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SPILMAN THOMAS & BATTLE 401(K) PLAN 401k Plan overview

Plan NameSPILMAN THOMAS & BATTLE 401(K) PLAN
Plan identification number 001

SPILMAN THOMAS & BATTLE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

SPILMAN THOMAS & BATTLE, PLLC has sponsored the creation of one or more 401k plans.

Company Name:SPILMAN THOMAS & BATTLE, PLLC
Employer identification number (EIN):550282458
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPILMAN THOMAS & BATTLE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KANDY NICOLOUDAKIS
0012016-01-01KANDY NICOLOUDAKIS
0012015-01-01KANDY NICOLOUDAKIS
0012014-01-01KANDY NICOLOUDAKIS
0012013-01-01KANDY NICOLOUDAKIS
0012012-01-01KANDY NICOLOUDAKIS
0012011-01-01KANDY NICOLOUDAKIS
0012009-01-01KANDY NICOLOUDAKIS

Plan Statistics for SPILMAN THOMAS & BATTLE 401(K) PLAN

401k plan membership statisitcs for SPILMAN THOMAS & BATTLE 401(K) PLAN

Measure Date Value
2022: SPILMAN THOMAS & BATTLE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01257
Total number of active participants reported on line 7a of the Form 55002022-01-01156
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-0189
Total of all active and inactive participants2022-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01251
Number of participants with account balances2022-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SPILMAN THOMAS & BATTLE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01275
Total number of active participants reported on line 7a of the Form 55002021-01-01172
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-0180
Total of all active and inactive participants2021-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01257
Number of participants with account balances2021-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SPILMAN THOMAS & BATTLE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01291
Total number of active participants reported on line 7a of the Form 55002020-01-01173
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-0197
Total of all active and inactive participants2020-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01275
Number of participants with account balances2020-01-01275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SPILMAN THOMAS & BATTLE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01290
Total number of active participants reported on line 7a of the Form 55002019-01-01201
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-0185
Total of all active and inactive participants2019-01-01291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01291
Number of participants with account balances2019-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SPILMAN THOMAS & BATTLE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01303
Total number of active participants reported on line 7a of the Form 55002018-01-01216
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-0169
Total of all active and inactive participants2018-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01290
Number of participants with account balances2018-01-01286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SPILMAN THOMAS & BATTLE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01346
Total number of active participants reported on line 7a of the Form 55002017-01-01229
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-0168
Total of all active and inactive participants2017-01-01302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01303
Number of participants with account balances2017-01-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SPILMAN THOMAS & BATTLE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01288
Total number of active participants reported on line 7a of the Form 55002016-01-01273
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0168
Total of all active and inactive participants2016-01-01345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01346
Number of participants with account balances2016-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SPILMAN THOMAS & BATTLE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01288
Total number of active participants reported on line 7a of the Form 55002015-01-01227
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-0156
Total of all active and inactive participants2015-01-01286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01288
Number of participants with account balances2015-01-01286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SPILMAN THOMAS & BATTLE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01288
Total number of active participants reported on line 7a of the Form 55002014-01-01235
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0151
Total of all active and inactive participants2014-01-01287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01288
Number of participants with account balances2014-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SPILMAN THOMAS & BATTLE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01299
Total number of active participants reported on line 7a of the Form 55002013-01-01239
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0147
Total of all active and inactive participants2013-01-01287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01288
Number of participants with account balances2013-01-01285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SPILMAN THOMAS & BATTLE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01273
Total number of active participants reported on line 7a of the Form 55002012-01-01243
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0154
Total of all active and inactive participants2012-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01299
Number of participants with account balances2012-01-01297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SPILMAN THOMAS & BATTLE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01264
Total number of active participants reported on line 7a of the Form 55002011-01-01222
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0149
Total of all active and inactive participants2011-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01273
Number of participants with account balances2011-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SPILMAN THOMAS & BATTLE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01243
Total number of active participants reported on line 7a of the Form 55002009-01-01204
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0148
Total of all active and inactive participants2009-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01253
Number of participants with account balances2009-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SPILMAN THOMAS & BATTLE 401(K) PLAN

Measure Date Value
2023 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$12,019,359
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$6,748,131
