 |
| Total plan assets at end of year | 2017-12-31 | $838,438 |
| Total plan assets at beginning of year | 2017-12-31 | $623,507 |
| Value of fidelity bond covering the plan | 2017-12-31 | $90,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $65,070 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $15,726 |
| Other income received | 2017-12-31 | $124,458 |
| Net income (gross income less expenses) | 2017-12-31 | $214,931 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $838,438 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $623,507 |
| Assets. Value of participant loans | 2017-12-31 | $40,066 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $39,716 |
| 2016 : EVOKE AT CASCADES. 401K PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $116,927 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $34,032 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $34,032 |
| Total plan assets at end of year | 2016-12-31 | $623,507 |
| Total plan assets at beginning of year | 2016-12-31 | $540,612 |
| Value of fidelity bond covering the plan | 2016-12-31 | $60,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $34,830 |
| Other income received | 2016-12-31 | $48,590 |
| Net income (gross income less expenses) | 2016-12-31 | $82,895 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $623,507 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $540,612 |
| Assets. Value of participant loans | 2016-12-31 | $5,471 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $33,507 |
| 2015 : EVOKE AT CASCADES. 401K PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $62,959 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $7,922 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $7,922 |
| Total plan assets at end of year | 2015-12-31 | $540,612 |
| Total plan assets at beginning of year | 2015-12-31 | $485,575 |
| Value of fidelity bond covering the plan | 2015-12-31 | $55,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $43,219 |
| Other income received | 2015-12-31 | $-14,660 |
| Net income (gross income less expenses) | 2015-12-31 | $55,037 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $540,612 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $485,575 |
| Assets. Value of participant loans | 2015-12-31 | $9,569 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $34,400 |
| 2014 : EVOKE AT CASCADES. 401K PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $81,289 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $104,373 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $104,373 |
| Total plan assets at end of year | 2014-12-31 | $485,575 |
| Total plan assets at beginning of year | 2014-12-31 | $508,659 |
| Value of fidelity bond covering the plan | 2014-12-31 | $50,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $42,168 |
| Other income received | 2014-12-31 | $10,920 |
| Net income (gross income less expenses) | 2014-12-31 | $-23,084 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $485,575 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $508,659 |
| Assets. Value of participant loans | 2014-12-31 | $14,238 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $28,201 |
| 2013 : EVOKE AT CASCADES. 401K PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $170,411 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $21,641 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $21,641 |
| Total plan assets at end of year | 2013-12-31 | $508,659 |
| Total plan assets at beginning of year | 2013-12-31 | $359,889 |
| Value of fidelity bond covering the plan | 2013-12-31 | $60,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $52,335 |
| Other income received | 2013-12-31 | $92,545 |
| Net income (gross income less expenses) | 2013-12-31 | $148,770 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $508,659 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $359,889 |
| Assets. Value of participant loans | 2013-12-31 | $18,215 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $25,531 |
| 2012 : EVOKE AT CASCADES. 401K PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $103,535 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $27,850 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $27,850 |
| Total plan assets at end of year | 2012-12-31 | $359,889 |
| Total plan assets at beginning of year | 2012-12-31 | $284,204 |
| Value of fidelity bond covering the plan | 2012-12-31 | $40,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $30,553 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $6,272 |
| Other income received | 2012-12-31 | $41,853 |
| Net income (gross income less expenses) | 2012-12-31 | $75,685 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $359,889 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $284,204 |
| Assets. Value of participant loans | 2012-12-31 | $3,431 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $24,857 |
| Funding deficiency by the employer to the plan for this plan year | 2012-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2012-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $0 |
| 2011 : EVOKE AT CASCADES. 401K PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $31,941 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $29,622 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $29,622 |
| Total plan assets at end of year | 2011-12-31 | $284,204 |
| Total plan assets at beginning of year | 2011-12-31 | $281,885 |
| Value of fidelity bond covering the plan | 2011-12-31 | $30,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $26,299 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $5,396 |
| Other income received | 2011-12-31 | $-19,413 |
| Net income (gross income less expenses) | 2011-12-31 | $2,319 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $284,204 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $281,885 |