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$6,736,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$2,970,371
Value of total assets at end of year2023-12-31$61,820,926
Value of total assets at beginning of year2023-12-31$56,549,698
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$11,536
Total interest from all sources2023-12-31$32,480
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,463,325
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,463,325
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$5,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,523,790
Participant contributions at end of year2023-12-31$557,649
Participant contributions at beginning of year2023-12-31$685,660
Assets. Other investments not covered elsewhere at end of year2023-12-31$5,812,696
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$5,110,001
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$66,803
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-12-31$34
Other income not declared elsewhere2023-12-31$949,541
Administrative expenses (other) incurred2023-12-31$11,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$5,271,228
Value of net assets at end of year (total assets less liabilities)2023-12-31$61,820,926
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$56,549,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$54,254,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$49,440,494
Interest on participant loans2023-12-31$32,480
Value of interest in common/collective trusts at end of year2023-12-31$1,196,154
Value of interest in common/collective trusts at beginning of year2023-12-31$1,313,543
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$6,573,194
Net investment gain or loss from common/collective trusts2023-12-31$30,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,379,778
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$6,736,561
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BROWN EDWARDS & COMPANY. LLP
Accountancy firm EIN2023-12-31550504608
2022 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,162,184
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,154,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,143,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,051,198
Value of total assets at end of year2022-12-31$56,549,698
Value of total assets at beginning of year2022-12-31$63,866,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$11,127
Total interest from all sources2022-12-31$31,407
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,528,454
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,528,454
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,635,515
Participant contributions at end of year2022-12-31$685,660
Participant contributions at beginning of year2022-12-31$603,624
Assets. Other investments not covered elsewhere at end of year2022-12-31$5,110,001
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$6,157,645
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,020,201
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$143
Other income not declared elsewhere2022-12-31$-1,076,605
Administrative expenses (other) incurred2022-12-31$11,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-7,316,823
Value of net assets at end of year (total assets less liabilities)2022-12-31$56,549,698
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$63,866,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$49,440,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$55,947,274
Interest on participant loans2022-12-31$31,407
Value of interest in common/collective trusts at end of year2022-12-31$1,313,543
Value of interest in common/collective trusts at beginning of year2022-12-31$1,157,978
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,718,305
Net investment gain or loss from common/collective trusts2022-12-31$21,667
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,395,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,143,369
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BROWN EDWARDS & COMPANY. LLP
Accountancy firm EIN2022-12-31550504608
2021 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$10,880,220
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,608,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,596,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,313,472
Value of total assets at end of year2021-12-31$63,866,521
Value of total assets at beginning of year2021-12-31$55,595,245
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$12,319
Total interest from all sources2021-12-31$30,449
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,917,399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,917,399
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,621,740
Participant contributions at end of year2021-12-31$603,624
Participant contributions at beginning of year2021-12-31$676,004
Assets. Other investments not covered elsewhere at end of year2021-12-31$6,157,645
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$4,451,463
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$239,357
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$1,720
Other income not declared elsewhere2021-12-31$611,997
Administrative expenses (other) incurred2021-12-31$12,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,271,276
Value of net assets at end of year (total assets less liabilities)2021-12-31$63,866,521
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$55,595,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$55,947,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$49,463,666
Interest on participant loans2021-12-31$30,449
Value of interest in common/collective trusts at end of year2021-12-31$1,157,978
Value of interest in common/collective trusts at beginning of year2021-12-31$1,004,112
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$990,417
Net investment gain or loss from common/collective trusts2021-12-31$16,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,452,375
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,594,905
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BROWN EDWARDS & COMPANY, LLP
Accountancy firm EIN2021-12-31550504608
2020 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,862,720
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,997,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,983,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,246,551
Value of total assets at end of year2020-12-31$55,595,245
Value of total assets at beginning of year2020-12-31$55,730,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$14,252
Total interest from all sources2020-12-31$37,669
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,696,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,696,303
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,285,178
Participant contributions at end of year2020-12-31$676,004
Participant contributions at beginning of year2020-12-31$757,942
Assets. Other investments not covered elsewhere at end of year2020-12-31$4,451,463
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$6,001,369
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,366
Other income not declared elsewhere2020-12-31$219,284
Administrative expenses (other) incurred2020-12-31$14,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-134,944
Value of net assets at end of year (total assets less liabilities)2020-12-31$55,595,245
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$55,730,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$49,463,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$48,252,583
Interest on participant loans2020-12-31$37,669
Value of interest in common/collective trusts at end of year2020-12-31$1,004,112
Value of interest in common/collective trusts at beginning of year2020-12-31$718,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,642,338
Net investment gain or loss from common/collective trusts2020-12-31$20,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$958,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,983,412
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BROWN EDWARDS & COMPANY, LLP
Accountancy firm EIN2020-12-31550504608
2019 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$12,253,461
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,908,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,897,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,612,070
Value of total assets at end of year2019-12-31$55,730,189
Value of total assets at beginning of year2019-12-31$46,385,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$11,190
Total interest from all sources2019-12-31$39,972
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,558,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,558,960
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,410,956
Participant contributions at end of year2019-12-31$757,942
Participant contributions at beginning of year2019-12-31$805,741
Assets. Other investments not covered elsewhere at end of year2019-12-31$6,001,369
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$4,850,132
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$273,727
Other income not declared elsewhere2019-12-31$1,058,644
Administrative expenses (other) incurred2019-12-31$11,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,345,018
Value of net assets at end of year (total assets less liabilities)2019-12-31$55,730,189
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$46,385,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$48,252,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$39,724,743
Interest on participant loans2019-12-31$39,972
Value of interest in common/collective trusts at end of year2019-12-31$718,295
Value of interest in common/collective trusts at beginning of year2019-12-31$1,004,555
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,968,610
Net investment gain or loss from common/collective trusts2019-12-31$15,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$927,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,897,253
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BROWN EDWARDS & COMPANY, LLP
Accountancy firm EIN2019-12-31550504608
2018 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-4,926
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,414,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,402,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,836,559
Value of total assets at end of year2018-12-31$46,385,171
Value of total assets at beginning of year2018-12-31$49,804,207
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$11,341
Total interest from all sources2018-12-31$37,131
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,687,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,687,979
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,253,654
Participant contributions at end of year2018-12-31$805,741
Participant contributions at beginning of year2018-12-31$735,550
Assets. Other investments not covered elsewhere at end of year2018-12-31$4,850,132
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,055,424
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$280,178
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$3,388
Other income not declared elsewhere2018-12-31$-488,623
Administrative expenses (other) incurred2018-12-31$11,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,419,036
Value of net assets at end of year (total assets less liabilities)2018-12-31$46,385,171
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$49,804,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$39,724,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$42,567,044
Interest on participant loans2018-12-31$37,131
Value of interest in common/collective trusts at end of year2018-12-31$1,004,555
Value of interest in common/collective trusts at beginning of year2018-12-31$1,446,189
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,094,690
Net investment gain or loss from common/collective trusts2018-12-31$16,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,302,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,399,381
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BROWN EDWARDS & COMPANY, LLP
Accountancy firm EIN2018-12-31550504608
2017 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$9,181,174
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,009,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,996,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,082,133
Value of total assets at end of year2017-12-31$49,804,207
Value of total assets at beginning of year2017-12-31$44,633,025
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$13,909
Total interest from all sources2017-12-31$35,622
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,527,736
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,527,736
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,306,798
Participant contributions at end of year2017-12-31$735,550
Participant contributions at beginning of year2017-12-31$848,776
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,055,424
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$4,346,840
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$195,408
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$1,193
Other income not declared elsewhere2017-12-31$909,472
Administrative expenses (other) incurred2017-12-31$13,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,171,182
Value of net assets at end of year (total assets less liabilities)2017-12-31$49,804,207
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$44,633,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$42,567,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$37,550,049
Interest on participant loans2017-12-31$35,622