| Assets. Value of participant loans | 2011-12-31 | $1,662 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $19,659 |
| Funding deficiency by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2011-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $0 |
| 2010 : EVOKE AT CASCADES. 401K PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $79,336 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $28,644 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $28,644 |
| Total plan assets at end of year | 2010-12-31 | $281,885 |
| Total plan assets at beginning of year | 2010-12-31 | $231,193 |
| Value of fidelity bond covering the plan | 2010-12-31 | $30,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $24,280 |
| Other income received | 2010-12-31 | $33,730 |
| Net income (gross income less expenses) | 2010-12-31 | $50,692 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $281,885 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $231,193 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $21,326 |
| Funding deficiency by the employer to the plan for this plan year | 2010-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2010-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2010-12-31 | $0 |
| 2009 : EVOKE AT CASCADES. 401K PLAN 2009 401k financial data |
|---|
| Funding deficiency by the employer to the plan for this plan year | 2009-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2009-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2009-12-31 | $0 |
| 2019: EVOKE AT CASCADES. 401K PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | This submission is the final filing | Yes |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: EVOKE AT CASCADES. 401K PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: EVOKE AT CASCADES. 401K PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: EVOKE AT CASCADES. 401K PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: EVOKE AT CASCADES. 401K PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: EVOKE AT CASCADES. 401K PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: EVOKE AT CASCADES. 401K PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: EVOKE AT CASCADES. 401K PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: EVOKE AT CASCADES. 401K PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: EVOKE AT CASCADES. 401K PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 668197 |
| Policy instance | 1 |
| Insurance contract or identification number | 668197 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $2,170 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,085 | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 668197 |
| Policy instance | 1 |
| Insurance contract or identification number | 668197 | | Number of Individuals Covered | 31 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $2,582 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,291 | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 668197 |
| Policy instance | 1 |
| Insurance contract or identification number | 668197 | | Number of Individuals Covered | 29 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $2,156 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,078 | | Insurance broker organization code? | 3 | | Insurance broker name | RICHARD A BREGGER |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 668197 |
| Policy instance | 1 |
| Insurance contract or identification number | 668197 | | Insurance policy start date | 2016-01-01 | | Insurance policy end date | 2016-12-31 | | Total amount of commissions paid to insurance broker | USD $1,640 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $820 | | Insurance broker organization code? | 3 | | Insurance broker name | RICHARD A BREGGER |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 668197 |
| Policy instance | 1 |
| Insurance contract or identification number | 668197 | | Number of Individuals Covered | 26 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $1,467 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $643 | | Insurance broker organization code? | 3 | | Insurance broker name | BRANDON O PATRICK |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 668197 |
| Policy instance | 1 |
| Insurance contract or identification number | 668197 | | Number of Individuals Covered | 21 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $1,377 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $675 | | Insurance broker organization code? | 3 | | Insurance broker name | BRANDON O PATRICK |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 668197 |
| Policy instance | 1 |
| Insurance contract or identification number | 668197 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $1,216 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $681 | | Insurance broker organization code? | 3 | | Insurance broker name | BRANDON O PATRICK |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 668197 |
| Policy instance | 1 |
| Insurance contract or identification number | 668197 | | Number of Individuals Covered | 20 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $934 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $589 | | Insurance broker organization code? | 3 | | Insurance broker name | BRANDON O PATRICK |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 668197 |
| Policy instance | 1 |
| Insurance contract or identification number | 668197 | | Number of Individuals Covered | 17 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $829 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 668197 |
| Policy instance | 1 |
| Insurance contract or identification number | 668197 | | Number of Individuals Covered | 18 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $707 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $495 | | Insurance broker organization code? | 3 | | Insurance broker name | CHESLEY ERICKSON |
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