Value of interest in common/collective trusts at end of year2017-12-31$1,446,189
Value of interest in common/collective trusts at beginning of year2017-12-31$1,887,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,609,617
Net investment gain or loss from common/collective trusts2017-12-31$16,594
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$579,927
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,994,890
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BROWN EDWARDS & COMPANY, LLP
Accountancy firm EIN2017-12-31550504608
2016 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,381,746
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,761,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,749,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,126,673
Value of total assets at end of year2016-12-31$44,633,025
Value of total assets at beginning of year2016-12-31$42,012,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,090
Total interest from all sources2016-12-31$34,201
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,085,354
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,085,354
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,193,760
Participant contributions at end of year2016-12-31$848,776
Participant contributions at beginning of year2016-12-31$759,016
Assets. Other investments not covered elsewhere at end of year2016-12-31$4,346,840
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$4,035,712
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$88,450
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$2,303
Other income not declared elsewhere2016-12-31$300,128
Administrative expenses (other) incurred2016-12-31$12,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,620,146
Value of net assets at end of year (total assets less liabilities)2016-12-31$44,633,025
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$42,012,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$37,550,049
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$36,013,474
Interest on participant loans2016-12-31$34,201
Value of interest in common/collective trusts at end of year2016-12-31$1,887,360
Value of interest in common/collective trusts at beginning of year2016-12-31$1,204,677
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,817,447
Net investment gain or loss from common/collective trusts2016-12-31$17,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$844,463
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,747,207
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GIBBONS & KAWASH, A.C.
Accountancy firm EIN2016-12-31550738985
2015 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,013,359
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$6,719,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,661,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,523,370
Value of total assets at end of year2015-12-31$42,012,879
Value of total assets at beginning of year2015-12-31$46,719,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$57,692
Total interest from all sources2015-12-31$32,119
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,646,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,646,164
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,146,682
Participant contributions at end of year2015-12-31$759,016
Participant contributions at beginning of year2015-12-31$800,840
Assets. Other investments not covered elsewhere at end of year2015-12-31$4,035,712
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,806,541
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$362,979
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$2,303
Other income not declared elsewhere2015-12-31$-66,579
Administrative expenses (other) incurred2015-12-31$57,692
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,706,326
Value of net assets at end of year (total assets less liabilities)2015-12-31$42,012,879
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$46,719,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$36,013,474
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$40,823,368
Interest on participant loans2015-12-31$32,119
Value of interest in common/collective trusts at end of year2015-12-31$1,204,677
Value of interest in common/collective trusts at beginning of year2015-12-31$1,288,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,135,785
Net investment gain or loss from common/collective trusts2015-12-31$14,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,013,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,659,690
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GIBBONS & KAWASH, A.C.
Accountancy firm EIN2015-12-31550738985
2014 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$5,006
Total income from all sources (including contributions)2014-12-31$6,292,906
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,905,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,847,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,907,741
Value of total assets at end of year2014-12-31$46,719,205
Value of total assets at beginning of year2014-12-31$45,336,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$58,140
Total interest from all sources2014-12-31$34,158
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,447,149
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,447,149
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,182,055
Participant contributions at end of year2014-12-31$800,840
Participant contributions at beginning of year2014-12-31$819,480
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,806,541
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$47,245
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$1,679,692
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$40,463
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$5,006
Other income not declared elsewhere2014-12-31$328,584
Administrative expenses (other) incurred2014-12-31$58,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,387,538
Value of net assets at end of year (total assets less liabilities)2014-12-31$46,719,205
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$45,331,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$40,823,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$39,703,219
Interest on participant loans2014-12-31$34,158
Value of interest in common/collective trusts at end of year2014-12-31$1,288,456
Value of interest in common/collective trusts at beginning of year2014-12-31$1,730,119
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$74,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,559,406
Net investment gain or loss from common/collective trusts2014-12-31$15,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,678,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,167,536
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$2,969,144
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GIBBONS & KAWASH, A.C.
Accountancy firm EIN2014-12-31550738985
2013 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$547,149
Total unrealized appreciation/depreciation of assets2013-12-31$547,149
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,006
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,884,431
Total loss/gain on sale of assets2013-12-31$64,109
Total of all expenses incurred2013-12-31$865,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$806,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,893,230
Value of total assets at end of year2013-12-31$45,336,673
Value of total assets at beginning of year2013-12-31$37,312,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$58,680
Total interest from all sources2013-12-31$35,214
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,169,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,108,927
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$21,708
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,167,202
Participant contributions at end of year2013-12-31$819,480
Participant contributions at beginning of year2013-12-31$745,054
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$65,829
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$2,303
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$40,463
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$5,006
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$3,417
Administrative expenses (other) incurred2013-12-31$58,680
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$131
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,019,181
Value of net assets at end of year (total assets less liabilities)2013-12-31$45,331,667
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$37,312,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$39,703,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$32,689,682
Interest on participant loans2013-12-31$33,185
Income. Interest from US Government securities2013-12-31$2,029
Value of interest in common/collective trusts at end of year2013-12-31$1,730,119
Value of interest in common/collective trusts at beginning of year2013-12-31$1,508,749
Asset value of US Government securities at end of year2013-12-31$74,248
Asset value of US Government securities at beginning of year2013-12-31$76,176
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,151,641
Net investment gain or loss from common/collective trusts2013-12-31$20,055
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$660,199
Income. Dividends from preferred stock2013-12-31$1,069
Income. Dividends from common stock2013-12-31$59,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$804,267
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$2,969,144
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$2,270,986
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$653,904
Aggregate carrying amount (costs) on sale of assets2013-12-31$589,795
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GIBBONS & KAWASH, A.C.
Accountancy firm EIN2013-12-31550738985
2012 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$226,443
Total unrealized appreciation/depreciation of assets2012-12-31$226,443
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,787,976
Total loss/gain on sale of assets2012-12-31$26,739
Total of all expenses incurred2012-12-31$1,815,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,759,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,727,755
Value of total assets at end of year2012-12-31$37,312,486
Value of total assets at beginning of year2012-12-31$31,340,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$56,063
Total interest from all sources2012-12-31$29,487
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$803,950
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$745,062
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$21,708
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$13,570
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,098,314
Participant contributions at end of year2012-12-31$745,054
Participant contributions at beginning of year2012-12-31$592,403
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,228,400
Administrative expenses (other) incurred2012-12-31$56,063
Total non interest bearing cash at end of year2012-12-31$131
Total non interest bearing cash at beginning of year2012-12-31$131
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,972,200
Value of net assets at end of year (total assets less liabilities)2012-12-31$37,312,486
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$31,340,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$32,689,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$27,483,667
Interest on participant loans2012-12-31$27,458
Income. Interest from US Government securities2012-12-31$2,029
Value of interest in common/collective trusts at end of year2012-12-31$1,508,749
Value of interest in common/collective trusts at beginning of year2012-12-31$1,421,008
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$3,403
Asset value of US Government securities at end of year2012-12-31$76,176
Asset value of US Government securities at beginning of year2012-12-31$77,488
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,951,422
Net investment gain or loss from common/collective trusts2012-12-31$22,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,401,041
Income. Dividends from preferred stock2012-12-31$1,256
Income. Dividends from common stock2012-12-31$57,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,756,310
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$2,270,986
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$1,752,019
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$343,989
Aggregate carrying amount (costs) on sale of assets2012-12-31$317,250
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GIBBONS & KAWASH, A.C.
Accountancy firm EIN2012-12-31550738985
2011 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-79,514
Total unrealized appreciation/depreciation of assets2011-12-31$-79,514
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,196,414
Total loss/gain on sale of assets2011-12-31$-11,552
Total of all expenses incurred2011-12-31$462,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$436,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,310,095
Value of total assets at end of year2011-12-31$31,340,286
Value of total assets at beginning of year2011-12-31$28,606,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$26,147
Total interest from all sources2011-12-31$37,447
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$516,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$497,144
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$13,570
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,058,328
Participant contributions at end of year2011-12-31$592,403
Participant contributions at beginning of year2011-12-31$479,674
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$3,529,246
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$598,666
Other income not declared elsewhere2011-12-31$182,997
Administrative expenses (other) incurred2011-12-31$26,147
Total non interest bearing cash at end of year2011-12-31$131
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,733,962
Value of net assets at end of year (total assets less liabilities)2011-12-31$31,340,286
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$28,606,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$27,483,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$28,507
Interest earned on other investments2011-12-31$7,926
Income. Interest from US Government securities2011-12-31$1,014
Value of interest in common/collective trusts at end of year2011-12-31$1,421,008
Value of interest in common/collective trusts at beginning of year2011-12-31$24,597,404
Asset value of US Government securities at end of year2011-12-31$77,488
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-772,057
Net investment gain or loss from common/collective trusts2011-12-31$12,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,653,101
Income. Dividends from preferred stock2011-12-31$375
Income. Dividends from common stock2011-12-31$19,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$436,305
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$1,752,019
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$46,166
Aggregate carrying amount (costs) on sale of assets2011-12-31$57,718
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GIBBONS & KAWASH, CPAS
Accountancy firm EIN2011-12-31550738985
2010 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,392,523
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$388,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$369,552
Expenses. Certain deemed distributions of participant loans2010-12-31$16,189
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,051,344
Value of total assets at end of year2010-12-31$28,606,324
Value of total assets at beginning of year2010-12-31$22,602,554
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,012
Total interest from all sources2010-12-31$23,906
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,043,382
Participant contributions at end of year2010-12-31$479,674
Participant contributions at beginning of year2010-12-31$415,242
Assets. Other investments not covered elsewhere at end of year2010-12-31$3,529,246
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$2,485,623
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$270,963
Other income not declared elsewhere2010-12-31$168,184
Administrative expenses (other) incurred2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,003,770
Value of net assets at end of year (total assets less liabilities)2010-12-31$28,606,324
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$22,602,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest on participant loans2010-12-31$23,906
Value of interest in common/collective trusts at end of year2010-12-31$24,597,404
Value of interest in common/collective trusts at beginning of year2010-12-31$19,701,689
Net investment gain or loss from common/collective trusts2010-12-31$3,149,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,736,999
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$369,552
Contract administrator fees2010-12-31$3,012
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GIBBONS & KAWASH, CPAS
Accountancy firm EIN2010-12-31550738985
2009 : SPILMAN THOMAS & BATTLE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for SPILMAN THOMAS & BATTLE 401(K) PLAN

2022: SPILMAN THOMAS & BATTLE 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SPILMAN THOMAS & BATTLE 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SPILMAN THOMAS & BATTLE 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SPILMAN THOMAS & BATTLE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SPILMAN THOMAS & BATTLE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SPILMAN THOMAS & BATTLE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SPILMAN THOMAS & BATTLE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SPILMAN THOMAS & BATTLE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SPILMAN THOMAS & BATTLE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SPILMAN THOMAS & BATTLE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SPILMAN THOMAS & BATTLE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SPILMAN THOMAS & BATTLE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SPILMAN THOMAS & BATTLE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number16014
Policy instance 1
Insurance contract or identification number16014
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number16014
Policy instance 1
Insurance contract or identification number16014
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number16014
Policy instance 1
Insurance contract or identification number16014
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number16014
Policy instance 1
Insurance contract or identification number16014
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees30
Additional information about fees paid to insurance brokerPERSISTENCY FEE
Insurance broker nameJAMES SCHOFIELD DOBBS
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number16014
Policy instance 1
Insurance contract or identification number16014
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Additional information about fees paid to insurance brokerPERSISTENCY FEE
Insurance broker nameJAMES SCHOFIELD DOBBS
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number16014
Policy instance 1
Insurance contract or identification number16014
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number16014
Policy instance 1
Insurance contract or identification number16014
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number16014
Policy instance 1
Insurance contract or identification number16014
Number of Individuals Covered3
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number16014
Policy instance 1
Insurance contract or identification number16014
Number of Individuals Covered3
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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